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Abstract 


Regulatory genes control the expression of other genes and are key components of developmental processes such as segmentation and embryonic construction of the skull in vertebrates. Here we examine the variability and evolution of three vertebrate regulatory genes, addressing issues of their utility for phylogenetics and comparing the rates of genetic change seen in regulatory loci to the rates seen in other genes in the parrotfishes. The parrotfishes are a diverse group of colorful fishes from coral reefs and seagrasses worldwide and have been placed phylogenetically within the family Labridae. We tested phylogenetic hypotheses among the parrotfishes, with a focus on the genera Chlorurus and Scarus, by analyzing eight gene fragments for 42 parrotfishes and eight outgroup species. We sequenced mitochondrial 12s rRNA (967 bp), 16s rRNA (577 bp), and cytochrome b (477 bp). From the nuclear genome, we sequenced part of the protein-coding genes rag2 (715 bp), tmo4c4 (485 bp), and the developmental regulatory genes otx1 (672 bp), bmp4 (488bp), and dlx2 (522 bp). Bayesian, likelihood, and parsimony analyses of the resulting 4903 bp of DNA sequence produced similar topologies that confirm the monophyly of the scarines and provide a phylogeny at the species level for portions of the genera Scarus and Chlorurus. Four major clades of Scarus were recovered, with three distributed in the Indo-Pacific and one containing Caribbean/Atlantic taxa. Molecular rates suggest a Miocene origin of the parrotfishes (22 mya) and a recent divergence of species within Scarus and Chlorurus, within the past 5 million years. Developmentally important genes made a significant contribution to phylogenetic structure, and rates of genetic evolution were high in bmp4, similar to other coding nuclear genes, but low in otx1 and the dlx2 exons. Synonymous and non-synonymous substitution patterns in developmental regulatory genes support the hypothesis of stabilizing selection during the history of these genes, with several phylogenetic regions of accelerated non-synonymous change detected in the phylogeny.

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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Mol Phylogenet Evol. Author manuscript; available in PMC 2012 Aug 14.
Published in final edited form as:
PMCID: PMC3418665
NIHMSID: NIHMS73628
PMID: 18621133

Phylogenetic Relationships and the Evolution of Regulatory Gene Sequences in the Parrotfishes

Abstract

Regulatory genes control the expression of other genes and are key components of developmental processes such as segmentation and embryonic construction of the skull in vertebrates. Here we examine the variability and evolution of three vertebrate regulatory genes, addressing issues of their utility for phylogenetics and comparing the rates of genetic change seen in regulatory loci to the rates seen in other genes in the parrotfishes. The parrotfishes are a diverse group of colorful fishes from coral reefs and seagrasses worldwide and have been placed phylogenetically within the family Labridae. We tested phylogenetic hypotheses among the parrotfishes, with a focus on the genera Chlorurus and Scarus, by analyzing eight gene fragments for 42 parrotfishes and eight outgroup species. We sequenced mitochondrial 12s rRNA (967 bp), 16s rRNA (577 bp), and cytochrome b (477 bp). From the nuclear genome, we sequenced part of the protein-coding genes rag2 (715 bp), tmo4c4 (485 bp), and the developmental regulatory genes otx1 (672 bp), bmp4 (488 bp), and dlx2 (522 bp). Bayesian, likelihood, and parsimony analyses on the resulting 4903 bp of DNA sequence produced similar topologies that confirm the monophyly of the scarines and provide a phylogeny at the species level for portions of the genera Scarus and Chlorurus. Four major clades of Scarus were recovered, with three distributed in the Indo-Pacific and one containing Caribbean/Atlantic taxa. Molecular rates suggest a Miocene origin of the parrotfishes (22 mya) and a recent divergence of species within Scarus and Chlorurus, within the past 5 million years. Developmentally important genes made a significant contribution to phylogenetic structure, and rates of genetic evolution were high in bmp4, similar to other coding nuclear genes, but low in otx1 and the dlx2 exons. Synonymous and nonsynonymous substitution patterns in developmental regulatory genes support the hypothesis of stabilizing selection during the history of these genes, with several phylogenetic regions of accelerated nonsynonymous change detected in the phylogeny.

Keywords: phylogenetics, coral reef fishes, parrotfishes, regulatory genes, molecular clock, bmp4, dlx2, otx1

1. Introduction

Rapid progress in the molecular phylogenetics of diverse groups of organisms has created opportunities to combine phylogenetic studies with exploration of molecular evolution in a range of functionally or developmentally important genes. Regulatory genes are loci that control the expression of other genes, typically via DNA-binding transcriptional activity or cell-cell signalling. Despite strong conservation of functional domains across hundreds of millions of years of evolution (Manzanares et al., 2000), evidence exists of major changes in regulatory genes that may have produced important evolutionary changes in body plan and morphology (Lowe and Wray, 1997; Wagner et al., 2003). Many studies have used phylogenetic tools to generate evolutionary topologies of Hox genes and other regulatory loci (e.g., Kim et al., 2003; Purugganan, 1997; Santini and Bernardi, 2005; Wagner et al., 2005) yet there are few explorations of the phylogenetic utility of regulatory gene sequences in in larger, multi-locus phylogenetic analyses. Several recent examples in arthropods (Cook et al., 2001) and plants (Barrier et al., 2001; Fan et al., 2004) have shown that regulatory loci can make strong contributions to phylogenetic resolution. This work, particularly in plants, has shown that regulatory gene sequences and their protein products do not necessarily evolve more slowly than structural genes, and in fact may evolve significantly faster (Barrier et al., 2001).

In this context, we are interested in addressing questions of sequence evolution in several of the regulatory genes in diverse groups of coral reef fishes. First, what is the phylogenetic utility of regulatory gene sequences in fishes, and at what level of divergence time do they contribute to phylogenetic resolution? Second, are rates of divergence in genes that regulate development of key anatomical features different relative to background levels of genetic change in diverse groups of reef fishes? Due to the conservatism of most regulatory loci, one might predict that rates of evolution in these genes would be low. However, rates of genetic change are rarely constant, and we predicted that we would detect periods in the phylogenetic history of regulatory genes in diverse clades during which evolution was accelerated. We also expected that some regulatory gene partitions would provide phylogenetic resolving power for species groups that is similar to other mitochondrial and nuclear genes. Alternatively, regulatory loci might have a slower evolutionary signal that is appropriate for resolving deeper phylogenetic relationships. By incorporating these important genes in phylogenetic analyses, we may contribute to broader questions of evolution in regulatory sequences and the generation of structural and functional diversity.

Labrid fishes display great morphological diversity in aspects of cranial morphology and function (Wainwright et al., 2004; Westneat et al., 2005). A particularly unusual group within the Labridae are the parrotfishes, with a modified skull, fused jaws for scraping algae off the substrate, and hypertrophied pharyngeal jaws for grinding their food. We sequenced regions of selected genes that play regulatory roles in the development of the head, teeth, and jaws of parrotfishes and assessed their levels of genetic divergence within parrotfishes in addition to those of more commonly used nuclear and mitochondrial loci. Our aims were to evaluate whether their rates of divergence provide appropriate phylogenetic signal to elucidate phylogenetic relationships within the parrotfishes and to explore how their patterns of molecular evolution compare with those of other, non-regulatory, coding genes. Eight gene fragments were sequenced: portions of 12s and 16s rRNA and cytochrome b (cytb) from the mitochondrial genome, and regions of the nuclear protein-coding genes tmo4c4, Recombination activating gene-2 (rag2), Orthodenticle homeobox-1 (otx1), Bone morphogenetic protein-4 (bmp4), and Distal-less homeobox-2 (dlx2). The first five genes listed are frequently used in phylogenetic studies of fishes and other vertebrates; the final three genes are regulatory or developmentally important genes involved in development of the trophic system in fishes, but with as yet unproven phylogenetic utility among coral reef fishes.

The parrotfishes are a diverse clade of marine fishes that are circumtropical in distribution, but with the majority of taxa found in the Indo-Pacific region. Composed of about 90 species organized into 10 genera, more than half of the group are in the genus Scarus. Parrotfishes are known to be nested within the family Labridae (Streelman, et al., 2002, Westneat and Alfaro, 2005), with a long root branch distinguishing scarines from cheilines, their proposed sister group (Clements et al., 2004, Westneat and Alfaro, 2005). Using our diverse sample of genetic markers, a phylogenetic analysis of the Scaridae was conducted in order to confirm the monophyly of the family and its component genera; to test the division of Scaridae into seagrass-and coral-associated clades (Streelman et al., 2002) and the separation of Chlorurus from the remainder of Scarus (Bellwood, 1994); to investigate species relationships within Scarus; to examine patterns of evolution in color pattern and distribution within Scarus; and to assess phylogenetic utility of three regulatory genes compared to genes more commonly used in molecular systematics.

2. Materials and Methods

2.1 Species sampling and genes sequenced

DNA sequence data for 50 species of fishes were analyzed in this study, including 8 outgroup taxa from within the Labridae and 42 parrotfishes. We included at least one member of each scarine genus, with a focus on sampling within the two largest genera, Chlorurus (7 species sampled) and Scarus (24 species sampled). All specimens were collected by the authors or purchased at local fish markets, and most have a voucher specimen associated with the tissue (referenced in Genbank submission). Portions of eight genes were sequenced in the study, including three mitochondrial regions (12s, 16s, and cytb) and 5 nuclear markers (rag2, tmo4c4, bmp4, dlx2, and otx1).

We sequenced fragments of 6 protein coding genes for this study, including three nuclear regulatory loci. Tmo4c4 is a single-copy nuclear DNA locus first isolated by Streelman and Karl (1997) who found a high degree of similarity with a region of the human titin protein, a large protein that contributes to muscle assembly and resting tension. Tmo4c4 has subsequently become popular for its utility in family-level phylogenetic studies of fishes (Farias et al., 2000, Lovejoy, 2000, Smith and Wheeler, 2004, Sparks and Smith 2004; Westneat and Alfaro, 2005). We generated 486 base pairs of tmo4c4 sequence, encompassing all but the first 26 nucleotides of the fragment isolated by Streelman and Karl (1997).

Recombination activating gene-2 (rag2) consists of a single exon in vertebrates and works with RAG1 to synergistically activate V(D)J recombination, the process by which developing lymphocytes generate immune system diversity (Oettinger, et al., 1990). We sequenced 715 bp of 1600 bp of coding sequence, from roughly nucleotide 280–995 (from Hansen and Kaattari, 1996). All of the sequence used in this study is located in the proposed “functional core region” (Cuomo and Oettinger, 1994). Cytochrome b is a mitochondrial DNA gene widely used in phylogenetic analysis. It codes for an eight helix trans-membrane protein which serves as the main catalytic subunit of a respiratory chain enzyme (Esposti et al., 1993). We have a consensus region of 477 nucleotides from the 5’ half of cytb. This corresponds with amino acid residues 18 through 176 of approximately 380 found in fishes.

Otx1 is a vertebrate homolog of the Drosophila gene orthodenticle (otd), a bicoid-class homeobox gene responsible for transcriptional regulation in anterior regions (Simeone et al., 2002). Otx1 expression is mainly, but not exclusively, restricted to the head of developing embryos (Boncinelli et al., 1994) and is a vital determinant of brain development and early organization of the vertebrate head, eye and inner ear (Andreazzoli et al., 1997, Acampora et al., 1998, Morsli et al., 1999). We sequenced 672 nucleotides (excluding indels), including the final 7 amino acids of the homeodomain, the entire histine-rich region, and one of the two C-terminal repeats (Simeone et al., 2002).

Bone morphogenic protein-4 (bmp4) is a member of the transforming growth factor-β super-family (Kingsley, 1994). Bmp4 is a vertebrate homolog of Drosophila decapentaplegic (dpp) responsible for the establishment of dorsal-ventral polarity and segmentation in the fly (Irish and Gelbart, 1987). Similar patterning functions for bmp4 have been recognized in zebrafish (Chen et al., 1997; Nikaido, 1997). Bmp4 has also been implicated in the initiation and patterning of tooth formation (Peters and Balling 1999, Tucker et al., 1998), bone and joint development and repair (Kingsley, 1994; Cheng et al., 2003) and the evolution of skull diversity in cichlid fishes (Albertson et al., 2003; 2005) and Darwin’s finches (Abzhanov, 2004). The bmp4 coding region spans two exons to produce a protein of about 400 amino acids. We have 488 bps from the 5’ region of exon 4 with all but 54 nucleotides from the pro-domain.

Dlx2 is one of multiple vertebrate homologs of the Drosophila homeodomain transcription factor dll, a key gene in neural crest and forebrain development (Holland et al., 1996). There are at least eight dlx genes in zebrafish; six of them, including dlx2, are found in inverted pairs linked to hox clusters (Stock et al., 1996). Dlx2 is essential for the development of proximal regions of the first and second branchial arches, the oral jaws, and hyoid arch that form much of the feeding apparatus of fishes (Qiu et al., 1997). We have 159 bp of the 3’ end of exon two, 117–159 bp of the subsequent variable-length intron, and 209 bp of the 5’ region of exon three, including the entire homeobox domain (McGuinness, et al., 1996).

2.2 DNA extraction and amplification

Genomic DNA was extracted from 2–4 mm3 of tissue sample using a Puregene® DNA isolation kit (Gentra Systems, Minneapolis, MN), according to the Animal tissue DNA isolation Protocol. Briefly, tissue was homogenized in a low molarity salt buffer and digested overnight with proteinase K. After the addition of a protein precipitation solution, the sample was centrifuged to remove cellular material from the supernatant. DNA was then precipitated at room temperature in 100% isopropanol with 1.5µl of 20 mg ml−1 glycogen. We pelleted the DNA by centrifugation on high speed followed by washing in 70% ethanol. DNA was rehydrated in Puregene® DNA hydration solution and then stored at 4°C.

Aliquots of genomic DNA isolates were used as templates for PCR to amplify double-stranded DNA products from the seven gene fragments. Each PCR had a reaction volume of 25 µl and contained 1 µl of DNA stock regardless of stock concentration (diluted 1:10 in some cases), 2.5 µl 10X reaction buffer (100 mM Tris-HCl, 500 mM KCl, 15 mM MgCl2, pH 8.3; Roche, Mannheim, Germany), 1.5 µl of 2 mM each deoxynucleotide triphosphates, 0.1 µl of 5 unit µl−1 Taq polymerase (Roche, Mannheim, Germany), and 1.0 µl of each oligonucleotide primer, each at 10 µM concentration. Primers used for amplification and sequencing are given in Table 1. Some samples amplified weakly using standard PCR, and were reamplified with Ready-to-go™ PCR beads (Amersham Pharmacia Biotech Inc., Piscataway, NJ).

Table 1

Primers and primer sequences used for amplification and sequencing in this study.

GenePrimer namePrimer sequence
12s rDNA12s-phe22AGC ATA ACA CTG AAG ATG TTA
12s53FCAC AAA GGC TTG GTC CTG ACT TT
12s489FCTG GGA TTA GAT ACC CCA CTA TGC
12s613RTCG GTT CTA GAA CAG GCT CCT CTA G
12s991RGGT ACA CTT ACC ATG TTA CGA CT
16s rDNA16SARCGC CTG TTT ATC AAA AAC AT (Palumbi, 1996)
16SBRCCG GTC TGA ACT CAG ATC ACG T (Palumbi, 1996)
tmo4C4Tmo-f1-5CCT CCG GCC TTC CTA AAA CCT CTC (Streelman and Karl, 1997)
Tmo-f1-6GAA AAG AGT GTT TGA AAA TGA
Tmo-r1-3CAT CGT GCT CCT GGG TGA CAA AGT (Streelman and Karl, 1997)
rag2RAG2-pfish38FGGC TCC CAG AGA GTT ACC TCA THC A
RAG2-F1GAT GGC CTT CCC TCT GTG GGT AC
RAG2-pfish407FGGT CAC TCC ATC CTG TCC GAC T
RAG2-pfish535RCTC ACA GGA RAG CAA AGG GCT ACC C
RAG2-R3GAT GGC CTT CCC TCT GTG GGT AC
cytbLcytb-chTTC TAA AAT CGC AAA CGA CGC
LcytbScar1GAA ACC ACC GTT GTT ATT CAA CTA
LcytbScar2TAA TGG CAA GTC TCC GAA AAA CTC
Cytb R580AGR AAG TGG AAK GCR AAG AAT CG
HcytbScar615GGA CTA CGG CAG CTG CRA TGA C
HcytbScar615bAGA ACT ACG GCA GCT GCR ATA AC
HcytbScar750GAG AGC AAT AAG GAG GGC TGC
otx1Otx1-F1TCC AAG CAG TCT GTG TGG TGT TAA A
Otx1-R1TTT GGT TCA AGA ACC GGA GG
bmp4Bmp4-2FaTCT YAT YTC AGA GCA CAT GGA GAG G
Bmp4-2FbAAC CTC ACC AGC ATT CCA GA
Bmp4-2RATC GCT GAA GTC CAC GTA C
dlx2Dlx2-F760GAA GAG AGY GAG CCA GAA ATC
Dlx2-R2AGT TTG CCA AAA ACG ACG AA

Each 16s, 12s and cytb PCR included an initial denaturation step at 94° C for 2 min, followed by 30 cycles of PCR, each cycle including denaturation at 94° C for 30 s, annealing at 49 or 60° C for 30 s, and extension at 72° C for 55 s. After a final extension step at 72° C for 2 min the PCR products were held at 4° C. Each nuclear gene PCR included an initial denaturation step at 95° C for 1 min, followed by 35 cycles of PCR, each cycle involving denaturation at 95° C for 30 s, annealing at 55° C for 1 min, and extension at 72° C for 90 s. The final extension step was at 72° C for 5 min. PCR reactions were performed using an MJ Research PTC-200 Peltier Thermal Cycler (MJ Research Inc., Watertown, Mass.).

PCR products were electrophoresed on 1% low melting agarose gels stained with ethidium bromide; bands were visualized under ultraviolet light then excised, melted at 70° C, and incubated with 1µl GELase™ Agarose Gel-Digesting Preparation (Epicentre, Madison, WI) for at least 3 hours at 45° C. PCR products were cycle-sequenced using an ABI PRISM® Big Dye™ Terminator Cycle Sequencing Ready Reaction Kit, version 3.0 or 3.1 (Applied Biosystems, Foster City, CA). Each reaction included 3.0 µl of buffer, 0.6 µl of primer, 1.0 µl of Big Dye™reagent, 0.7–2.0 µl of PCR product template DNA, and enough water to bring the total reaction volume to 10 µl. The cycling protocol was 25 cycles of denaturation at 96° C for 10 s, annealing at 50° C for 5 s, and extension at 60° C for 4 min. Sequences of both strands were generated on an ABI PRISM® 3100 or 3730 Genetic Analyzer (Applied Biosystems, Foster City, CA). All sequences have been deposited in GenBank with the following accession numbers: 12s EU601178–EU601227, 16s EU601228–EU601262, tmo4c4 EU601263–EU601306, Rag2 EU601307–EU601356, cytb EU601357–EU601405, otx1 EU601406–EU601455, bmp4 EU601456–EU601505, dlx2 EU601506–EU601554.

2.3 Sequence alignment

Sequences from all genes were trimmed to the size of the smallest fragment to minimize the amount of missing data in the data matrix. Sequences for tmo4c4, rag2, cytb, otx1, bmp4, and the exonic regions of dlx2 were aligned using Sequencher 4.2 (Gene Codes Corp). 12s and 16s sequences were aligned manually to a secondary structure for labrids (Westneat and Alfaro, 2005), using Se-Al v1.0a1 (Andrew Rambaut, University of Oxford). Gaps and ambiguously alignable regions were excluded from analysis. Se-Al was also used to align the intron sequences of dlx2; regions that could not be reliably aligned between taxa were also excluded. After excluding unalignable regions and trimming sequence ends, the character count for each gene was 12s (743), 16s (399), tmo4c4 (485), rag2 (715), cytb (477), otx1 (666), bmp4 (488) and dlx2 (514), for a total of 4487 nucleotide characters.

2.4 Phylogenetic analysis

Phylogenetic analyses were conducted using PAUP* (4.0b10) or Mr. Bayes 3.1 (Ronquist and Huelsenbeck, 2003) on a quad-processor Apple Macintosh G5 computer or a distributed computer network (Illinois BioGrid). Heuristic parsimony searches to find the most parsimonious tree(s) were performed using TBR branch-swapping. One thousand random addition replicates were used to minimize the chance of finding only locally optimal trees (Maddison, 1991). All sites were equally weighted and gaps treated as missing characters. We used nonparametric bootstrapping (Felsenstein, 1985) to measure support of clades with 1000 pseudoreplicates and branch-swapping with two random addition replicates per pseudoreplicate.

For the maximum likelihood analysis the TRN+Γ+I substitution model (rmat = 1.0000 5.4800 1.0000 1.0000 7.5325) with invariable sites (pinvar = 0.5094) and among-site rate heterogeneity (shape=0.5298) was selected using hierarchical likelihood ratio tests implemented in Modeltest 3.7 (Posada and Crandall, 1998). A heuristic search with 100 random sequence additions was used to find the most likely tree.

We used MrBayes 3.1 to perform 4 independent runs of a Markov Chain Monte Carlo analysis with 6 chains running for 10 million generations on the Illinois BioGrid distributed computer network through DePaul University. The eight gene partitions were assigned separate parameters with their own model of sequence evolution, determined using ModelTest 3.7. We saved trees every 1000 generations for each run and used default (flat) priors for the transition/transversion rate ratio (Beta 1,1), branch length (Exp 10), alpha parameter of the gamma distribution for rate heterogeneity (Uniform 0.05–50), proportion of invariant sites (uniform 0–1), base frequencies (Dirichlet 1,1,1,1) and tree topology parameters (uniform over all possible topologies). Visual inspection of tree length, log-likelihood, and model parameters revealed that all parameters appeared to reach stationarity within 500,000 generations. To help ensure that stationarity was reached, we discarded the first 2 million generations (2000 sampled trees) from each run as burn-in and used the remaining 8 million generations (8000 sampled trees for each of the 4 runs) in all subsequent analysis. A majority rule consensus tree calculated from the post burn-in trees was constructed and used to determine the posterior probabilities of clades.

2.5 Regulatory genes, rates of molecular evolution, and variable clocks

To explore the phylogenetic utility of the regulatory genes and the topology supported by regulatory and non-regulatory genetic data, we partitioned the data into two subsets, one containing the regulatory genes and the other the non-regulatory molecular markers and each was analyzed with MrBayes 3.1 (3 independent runs each with 5 chains running for 10 million generations). We also examined rates of molecular evolution in the 8 gene sequences by generating phylograms of each partition on the Bayesian maximum probability topology (all data combined) to produce a phylogenetic map of the changes in gene sequence. These phylograms were used to assess branch lengths as a heuristic measure of the relative amounts of sequence evolution in each partition.

To examine the evolution of the six protein coding genes, we analyzed the amounts and rates of synonymous and non-synonymous change using both likelihood and Bayesian approaches. To explore nucleic acid substitution patterns under a likelihood framework, we used the Muse and Gaut (1994) codon model as implemented by the AnalyzeCodonData algorithm of the software package HyPhy (Kosokovsky Pond et al., 2005), in combination with Bayesian consensus tree. For each gene partition, we calculated the rates of synonymous (and nonsynonymous) substitution per site and visualized these rates along each branch of the phylogeny using the tree graphics utilities of HyPhy. Several branches of the phylogeny (root branch of the parrotfishes and root of Scarus+Chlorurus) appeared to have particularly high or variable rates of dN/dS in some genes relative to other branches, so the hypothesis was tested whether these branches had significantly different dN/dS ratio than the rest of the tree, for each gene, using the TestBranch dNdS module of HyPhy.

To investigate the possible dates of origin of major parrotfish groups and estimate the timing of divergences among the parrotfishes, we used two methods that relaxed the assumptions of a strict molecular clock. Under a likelihood framework, the penalized likelihood (PL) module of the r8s 1.50 software of Sanderson (1997, 2002) was used to estimate the ages of scarine clades. The Bayesian MPP tree topology was used with the following parameters: algorithm=tn, rates = gamma, shape=0.53, and smoothing =4 (determined by cross validation). We also used CodonRates 1.0 (Seo et al., 2004) to analyze the rates of molecular evolution in protein coding genes in a Bayesian framework, reconstruct the rates of synonymous and nonsynonymous rates along branches of the parrotfish phylogeny, and estimate divergence times from codon substitution rates. We constrained two nodes in both analyses using fossil calibrations, fixing the root age of the labrid outgroup node at 55 million years old, based on the earliest fossil evidence of the Labridae (Bellwood, 1990) and constraining the minimum age of the parrotfish root node (split between seagrass and reef clades) at 15 mya, based on the earliest fossil parrotfish, a Calotomus from the middle Miocene (Bellwood and Schultz, 1991).

3. Results

Phylogenetic analyses of eight gene sequences produced well resolved phylogenetic trees for most clades of parrotfishes (Fig. 1). Each of the gene fragments we used provided useful phylogenetic signal at multiple levels of phylogenetic resolution, with regulatory genes aiding in resolution of major clades within both outgroup and ingroup regions of the tree (Fig. 2). Bayesian, likelihood and parsimony methods produced similar topologies, with high support at many nodes. Results show a monophyletic scarine subfamily, most closely related to the cheiline labrids, and a well-resolved split between reef-associated taxa and a seagrass clade, confirming earlier results (Streelman et al., 2002; Westneat and Alfaro, 2005). The genera Chlorurus and Scarus were found to be monophyletic sister-groups, in agreement with morphological phylogenetics (Bellwood, 1990) and our previous molecular study (Streelman et al., 2002). The phylogeny illustrates several species pairs of Chlorurus and four main clades of Scarus, within which the topology has some areas of strong support and other relationships that are less well-resolved. Rates of synonymous and nonsynonymous change indicate stabilizing selection for all protein-coding loci in most parts of the phylogeny, and several branches had significantly higher or lower dN/dS ratios for several genes, indicating that dN/dS rates sped up and slowed down during parrotfish evolution. The results of rate analyses and estimation of clade ages using r8s and CodonRates were in agreement, showing that the main period of speciation in Chlorurus and Scarus is fairly recent, within the last 5 million years.

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Phylogenetic hypothesis for the parrotfishes calculated using Bayesian inference. Maximum posterior probability topology resulting from 4 runs of a MCMC analysis each with 6 chains running for 10 million generations. Posterior probabilities are shown for each node (computed from majority rule consensus of post burn-in trees), and the black dots indicate support at the 90% level or greater from a 1000 repetition parsimony bootstrap analysis. The root of the seagrass and reef clades and four clades of the genus Scarus are identified. Photos are by John E. Randall (via Fishbase.org) with permission, identified by initials of genus and species.

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A comparison of phylogenetic signal in the data partitioned by regulatory (otx1, dlx2, bmp4) and non-regulatory (12s, 16s, cytb, tmo4c4, rag2) genes. Topologies illiustrated are the majority-rule consensus tree of the 95% credible set of trees from 3 runs of a MCMC analysis each with 5 chains running for 10 million generations. Black dots (•) indicate strongly supported nodes at which both partitioned trees agree with each other and with the combined data tree. Strongly supported nodes that agree with the combined data tree but are not strongly supported in the other partition tree (+) are less frequent, and strongly supported nodes that disagree with the combined data tree (*) are rare.

3.1 Molecular characterization and sequence divergence

The data set consisted of 4903 nucleotides of which 4487 were alignable, 1496 of the alignable bases were variable and 1121 were parsimony-informative. Base composition across the data set was fairly uniform (24.5% A, 28.9% C, 24.4% G, and 22.2% T). Within the dlx2 intron, we found that Calotomus carolinus and C. spinidens share a 5 bp insertion, and Scarus flavipectoralis and S. hypselopterus share a 14 bp deletion.

Character optimizations of gene fragments onto the total evidence Bayesian topology inferred from the concatenated sequences (Fig. 3Fig. 5) illustrate the total amounts of nucleotide substitution along various branches of the tree. Sequence divergence among the parrotfishes and labrid outgroups was generally high (Fig. 3Fig. 5), with the exception of comparisons within Chlorurus and Scarus. Peak 12s divergence (Fig. 3A) was 16.4%, occurring between Nicholsina usta and Pseudodax mollucanus, and within parrotfishes it was 13.1%, between Nicholsina and Scarus frenatus. Peak 16s divergence was lower, 10.3% and 8.6% between scarines and outgroups and within scarines, respectively. Cytochrome b divergence (Fig. 3B) was highest (25.2%) between Centrolabrus exoletus and Chlorurus capistratoides, and was maximally 21.6% within parrotfishes. Resolution of the phylogeny among Chlorurus and Scarus at the species level was aided most by variability in cytb data set within the genera (Fig. 3B). Maximum rag2 divergence (Fig. 4A) was between Lachnolaimus maximus and Leptoscarus vaigiensis (20.9%) and within scarines was 10.6% between Cryptomus and Scarus coelestinus. Peak sequence divergence of tmo4c4 was 17.1% between Epibulus and Hipposcarus, and within parrotfishes was maximal (11.5%) between Cryptomus and Hipposcarus.

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Phylogram of rates of molecular evolution in the (A) 12s and (B) cytochrome b data partitions illustrated on the Bayesian consensus tree of all concatenated sequences. Numbers on selected branches indicate that the branchlength is N times the length shown.

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Rates of molecular evolution in the (A) rag2 and (B) bmp4 data partitions illustrated on the Bayesian consensus tree of all concatenated sequences. Numbers on selected branches indicate that the branchlength is N times the length shown.

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Rates of molecular evolution in the (A) dlx2 exon and (B) dlx2 intron data partitions illustrated on the Bayesian consensus tree of all concatenated sequences. Numbers on selected branches indicate that the branchlength is N times the length shown.

Regulatory genes showed similar, though slightly lower, levels of sequence divergence, with a maximal p-distance for bmp4 of 15.4% (Fig. 4B), between Lachnolaimus maximus and Leptoscarus vaigiensis, and a intra-scarine maximal divergence of 7.5%. Otx1 divergence was 10.4% between Tautoga onitis and Nicholsina usta, and within parrotfishes showed a peak between Nicholsina and Leptoscarus of 8.6%. Maximal overall dlx2 divergence (Fig. 5) was 13.7%, between Centrolabrus and Chlorurus japonicus, and was 7.1% between the scarine taxa Cryptomus and Scarus coelestinus. Most of this divergence is intronic however (Fig. 5), as the intron had a peak of 40% divergence (Epibulus to Calotomus spinidens) and a within parrotfish maximum of 23.4%, whereas the exonic regions were just 5.2% divergent overall (Tautoga-Sparisoma) and peaked at 2.5% within parrotfishes. Regulatory genes showed sequence divergences of zero or nearly zero between species pairs of Chlorurus and/or Scarus, and this was especially true of the dlx2 exon (Fig. 5A).

3.2 Phylogeny of the parrotfishes

A diverse DNA sequence data set including both mitochondrial and nuclear loci, intron and exon regions, and protein-coding and ribosomal regions, provided excellent resolution for the topology of the scarine phylogeny (Fig. 1). Bayesian, parsimony and likelihood methods produced nearly identical topologies of relationship among the parrotfishes. Our sample of species showed that the genera Scarus and Chlorurus were monophyletic, and together they form a well-supported clade. The predominantly seagrass-associated genera (Calotomus, Cryptotomus, Leptoscarus, Nicholsina, and Sparisoma) are shown to be distinct from a reef-associated clade (Bolbometapon, Cetoscarus, Chlorurus, Hipposcarus, and Scarus). Three species pairs in the genus Chlorurus received strong support: C. sordidus + C. japanensis, C. bleekeri + C. bowersi, and C. capistratoides + C. microrhinos. The sister species to the rest of the Chlorurus included in the tree was C. oedema. Four multi-species clades within Scarus can be identified with high Bayesian posterior probability and greater than 80% maximum parsimony bootstrap support (Fig. 1, Scarus clades 1–4). Scarus clade 1 includes four Western Pacific species, including the sister pair S. flavipectoralis + S. hypselopterus. Scarus clade 2 is composed of 7 of the sampled species, with the pair S. globiceps + S. oviceps closely related to S. rivulatus and S. quoyi, the pair S. chameleon + S. festivus sister to them, and, S. spinus as the sister to the rest of clade 2. Clade 3 is a strongly supported subclade of the four Caribbean Scarus taxa included in the study (S. coelestinus, S. guacamaia, S. iseri, and S. taeniopterus), with S. ghobban positioned as tentative sister to the Caribbean clade. Scarus clade 4 is a group of 8 species in the tree, arranged in two subclades (Fig. 1), including mostly IndoPacific taxa and a single member that ranges to the eastern Pacific Ocean (S. rubroviolaceus).

3.3 Phylogenetic utility of regulatory genes

The partitioned analysis, in which the regulatory genes and non-regulatory genes were analyzed separately, show that the regulatory genes expressed a similar phylogenetic signal to the more commonly used mitochondrial and nuclear characters, with both regulatory and non-regulatory partitions capturing the topology of the combined data tree (compare Fig. 1 and Fig. 2). Both partitions display the same pattern of distinct coral and seagrass clades, of the monophyletic association of Chlorurus and Scarus, of the monophyly of Sparisoma, Scarus, and Chlorurus, and of the main Scarus sub-clades seen in the combined analyses. Strongly supported nodes in the two partitioned analyses (Fig. 2) are overwhelmingly in agreement with one another and with the combined analyses. A number of the primary nodes along the backbone of the tree are common between the combined and non-regulatory partitions, but are not strongly supported by the regulatory partition. Only one well-supported node in the non-regulatory partition and three nodes in the regulatory partition (Fig. 2) are in conflict with strongly supported nodes in the combined tree (Fig. 1).

3.4 Rates of molecular evolution: synonymous and non-synonymous change

Phylogenetic maps of gene substitutions (Fig. 3Fig. 5) illustrate that substitutions have accumulated most along the root branch of the scarine and cheiline clades, least along Scarus and Chlorurus tip branches, and that the different genes vary in the degree to which they contribute to branch lengths at particular locations in the phylogeny. For the protein coding genes, these substitution patterns were broken down into the rates of synonymous and non-synonymous changes within the phylogeny (Table 2). All six coding genes showed considerably higher rates of synonymous than non-synonymous change, resulting in dN/dS ratios well below 0.5, and usually below 0.1. A single exception is the rate ratio for tmo4c4 at the reef clade of parrotfishes, which is greater than 1.0 (Table 2). The branches leading to the cheiline and scarine subfamily nodes had the highest rates of synonymous substitution, and rates tended to decrease at finer levels in the phylogeny. Many of the shorter branches among species had no non-synonymous changes, preventing the computation of rate ratios.

Table 2

Results of analysis of synonymous and non-synonymous change in 6 protein coding genes at the major nodes in the phylogeny of the parrotfishes calculated using the codon model of Muse and Gaut (1994). Genes are not listed if all cell entries were zero and ratios are left blank if undefined.

NodeGenedSdNdN/dS
Cheilinescytb0.17420.01240.071
rag20.21540.0328^0.152
tmo4c40.25900.00850.033
bmp40.22690.01390.061
dlx20.02280
otx10.10550

Scarinescytb0.28050.00530.019
rag20.36760.03250.088
tmo4c40.40530.0056*0.014
bmp40.29250.0085*0.029
dlx20.03530.0117^0.331
otx10.21020.00200.009

Seagrassrag20.05050.00460.090
tmo4c40.04050.00850.210
bmp40.01850.0057^0.309
otx10.06090

Reefcytb0.13590
rag20.00000.0039
tmo4c40.00230.0028^1.215

Chlorurus +Scaruscytb0.06470.00320.049
rag20.04620.00230.049
tmo4c40.05350.00280.053
bmp40.04110.00570.139
dlx20.01140
otx10.04830

Chloruruscytb0.33270
rag20.02940.00390.134
tmo4c40.07830
bmp40.05500
dlx20.01150
otx10.00370

Scaruscytb0.04120
rag20.01420.00200.138
tmo4c40.05820
otx10.02500

Branches with a significantly higher (^) or lower(*) dN/dS ratio than the rest of the phylogeny are indicated.

The dS and dN phylogenetic maps for cytb (Fig. 6), rag2 (Fig. 7) and bmp4 (Fig. 8), illustrate the various synonymous and non-synonymous nucleotide substitution patterns in different genetic markers. The phylogenetic information content of cytb was high for the species relationships among Chlorurus and Scarus, but that information is almost entirely due to silent substitutions at the codon level (Fig. 6A), with low branch lengths for changes that result in amino acid changes (Fig. 6B). For rag2 and bmp4 (Fig. 7, Fig. 8), dS is also much greater than dN, although the dN trees shows some nonsynonymous change among Scarus species, but low variability within Chlorurus. The dS and dN character map for tmo4c4 was similar to that of bmp4, whereas those for otx1 and dlx2 show low dS and mostly zero dN branch lengths.

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Synonyomus (A) and non-synonymous (B) substitution rate trees for cytochrome b, calculated using the Bayesian consensus topology and the Muse-Gaut (1994) codon substitution model implemented in HyPhy (Kosokovsky Pond et al., 2005).

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Synonyomus (A) and non-synonymous (B) substitution rate trees for rag2, calculated using the Bayesian consensus topology and the Muse-Gaut (1994) codon substitution model.

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Synonyomus (A) and non-synonymous (B) substitution rate trees for bmp4, calculated using the Bayesian consensus topology and the Muse-Gaut (1994) codon substitution model.

Overall patterns of molecular evolution displayed by the developmental regulatory genes differed from one another, with bmp4 usually having a rate similar to that of cytb, rag2, and tmo4c4 in most regions of the tree, whereas otx1 and exonic dlx2 had much lower rates of both synonymous and non-synonymous changes. Non-synonymous changes in otx1 and dlx2 were rare, found only in the branch leading to the scarines. However, the dN/dS rate ratio of dlx2 (0.33) is the highest of all six genes along the branch leading to the parrotfishes, significantly higher than the rate ratio of the rest of the phylogeny (Table 2). Four branches that were tested had accelerated dN/dS rate ratios (cheilines for rag2, scarines for dlx2, seagrass clade for bmp4, and reef clade for tmo4c4) and two had significantly lower rate ratios than the rest of the phylogeny (scarines for bmp4 and tmo4c4).

3.5 Dates of origin and divergence times for the parrotfishes

Penalized likelihood (Sanderson, 2002) and the Bayesian approach in CodonRates (Seo et al., 2002) produced similar estimates of divergence times among the parrotfishes (Table 3: Fig. 9), with the exception of the split between cheilines and scarines which ranged from 36 mya (PL) to 51 mya (CR). Using an initial root age estimate of 55 mya and minimum age of the scarine clade of 15 mya yielded an age estimate for the Scarini at 17.3 (PL) to 18.0 (CR) mya. This is the date of the major split between the ancestors of the reef and seagrass clades (Fig. 9). The first divergence among the seagrass clade species sampled here is estimated to be 12–15 mya, and within the reef clade at 14–16 mya (Fig. 8, Table 3). The ancestral cladogenic event leading to the genera Chlorurus and Scarus was estimated at just 6–7 mya, and the origins of all Scarus and Chlorurus clades of the present-day were estimated to have occurred between 2 and 4 mya.

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Chronogram illustrating the ages of origin and diversification of parrotfish phylogenetic groups, calculated using the Bayesian inference topology and the Bayesian posterior probability algorithms for mean and variance of nodal ages implemented in CodonRates 1.0 (Seo et al., 2004) assuming a root age of the labrid outgroups of 55 million years ago.

Table 3

Lineage rate/time analysis for the scarine phylogeny, showing the estimated ages for major clades using penalized likelihood, PL (r8s software, Sanderson, 2001) and Bayesian analysis incorporating a codon model, CR (CodonRates, Seo et al., 2004).

NodePL Age (mya)Local RateCR Age (mya)St. Dev.
Labridae (fixed)55.0056.435.19
Scarines + Cheilines35.780.007451.095.07
Scarini (min 15 mya)17.290.007618.012.99
Seagrass Clade14.520.009212.632.34
Cryptotomus + Nicholsina + Sparisoma11.660.00839.751.98
Cryptotomus + Nicholsina8.010.00836.631.56
Calotomus carolinus + spinidens0.570.00620.050.06
Sparisoma3.990.00561.770.52
Sparisoma chrysopterum + viride3.540.00281.360.46
Reef Clade14.430.003416.392.89
Bolbometopon + Cetoscarus9.190.003110.342.25
Chlorurus + Scarus7.360.00525.951.36
Chlorurus3.050.00402.090.64
Chlorurus bleekeri + bowersi1.300.00620.990.38
Chlorurus capistratoides + microrhinos0.700.00350.080.06
Scarus5.680.00614.541.08
Scarus Clade14.470.00433.560.94
Scarus flavipectoralis + hypselopterus1.650.00661.310.44
Scarus Clade 23.700.00463.360.91
Scarus festivus + chameleon0.460.00380.210.05
Scarus globiceps + oviceps0.240.00250.100.09
Scarus Clade 3 (Caribbean + ghobban)3.480.00502.430.68
Scarus coelstinus + guacamaia1.070.00360.540.24
Scarus Clade 43.290.00642.260.64
Scarus dimidiatus + frenatus1.970.00331.550.50
Scarus altipinnis + prasiognathos0.730.00280.200.15

4. Discussion

The phylogenetic relationships among many species of parrotfishes are resolved with a combination of mitochondrial, nuclear, and regulatory gene fragments. Species-level resolution of 24 Scarus species and seven Chlorurus species suggests that this combination of genetic data provides the means to resolve phylogenetic questions at both deep and recent nodes in the parrotfishes. The developmental regulatory genes otx1 and the dlx2 exons were generally conserved, providing information primarily at deeper nodes of the phylogeny, whereas bmp4 and dlx2 intron sequence were more variable and were phylogenetically useful at multiple hierarchical levels in the tree, similar to other nuclear genes (e.g., rag2 and tmo4c4) that have been used more broadly in phylogenetic studies. We focus our interest below on the major patterns of parrotfish species phylogeny, the contribution of regulatory genes to phylogenetic resolution within parrotfishes, the evolutionary interpretation of patterns of nucleotide substitution observed, and the remarkably young ages of origin that we estimate for the parrotfishes.

4.1 Phylogeny of the parrotfishes

The higher-level pattern of parrotfish relationships resolved here agrees closely with that of Streelman et al. (2002) in regard to the split between seagrass and reef clades of scarines, and the ancestral splits of the genera Bolbometopon, Cetoscarus, and Hipposcarus at the base of the reef clade (Fig. 1). In addition, the present topology reinforces the morphological diagnosis of Bellwood (1994) regarding the genera Chlorurus and Scarus as being two distinct monophyletic lineages. The primary phylogenetic contribution of the present study is thus to advance our understanding of species relationships among the genera Chlorurus and Scarus. Most previous suggestions of relatedness among species have been based on color pattern and distribution information, so we summarize those characters that may be of interest in view of the current phylogenetic tree.

The earliest species to branch from the Chlorurus clade, C. oedema, has a relatively simple, dark color pattern and, like many Chlorurus, a somewhat restricted distribution, from Sri Lanka to the Philippines, and north to the Ryukyu Islands. The main Chlorurus clade sampled here, forming the sister-group to C. oedema, are more brightly and variably colored, and all have a cheekpatch of color in the terminal male coloration that C. oedema lacks. The species pair C. sordidus and C. japanensis share a disjunct color pattern on the caudal peduncle that abruptly changes from yellow (C. japanensis) or brownish (C. sordidus) to a light blue peduncle flecked with yellow. This species pair was suggested to be closely related by Choat and Randall (1986), and it also shares a pattern of the dorsal and anal fins in which the base and tips of the membranes are blue, with orange between, interrupted by a central blue band (also shared by C. capistratoides). C. sordidus is one of the most broadly distributed species of parrotfishes, ranging from the Red Sea south to Natal, South Africa and east to the Hawaiian islands, north to the Ryukyu Islands, and south to Perth, Australia, whereas C. japanensis is restricted to the region between the Rykyu islands and Australia.

The sister pair C. bleekeri + C. bowersi in our analysis share particularly distinctive cheek patches of green/white (C. bleekeri) to solid green/blue (C. bowersi), a double chin strap of blue, and nearly identical fin colorations. These two species have disjunct Western Pacific distributions, with C. bleekeri occurring in the Moluccas north to the Marshall Islands, and south to the Great Barrier Reef and Vanuatu, whereas C. bowersi occupies the region from Indonesia, to the Philippines, Ryukyu Islands, and Palau. Chlorurus troschelii is also likely a member of this clade (Choat and Randall, 1986). Finally, the sister-group C. capistratoides + C. microrhinos, is well supported by molecular data but few color pattern characters confirm this relationship in an obvious way. Cetoscarus microrhinos is thought to be part of a species complex of C. gibbus in the Red Sea, C. strongylocephalus in the Indian Ocean and C. microrhinos in the west-central Pacific (Myers, 1999), so inclusion of all members of this group in future work may clarify the evolutionary history of this subclade.

The first clade to diverge from the Scarus radiation is Scarus clade 1 (Fig. 1), represented in this study by four relatively widespread parrotfish species. Scarus psittacus is the sister to the rest of this Scarus clade in our tree, and is one of the most broadly distributed species among all parrotfishes, occurring from the Red Sea to South Africa and east to the Hawaiian, Marquesan, and Tuamoto islands. The other three species, S. schlegeli, S. flavipectoralis and S. hypselopterus are primarily Western Pacific with a distribution center around the Philippines, although S. schlegeli reaches the eastern Indian Ocean. The species pair S. flavipectoralis and S. hypselopterus share a TP color pattern in which the anterior half (slightly more in S. hypselopterus) of the body is orange and the caudal half is blue.

Scarus spinus is the sister species to the rest of Scarus clade 2 in our phylogeny, a relatively rare species distributed in the Western Pacific and eastern Indian Ocean. The species pair S. chameleon + S. festivus is next up the backbone of clade 2, two species with largely overlapping distributions from the Ryukyus to Lord Howe in the Pacific and west to the Indian Ocean, where S. festivus reaches to the African coast. S. spinus, S. chameleon and S. festivus share a characteristic deep head profile with a moderate or pronounced bulbous lump above the eye and a short snout that is particularly parrot-like. Choat and Randall (1986) identified the close relationship between S. chameleon and S. festivus based on meristics and color pattern. The four species remaining in Scarus clade 2 (S. quoyi, S. rivulatus, S. globiceps and S. oviceps) all have dark green-blue terminal males with complex facial lines and patterns, and the biogeography of this clade is intriguing because all four species have widespread distributions ranging from Indian Ocean to Western Pacific. The primary phases of S. globiceps and S. rivulatus are difficult to distinguish from one another. S. globiceps differs in that it is the only one with 3 scale rows and 5 or more scales in the ventral row. Previous workers (Choat and Randall, 1986) have remarked on the resemblance between S. oviceps and S. dimidiatus (here placed in Scarus clade 4) in both IP and TP color phases, but if our phylogeny is correct this would represent color pattern convergence.

The third major Scarus clade recovered in our analysis is a mostly Caribbean clade of parrotfishes, but is anchored by an extremely widespread species, S. ghobban, that does not itself range into the Caribbean. S. ghobban extends from the Red Sea and South Africa, north to southern Japan, south to Perth, New South Wales, and across to the Eastern Pacific, ranging from the Gulf of California to Ecuador. Due to its widespread distribution, its occupation of non-reef and deeper water habitats (Randall, 1986), and its apparent sister-group position to the Caribbean lineage, the population biogeography of S. ghobban would be of considerable interest. Scarus taeniopterus and S. iseri are closely related and form the next branches up the topology of clade 3. These two species share a striped IP color pattern and similar TP coloration, as well as almost identical distributions in the Western Atlantic and Caribbean. The species pair S. coelestinus + S. guacamaia are large, often blotchily colored parrotfishes that also share Western Atlantic distributions that extend far down the coast of South America.

Scarus clade 4 is composed of eight Indo-West Pacific taxa that often have distinctive color patterns in both the initial and terminal phases. The clade formed by S. tricolor + (S. forsteni + S. rubroviolaceus) are a case in point, in which the initial phases of all three species are highlighted by a rosy orange/red on tail and anal fin or across the body and fins, contrasted by dark scales in black, blue or green colors at midbody. The terminal phase of S. forsteni and S. rubroviolaceus share a characteristic dark blue saddle anteriorly, with a paler green body posteriorly. Although to our knowledge S. rubroviolaceus has not been proposed to be related to S. forsteni or S. tricolor, Choat and Randall (1986) reviewed the taxonomic confusion between S. forsteni and S. tricolor, indicative of their close relationship. Scarus dimidiatus and S. scaber (not sampled here) are thought to be closely related (Choat and Randall, 1986), and we recovered the species pair S. frenatus + S. dimidiatus. This is biogeographically suggestive as S. frenatus occurs from the Red Sea to Western Australia and throughout the Western Pacific, whereas its apparent close relatives S. dimidiatus and S. scaber are split geographically, with S. scaber in the Indian Ocean and S. dimidiatus restricted to Indonesia, Samoa, north to the Ryukyu Islands, and south to the Great Barrier Reef. To round out our clade 4, Scarus niger is the sister to the species pair S. altipinnis + S. prasiognathos, three species with relatively deep bodies and similarly shaped caudal fins with a nearly lunate profile in large males. S. niger and S. prasiognathos are widely distributed Indo-Pacific taxa, whereas S. altipinnis is restricted to the Western Pacific. S. altipinnis and S. prasiognathos are both large species that have similar initial phase color patterns, and the TP males have a distinctive blue-green patch on the chin and throat. Choat and Randall (1986) suggested that these two species together with S. falcipinnis of the Western Indian Ocean form a species complex.

4.2 Evolutionary trends in mitochondrial, nuclear, and nuclear regulatory genes

The higher level splits among labrid subgroups and the distinctions between parrotfish genera were supported by each of the 8 genes used here, including regulatory genes. However, the strength of phylogenetic signal at the species level was less balanced, with cytochrome b, a gene often used in population genetic studies in fishes (Carmona et al., 2000; Feulner et al., 2007), providing half of the sites informative for parsimony within the 24 Scarus taxa. At the species level, the “standard” phylogenetic markers (12s, 16s, tmo4c4, and rag2) and regulatory gene fragments (bmp4, dlx2, and otx1), showed similar resolving power and similar phylogenetic structure (Fig. 2). However, regulatory partitions showed a wide range of variability in substitution rates, with bmp4 contributing much more information at the species level than the otx1 or dlx2 exon partitions (Fig 3Fig 4). This result is similar to comparisons of bmp4, otx1, and other regulatory genes in African cichlid fishes (Terai et al., 2002) in which bmp4 showed the highest rates of both synonymous and non-synonymous change.

The utility of the regulatory genes for phylogenetic questions differs among hierarchical levels, precisely the pattern of information content that phylogeneticists may be looking for when addressing large-scale and finer scale questions in their analyses. Bmp4 showed dS and dN levels at many nodes of the tree similar to that of tmo4c4 (Table 2), a gene fragment which has been popular for family-level phylogenetic studies of fishes (e.g., Near et al., 2004, Sparks and Smith, 2004; Westneat and Alfaro, 2005) since its characterization by Streelman and Karl (1997). We conclude that bmp4 sequence represents a useful additional nuclear gene that will be informative in studies of family-level systematics in fishes. In contrast, otx1 accumulates mutations much more slowly than bmp4 and so may be more valuable in studies with a greater time depth, for example among families within the Perciformes, a problem gaining increased attention with a wide array of genetic and genomic data (Miya et al., 2003; Smith and Craig, 2007). Similarly, the two dlx2 exon fragments that we sampled evolve slowly, no doubt in part because almost half of our nucleotides are from sequence of the homeodomain. The intervening intron sequence, however, displays considerable variation among parrotfishes (Fig. 5B), but alignment with the other labrid outgroups was problematic. This segment is perhaps best suited to phylogenetic investigation among closely related species or perhaps even populations, but it remains to been seen if other taxa will display such significant divergence in this region.

Phylogenetic analysis of substitution patterns in protein coding genes can reveal regions of both the genes and the phylogenies in which an increase in nonsynonymous change serves as a signal for selection (Guindon et al., 2004; Nei, 2005; Seo et al., 2004). All of the genes examined here showed higher rates of synonymous than non-synonymous change, resulting in dN/dS ratios well below 0.5, and usually below 0.1 (Table 2), suggesting that a process of purifying or stabilizing selection has acted on these molecules. A single exception is the rate ratio for tmo4c4 at the reef clade of parrotfishes, which is greater than 1.0 (Table 2), indicating that there was a burst of nonsynonymous change along this branch that may be indicative of positive selection for protein evolution in this gene. Despite an overall low substitution rate for regulatory genes, it is suggestive that dS and dN were highly variable on the phylogeny, and that the branches leading to the cheiline and scarine subfamily nodes had the highest rates of nucleotide substitution, including both dS and dN. For example, the bmp4 dS and dN trees (Fig. 8) illustrate this variability, with long branch lengths to the cheiline and scarine clades. Also, it is noteworthy that the dN/dS rate ratio of dlx2 leading to the parrotfishes (0.33) is the highest of all six genes along this part of the phylogeny. An elevated level of variation in regulatory genes has often been shown to be associated with morphological diversity in plants (Aagard et al., 2006; Barrier et al., 2001). Recent exploration of skull function of labrid fishes in the context of a phylogeny (Westneat et al., 2005) has shown that the cheiline and scarine labrids are a hot-spot of structural and functional evolution in these fishes, and dlx2 is known to regulate formation of pharyngeal elements of the feeding apparatus during development (Qiu et al., 1997; Stock et al., 1996). The discovery of elevated dN/dS ratios at major nodes of the parrotfishes for dlx2 and bmp4 (Table 2) suggests that these phylogenetic branches may be an intriguing place to search for changes in developmental patterns in the skull and pharyngeal arches. If the present study can be broadened to include multiple clades of fishes with differential levels of morphological and mechanical divergence, we may discover whether evolutionary changes in functional morphology are correlated with higher rates of change in the developmentally important signaling molecules produced by regulatory genes.

4.3 Divergence timess in parrotfish evolution

The evolutionary age of the parrotfishes appears to be younger than ages previously proposed for parrotfishes and for some other reef fish clades with late Oligocene and early Miocene crown group ages (Alfaro et al., 2007; Bernardi et al., 2000; McCafferty et al., 2002; Streelman et al., 2002; Klanten et al., 2004). The two approaches to age estimation (ML and Bayesian) converged on ages of 17–18 mya for the root scarine node, much more recently than the 42 million year age arrived at using a transversion rate of 0.14% per million years for 12s and 16s genes (Streelman et al., 2002). The age estimates of major nodes in the parrotfish phylogeny depend upon the assigned age of the root node, the frequency and pattern of nucleotide substitutions, and the assumptions of the algorithms used to reconstruct nodal ages throughout the tree. The estimate of root node age for the Labridae at 55 mya and a minimum age for parrotfishes at 15 mya are the only independent estimates of age used, based on the fossil labrid genus Phyllopharyngodon (Bellwood, 1990) from Monte Bolca and a fossil Calotomus from the middle Miocene (Bellwood and Schultz, 1991). The origin of the root of the Labridae may in fact be anywhere from 50 to as old as 90 ma, according to estimates based on plate tectonics, dating of reef fish lineages with molecular clocks and patterns of fish otolith preservation (Bellwood and Wainwright, 2002). Sensitivity analyses reveal that, for example, constraining the labrid root to be 75 mya effectively multiplies the age estimates of Table 3 by a factor of about 1.5, and such scenarios should be considered until the dates of labrid origin are more certain.

We estimated the seagrass clade to be 12–15 my old, with the base of the Caribbean clade to be 9.75–11.6 my old. Bernardi et al. (2000) used 12s and 16s mitochondrial rDNA and a rate of 0.14% transition divergence per million years (Ritchie et al., 1996) to place the origin of Sparisoma at 14.3–35 million years ago. A more recent analysis of Caribbean Nicholsina and Sparisoma (Robertson et al., 2006), placed the age of the most common ancestor of these two genera in a range of 10–25 my, based on divergence rates of cytochrome b from 1–2.5% per million years. Our reconstruction would suggest that their scenarios for Sparisoma biogeography using the faster end of the substitution rate scale and the more recent origin and diversification dates for Sparisoma may be correct. This is intriguing because it places the early splits among the Caribbean seagrass clade taxa fairly shortly after the closure of the Tethys Sea 12–18 mya and nearly synchronously with the formation of the Amazon barrier, about 11 mya (Hoorn, 1996). As Robertson et al. (2006) illustrate using Sparisoma diversification, the Amazon outflow is associated with species boundaries and genetic differentiation of trans-Amazon species pairs.

The clade of reef dwelling parrotfishes is estimated to have begun diversifying 14–16 mya, also in the temporal vicinity of the Tethyan closure events. However, the split between Chlorurus and Scarus appears to be considerably more recent, at 6.0–7.4 mya, and the genera Chlorurus and Scarus underwent most of their diversification within the past 3–5 million years (Fig. 9). It is thought provoking to consider that the global distribution of all currently living Scarus have diverged from one another in just the past 5 million years, and even more recently for some clades. Scarus clades 2, 3, and 4 (Fig. 1, Fig. 8) have root nodes at between 2 and 3 mya, thus implying that most Scarus species are recent products of speciation. A particularly informative age estimate is that of Scarus clade 3, including S. ghobban plus the Caribbean clade, at 2.4–3.5 mya. This range includes the likely date of the complete closure of the isthmus of Panama at approximately 3.1 – 3.5 mya (Coates and Obando, 1996), a possible scenario for the isolation of the Caribbean lineage from the ancestors of the widespread species S. ghobban that ranges to the Eastern Pacific today.

The pantropical distribution and the relatively recent ages of divergence of the 4 main clades of Scarus imply that fluctuations in sea level (Haq et al., 1987) and patterns of differential cooling of the oceans during the Pliocene and Pleistocene may be the driving forces behind the rapid radiation in this genus, that today is largely restricted to the complex reefs built by hard corals. This is similar to the pattern of rapid speciation in Caribbean Sparisoma that took place 2.8–5.6 million years ago (Bernardi et al., 2000; Robertson et al., 2006), corresponding with periods of sealevel fluctuation and extinction of corals in the Caribbean 1–4 million years ago (Johnson et al., 1996). Alternatively, processes of ecological speciation and divergence due to sexual selection remain a possible explanation for the rapid radiation of parrotfishes, which all have pelagic larval phases and highly similar morphology, differing primarily in color pattern and behavior. Isolation of populations may be driven by local environmental or behavioral factors rather than large-scale geographic boundaries, and Rocha et al. (2005) outline several clear cases of potential ecological speciation in labrid fishes. In addition, the protogynous mating system of parrotfishes, where species aggregate and have male-dominated haremic systems organized by color recognition, has been proposed as a possible driving force for speciation via sexual selection mechanisms in this group (Streelman et al., 2002). Intriguingly, recent work (Boughman et al., 2005) has found that ecological and sexual selection factors may operate in tandem to drive species divergence. To test the various alternative and possibly interactive mechanisms of allopatric vs. local speciation will require population genetic sampling of recently evolved species pairs such as S. altipinnis + S. prasiognathos and S. festivus + S. chameleon (Table 3), each with estimated ages at less than 1 million years. Detailed species sampling with inclusion of population samples, particularly for widespread species, will help resolve long-standing questions of both phylogenetic pattern and evolutionary process in this charismatic group of reef fishes.

Acknowledgments

Field work for specimen collection was aided by the Lizard Island Research Station, Bureau of Fisheries and Aquatic Research of the Philippines, Mark McGrouther, Jeff Leis, Randy Mooi, Tom Trinski, Jeff Williams, Kent Carpenter, Luz Regis, Jeff Janovetz, Brad Wright, Aaron Rice, Jim Cooper, and others on expeditions to the northern Great Barrier Reef, Vanuatu, Solomon Islands, and the Philippines. DNA sequencing was performed in the Pritzker Laboratory of Molecular Evolution at the Field Museum of Natural History. Thanks to Rob Vogelbacher and David Angulo for access to the Illinois BioGrid through DePaul University. This research was primarily funded by NSF 0235307 to M. Westneat and an NSF/Alfred P. Sloan Foundation Postdoctoral Fellowship (NSF DBI 9803946) grant to J. T Streelman, with support during analysis and manuscript preparation by NSF DEB 0445453 to M. Alfaro and by John D. and Catherine T. MacArthur Foundation support of the Encyclopedia of Life.

Footnotes

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