Indo-European Perspectives This page intentionally left blank Indo-European Perspectives Studies in Honour of Anna Morpurgo Davies   J. H. W. PENNEY

Great Clarendon Street, Oxford 2 6 Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Bangkok Buenos Aires Cape Town Chennai Dar es Salaam Delhi Hong Kong Istanbul Karachi Kolkata Kuala Lumpur Madrid Melbourne Mexico City Mumbai Nairobi S~ao Paulo Shanghai Taipei Tokyo Toronto Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York ‹ Editorial matter and organization J. H. W. Penney 2004 ‹ The chapters their several contributors 2004 The moral rights of the authors have been asserted Database right Oxford University Press (maker) First published 2004 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available ISBN 0–19–925892–9 10 9 8 7 6 5 4 3 2 1 Typeset by John Wa‹s, Oxford Printed in Great Britain on acid-free paper by Biddles Ltd., King’s Lynn, Norfolk Contents Editor’s Preface ix Two Notes from OUP xi Notes on Contributors xiii I: INDO-EUROPEAN 1. Il perfetto indoeuropeo tra endomorfismo ed esomorfismo             3 2. Particles and Personal Pronouns: Inclusive *me and Exclusive *ue „        .      18 3. Etymology and History: For a Study of ‘Medical Language’ in Indo-European .  .       30 4. The Stative Value of the PIE Verbal Su¶x *-eh 1 ˆ.  .      5. The Third Donkey: Origin Legends and Some Hidden Indo-European Themes   48 65 II: GREEK 6. Spoken Language and Written Text: The Case of
λλοειδα (Hom. Od. 13. 194)  . .      7. Social Dialect in Attica            8. The Attitude of the Athenian State towards the Attic Dialect in the Classical Era            9. Rules without Reasons? Words for Children in Papyrus Letters           83 95 109 119 vi Contents 10. Langage de femmes et d’hommes en grec ancien: l’exemple de Lysistrata          131 11. Die Tmesis bei Homer und auf den mykenischen Linear B-Tafeln: ein chronologisches Paradox?   146 12. Ελλ σποντος ˆ             13. Aspect and Verbs of Movement in the History of Greek: Why Pericles Could ‘Walk into Town’ but Karamanlis Could Not                179 182 14. The ‘Swimming Duck’ in Greek and Hittite  .  195 15. Names in -e and -e-u in Mycenaean Greek         217 16. Sella, subsellium, meretrix: sonantes-voyelles et ‘e·et Saussure’ en grec ancien                  - ‘K•ase’ 17. Zu griechisch τυρς          -   •  236 254 18. Two Mycenaean Problems   258 19. On Some Greek nt-Formations            266 20. Accentuation in Old Attic, Later Attic, and Attic   277 21. Indo-European *(s)mer- in Greek and Celtic              292 22. Χαρε κα πει ε (AVI 2)           300 23. Flowing Riches: Greek φενος and Indo-European Streams         323 Contents vii III: ANATOLIAN 24. Some Problems in Anatolian Phonology and Etymology ˆ      .     341 25. The Stag-God of the Countryside and Related Problems  . .        355 26. A Luwian Dedication  .          370 27. Das Wort f•ur ‘Jahr’ und hieroglyphen-luwisch yari- ‘sich ausdehnen’                380 28. Dal nome comune al nome divino, proprio e locale: il caso di tasku- in anatolico   384 IV: WESTERN INDO-EUROPEAN LANGUAGES 29. The Word-Order Pattern magna cum laude in Latin and Sabellian           391 30. Plus «ca change . . .: Lachmann’s Law in Latin  .  405 31. Old English ma†elian, m¤†lan, m¤lan »   417 32. I nomi delle figure dei miti greci nelle lingue dell’Italia arcaica. The First Traces of Achilles and Hercules in Latin         436 33. Old Welsh Dinacat, Cunedag, Tutagual: Fossilized Phonology in Brittonic Personal Names           447 34. Consumer Issues: Beowulf 3115a and Germanic ‘Bison’        .      461 35. Die hispanische Heerschau des Silius Italicus  •            474 viii Contents V: INDO-IRANIAN AND TOCHARIAN 36. On Vedic Suppletion: d»a‹s and vidh    ‹       ‹     ‹  487 37. Tocharian B p•ast and its Vocalism . . .  514 38. Promising Perspective or Dead End? The Issue of Metrical Passages in the Old Persian Inscriptions  •             39. The Parthian Abstract Su¶x -yft          -   40. Denominative Verbs in Avestan: Derivatives from Thematic Stems              523 539 548 VI: HISTORY OF INDO-EUROPEAN LINGUISTICS 41. The Celtic Studies of Lorenzo Herv‹as in the Context of the Linguistics of his Time           565 42. Johannes Schmidt’s Academic Career and his Letters to August Schleicher           577 Major Publications on Philology and Linguistics by Anna Morpurgo Davies 587 Select Index of Words Discussed 594 Editor’s Preface This collection of papers on Indo-European themes is presented to Anna Morpurgo Davies to mark her retirement from the Chair (now the Diebold Chair) of Comparative Philology at the University of Oxford, a position that she has held with signal distinction since 1971. At that time comparative philology was o·ered by a few Oxford undergraduates as a special subject in Classical Honour Moderations, and the Diploma in Comparative Philology attracted just the occasional graduate student. Over the last thirty-three years, under Anna’s direction, the subject has come to exert a wide appeal, with ever-increasing numbers taking philology options at all levels in the Classics courses and a substantial group of graduate students reading for the specialist taught M.Phil. or a doctorate in some aspect of Indo-European studies. Characteristically, Anna has never been content merely with the formal teaching of her graduate students; in 1972, for instance, she instituted ‘Philological Lunches’, which have since taken place weekly during term before the Comparative Philology Graduate Seminars, at which sta·, students, and visitors meet in relaxed surroundings to discuss not only philological news but also matters of greater moment such as the relative merits of di·erent national styles of cake. Anna has also vigorously promoted the study of General Linguistics within the University, being largely instrumental in the establishment of the Chair in that subject (and in its preservation during di¶cult times), and she has also fought many battles at the national level to safeguard linguistic specialisms within the university system. Her achievements on behalf of Linguistics as a whole were recognized by the award in 2000 of an Honorary DBE. Nor has this been the limit of Anna’s activities within Oxford: she has been, among other things, an active and valued member of several Boards, a Curator of the Bodleian Library, and a Delegate of the Oxford University Press. Anna’s retirement thus provides a suitable occasion for this volume, yet a glance at the contents will at once show that this is not simply an internal Oxford tribute. Ever since the appearance of her Mycenaeae Graecitatis Lexicon in 1963, Anna has enjoyed an international reputation as a rigorous and perceptive scholar. Her many publications—principally on Mycenaean Greek, other dialects of Ancient Greek, Hieroglyphic Luwian, x Editor’s Preface and the history of nineteenth-century linguistics—have transformed whole areas of Indo-European studies. All of this has earned Anna the respect and admiration of Indo-Europeanists and other linguists throughout the world. Even more strikingly, Anna’s warmth and encouragement and sense of fun have also won her their a·ection. When I was approaching potential contributors to this volume and having to explain that there was a very tight schedule, time and again the reaction was at first a cry of despair at the impossibly short notice but then an instant capitulation—‘but of course I must do it for Anna’. These then are papers by former pupils and colleagues, who are all proud also to be able to call themselves Anna’s friends. Some of those who would very much have liked to contribute to this volume were in the end unable to do so (for a variety of reasons, ranging from ill health to the editor’s failure to make early enough contact because his address book was out of date); they include Andrew Garrett, Theo van den Hout, Stanley Insler, Alex Leukart, and Elisabeth Rieken, whose names may be taken to stand here as the nucleus of what would have been an immense tabula gratulatoria had we decided to print one. I should like to express my warm thanks to John Davey, of Oxford University Press, who has o·ered enthusiastic encouragement and ready help from the very first mention of this book as a project, and to John Wa‹s, who as copy-editor and typesetter has throughout provided invaluable editorial guidance in addition to showing the most scrupulous care for detail. Oxford June 2004 J.H.W.P. Two Notes from OUP Anna Morpurgo Davies was the Delegate responsible for linguistics in the Delegacy—the body charged by the University with the task of vetting the books proposed for publication by its press—for twelve years from 1992 to 2004 and, by her advocacy, advice, and judgement, did more than any other to advance OUP’s publishing in the subject. Endlessly knowledgeable, undogmatic, critical, constructive, perceptive, good-humoured, and tolerant, Professor Davies was the kind of asset publishing editors dream of. She will be very much missed. John Davey Anna’s formal involvement with the Oxford English Dictionary began in 1994, when she was invited to become a member of the dictionary’s Advisory Committee. The Advisory Committee consisted of a number of eminent language specialists, and had a dual function: firstly, to assist the editors of the dictionary in the formulation of editorial policy for the new edition; secondly (and more generally), to ensure that the University Press’s extensive investment in the dictionary was properly managed. In both of these areas Anna was expertly qualified. As a Delegate of the University Press, and as a member of the Press’s Finance Committee, she was well used to seeking solutions which ideally married scholarly ideals with practical resources. As a linguist her natural interests lie with the etymological component of the OED, but the rigour of her approach to etymology carries over easily into other editorial fields: semantics, pronunciation, defining style, etc. What has perhaps surprised the editorial team most about Anna’s characteristic approach is not so much her academic precision as her concern for the well-being of the dictionary’s sta·. Her many years of teaching and supervision convinced her that you cannot conduct a major dictionary research project simply by tight planning, highly skilled editors, and excellent resources. Throughout the long process the editors must be well motivated and well managed, and Anna has consistently been at pains to ensure that this was precisely what happened. The initial fruits of her long xii Two Notes from OUP and continuing association with the OED were seen in March 2000, when the first entries of the new edition were published online, and she will leave her mark on the dictionary for many years to come. John Simpson Notes on Contributors Albio Cassio is Professor of Greek and Latin Grammar at the University of Rome ‘La Sapienza’. He has worked on Attic Comedy, the language of the Greek epics, and the ancient dialects of Sicily and Magna Graecia. He is the author of Commedia e partecipazione: la Pace di Aristofane (Naples, 1985) and the editor of Kat›a Di‹alekton (Proceedings of the Third International Congress of Greek Dialectology, Naples, 1997). He is currently working on the latest phases of Homer from a linguistic perspective. James Clackson is Senior Lecturer in the Faculty of Classics, University of Cambridge. He studied at Cambridge under Robert Coleman, and his Ph.D. thesis was the basis for his 1994 book The Linguistic Relationship between Armenian and Greek. He is currently collaborating with Torsten Mei¢ner on a book on Indo-European linguistics, and with Professor Geo· Horrocks on a book on the history of Latin, as well as preparing a reader in Italic inscriptions. Stephen Colvin studied Classics and Comparative Philology at Oxford, writing his doctoral thesis (1993) under the supervision of Anna Morpurgo Davies. He was a British Academy Postdoctoral Fellow at University College, London in 1994–6. He is currently Associate Professor in the Department of Classics at Yale, but in September 2004 returns to University College, London as Lecturer in the Department of Greek and Latin. His research interests include Greek dialect and Greek literature, sociolinguistics, stylistics, and the Koine; his publications include Dialect in Aristophanes (1999). Emilio Crespo is Professor of Greek Philology at the Universidad Autonoma ‹ de Madrid. He is also President of the Fundacion ‹ Pastor de Estudios Cl‹asicos (Madrid) and Vice-President of the Sociedad Espa~nola de Estudios Cl‹asicos. He has published on Homeric prosody, on Ancient Greek dialectology and phonology, and on the syntax of Indo-European and Ancient Greek: he is co-author of Sintaxis del griego cl‹asico (2003). Eleanor Dickey studied at Bryn Mawr College before reading for her doctorate at Oxford, where she was fortunate to be supervised by Anna Morpurgo Davies. She is now an Assistant Professor of Classics at Columbia University in New York and has also taught at the University of Ottawa, as well as holding research fellowships at Merton College, Oxford, the Institute for Advanced Study, and the Center for Hellenic Studies. Her publications include Greek Forms of Address (1996) and Latin Forms of Address (2002). Paolo Di Giovine studied linguistics at the University of Pisa before teaching dialectology at Basilicata University; he has been a Professor of Linguistics at La xiv Notes on Contributors Sapienza University in Rome since 1991. His work encompasses Indo-European and Romance linguistics, and his book and article publications, such as Studio sul perfetto indoeuropeo in three volumes (1990–6), deal with aspects of phonology, verbal morphology, and etymology. Yves Duhoux was born in Brussels in 1942 and is now Professor at the Catholic University of Louvain (Louvain-la-Neuve, Belgium). His main scholarly interests are: the Greek language (from Linear B to the classical period); Prehellenic languages from Greece; Greek, Prehellenic, and other scripts; Indo-European linguistics. His many publications in these areas include L’E‹t‹eocr‹etois: les textes — la langue (1982), Introduction aux dialectes grecs anciens (1983), and Le Verbe grec ancien: ‹el‹ements de morphologie et de syntaxe historiques (2nd edn., 2000). George Dunkel, since learning Sanskrit and hearing E‹ . Benveniste’s ‘Introduction to Comparative IE Grammar’ in 1968/9, has devoted his life to Indo-European linguistics. After training in Philadelphia, the LSA Institute (1972), and Erlangen, he taught at Johns Hopkins (from 1975) and Princeton Universities (from 1978), before moving to Zurich in 1986: there he is responsible for Indo-European, Vedic, Greek, and Latin linguistics. He is currently editing a Lexicon of Indo-European Particles and Pronominal Stems. Jose‹ Luis Garci‹a Ramo‹ n has been Professor of Indo-European Comparative Philology at the University of Cologne since 1995, having previously been Professor of Greek Philology at the Universidad Autonoma ‹ de Madrid from 1988. His publications include Les Origines postmyc‹eniennes du groupe dialectal ‹eolien (1975) and a wide range of articles on Indo-European, Greek, and Indo-Iranian philology. His current projects are a volume Morphosyntax des Verbums for the Indogermanische Grammatik founded by J. Kuryłowicz, a book on Mycenaean personal names, and (with Br. Helly) a grammar of Thessalian. Ivo Hajnal studied Indo-European linguistics and Classics at the University of Zurich and subsequently taught there and at other universities before becoming Professor of Indo-European Linguistics in M•unster in 1998. Since 2001 he has been Professor of Linguistics at the University of Innsbruck. He has published numerous articles and monographs, including Studien zum mykenischen Kasussytem (1995), Der lykische Vokalismus (1995), Sprachschichten des mykenischen Griechisch: Zur Frage der Di·erenzierung zwischen ‘Myc‹enien normal’ und ‘Myc‹enien sp‹ecial’ (1997), and Troia aus sprachwissenschaftlicher Sicht: Die Struktur einer Argumentation (2003). Gillian (‘Jill’) Hart was born in 1934 and died on 8 February 2004. She read Classics at Lady Margaret Hall, Oxford, followed by the Diploma in Comparative Philology. From 1960 to 1969 she was Lecturer in Classics at Aberystwyth, from 1969 to 1993 at Durham University. She began learning Hittite in 1965, completing a B.Phil. at Oxford in 1967. Her publications include a number of important papers Notes on Contributors xv on Hittite and Indo-European grammar. After retirement she lived in Oxford, ‘enjoying the rare opportunity to teach Hittite’, and was an Honorary Research Fellow of the Oriental Institute. David Hawkins graduated in Literae Humaniores at Oxford in 1962, and then took a postgraduate diploma in the Archaeology of Mesopotamia at the Institute of Archaeology, University of London, 1962–4. A research fellowship at SOAS, University of London, followed, to teach Akkadian and to learn Hittite with a view to teaching it. He has been lecturer at SOAS from 1967, and in 1993 was appointed Professor of Ancient Anatolian Languages. His special research field has been Hieroglyphic Luwian, leading after many preliminary studies to the publication in 2000 of his Corpus of Hieroglyphic Luwian Inscriptions, i/1–3. Henry Hoenigswald was a founding member of the Department of Linguistics at the University of Pennsylvania, the first modern linguistics department in the USA, and taught there until his retirement in 1985. He is best known for his groundbreaking book Language Change and Linguistic Reconstruction (1960). He died on 16 June 2003. The note that he drafted himself for this volume records that he ‘underwent the powerful influence of the American linguistics of the forties. He devoted much of his energy to formalizing the procedures of classical historical linguistics, attempting to rescue that magnificent body of substantive work from the misguided theoretical treatment it had had at the hands of its own practitioners. He counts the intellectual stimulation which he derived over the years from Anna Davies and her work among the most precious gifts to his scholarly existence.’ Geoffrey Horrocks completed his Ph.D. in Cambridge, where he was Research Fellow of Downing College, before taking up a post as Lecturer in Linguistics in London in 1977. He returned to Cambridge in 1983 as University Lecturer in Classical Linguistics and Philology, and was elected Professor of Comparative Philology in 1997. He has published widely in the fields of historical linguistics and syntactic theory, particularly with reference to the history and structure of Greek, and is the author of Greek: A History of the Language and its Speakers (1997). Javier de Hoz studied Classical Philology at the Universidad Complutense in Madrid, receiving his doctorate in 1966, and he has been Professor of Greek Philology there since 1989, after holding chairs at Seville (1967–9) and Salamanca (1969– 89). His publications on various Greek authors include On Aeschylean Composition (1979). His interest in the ancient languages and scripts of Spain is reflected in numerous articles, three books in collaboration with colleagues, and a three-volume linguistic history of the Iberian Pensinsula and Southern France in antiquity that is nearing completion. Jay Jasanoff received his Ph.D. in Linguistics from Harvard in 1968. He has spent most of his academic career at Cornell and Harvard, where he is currently Diebold Professor of Indo-European Linguistics and Philology and Chair of the xvi Notes on Contributors Department of Linguistics. His publications include Stative and Middle in IndoEuropean (1978), Hittite and the Indo-European Verb (2003), and numerous articles on Indo-European linguistics and problems in the history of the individual IndoEuropean languages. Joshua Katz is an Indo-European historical and comparative linguist with a particular interest in the languages, literatures, and cultures of Greece and the Near East in the second and first millennia . Educated at Yale, Oxford, and Harvard, he is Assistant Professor of Classics at Princeton University, where he is also a member of the Program in Linguistics. He is the author of a forthcoming book entitled Studies in Indo-European Personal Pronouns and numerous articles, many of them about animals. John Killen is Emeritus Professor of Mycenaean Greek and Fellow of Jesus College in the University of Cambridge, and a Fellow of the British Academy. He has published many articles in journals and conference proceedings on the interpretation of Linear B texts and on the Mycenaean economy, and his publications as co-author include The Knossos Tablets: A Transliteration (3rd, 4th, and 5th editions, 1964–89) and the Corpus of Mycenaean Inscriptions from Knossos (4 vols., 1986–98). Charles de Lamberterie is Professor of the History of the Greek Language at the University of Paris IV—Sorbonne and Director of Studies at the E‹cole pratique des Hautes E‹tudes, Section des sciences historiques et philologiques (grammaire compar‹ee des langues indo-europ‹eennes). He is editor of the Reviews fascicle of the Bulletin de la Soci‹et‹e de linguistique de Paris and a member of the publications committee for the Revue des ‹etudes grecques and the Revue des ‹etudes arm‹eniennes. His publications include a book, Les Adjectifs grecs en -υς (2 vols., 1990), and some seventy articles on Indo-European comparative grammar, with special reference to Greek, Armenian, Indo-Iranian, and Germanic. David Langslow studied and subsequently taught classical and comparative philology and historical linguistics in Oxford. Since 1999 he has been Professor of Classics at the University of Manchester and Emeritus Fellow of Wolfson College, Oxford. His publications centre on the Latin language, paying particular attention to technical, especially medical, Latin, and including Medical Latin in the Roman Empire (2000). He is preparing the first edition, with commentary, of a late antique Latin medical book and a new, English edition of Jacob Wackernagel’s Vorlesungen u• ber Syntax. Michael Meier-Bru• gger has been Professor of Comparative and Indo-European Linguistics at the Freie Universit•at in Berlin since 1996. After receiving his doctorate from the University of Zurich in 1973, he became Ernst Risch’s Assistent there before going on to postdoctoral research in Erlangen, Paris, and Harvard, and then spending three years as a lecturer at Zurich and Fribourg. In 1984 he joined the editorial team of the Lexikon des fr•uhgriechischen Epos, becoming ‘verantwortlicher Notes on Contributors xvii Redaktor’ in 1987 (responsible for fascicles 12 (1987) to 20 (2004)). Among his publications are Griechische Sprachwissenschaft (2 vols., 1992) and Indogermanische Sprachwissenschaft (2nd edn. 2002; English version, Indo-European Linguistics, 2003). Torsten Meissner studied Indo-European Philology, Classics, and Scandinavian Studies at the University of Bonn, graduating in 1991. He wrote his 1995 Oxford D.Phil. thesis, ‘S-stem Nouns and Adjectives in Ancient Greek’, under the supervision of Anna Morpurgo Davies. He was elected to a Drapers’ Junior Research Fellowship at Pembroke College, Cambridge in 1994, and in 1998 he was appointed University Lecturer in Classics (Philology and Linguistics) at Cambridge. His research has mainly dealt with word-formation, and he has published articles on various Indo-European languages, especially Ancient Greek. Craig Melchert received his Ph.D. in Linguistics from Harvard in 1977. He is Professor of Linguistics at the University of North Carolina at Chapel Hill, where he has taught since 1978. He has published extensively on the Indo-European languages of Anatolia, including Studies in Hittite Historical Phonology (1984) and Anatolian Historical Phonology (1994). Norbert Oettinger wrote his dissertation (1976) at the University of ErlangenN•urnberg under Karl Ho·mann; a revised version was published in 1979 as Die Stammbildung des hethitischen Verbums. From 1977 to 1986 he was Akademischer Rat in Munich, with Klaus Strunk, writing a prize-winning Habilitationsschrift, Untersuchungen zur avestischen Sprache am Beispiel des Ardvisur-Yasht. In 1986 he became Professor at Augsburg, and in 2000 Professor of Comparative IndoEuropean Linguistics at the University of Erlangen-N•urnberg. His work has mainly been concerned with Hittite, Iranian, Anatolian–Greek contacts, and common innovations in North-Western Indo-European. John Penney is University Lecturer in Classical Philology at the University of Oxford (appointed in 1972) and a Fellow of Wolfson College. He read Classics at Oxford and studied for a year at the University of Pennsylvania, where he was introduced to Indo-European linguistics by Henry Hoenigswald. His Oxford D.Phil. (1978), on problems of Greek and Indo-European ablaut, was supervised by Anna Morpurgo Davies. His research interests include Indo-European phonology and morphology, the languages of pre-Roman Italy, and Tocharian, and he has published articles on these topics. Martin Peters is an Indo-Europeanist and Hellenist from the University of Vienna. There he started out as a student of Manfred Mayrhofer and Jochem Schindler, and was tenured as a lecturer in 1990. Favourite subjects in his published work to date have been Proto-Indo-European laryngeals, Ancient Greek goddesses, Homer, Carl Barks, and Jimmy Webb. Massimo Poetto studied Indo-European linguistics at the University of Milan and Anatolian languages at the University of Pavia, and is now full Professor of xviii Notes on Contributors ‘Glottologia e Linguistica’ at the University of Bari. He has worked on various Indo-European tongues—mostly in relation to etymology and semantics—and above all on the Anatolian group, with special focus on Hieroglyphic Luwian. Philomen Probert was an undergraduate and graduate student at Oxford, where work for her D.Phil. on Greek accentuation was supervised by Anna Morpurgo Davies, and where she is now a University Lecturer in Classical Philology and Linguistics and a Fellow of Wolfson College. Don Ringe earned his Ph.D. in Linguistics at Yale in 1984 under the direction of the late Warren Cowgill. He taught Classics at Bard College from 1983 to 1985; since 1985 he has been on the Faculty in Linguistics at the University of Pennsylvania, where he has been a full Professor since 1996. He is the author of numerous articles and a book, On the Chronology of Sound Changes in Tocharian, i. From Proto-Indo-European to Proto-Tocharian (1996). Helmut Rix received his doctorate from the University of Heidelberg (1951). After holding teaching appointments at T•ubingen and Erlangen, from 1966 to 1993 he was Professor of Comparative Philology at the Universities of Regensburg and (from 1982) Freiburg im Breisgau; he became Professor Emeritus in 1993. In 2001 he was awarded the Premio Galileo Galilei of the University of Pisa. His many publications include Das etruskische Cognomen (1963), Historische Grammatik des Griechischen: Laut- und Formenlehre (1976), and Kleine Schriften (2001). Kees Ruijgh studied at the University of Amsterdam and at the E‹cole Pratique de Hautes E‹tudes in Paris. After holding a succession of teaching appointments in Amsterdam, he became Professor of Ancient Greek Linguistics there from 1969 until his retirement in 1995. He died on 16 April 2004. His numerous publications include L’E‹l‹ement ach‹een dans la langue ‹epique (1957), E‹tudes sur la grammaire et le vocabulaire du grec myc‹enien (1967), Autour de ‘τε ‹epique’ (1971), and Scripta Minora in two volumes (1991–6). Paul Russell is Lecturer in Celtic languages and literature in the Department of Anglo-Saxon, Norse, and Celtic in Cambridge. He previously taught at Radley College, Abingdon, and was a Visiting Lecturer in Celtic in Oxford. He studied at Oxford for his undergraduate degree in Classics and subsequently for the M.Phil. in General Linguistics and Comparative Philology and a D.Phil. (in Celtic). He has published widely in Celtic philology and linguistics, notably Celtic Word Formation (1990) and Introduction to the Celtic Languages (1995). Ru• diger Schmitt is Professor of Indo-European Comparative Grammar and Indo-Iranian Studies at Saarland University in Saarbr•ucken. His publications include Dichtung und Dichter in indogermanischer Zeit (1967) and, more recently, various studies of Old Iranian personal names; he edited the Compendium Linguarum Iranicarum (1989) and has published editions of the Old Persian inscriptions of Bisutun, Persepolis, and Naqsh-i-Rustam. Notes on Contributors xix Peter Schrijver studied Indo-European linguistics, Caucasian linguistics, and classical philology at the University of Leiden, where he completed his Ph.D.in 1991 and became a university lecturer in 1997. He is now Professor of General and Indo-European Linguistics at the Ludwig-Maximilians-Universit•at in Munich and publishes on Indo-European topics, focusing on Latin (The Reflexes of the IndoEuropean Laryngeals in Latin, 1991) and Celtic (Studies in British Celtic Historical Phonology, 1995; Studies in the History of Celtic Pronouns and Particles, 1997); he is preparing an etymological dictionary of Welsh. In recent years, language contact in prehistoric and early historic Europe has become one of his main fields of interest. He is co-editor for linguistics of the Journal of Indo-European Studies. Nicholas Sims-Williams is Professor of Iranian and Central Asian Studies at the School of Oriental and African Studies, University of London. He is particularly interested in the Middle Iranian languages of pre-Islamic Afghanistan and Central Asia. At present he is engaged in deciphering and publishing a cache of documents in the little-known Bactrian language: see Bactrian Documents from Northern Afghanistan, i. Legal and Economic Documents (2000). Patrick Stiles read English at Oxford, choosing Germanic philology options; he was then lured by Anna Davies to read for the Diploma in Comparative Philology (Germanic and Greek), which led to a doctorate (‘Studies in the Germanic rstems’). His subsequent publications have all been in the field of Germanic. His chief interest is historical and comparative linguistics, principally Indo-European, in particular Germanic and Balto-Slavic. Klaus Strunk studied at Bonn and Cologne, where he took his Ph.D. Following lecturing and professorial appointments at Hamburg, Cologne, Erlangen, and Saarbr•ucken, he became Professor of General Linguistics and Indo-European Studies at the University of Munich in 1977. His main areas of research, reflected in monographs (such as Nasalpr•asentien und Aoriste: Ein Beitrag zur Morphologie des Verbums im Indo-Iranischen und Griechischen (1967) and Lachmanns Regel f•ur das Lateinische: Eine Revision (1976)), articles, reviews, and lexicon articles, comprise general Indo-European studies, Indo-Iranian, Greek, Italic, and the history of the discipline. Elizabeth Tucker read Classics followed by Oriental Studies at St Hugh’s College, Oxford. Her doctoral thesis on Greek verb morphology, which A. Morpurgo Davies supervised, was published in 1990 as a supplement to Historische Sprachforschung. Since 1976 she has taught Avestan, Old Persian, Vedic, and the history of Sanskrit language at Oxford. Ju• rgen Untermann studied Classics, Ancient History, and Indo-European Studies at the Universities of Frankfurt am Main and T•ubingen. He did his doctorate in T•ubingen (1954) and taught there from 1960 to 1965. He was Professor of Comparative Philology at the University of Cologne from 1965 to 1994, and is now Professor xx Notes on Contributors Emeritus. His major publications include Monumenta Linguarum Hispanicarum in four volumes (1975–97) and W•orterbuch des Oskisch-Umbrischen (2000). Rudolf Wachter is Professor of Greek, Latin, and Comparative Linguistics at the University of Basel and Visiting Professor at the University of Fribourg. He did a doctorate in Zurich in 1986, supervised by Ernst Risch, and a further doctorate in Oxford in 1991, supervised by Anna Morpurgo Davies. His publications mainly concern historical linguistics, dialect inscriptions, and the history of the alphabet; they include Altlateinische Inschriften (1987) and Non-Attic Greek Vase Inscriptions (2001). Calvert Watkins was Victor S. Thomas Professor of Linguistics and the Classics at Harvard from 1969 to 2003 (now Emeritus). His research interests cover the linguistics and the poetics of all the earlier Indo-European languages and societies, historical linguistic theory and method, and Indo-European genetic comparative literature. His publications include Indo-European Origins of the Celtic Verb, i. The Sigmatic Aorist (1962), Geschichte der Indogermanischen Verbalflexion (1969), two volumes of Selected Writings (1994), and How to Kill a Dragon: Aspects of Indo-European Poetics (1995). Andreas Willi studied Classics, Slavonic Languages and Literature, and Comparative Philology in Basel, Lausanne, and Fribourg and at the University of Michigan. From 1998 to 2001 he was Charles Oldham Graduate Scholar of Corpus Christi College, Oxford, where he wrote a doctoral thesis under the supervision of Anna Morpurgo Davies. He is currently working as Postdoctoral Research Assistant in Classics at the University of Basel, but in January 2005 he will become Diebold Professor of Comparative Philology at Oxford. His publications include The Languages of Aristophanes: Aspects of Linguistic Variation in Classical Attic Greek (2003). PART ONE INDO-EUROPEAN This page intentionally left blank 1 Il perfetto indoeuropeo tra endomorfismo ed esomorfismo Paolo Di Giovine 1 Introduzione Nel campo degli studi di linguistica storica si sono raggiunti importanti risultati per quanto riguarda la ricostruzione morfologica in riferimento alla fase indoeuropea preistorica da un lato, e alla storia dei diversi gruppi linguistici dall’altro. In questo senso, l’illustrazione di categorie flessionali come il presente (nelle sue diverse forme atematiche e tematiche, dal presente radicale a quelli con infissi e su¶ssi), l’aoristo (radicale, sigmatico, raddoppiato), il causativo, il perfetto, ecc., ha consentito di tracciare un quadro organico, pur se in vari punti controverso, della morfologia verbale indoeuropea comune; contributi di analogo interesse sono venuti nel campo della morfologia nominale. Una volta acquisita—nei limiti consentiti dal procedimento della ricostruzione linguistica—la conoscenza del punto di origine delle diverse categorie flessionali, e› piu› agevole operare nel senso opposto, e vedere come ciascun gruppo linguistico abbia modificato, formalmente e funzionalmente, le caratteristiche proprie delle categorie originarie. In questo senso, mi pare ancora poco indagato un aspetto particolare del mutamento dalla fase preistorica alle singole lingue storiche indoeuropee: quello che attiene alla struttura formale, in rapporto alla distribuzione del carico funzionale tra i diversi morfemi (radice, infissi, espansioni della radice, a¶ssi—prefissi e su¶ssi—e desinenze). E› uno sviluppo molto interessante anche da un punto di vista tipologico, in quanto permette un confronto tra fasi linguistiche nelle quali si manifestano ricorrenti fenomeni di spostamento del carico funzionale dal nucleo verso la periferia (o addirittura verso l’esterno) della forma considerata.  Non e› possibile, nei limiti del presente lavoro, elencare i numerosissimi contributi relativi al sistema verbale apparsi in riferimento all’indoeuropeo ricostruito o alle lingue storiche maggiormente conservative; per una bibliografia—ovviamente non piu› aggiornatissima— rinvio a Di Giovine (1996: 277–305). 4 Paolo Di Giovine Nel presente articolo cerchero› di indagare sotto questa specifica angolazione una fra le tante categorie flessionali di cui e› possibile seguire le vicende lungo un arco cronologico su¶cientemente ampio, e con buona cognizione di causa anche riguardo alle fasi piu› antiche, protostoriche e preistoriche: il perfetto indoeuropeo. Naturalmente, la scelta e› anche influenzata dalla ricerca per piu› anni compiuta su tale categoria flessionale, ricerca che permette di disporre di una serie di dati verificati personalmente; ma, in questo caso, l’interesse e› focalizzato sugli aspetti formali in diacronia, dall’archetipo ‘protoindoeuropeo’ alle fasi relativamente recenti di aree linguistiche nelle quali la categoria del perfetto ha mantenuto una sua autonomia formale. 2 Il quadro di riferimento: strutture endomorfiche ed esomorfiche E› dato ormai acquisito, dopo le importanti puntualizzazioni del Belardi (1990), che in fase indoeuropea comune la parola costituiva una sequenza— non necessariamente lineare—di moduli, ciascuno in grado di fornire un tassello al valore complessivo della forma. Questo punto di partenza ha un particolare rilievo allorch‹e si analizzino parole morfologicamente assai complesse, come nel caso della flessione verbale. Come ha recentemente suggerito Domenico Silvestri (2003: ⅓5),traendo spunto dalle intuizioni di Sapir (1921: ch. 4), si puo› distinguere, nel campo delle formazioni (nominali e verbali) indoeuropee, tra tipo esomorfico, nel quale si ha una morfologia ‘per aggiunta’, e tipo endomorfico, nel quale si ha invece morfologia per sostituzione o iterazione. In sostanza, endomorfismo si ha nel caso di alternanze apofoniche all’interno della radice, negli infissi, e anche nel raddoppiamento, che costituisce una espansione della radice, con la quale mantiene una strettissima solidariet›a (di norma non sono ammessi altri elementi interposti fra raddoppiamento e radice); esomorfismo, invece, nel caso dei su¶ssi, dei prefissi—sempre collocati  Belardi (1990: 161): ‘la parola di una lingua a segno internamente articolato e› quasi come una frase (non predicativa) con posizione obbligata dei moduli componenti’.  Mi baso sul hand-out distribuito durante il Convegno, in gran parte poi rifluito nell’articolo consegnato per la stampa.  Tra i mezzi morfologici inquadrabili nella endomorfia citati dal Sapir ometto qui la menzione dell’accento (o tono, per la fase preistorica—e protostorica, limitatamente ad alcuni gruppi linguistici indoeuropei): questo non tanto perch‹e si debba ritenere il grado apofonico funzione dell’accento—vi sono casi nei quali i due mezzi morfologici appaiono fra loro indipendenti—quanto perch‹e di fatto l’accento/tono interessa la parola nel suo complesso, andando poi a collocarsi su una sillaba che puo› essere radicale, su¶ssale o desinenziale. Il perfetto indoeuropeo 5 all’esterno del raddoppiamento—e di altri mezzi morfologici esterni alla parola (preposizioni, formazioni perifrastiche, ordine delle parole). Naturalmente, si dovr›a considerare come le situazioni normali non siano quelle polarizzate sull’uno o sull’altro tipo, ma quelle in cui si ha compresenza di endomorfi e di esomorfi, con carico funzionale prevalentemente concentrato sugli uni o sugli altri. Per il problema che qui interessa, dunque, sar›a interessante vedere se e› possibile cogliere una linea di sviluppo coerente dalla prevalenza di un tipo alla prevalenza dell’altro nel corso della storia del perfetto, dalla fase preistorica alle singole aree linguistiche. 3 La struttura originaria del perfetto indoeuropeo: morfemi costitutivi e pertinenza Penso sia su¶ciente riassumere brevemente i dati di cui disponiamo riguardo alla struttura del perfetto indoeuropeo nella sua fase predocumentaria, cos›§ come risulta dalla ricostruzione operata a partire dalle lingue storiche che attestano un perfetto quale categoria ancora vitale o solo parzialmente recessiva. Lo schema che segue si fonda essenzialmente su Di Giovine (1996), in piu› punti integrato dai contributi piu› recenti sull’argomento. Nel perfetto indoeuropeo riconosciamo i seguenti elementi costitutivi: (a) lessema radicale (radice), di valenza non stativa; (b) alternanza apofonica radicale tra grado *-o- (forme forti) e grado ∅ (forme deboli): si tratta di un tipico endomorfo, in quanto l’apofonia vocalica si colloca all’interno della struttura radicale. Il morfema *-o- e› caratteristico delle formazioni deverbali, e dunque anche di quelle di Aktionsart (come ha recentemente osservato il K•ummel, 2000: 66–9, il perfetto  Di Giovine (1990: 367–70). La ricerca sulla funzione piu› antica del perfetto e› stata svolta non a partire dal valore attestato nelle lingue storiche, ma sulla base della difettivit›a: da un’analisi condotta sull’inventario delle forme verbali indoarie antiche, il perfetto e› assente, in origine, nelle radici con valore stativo, e questo perch‹e, evidentemente, convogliava un valore di stato conseguente a un processo, incompatibile con verbi di per s‹e gi›a stativi. Non comprendo la critica a questo riguardo mossa dal Harºarson (2001: 37–8), secondo il quale per individuare la funzione piu› antica del perfetto indoeuropeo si dovrebbe partire dal greco, in tal senso piu› conservativo: il carattere piu› conservativo del perfetto greco, quanto alla valenza, puo› essere una conclusione raggiunta dopo aver attinto—possibilmente con metodi diversi—la funzione del perfetto indoeuropeo, non certo un punto di partenza dell’argomentazione (che altrimenti risulterebbe circolare)!  Di Giovine (1996: 176). Credo che rifiutare una tale conclusione, come fa il Harºarson (2001: 42) sulla base dei presenti raddoppiati (primari) a grado *-o- radicale, sia da considerare poco piu› che una posizione di principio: l’unica formazione non deverbale a grado *-o-, a parte alcuni verbi isolati, sarebbe costituita da questi presenti raddoppiati (primari), ma il problema e› che proprio qui il grado *-o- radicale e› alquanto opinabile (non direttamente 6 Paolo Di Giovine esprimerebbe la Aktionsart ‘naktostativa’), e l’alternanza con il grado ∅ e› propria delle formazioni atematiche; all’alternanza apofonica nel perfetto doveva dunque esser deputata la funzione di indicare il carattere deverbale e atematico di tale categoria flessionale; (c) raddoppiamento, che va considerato anch’esso un endomorfo, poich‹e non e› un vero prefisso, quanto piuttosto una espansione della radice, con questa strettamente solidale. Sulla funzione del raddoppiamento nel perfetto non si puo› dire molto, se non che si tratta di una marca ormai puramente morfologica, pur se non si puo› escludere un collegamento con l’iterazione della radice propria delle formazioni intensivo-iterative (Di Giovine 1996: 116–21); (d) desinenze, specifiche del perfetto e forse connotate da una valenza di stato. Le desinenze, che indicano la persona e il numero, si collocano sempre, in tutte le formazioni verbali indoeuropee antiche, al margine destro della parola, e quindi sono un elemento morfologicamente esterno, pur se ben integrato nella parola stessa (tant’›e che sono soggette ai fenomeni di riduzione che colpiscono—per e·etto dell’accento dinamico di parola— la sillaba finale in latino, nelle lingue germaniche, ecc.). Considerato che comunque il carico funzionale primariamente indicato dalle desinenze— persona e numero—si colloca comunque in posizione finale, a prescindere dal tipo di formazione, sembra ragionevole considerare non pertinente il tratto endomorfia†esomorfia, in quanto per le desinenze non e› ammessa alcuna opposizione di questo tipo. Questo schema, che riprende, come detto, le conclusioni cui si e› pervenuti recentemente (n. 1), esclude la presenza di particolari a¶ssi—prefissi propriamente detti, su¶ssi—nella struttura originaria del perfetto, e dunque colloca senza dubbio tale categoria flessionale tra le formazioni endomorfiche. attestato nel greco, incerta e› anche la sua ricostruzione nell’indiano antico), e potrebbe, oltretutto, essere il risultato di un adeguamento secondario secondo altre formazioni—di Aktionsart—a raddoppiamento (intensivo, perfetto, ecc.).  Diverso e› il discorso relativo ai tratti accessor^§, quali la collocazione nello hic et nunc, segnalata dalle cosiddette desinenze ‘principali’, lo stato, indicato probabilmente (cf. supra) dalle desinenze del perfetto, e, particolarmente rilevante, la diatesi: a quest’ultimo riguardo, una dislocazione di funzionalit›a si verifica, questa volta verso sinistra, dalla desinenza al su¶sso, nell’originarsi del presente passivo nell’indiano antico o dell’aoristo passivo nel greco antico (Benedetti 2002: 32–3). Il perfetto indoeuropeo 7 4 Gli sviluppi strutturali del perfetto nei gruppi linguistici indoeuropei Il perfetto indoeuropeo si e› conservato come categoria flessionale autonoma (formalmente e funzionalmente) in poche aree linguistiche; in altre si e› continuato a livello formale, pur assumendo funzioni diverse da quella piu› antica, in altre ancora si e› manifestato un sincretismo con diverse categorie flessionali (›e il caso del latino). Dal momento che la presente indagine opera dall’alto verso il basso, per evidenziare l’evoluzione diacronica della categoria—nella sua articolazione formale in rapporto alla distribuzione del carico funzionale—tutte le testimonianze riconducibili al perfetto indoeuropeo saranno utilizzabili, indipendentemente dal fatto che il perfetto sia sopravvissuto o meno quale categoria flessionale autonoma. La trattazione sar›a necessariamente sommaria, perch‹e quello che interessa e› poter poi delineare un quadro complessivo.  Nei documenti linguistici piu› antichi, quelli vedici, il perfetto si presenta come formazione decisamente endomorfica, caratterizzata da apofonia radicale (*-o-†∅ > -»a"-†∅), raddoppiamento e desinenze specifiche (spesso precedute da -i- se inizianti per consonante). Non si hanno suffissi o prefissi specifici, e l’intero carico funzionale—ove si escludano le desinenze—ricade sugli endomorfi. Nel corso della storia dell’indiano antico si manifestano due tipi di innovazione, l’uno gi›a vedico, l’altro tardo-vedico e sanscrito: (a) da un lato prende piede, nelle forme deboli, un tipo di perfetto privo di raddoppiamento, e caratterizzato da una vocale -e- (lunga!) radicale; tale perfetto, che e› assolutamente regolare nei temi yem- e sed- (monottongazione di *-ay- in un *ya-im- o esito di *-azC- in *sazd- < *sasd-), e› gi›a ben attestato nel vedico e si espande ulteriormente in seguito, secondo un meccanismo ben illustrato dal Lazzeroni (1991: 209–10). Si ha qui riduzione delle marche endomorfiche da due ad una, il vocalismo radicale; (b) dall’altro lato si viene a creare, per la prima volta nell’Atharva-Veda (gamay»a‹m . cak»ara, a valenza causativa), un perfetto perifrastico, costituito da un nome verbale accompagnato da un ausiliare, diverso in rapporto al  L’ulteriore alternanza fra -"a- e -»a- nel singolare (tipo I sg. cak‹ara: III sg. cak»a‹ra) si e› estesa per analogia (cf. Belardi 1950: 109–25), anche se sulla sua origine non vi e› accordo generale (rinvio a Di Giovine 1996: 134–5, e a Sani 1991: 149).  La vocale -i- predesinenziale non e› un su¶sso, ma rappresenta la generalizzazione dell’esito di *- - nelle radici set. (Thumb 1958–9: 283–4). e 8 Paolo Di Giovine valore del perfetto (kr.- ‘fare’, as- ‘essere’, bh»u- ‘divenire’). Questo tipo di perfetto perifrastico, non raro nella prosa tardo-vedica, e› piuttosto comune nel sanscrito classico. Si noter›a la separazione fra la radice (componente lessicale), nominalizzata e non piu› alternante, e il carico funzionale del perfetto, a¶dato all’ausiliare: un chiaro tratto esomorfico, con spostamento del carico funzionale a destra, oltre il confine della parola, ma che non va confuso comunque con il pass‹e compos‹e romanzo (nel quale l’ausiliare, al presente, contribuisce solo parzialmente alla determinazione del tempo verbale). Il perfetto decade progressivamente dall’uso, fino a costituire un insieme relittuale nel medio indiano.  Delle due lingue appartenenti al gruppo iranico attestate per la fase antica, solo l’avestico mostra un numero consistente di forme di perfetto. Com’›e noto, tali forme di perfetto presentano una struttura endomorfica, con raddoppiamento, apofonia radicale e assenza di su¶ssi. Gi›a nell’avestico recente, pero, › da un lato compaiono forme di perfetto tematiche (con un su¶sso, la cui rilevanza funzionale appare comunque incerta: Ho·mann e Forssman 1996: 233, 237), dall’altro isolate forme perifrastiche (con l’ausiliare ah- ‘essere’: Kellens 1984: 427; K•ummel 2000: 62–3), in un quadro di crescente rarit›a di tale categoria flessionale. Il persiano antico o·re attestazioni davvero scarse del perfetto: una sola testimonianza certa (caxriy»a, ottat. III sg.), in una forma perifrastica (con il verbo per ‘fare’ [kar-], cos›§ come nel perfetto perifrastico indoario). Nel caso di verbi transitivi, comunque, gi›a nel persiano antico e› ben attestato un tipo di preterito perifrastico, noto come [man»a] kartam ‘[io] ho fatto’, lett. ‘di me (da me) fatto’ (Ciancaglini 1987), importante perch‹e precursore di forme pahlaviche (il tipo [man] kart) e dello stesso preterito neopersiano [man] kardam. Oltre alla costruzione preteritale man kart, il medio-persiano manicheo, ad esempio, conosce solo forme perifrastiche di perfetto, costruite con il participio del verbo (a su¶sso *-to- > -t[a]) e il  Per una informazione essenziale rinvio a Macdonell (1910: 365 ⅓496), Whitney (1889: 392 ·. ⅓⅓1070–3) e Thumb (1958–9: 294–5). Sul periodo piu› antico si veda inoltre K•ummel (2000: 61–2).  Si puo› rinviare alle grammatiche specifiche delle lingue medio-indiane; a titolo di esempio cito Oberlies (2001: 228–9 ⅓48), Pischel (1900: 321 ⅓452; 361 ⅓518); Edgerton (1953: 165–6 ⅓⅓33.1–33.11).  Kellens (1984: 400 ·.); Ho·mann e Forssman (1996: 233).  Come osserva il Kellens (1984: 427), gi›a nel Vid»evd»at avestico il perfetto e› pressoch‹e eccezionale.  Oltre a Kent (1953: 73 ⅓219), si veda Kellens (1984: 428). Il perfetto indoeuropeo 9 presente di un ausiliare (Nyberg 1974: 282–3). Queste formazioni perifrastiche, esomorfiche, sostituiscono la forma sintetica di perfetto. Anche nel settore (nord-)orientale del medio-iranico prevalgono costruzioni perifrastiche; tra le poche eccezioni, il sacio, dove compare un su¶sso—dunque un esomorfo—in dentale (-t-), variamente interpretato (Emmerick 1968: 220–1). Forme perifrastiche sono normali sia nel perfetto delle lingue neoiraniche orientali (Morgenstierne 1958: 166–7), sia nel neopersiano (Lazard 1992: 130–8).     La lingua greca antica testimonia molto bene un tipo di perfetto confrontabile con quello indo-iranico: grado *-o- radicale alternante con ∅, raddoppiamento, desinenze specifiche (tipo: µµονᆵµαµεν). In questo perfetto non hanno rilevanza prefissi o su¶ssi, e dunque siamo in presenza di una formazione endomorfica. Anche nel greco si manifesta una evoluzione formale, oltre che funzionale; qui, tuttavia, gli sviluppi sono abbastanza antichi, e in gran parte documentati gi›a in Omero (la povert›a di forme di perfetto nei documenti micenei non consente di aggiungere testimonianze ancora precedenti). Gli sviluppi principali sono i seguenti: (a) creazione di un perfetto cappatico (su¶sso -κα). Il carattere secondario di tale formazione risulta da due fatti: ridotta funzionalit›a nell’epos, e isolamento del perfetto cappatico all’interno della famiglia linguistica indoeuropea (tant’›e che, nonostante i numerosi tentativi di comparazione, si puo› dire ancor oggi che si tratta di formazione etimologicamente oscura: Schwyzer 1939: 775–6; Sihler 1995: 576). Tale perfetto, la cui recenziorit›a e› confermata dalla valenza frequentemente non stativa (mantenuta, nelle coppie di perfetti corradicali, dal solo tipo endomorfico), tende inoltre a presentare molto spesso un livellamento del vocalismo radicale. Il carico funzionale si trasferisce dunque sul su¶sso: da tipo endomorfico a tipo misto o addirittura totalmente esomorfico; (b) estensione del ‘perfetto aspirato’, a partire dalle radici uscenti in consonante aspirata. Anche qui si tratta di innovazione, visto che in Omero e› raro (mai nell’attivo), e comunque il valore del perfetto aspirato e› general In Omero e› limitato a una ventina di verbi in vocale lunga e dittongo, e raramente va al di l›a del singolare dell’indicativo e del congiuntivo: Schwyzer (1939: 774); Rix (1976: 222 ⅓240); Sihler (1995: 576 ⅓518).  Il perfetto cappatico, inoltre, caratterizza quei verbi (denominativi, deverbali ecc.) che, in origine privi del perfetto, lo costituiscono secondariamente (con valore risultativo, non stativo). 10 Paolo Di Giovine mente risultativo e dunque secondario (Chantraine 1927: 139–40; Schwyzer 1939: 771–2; Rix 1976: 221 ⅓239). L’alternanza vocalica radicale e› conservata in parte, ma appare evidente come la marca funzionale nel ‘perfetto aspirato’ si collochi all’estremit›a destra della radice, in un processo che—pur senza condurre a condizioni propriamente esomorfiche—denota pero› una tendenza focalizzante verso l’esterno; (c) inserimento, recenziore, di un su¶sso -η-, senza mutamento delle altre condizioni (tipo ‘misto’); (d) creazione di forme perifrastiche, costituite dal participio perfetto e dall’ausiliare (εµι, poi anche χω), dapprima nella III plur. del medio, quindi nelle forme modali di ottativo e congiuntivo.Una parte consistente del carico funzionale si trasferisce all’esterno della parola, sull’ausiliare: considerato che—diversamente dalle forme perifrastiche indo-iraniche— il raddoppiamento sopravvive quale endomorfo, questo tipo di formazioni potrebbe esser considerato ‘misto’, anche se e› chiara la tendenza verso l’esomorfismo. Il processo continua in fase bizantina e moderna. Gi›a nella κοιν il perfetto (talora con desinenze storiche) inizia a confondersi con l’aoristo, e le frequenti forme perifrastiche presentano un participio aoristo, oltre che perfetto (con prevalenza dell’ausiliare χω: Chantraine 1927: 249 ·.; Schwyzer 1939: 779). In fase moderna e› normale un perfetto analitico: piu› ancora del tipo χω δεµνο, con un participio che non e› piu› quello raddoppiato del perfetto (Chantraine 1927: 251; Mirambel 1949: 126), si diffonde pero› la costruzione χω+ infinito (aoristo) in -(σ)ει (attivo) o in -θε (passivo), cf. Mirambel (1949: 126).                  Gli sviluppi del perfetto nella lingua latina non possono prescindere dal sincretismo verificatosi con l’aoristo nella nuova categoria del perfectum, a valenza temporale (preteritale) e non piu› di Aktionsart (ove si eccettuino pochissimi perfetto-presenti, Di Giovine 1996: 29 n. 17). Pertanto, all’interno delle formazioni di perfectum latine andranno analizzati solo i continuatori di un perfetto antico e le innovazioni, escludendo gli antichi aoristi. Sulla base dei dati disponibili, possiamo individuare tipi evoluti in misura minore o maggiore nella direzione di una perdita dei tratti endomorfici: (a) perfetto raddoppiato. Recessivo, documenta un endomorfo (rad Chantraine (1927: 26); Schwyzer (1939: 779).  Una sintesi in Meiser (1998: 202–14). Il perfetto indoeuropeo 11 doppiamento), mentre l’alternanza apofonica radicale e› ormai livellata sia per e·etto dell’antico accento dinamico protosillabico sia per analogia sul vocalismo del presente (i casi con -o- radicale sono secondari); le marche del perfectum sono dunque raddoppiamento e desinenza; (b) perfetto a vocale lunga radicale. Molto piu› produttivo, si presenta sia con verbi semplici, sia, frequentemente, con verbi composti. L’alternanza con la vocale breve del presente non continua l’apofonia caratteristica del perfetto indoeuropeo, ma rappresenta una innovazione, a partire da un nucleo ristretto di verbi nei quali la vocale lunga radicale era etimologica (secondo meccanismi analoghi a quelli visti nei perfetti in -e- indoari: Di Giovine 1995: 118). Dunque, una sola marca endomorfica, questa volta il vocalismo radicale lungo (non alternante); (c) perfetto ‘semplice’. Privo di marche morfologiche al di l›a della desinenza, in genere risulta dalla perdita della sillaba di raddoppiamento, probabilmente a partire dalle forme con preverbio (Meiser 1998: 212–14); (d) perfetto in -u/v-. Qualunque sia l’origine del su¶sso—questione quanto mai dibattuta (cf. Meiser 1998: 204–5)—in questa sede interessano due punti: si tratta di una innovazione, divenuta via via maggiormente produttiva (il tipo in -u/v- e› l’unico perfectum attestato per quelle formazioni— antichi stativi, causativi, denominativi ecc.—in origine prive del perfetto), e l’unica marca funzionale—a parte la desinenza—›e un su¶sso, dunque esomorfica. Nelle lingue romanze il perfectum latino si continua in forme preteritali (passato remoto) che non hanno piu› alcuna corrispondenza funzionale con l’antico perfetto; il senso proprio del perfetto e› invece trasferito a una forma perifrastica, nella quale l’ausiliare si collega al participio passato del verbo. Si completa, dunque, la tendenza verso l’esomorfismo gi›a in nuce nel latino, secondo un tipo di sviluppo peraltro tipologicamente non raro, e riscontrabile in altri gruppi indoeuropei (indiano, iranico, greco ecc.). Le lingue italiche evidenziano una variet›a notevole di ‘perfetti’, anche in questo caso, come in latino, categoria sincretistica di antichi perfetti e aoristi. Se si esclude il ‘perfetto sigmatico’, che continua un antico aoristo, abbiamo i seguenti tipi: (a) perfetto raddoppiato. Forse piu› comune che non nel latino, presenta in genere grado ∅ radicale (bibliografia in Di Giovine 1995: 118); (b) perfetto a vocale lunga radicale. Alcuni esempi certi in osco e umbro (Prosdocimi 1994: 226–33), ma tendenzialmente relittuale;  Per queste considerazioni faccio riferimento a Di Giovine (1995: 117–18). 12 Paolo Di Giovine (c) perfetto a vocale breve radicale. Privo di marche morfologiche al di l›a della desinenza, e› piuttosto raro, e di origine non chiara (Prosdocimi 1994: 233–7); (d) perfetto con su¶ssi. Perfetti caratterizzati dal solo su¶sso (diverso in funzione delle varie lingue italiche, dal tipo in -f- a quello in -k-, o in *-nky-, o sudpiceno in *-w-, o ancora in -t-: bibliografia in Di Giovine 1996: 32–4) sono attestati abbastanza ampiamente, e sembrano essere la categoria piu› produttiva. L’unica marca funzionale—a parte la desinenza—›e un su¶sso, dunque esomorfica.           Le lingue germaniche presentano un quadro apparentemente in controtendenza, dal momento che e› nota l’importanza, almeno in una prima fase, delle forme forti con apofonia radicale (in parte ristrutturata in favore di un vocalismo lungo radicale: Di Giovine 1995: 121–3). Non molto frequenti sono le forme raddoppiate, attestate soprattutto nel gotico, e, a livello di relitti, nel nordico e nell’anglo (bibliografia in Di Giovine 1996: 84–5); in tali forme, pero, › non si ha mai alternanza nel vocalismo radicale, e neppure in rapporto al vocalismo del presente (a parte il tipo l»etan†la‹§l»ot). Molto produttivo e› invece l’altro endomorfo originario del perfetto, l’alternanza vocalica, non accompagnata dal raddoppiamento, che interessa le prime tre classi dei verbi forti secondo uno schema analogo a quello del perfetto indoeuropeo, la IV e la V con l’innovazione costituita dal grado -»e- (Di Giovine 1995: 116); nella VI classe e› invece generalizzato un grado -»o- non alternante. L’aspetto piu› interessante della situazione germanica e› dato dalla persistenza notevole dell’endomorfo costituito dall’alternanza vocalica, ancora nelle fasi medievali delle diverse lingue; solo in epoca piu› recente, in determinati contesti sociolinguistici, il dominio della flessione forte tende a ridursi in favore del tipo debole a su¶sso. Si osserver›a, comunque, che gi›a nelle fasi documentarie piu› antiche delle lingue germaniche non vi e› in alcun caso persistenza di entrambe le marche endomorfiche, che risultano mutuamente esclusive. Inoltre, nelle lingue germaniche si a·erma, per le formazioni di Aktionsart derivate tramite su¶sso (causativi, intensivi, durativi) e per i preterito-presenti del gotico (antichi perfetti, quindi anch’essi formazioni di Aktionsart) un nuovo preterito, il cosiddetto preterito de Su raddoppiamento e apofonia nel preterito delle lingue germaniche basti citare Meid (1971), Bammesberger (1986), van Coetsem (1990).  Qui, con ogni probabilit›a, -»o- si e› esteso per analogia a partire dalla VI classe. Il perfetto indoeuropeo 13 bole, caratterizzato questa volta da una marca esclusivamente esomorfica, un su¶sso in dentale.         Nelle lingue celtiche sono attestate continuazioni dirette o indirette—con mutamento funzionale—del perfetto indoeuropeo. Al di l›a di una isolata forma gallica δεδε ‘posuit’, con raddoppiamento ma non trasparente riguardo alle condizioni apofoniche, va considerato il preterito privo di su¶sso dell’irlandese antico (una buona sintesi in McCone 1986: 233–5, 262), nel quale sono confluite, tra l’altro, antiche forme raddoppiate (a grado ∅ o -a- generalizzati) e forme non raddoppiate a vocalismo radicale allungato, soprattutto -‹a- (secondario: Di Giovine 1995: 124–5, con bibliografia), non alternante ma comunque in opposizione al grado apofonico del presente. La situazione, comunque, appare non dissimile da quella delle lingue germaniche: nelle formazioni verbali che continuano un antico perfetto sopravvive una sola delle due marche endomorfiche, il raddoppiamento oppure il vocalismo radicale (sia pure irrigidito in una forma non alternante). Nelle fasi successive (ad esempio nell’irlandese medievale e moderno) si manifesta un forte sincretismo del preterito privo di su¶sso con gli altri tipi di preterito di origine aoristica (su¶ssati), e questo comporta anche l’emergere, come tratto distintivo, di un esomorfo (in genere il su¶sso sigmatico), per lo meno in alcune persone (McCone 1997: passim).                     Nella presente analisi non considero altri gruppi linguistici indoeuropei, considerata la di¶colt›a di rintracciarvi continuazioni sicure del perfetto. In questo senso escluderei il tocario, per il quale non si puo› parlare di sopravvivenza del perfetto originario in una singola categoria flessionale, e anche l’ittito, di interpretazione estremamente controversa quanto a continuazione del perfetto indoeuropeo (Di Giovine 1996: 40–1, 46–59); si noter›a, comunque, che nell’ittito lo ‘stato raggiunto’ e› indicato tramite una formazione perifrastica (h|ark-+ participio neutro).  Forme analoghe, sia pur con minore evidenza, compaiono in altre lingue celtiche, soprattutto il cimrico. 14 Paolo Di Giovine 5 Osservazioni conclusive Prima di trarre alcune conclusioni di interesse piu› generale, credo sia utile riassumere sinotticamente la situazione riscontrabile nelle diverse aree linguistiche indoeuropee. Con il segno ‘−’ si indica l’assenza, e con ‘+’, eventualmente ripetuto, la presenza (eventualmente in formazioni diverse) del tipo indicato in testa alla colonna; ‘ → +’ segnala una innovazione, in genere in espansione; ‘+ → −’, infine, marca le forme recessive. Le forme perifrastiche sono indicate fra quelle ‘miste’ se compaiono anche endomorfi (in genere il raddoppiamento), fra quelle con due o piu› esomorfi se costituite solo da su¶ssi (participiali) e dall’ausiliare. Tabel l a 1.1. Struttura del perfetto nelle lingue indo-europanee Lingua/ gruppo ling. Pf. con 2 endomorfi Pf. con 1 endomorfo Indiano ant. Indiano med. Avestico Pers. ant. Iran. med. Greco ant. Greco med. Latino Romanzo Italico Gmc. ant. Gmc. med. Celtico + + →− + + →− →+ − + − − − − − − − − − − − − − ++ − ++ ++ + ++ Perfetto Perfetto ‘misto’ non marcato − − →+ − − →+ + →+ − − − − − − − − − − − − − Pf. con 1 esomorfo Pf. con 2 o piu esomorfi − − − − − →+ →+ + − + →+ + ++ − →+ + →+ − + →+ + + − − − →+ − − − − − − + →+ + La tabella evidenzia il progressivo slittamento della pertinenza verso marche situate piu› esternamente—all’interno o al di fuori del corpo della parola—a partire da una situazione nella quale ognuno dei gruppi linguistici considerati, nelle sue fasi piu› antiche, mostra la vitalit›a di almeno una marca endomorfica (di entrambe nell’indo-iranico e nel greco). La tendenza, pero, › e› inequivocabile: il carico funzionale tende a dislocarsi a destra, fuori del lessema radicale. Si noter›a anche come il tipo ‘misto’, nel quale un elemento su¶ssale o comunque ‘esterno’ si a¶anca a una marca endomorfica (in genere il raddoppiamento), sia molto piu› raro di quanto si potrebbe immaginare, ove lo si considerasse punto di transizione fra i due Il perfetto indoeuropeo 15 poli tipologici: di fatto, e› molto piu› frequente la creazione di una formazione totalmente esomorfica, con su¶ssi o perifrastica, laddove si manifesti una riduzione di funzionalit›a—parziale o totale—del tipo endomorfico. Un’ultima annotazione. Ritengo che l’analisi qui compiuta possa dischiudere prospettive interessanti da un punto di vista cognitivo-acquisizionale, come quelle indagate, tra l’altro, nell’›ambito della Gestaltpsychologie e dalla neurolinguistica piu› recente. Nella fattispecie, la struttura esomorfica e› caratteristica del riconoscimento per tratti, discreti nella linearit›a del segno (al lessema fanno seguito i morfemi su¶ssali, quindi desinenziali, con accumulo sequenziale delle diverse valenze); quella endomorfica e› qualitativamente diversa, in quanto suggerisce piuttosto, con procedimenti introflessivi (apofonia, in parte raddoppiamento), un riconoscimento per sagoma, in una situazione nella quale i componenti della parola dovevano ancora mantenere una qualche autonomia (parola come frase non predicativa, n. 2). Sembra quasi di intuire procedimenti di sviluppo ben studiati dalla tipologia, come ad esempio la creazione di parole complesse, polisillabiche, nelle quali la determinazione morfo-sintattica discende dalla giustapposizione di strutture piu› semplici (spesso monosillabiche) in origine autonome: un tipo per certi versi isolante, ancor piu› che agglutinante. Si tratta, ovviamente, di una pura speculazione, allo stato delle nostre conoscenze sulla morfologia indoeuropea; e tuttavia spero che questo contributo, su un settore relativamente ristretto della morfologia verbale, apra la via a piu› ampie ricerche in grado di cogliere questi a·ascinanti indizi che ci o·re lo studio della linguistica storica. Nel quale tutti abbiamo un debito importante nei riguardi della studiosa che una felice occasione ci consente di festeggiare.            Bammesberger, A. 1986: Der Aufbau des germanischen Verbalsystems (Heidelberg: Carl Winter). Belardi, W. 1950: ‘La formazione del perfetto nell’indoeuropeo’, Ricerche linguistiche, 1/1: 93–131. 1990: ‘Genealogia, tipologia, ricostruzione e leggi fonetiche’, in id., Linguistica generale, filologia e critica dell’espressione (Roma: Bonacci), 155–216. Benedetti, M. 2002: ‘Radici, morfemi nominali e verbali: alla ricerca del’inaccusativit›a indoeuropea’, Archivio glottologico italiano, 87: 20–45. 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Lazard, G. 1992: A Grammar of Contemporary Persian (Costa Mesa, Calif. e New York: Mazda Publishers). Lazzeroni, R. 1991: ‘Mutamento morfologico e di·usione lessicale: il contributo del sanscrito’, in Negri e Aspesi (1991), 205–17. Loi Corvetto, I. (ed.). 2003: Dalla linguistica areale alla tipologia linguistica: Atti del XXVI Convegno Annuale della Societ›a Italiana di Glottologia (Cagliari, 27–29 settembre 2001) (Roma: Il Calamo). McCone, K. R. 1986: From Indo-European to Old Irish: Conservation and Innovation in the Verbal System, in Evans, Gri¶th e Jope (1986), 222–66. (1997), The Early Irish Verb, 2a ediz. (Maynooth: An Sagart). Macdonell, A. A. 1910: Vedic Grammar (Strasburgo: Tr•ubner). Meid, W. 1971: Das germanische Praeteritum: Indogermanische Grundlagen und Ausbreitung im Germanischen (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at). Meiser, G. 1998: Historische Laut- und Formenlehre der lateinischen Sprache (Darmstadt: Wissenschaftliche Buchgesellschaft). Mirambel, A. 1949: Grammaire du grec moderne (Parigi: Klincksieck). Il perfetto indoeuropeo 17 Morgenstierne, G. 1958: ‘Neu-iranische Sprachen’, in Handbuch der Orientalistik, iv. Iranistik, pt. 1 (Leida e Colonia: E. J. Brill), 155–78. Negri, M., e Aspesi, F. (edd.). 1991: Studia Linguistica Amico et Magistro Oblata: scritti di amici e allievi dedicati alla memoria di Enzo Evangelisti (Milano: Unicopli). Nyberg, H. S. 1974: A Manual of Pahlavi, vol. ii (Wiesbaden: Harrassowitz). Oberlies, T. 2001: P»ali: A Grammar of the Language of the Therav»ada Tipit.aka (Indian Philology and South Asian Studies, 3; Berlino e New York: de Gruyter). Pischel, R. 1900: Grammatik der Prakrit-Sprachen (Strasburgo: Tr•ubner). Prosdocimi, A. L. 1994: ‘Appunti sul verbo latino (e) italico, VI: Perfetti non raddoppiati. I perfetti a vocale lunga’, in Del Lungo Camiciotti et al. (1994), 218–39. Rix, H. 1976: Historische Grammatik des Griechischen: Laut- und Formenlehre (Darmstadt: Wissenschaftliche Buchgesellschaft). Sani, S. 1991: Grammatica sanscrita (Pisa: Giardini). Sapir, E. 1921: Language: An Introduction to the Study of Speech(New York: Harcourt Brace World). Schwyzer, E. 1939: Griechische Grammatik, vol. i (Monaco di Baviera: C. H. Beck). Sihler, A. L. 1995: New Comparative Grammar of Greek and Latin (New York e Oxford: Oxford University Press). Silvestri, D. 2003: ‘Aree tipologiche preistoriche’, in Loi Corvetto (2003), 207–27. Smoczynski, ‹ W. (ed.). 1995: Kuryłowicz Memorial Volume (Analecta Indoeuropaea Cracoviensia, 2; Cracovia: Universitas). Thumb, A. 1958–9: Handbuch des Sanskrit, 3a ediz., ed. R. Hauschild (Heidelberg: Carl Winter). Whitney, W. D. 1889: Sanskrit Grammar, 2a ediz. (Cambridge, Mass. e Londra: Harvard University Press). 2 Particles and Personal Pronouns: Inclusive *me and Exclusive *ue „ George E. Dunkel Indo-Europeanists today face a choice between two diametrically opposed interpretations of the oblique stems of the IE personal pronouns. In a short excursus on Greek "µ in his epochal survey of laryngeal developments in Greek, Warren Cowgill recognized en passant a unitary ‘morpheme *-w‹e /-m‹e’ in all numbers and persons of the pronominal oblique stems, whose structure he saw as follows: 1. Person 2. Person 3. Person Sg. Du. Pl. *m-m‹e > *m‹e *nh -u‹e *ns-m‹e ‡ 3-u„ ‹e *us-m‹ ‡ *t-u‹e > *tu‹e *uh e 3 „ „ „ *s-u‹e (reflexive, indi·erent to number) „ What could be the function of these two seemingly omnipresent elements? Leaving aside the third person, *-u‹e marks the entire dual and *-m‹e the „ entire plural; but they can hardly serve to indicate number since this is already formally expressed by the preceding *nh - and *uh - as opposed to 3 3 ‡ refractory: *ns- and *us-. The singular accusatives are also not only would ‡ and plural markers a priori be out of place in the singular, but both dual morphs are found there. Whatever his reasons may have been, Cowgill left the function(s) of his ‘morpheme *-w‹e /-m‹e’ undefined.  Leaving aside implausibilities such as first and second plurals *mes-m‹es > *ns-m‹es, *ues‡ u‹es > *usw‹es (the accent is wrong for a»mred.itas; see also n. 8 below) or that nom. pl. *u„ ei„ „ „ ultimately derives from *duo- ‘two’ (Szemer‹enyi 1996: 217, with references; for a critique „ see Schmidt 1978: 172, 176, and Katz 1998b: 27–37). Nor can I accept approaches which see the extension *-me as either the first singular accusative pronoun or an allomorph of the accusative ending (Schmidt 1978: 110, 177, 192, 217–18, who, far from being bibliographically complete (Katz 1998b: 4), was completely unaware of Cowgill’s work), or which segment it as *-sme (critique in Schmidt 1978: 177; Katz 1998b: 31, 92–3; on *-sm- in the oblique of demonstratives see for the present n. 2 of Dunkel 2003a).  Cowgill (1965: 169–70); for commentary see Sihler (1993) and Katz (1998b: 90–5).  This being Cowgill’s improvement of Ferdinand Sommer’s *n» -ue (Sommer 1912: 394 ·.). ‡ „ Particles and Personal Pronouns 19 Cowgill’s reconstruction of the singular has other problems as well. *sue „ does not belong here at all, as its only function was (as Cowgill admitted) reflexive. The real third-personal anaphorics were *im or *t‹om/-se (the accusative to *so), which do not lend themselves to any corresponding segmentation. In view of the widespread uncertainty as to whether the second singular accusative should be segmented as *tu-e or as *t-ue (Katz „ „ 1998a: 279 n. 64; 1998b: 37, 95 n. 116), be it mentioned that it could just as well represent *tu-ue by the converse of Lindeman’s Option—although „ this is probably not the case (below, p. 26). And though *m-me is clever to be sure, it is also systematically implausible (Katz 1998b: 91 n. 104). But as long as we grant ourselves the freedom to interpret the singular di·erently (below, p. 26), Cowgill’s approach to the dual and plural does have one significant advantage over all others: it alone allows connecting the verb-endings of the first-person dual and plural, both active and mediopassive (cf. Skr. dual -v‹as/-v‹ahe, plural -m‹as/-m‹ahe). The relevance of Cowgill’s elements to these endings was pointed out by Andrew Sihler (1993: 178–9), one of several scholars who have attempted to develop Cowgill’s basic insight. This is a rather plausible connection, far more convincing than previous attempts at this issue. The tonicity of *-u‹e and „ *-m‹e evidenced in the pronouns naturally motivates the zero-grade of the preceding element in athematic verb-forms: *ns-m‹e is parallel to *h s-m‹e. 1 Such a rich first ‘dividend’ inspires us to hope‡that Cowgill’s segmentation of the pronominal stems may throw light on other parts of IE grammar as well. Let us examine some other e·orts to develop Cowgill’s ideas. The first such attempt was by Jens Rasmussen (1987). After at first calling Cowgill’s pre-forms ‘completely acceptable’ (261), he proceeds to modify them variously, e.g. presuming that the second dual *uh -u‹e was early on 3 „ dissimilated to *uh -o (257, 260, 264), that *me arose from *m-ue (266), 3 „ and concluding that ‘all personal pronouns appear to contain an element u or u’ (266)—which is then in turn traced to an accusative ending *-m‹e „ (itself becoming *-ue in the dual, 267). The study ends with a speculative „ but coherent internal reconstruction of such rigid mechanicity as to seem implausible as a form of human speech. A more recent attempt to develop Cowgill’s insight is that of Denise  On this see Dunkel (1992), 174–7.  Sihler’s own idea as to how this formal similarity is to be accounted for is for me, however, unacceptable (see n. 24).  e.g. Watkins (1969), 46–8.  I do not understand why someone as otherwise devoted to consistency in internal reconstruction as is Jens Rasmussen should insist on this non-parallel pre-form while admitting that Cowgill’s was its logical predecessor (‘a reduction of *uh ue which is what 3„ one expects on the basis of *nh ue’, 1987: 260). ‡ 3„ 20 George E. Dunkel Meyer (1997: 101–7), who prestidigitates not only both *-m‹e and *-u‹e but „ also *-b he (as in Greek σφε-), all from an earlier *-be-. Although she accepts Cowgill’s analysis of pronominal *-m‹e and *-u‹e, Meyer is evidently unaware „ of an even greater debt she owes him: his proposal that the allomorphy of both the instrumental plural *-»ois/-omis/-ob his and of the thematic first „ singular present active *-»o /-omi/Luw. -wi be attributed to a sound change such as **W > *:, *m, *b h, and *u (Cowgill 1985: 108). But although Cowgill’s „ ‘recognition of the *-u‹e sequence . . . as a morpheme (of uncertain function) „ equivalent to the *-m‹e’ (Meyer 1997: 99–100) is crucial to her argument, their equivalence has in fact never been proved. For further critique see Katz (1998b: 226–7 n. and Dunkel (2003a: n. 9). But the most important development of Cowgill’s ideas is undoubtedly the doctoral dissertation of Joshua Katz (1998b), the second of the competing interpretations mentioned at the start. This accepts the reality of Cowgill’s elements and also their presence in all three numbers but proposes a contrary distribution: that *-m‹e marked the first and *-u‹e the other „ persons (Katz 1998a: 279, 285; 1998b: 96, 261). Katz’s scheme is thus (with di·erences from Cowgill in bold): 1. Person 2. Person 3. Person Sg. *m-m‹e *tu-u‹e „ *s-u‹e „ Du. *nh -m‹e ‡ 3-u‹e *uh 3 „ Pl. *ns-m‹e ‡ ‹e *us-u „ When this interpretation is tested against the actually attested dual and plural forms, various problems arise which Katz with energy and cleverness attempts to resolve. However, the only dialects to preserve what he considers to be the correct distribution in the plural are Celtic, Germanic, and Armenian (1998b: 262). Opinions will of course di·er on the relative plausibility of his various individual arguments, and Katz never exhaustively evaluates which approach encounters fewer counter-examples as a whole. Still, it is disturbing that his analysis works best for (has the fewest problems with) these not over-conservative dialects, and also for the least  Since much of this article criticizes certain of Katz’s proposals about *-ue and *-me (as „ analysis as a well as Cowgill’s), I wish here to express my wholehearted admiration for his whole. As will be seen, I accept both most of his proposed new derivations and above all his recognition of the importance of aphaeresis (culminating in his banishment, or rather explanation, of Meillet’s first plural nominative *mes, 1998b: 187–8, cf. 25, 182). His study will long remain a valuable source of information and inspiration for all who work in this field.  Or only the second person, once *sue is seen as irrelevant. „ Particles and Personal Pronouns 21 plausible part of Cowgill’s interpretation—the singular accusatives (Katz 1998b: 91, 96, 195–6, 232, 262). On the other hand, the di·erence from Cowgill is not as great as it at first may seem, since the second dual *uh -ue‹ (Skr. y»uv»a‹m) and the 3 „ first plural *ns-m‹e are regular for both hypotheses. Yet even here a prob‡ lem arises for Katz: although he derives the first plurals Hittite anzas, Hieroglyphic Luwian a-zu-za, and Cuneiform Luwian anza from ProtoAnatolian *ns-u‹e—originally and in my opinion convincingly—his theory „ then forces ‡him to take this as remodelled from the expected *ns-m‹e. Letting this pass for the moment (until p. 25), the controversy then‡boils down to the first dual and the second plural. For the first dual Katz posits *nh -m‹e, but only reflexes of *nh -u‹e (Vedic ‡ 31998b: 207–10) are found. Let ‡ 3us„ be clear a» v»a‹m, Att. ν# < ν$ε < *ν$-%ε, Katz about what this means for his proposal: of the twelve major IE dialects, not a single one speaks for such a pre-form, and all with any evidence to show speak unequivocally against it. Though Katz admits this frequently, it is none the less the case that his hypothesis is thus already from the start 50 per cent wrong. Let us call this a first strike against it. Turning now to the second plural, Katz urges that we take the *(u)s-ue „ continued, as he convincingly argues, by Germanic, Celtic, and Armenian (as well as, in his opinion, by Hittite sumas and the Greek second dual σφ$ϊ, 1998b: 138 ·. and 252–3, respectively) as old. I accept this wholeheartedly—but not his concomitant idea that the *us-m‹e of IndoIranian, Greek, Tocharian (and, as others think, Hittite sumas) must be a parallel innovation. Dialectologically speaking this seems extremely forced; whereas Germanic and Celtic share various other post-IE innovations, an agreement between Indo-Iranian, Greek, and Tocharian on *us-m‹e is hard to imagine as innovatory and no amount of belittling the relative importance of Greek–Aryan agreements can change this. A proto Nor are these contradicted by any evidence from the ‘Rest- und Tr•ummersprachen’.  1998a: 279 n. 67; 1998b: 97, 196, 235, 261, 264; on his attempt to avoid this di¶culty see two paragraphs below in the text.  In 1998a: 280 he took the two as coexisting variants; see n. 34 below.  Such as initial stress, abstract su¶x *-t»u + t-, ‘long vocalic preterites’, merger of perfect and aorist, etc. The preverb *ko, however, is an archaism.  Katz’s calls for allowing the voice of the other dialects to be heard should be relativized by the sobering thought of what sort of proto-language could be reconstructed from the evidence of Germanic, Celtic, and Armenian alone. Although *us-u‹e fulfils Meillet’s ‘three„ dialect condition’ and can therefore be reconstructed with confidence, it is senseless to make light of the *us-me demanded by Indic, Iranian, Greek, and Tocharian (even leaving Anatolian aside), a group which of course gives a much clearer picture of the proto-language than the first triad. 22 George E. Dunkel linguistic coexistence of or contrast between both pre-forms would seem to be a good solution, but Katz refuses himself this option. In my opinion excluding either alternative is a second strike; the aprioristic idea that both cannot be old is a regrettable and widespread logical error—fortunately easily repairable. A final disadvantage of Katz’s modifications of Cowgill’s insight is that any relation between pronouns and first-personal verb-endings must be abandoned. Yet although Katz claims not to ‘want to give into the temptation’ of such a comparison, this is exactly what he does when it comes to explaining away the (for him) problematic dual *nh -u‹e (1998b: 197). This ‡ 3 „ is needlessly circuitous and obstructively anti-structural; perhaps a third strike is not even needed. I suggest that the problem will not be solved by staring any longer at exactly the same evidence, which has always been limited strictly to the pronominal paradigms. If the morphs in question are instead analysed on the basis of the entire system of particles, including various lexicalizations and grammaticalizations, one is led to the conclusion that the original opposition between *ue and *me was that of exclusive vs. inclusive in a „ broad, non-technical sense (as opposed to Katz 1998b: 25 n. 40). Both morphemes occurred tonically and enclitically. The evidence includes: *ue (exclusive, separative) *me (inclusive) „ (a) As a free particle (including extensions by adverbial endings): 1. **ue ‘away’, „ 2. *-ue ‘or’ „ 3. *uo»‹/-ue ‘like’ „ „ (but not *uo-‘we’). „ *me-th ‘with’, 2 *me-d hi ‘between’, cf. *me-d hi + o- ‘in „ „ the middle’ Greek µε-σ- ‘until’, Phrygian µε ‘with’. (b) Compounded with nominal elements: [*ue-k u„ sp-ero- ‘evening’, „ me-h t-er ‘*(children’s) companion’ 2  1998b: 96 n. 119, cf. also 35. I myself prefer making comparisons to resisting them.  Katz’s discussions at 1998b: 98–9, 235–6 are totally inadequate.  Despite the fact that much of the evidence usually cited for this morpheme (in square brackets below) can be otherwise explained, this serves as a pre-form for 2. and 3. *-ue. „  Homeric %'ς, Vedic *va, i-va. For the change from ‘not’ to ‘or’ and ‘like’ see Morpurgo Davies (1975: 160–6); on Vedic comparative n‹a see Vine (1978: 181–2); critique and a di·erent approach in Pinault (1985: 120 ·.).  To the root of Skr. atati, Lat. annus, Goth. a†ns; the su¶x as in *daiu-er-. Semantically „„ parallel to comes, sputnica. Particles and Personal Pronouns Lat. ve-stigium, vet»are, v»e-cors, etc.] 23 *me-g„ hs-r-i ‘until’, *me-sd-ilo- ‘mistletoe’. (c) Univerbated with roots: *ue-d hH- ‘hit (away)’ (to *dheh -, 1 „ cf. antar dh»a-), *ue-rt- ‘turn’ (*retH- ‘run’) „ *ue-iH- ‘twist, bend’ (*Hieh -) . . . „ „ „ 1 *me-zg- ‘braid, tie together’ (to *seg- ‘attach’, cf. *re-zg- ‘tie back’), 1. *me-rk /g„ - ‘rot, decompose’ (to 2. *rek„ /g„ - ‘make wet’), *me-is- ‘flicker’ (*ies- ‘boil’) . . . „ „ (d) As a su¶x: *teh -uo ‘up to but not including that’ *teh -mo ‘up to and including that’ 2 „ 2 (τ»α„%ος, Ved. t»a‹vat) (τ»α„µος, OCS tamo ‘thither’) oppositional: *oi-uo-, *sol-uo-, () „ „ „ gu„ ih -uo-; Ved. tv‹a- s‹arva3 „ v‹§‹sva- p»u‹rva- rs.v‹a- pakv‹a- ‹s‹eva- . . . ‡ (e) As verbal endings: it is known that the first dual and plural persons of the verb usually refer not to several speakers (‘I plus I’, as in e.g. a chorus) but to the speaker and his speech-partner(s), ‘you(-all) and I’. In the verbal endings the same two morphemes were applied to number by implicit reference to the third person: *-u‹e- excluded, *-m‹e- included it. „ first dual *-u‹e„ ‘you and I without (them)’ first plural *-m‹e‘you and I with (them)’ The metanalysis of the two elements as first-personal verb-endings thus provided complementary dual and plural number markers rather than, as in many languages of the world, di·erentiating (as would particles after the ending) a single verb-form into exclusive and inclusive.  The name of this botanic parasite was analysed by Irene Balles (1999: 140) as ‘in der Mitte (des Baumes) sitzend’; however, *mi-, though real (see (f )), is unnecessary in the preform owing to umlaut in Germanic before diminutive *-ila- (K. St•uber and Th. Zehnder, personal communication).  On *re ‘back, away’ see Dunkel (2003b).  Su¶xal *-mo- forms participles, ordinals, superlatives, and primary nomina rei actae, but nothing particularly inclusive.  See Dunkel (2003a) and Cardona (1987: 1–6); contrastive *-uo- was, however, not „ Cardona’s own invention (Katz 1998b: 98–9, 235).  Note that this is diametrically opposite to the extremely unnatural and forced proposal of Sihler (1993), for whom *-ue is inclusive ‘I and thou, you (all), and me’, *-me exclusive ‘I „ the others’. and they (but not you), me, and  See Sihler (1993). Hittite -dumain the second plural mediopassive beside Graeco-AryoLuwian *-d hue (n. 31) is more likely to reflect local sound-change than to continue the above opposition. „ 24 George E. Dunkel (f) The nominal instrumental endings in *-mo(-) and *-mi(-) could also be connected with inclusive *-m‹e if ablaut and suppletion were presumed, although the instrumental-ablative adverbial *-m also played a role. The conclusion I draw from this material is that there is no imaginable reason to restrict the two elements’ distribution in the proto-language in any way. Both morphemes—we are now free to call them particles—were freely combinable, occurring both enclitically and orthotonically. Semantically, exclusive *u‹e competed with e.g. privative *n-, *sn- ‘without’ and with local „ ‡ *apo, *eg„ h, *nis, and *re, while inclusive *m‹e‡competed with e.g. comitative/ sociative *so-m and *ko(-m), locative *h o, *en, and directive *ad, *d‹o /-de, 2 and *o. Whereas after verbal stems the exclusive and inclusive marks developed into complementary first dual and plural endings, in the pronoun they were appended to forms which were already marked (by *-h and *-s) for 3 number, thus creating a contrast for each form. In fact, a close reading of Katz reveals considerable evidence for the coexistence of both pronominal extensions in the first and second plural within a single dialect, although he consistently rejects such an interpretation. In the second plural Katz connects, convincingly in my opinion, Hieroglyphic Luwian u-zu-za and Cuneiform Luwian unza with the *us-u‹e „ attested in Germanic, Celtic, and Armenian, but torturedly refuses to derive the enclitic datives Hieroglyphic Luwian -ma-za, Hittite -smas from an aphaeretic *(u)s-me even though *-uw- does not become -um- in Luwian. Since he rejects even the possibility of either polygenesis or derivational contrast in the proto-language, his very success in explicating Luwian unz(u)- prevents him from making sense of the enclitic datives— simply because he presumes a priori that *us-u‹e and *us-m‹e cannot possibly „ both be old (1998b: 143, 241–2). Similarly within Greek: while (µµε clearly continues *us-m‹e, Katz quite originally traces the second dual σφ$ϊ to a second plural *(u)s-ue (1998b: „  This would allow connecting *mo-k„ s-(s)u ‘quickly’ (to *k„ as- ‘row’ as in Vedic -‹sas, Greek -κας, κα, Arcad. κας: Klingenschmitt 1975) as well.  On which see Dunkel (1997a).  Instead of the expected *-h and *-i, respectively. 1 „  The latter admittedly ex silentio (1998b: 145).  1998b: 242 n. 34; all three alternatives presented (1998b: 241–2) are considerably worse.  As shown by the Cuneiform Luwian second plural mediopassive ending -t»uwa- (cf. Hittite -duma-): Melchert (1994: 127–8). Particles and Personal Pronouns 25 143, 207, 252–3) by means of a derivation which is in detail considerably more plausible than a simple comparison of the starting and end points may suggest. Anatolian and Greek agree, then, in suggesting that both *us-u‹e and „ *us-m‹e are old in the second plural. The first would have meant ‘you-all but not them’, the latter ‘you-all along with them’. I cannot fathom why Katz should explicitly reject the possibility of such a Nebeneinander (e.g. 1998b: 143). The simultaneous survival of more than one variant is after all well known in paradigmatic splits such as Latin deus beside d»§vus or ant»§quus beside ant»§cus, Attic κ)ω beside καω, and the like. In the first plural exclusive *ns-u‹e is continued, as Katz convincingly „ urges, by the earliest-attested ‡of all IE dialects, Anatolian (Hittite anzas, Hieroglyphic Luwian a-zu-za), beside the otherwise ubiquitous inclusive *ns-m‹e. Note that the coexistence in Hieroglyphic Luwian of first plural ‡ anzubeside the second plural enclitic dative -ma-za, like anzas beside -smas in Hittite, directly contradicts Katz’s culminating argument from silence: ‘there is no evidence in any language for a system with both a first-person form with *-u‹e and a second-person form with *-m‹e in the „ same number’ (1998b: 264). But in fact, Proto-Anatolian is precisely such a language—as Katz once comes close to admitting (1998b: 242 n. 34). In Proto-Germanic Katz suggests that the first plural *unswiz was a ‘paradigmatically motivated variant’ which replaced the earlier but also undeniably necessary *unsmiz (1998b: 121, 125–6, 128). Why strenuously deny a connection with Anatolian (Katz 1998b: 144) when both forms can have been inherited in each dialect? Resemblances due to archaism are the most powerful evidence for comparative reconstruction. The reality of coexisting forms in the first and second plural thus seems to be perfectly possible. The question now becomes whether we still prefer to explain half of them away as analogic creations (i.e. as not indicative of an earlier stage of the language) or instead to interpret this contrast as functional. The coherent functions of *ue- and *me- outside the pronouns „ speak in my opinion for the second course.  As typological support for such a number-shift he might have cited the century-old derivation of the Greek nominal oblique dual -οιϊν, Arcadian -οιυν, from the IE locative plural as championed most recently by Deplazes (1991).  If in part ex silentio: 1998a: 282; 1998b: 149.  Katz was somewhat closer to my opinion in 1998a: 280 (see here n. 12): IE itself had both older *us-u‹e and beside it the analogic *us-m‹e (after the first plural *ns-m‹e). „ ‡ 26 George E. Dunkel In the dual, however, no variants at all are found beside the exclusive *nh ‡ 3 u‹e and *iuh -u‹e . It is obvious why this should be so: duals are by nature „ „ 3 „ meant to exclude. Their whole purpose is to limit the predicate to exactly two subjects—otherwise one uses a plural. In the third-person singular the inherited vocalism of enclitic *se- ∅ (see n. 4) seems simply to have spread to the second and first persons in a columnar unification so typical of personal pronouns. Although the second singular could conceivably contain *-ue (see above, „ p. 18), the singular is by nature even more exclusive than the dual is and therefore has even less need of being explicitly marked as such. The stem *tue- most likely arose by contamination between *tu and its oblique „ stem *te-. On the third plural dative-locatives Greek -σφι and Anatolian -smas from *su-b hi, *su-mos see Dunkel (2003a); Greek σφε was remade from σφι after µε σε * already in pre-Mycenaean times. Cowgill and Katz were both captives of an a priori assumption of mutual exclusivity between the two pronominal extensions. It is not that they argued against the opposing view—they refused even to consider it. The id‹ee fixe that there can only be one truth (or pre-form) should not prevent us from recognizing new grammatical categories when necessary. Just as we should be prepared to admit a variation between aphaeretic and full pronominal forms into the proto-language, i.e. *s-me beside *ns-m‹e and ‡ *us-u‹e *s-ue beside *us-u‹e, so should we also accept exclusive *ns-u‹e and „ „ „ „ ‡ beside *ns-m‹e and *us-m‹e, which we now understand to be inclusive. The ‡ e·ects of dialectal mergers of the aphaeretized *s-me in the first and second plural with the third plural dative *su-mos are particularly clear in Anatolian and Tocharian. Both Cowgill and Katz restricted their attention to precisely the paradigms under investigation. This obliged them to rationalize as secondary or innovatory any material which did not fit their respective theories—which were  Although one could envisage a parental ‘We’re going to bed now’ thus being enabled to imply either ‘and you kids should as well (so turn o· the Playstation)’ (inclusive) or, exclusively, ‘but you kids can stay up’.  Cf. Myc. pe-i from hypostasized *sp he+ si, in Arcadian both rejuvenated as σφεσι and further recharacterized as σφει+ ς; see Morpurgo Davies (1992: 429–30).  One is reminded of Jared Klein’s approach to Vedic u (Dunkel 1997b: 161).  William of Ockham’s ‘razor’ should be used not blindly and always, but only faute de mieux when there is no other way to proceed. Particles and Personal Pronouns 27 built on only partial data. But a peek outside the pronouns shows that in fact nothing at all must be explained away. There are no counterexamples, or—structurally restated—all the evidence is, directly or indirectly, valid, a situation which is not too common in linguistics and should be appreciated as such. Needlessly explaining away half of the material is a good demonstration of cleverness, but the e·ort is wasted—as a direct consequence of the prevailing lack of interest in the fourth IE morpheme-class. Systematic attention to aptotology, on the other hand, is able to throw light (once again) on surprisingly far-flung features of IE comparative grammar.        Balles, I. 1999: ‘Zum germanischen Namen der Mistel’, Historische Sprachforschung, 112: 137–42. Beekes, R., Lubotsky, A., and Weitenberg, J. (eds.). 1992: Rekonstruktion und relative Chronologie: Akten der VIII. Fachtagung der Indogermanischen Gesellschaft, Leiden, 31. August–4. September 1987 (Innsbrucker Beitr•age zur Sprachwissenschaft, 65; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Brogyanyi, B., and Lipp, R. (eds.). 1993: Comparative-Historical Linguistics: IndoEuropean and Finno-Ugric (Papers in Honor of Oswald Szemer‹enyi, 3; Amsterdam: Benjamins). Cardona, G. 1987: ‘On Indo-Iranian *tva- “the one”’, in Watkins (1987), 1–6. Clackson, J., and Olsen, B. (eds.). Forthcoming (2004): Indo-European Word Formation: Proceedings from the International Conference in Copenhagen, 20–22 October 2000 (Copenhagen: Tusculanum Press). Cowgill, W. 1965: ‘Evidence in Greek’, in Winter (1965), 142–80. 1985: ‘On the Origin of the Absolute and Conjunct Verbal Inflexion of Old Irish’, in Schlerath (1985), 109–18. Crespo, E., and Garc‹§a Ramon, ‹ J. L. (eds.). 1997: Berthold Delbr•uck y la sintaxis indoeuropea hoy (Madrid and Wiesbaden: Ediciones de la UAM and Dr Ludwig Reichert Verlag). Deplazes, N. 1991: Der griechische Dativ Plural und oblique Dual: Untersucht anhand des a• ltesten inschriftlichen Materials sowie ausgew•ahlter Literatur (Bern: Lang). Dunkel, G. E. 1992: ‘Die Grammatik der Partikeln’, in Beekes et al. (1992), 153–77. 1997a: ‘B. Delbr•uck and the Instrumental-Ablative in *-m’, in Crespo and Garc‹§a Ramon ‹ (1997), 63–83. 1997b: ‘Conunctive u and Invariable s‹a in the Rgveda: Questions of Method’, Indogermanische Forschungen, 102: 156–78. 2001: ‘The Sound-Systems of Proto-Indo-European’, in Huld et al. (2001), 1–14.  Interested readers are referred to Dunkel (2001), and to my studies of the morphological implications of the particles *-»o (2002), *-k„ e (forthcominga), and *es (forthcomingb). 28 George E. Dunkel Dunkel, G. E. 2002: ‘*eg„ o» and *‹ag„ o» , *eg„ H-‹oh and *h ‹eg„ -oh : Perseveration and the 1 2 1 Primary Thematic Ending *-»o’, in Hettrich (2002), 89–103. 2003a: ‘On the “Zero-grades” of the Pronominal Stems *so- and *to-: Homeric σφι, Hittite -smas, and Vedic sya-, tya-, tva-’, General Linguistics, 40: 3–17. 2003b: ‘IE *re “back, away”’, Orientalia Suecana, 51: 95–102. Forthcominga: ‘The Deictic Origin of the Greek κα-Aorist and κα-Perfect’, in Clackson and Olsen (forthcoming [2004]). Forthcomingb: ‘The IE Resultative Particle *es’, in Hyllested et al. (forthcoming [2004]). Hettrich, H. (ed.). 2002: Indogermanische Syntax: Fragen und Perspektiven (Wiesbaden: Reichert). Huld, M. E., Jones-Bley, K., Della Volpe, A., and Robbins Dexter, M. (eds.). 2001: Proceedings of the Twelfth UCLA Indo-European Conference, Los Angeles, May 26– 28, 2000 (Journal of Indo-European Studies Monograph 40; Washington: Institute for the Study of Man). Hyllested, A., J…rgensen, A. R., Larsson, J. H., and Olander, T. (eds.). Forthcoming (2004): Per Aspera ad Asteriscos: Studia Indogermanica in Honorem Jens Elmeg‡ard Rasmussen Sexagenarii Idibus Martiis Anno MMIV (Innsbruck: Innsbrucker Beitr•age zur Sprachwissenschaft). Katz, J. 1998a: ‘Archaische keltische Personalpronomina aus indogermanischer Sicht’, in Meid (1998), 265–91. 1998b): ‘Topics in Indo-European Personal Pronouns’ (diss. Harvard). Klingenschmitt, G. 1975: ‘Altindisch ‹sa‹svat’, M•unchener Studien zur Sprachwissenschaft, 33: 67–78. Meid, W. (ed.). 1998: Sprache und Kultur der Indogermanen: Akten der X. Fachtagung der Indogermanischen Gesellschaft, Innsbruck, 22.–28. September 1996 (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Melchert, H. C. 1994: Anatolian Historical Phonology (Amsterdam: Rodopi). Meyer, D. 1997: ‘Greek Pronouns in σφ- and the PIE Personal Pronominal System’, Historische Sprachforschung, 110: 93–108. Morpurgo Davies, A. (1975), ‘Negation and Disjunction in Anatolian and Elsewhere’, Anatolian Studies, 25: 157–68. ‘Mycenaean, Arcadian, Cyprian and Some Questions of Method in Dialectology’, in Olivier (1992), 415–32. Olivier, J.-P. (ed.). 1992: Mykena•§ka: Actes du XI e colloque international sur les textes myc‹en‹eens et ‹eg‹ens organis‹e par le Centre de l’Antiquit‹e Grecque et Romaine de la Fondation Hell‹enique de Recherches Scientifiques et l’E‹cole franc«aise d’Ath›enes (Bulletin de correspondance hell‹enique suppl. 25; Athens: E‹cole Franc« aise d’Ath›enes). Pinault, G.-J. 1985: ‘N‹egation et comparaison en v‹edique’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 80: 103–44. Rasmussen, J. 1987: ‘The Constituent Elements of the IE Personal Pronouns’, Arbejds Papirer udsendt af Institut for Lingvistik, K…benhavns Universitet, 6: 89–112 = Particles and Personal Pronouns 29 id., Selected Papers on Indo-European Linguistics: With a Section on Comparative Eskimo (Copenhagen: Tusculanum Press, 1999), 256–75. Schlerath, B., with Rittner, V. (eds.). 1985: Grammatische Kategorien: Funktion und Geschichte. Akten der VII. Fachtagung der Indogermanischen Gesellschaft, Berlin, 20.–25. Februar 1983 (Wiesbaden, Reichert). Schmidt, G. 1978: Stammbildung und Flexion der indogermanischen Personalpronomina (Wiesbaden: Harrassowitz). Sihler, A. L. 1993: ‘The Anatolian and Indo-European First Person Plural’, in Brogyanyi and Lipp (1993), 171–86. Sommer, F. 1912: ‘Zum idg. Personalpronomen’, Indogermanische Forschungen, 30: 393–430. Szemer‹enyi, O. 1996: Introduction to Indo-European Linguistics (Oxford: Clarendon Press). Vine, B. 1978: ‘On the Metrics and Origin of Rigvedic na “like, as”’, Indo-Iranian Journal, 20: 171–93. Watkins, C. 1969: Indogermanische Grammatik, iii/1. Geschichte der indogermanischen Verbalflexion (Heidelberg: Winter). (ed.). 1987: Studies in Memory of Warren Cowgill: Papers from the Fourth East Coast Indo-European Conference, Cornell University, June 6–9 1985 (Untersuchungen zur Indogermanischen Sprach- und Kulturwissenschaft,  3; Berlin: de Gruyter). Winter, W. (ed.). 1965: Evidence for Laryngeals (The Hague: Mouton). 3 Etymology and History: For a Study of ‘Medical Language’ in Indo-European D. R. Langslow 1 Attitudes to Language-Based History-Writing ‘The desire to use linguistic facts to reconstruct prehistoric events is old’ (Morpurgo Davies 1998: 174). And it persists. In her vivid and thoughtprovoking history of nineteenth-century linguistics Anna Davies shows how attitudes to language-based history-writing, or ‘linguistic palaeontology’, changed significantly from the confidence of the eighteenth and the first half of the nineteenth centuries, so as to yield in the last part of the nineteenth century a much more cautious approach to the notion of reconstructing Indo-European culture on the basis of reconstructed lexical items. It is tempting to see something of a mirror image of this nineteenth-century trend at the end of the twentieth century. While considerable e·orts were expended until the 1960s on the question of the Urheimat, most IndoEuropeanists remained sceptical, if not agnostic, of the reconstructability of the Indo-European physical and intellectual world on the basis of reconstructed or even attested Indo-European lexical material, even long after ‘new avenues’ had been opened up by Benveniste (1969). The preface to Some of these musings go back to a paper delivered to the Oxford Comparative Philology Graduate Seminar in Michaelmas 1997, when the theme was ‘Etymology’; the honorand of this volume will likely recognize the ‘scattershot’ approach! Already as a graduate student in 1982–4 I owed a very great deal to these weekly meetings, and being away from Oxford since 1999 has made me more rather than less conscious of my debt to them—and especially to Anna Davies and John Penney—as object lessons in formulating questions and thinking constructively about linguistic phenomena. One of the many other very serious debts I owe Anna is for her incisive and inspiring supervision of my first excursions into ancient medical language, for which these prolegomena on the same lexical fields in Indo-European are a poor return, albeit one o·ered in profound gratitude, admiration, and a·ection.  See the survey provided by Devoto (1962).  Polom‹e (1992), whose phrase I borrow, gives an excellent survey of approaches, problems, and possibilities in what is altogether a commendable volume on the whole question of reconstructing prehistoric culture. My conclusion is very much in agreement with his (1992: 386–7). Etymology and History 31 Meid (1987) is a telling summary of the reserve and scepticism prevailing in 1985 with regard to the feasibility of the study of the content of IndoEuropean vocabulary, a scepticism neatly encapsulated three years later in a contribution to another conference on a similar set of themes, Zimmer (1990: 337): ‘Lexical reconstruction yields only disparate and incoherent (bundles of) items, which cannot be situated in space and time. . . . No unequivocal interpretation of the reconstructed word and its reconstructed meaning in regard to physical reality is possible.’ This is in striking contrast to such optimists as Calvert Watkins, in this field the pre-eminent post-Benvenistean, who in his (roughly contemporary) Presidential address to the Linguistic Society of America preached the ‘new comparative philology’, an extension of the comparative method comprising in favourable circumstances ‘historical poetics and comparative historical ethnosemantics’ (Watkins 1989: 783, 785). By 1996 a more general change of attitude is reported, and hand in hand with due scepticism and ongoing attention to formal grammar, much piecemeal work is appearing implying a belief in better prospects for reconstructing aspects of IndoEuropean realia and spiritualia. In what follows, I consider the potential gain, for Indo-European and for the daughter languages, of a synthesis of existing work combined with new research along various lines in those lexical/semantic fields most relevant to ‘medicine’ (namely, anatomy and physiology, pathology and therapeutics). 2 ‘Indo-European Medical Ideology’ ‘The comparative study of Indo-European medicine was begun by Darmesteter (1877).’ So begins chapter 58, all three pages of it, of Watkins (1995: 537–9), entitled ‘Indo-European medical doctrine’. The dossier is slim, containing at most four items. First, and best, there are the three ways of healing—by the knife, by drugs, and by spoken charms—which the Iranist James Darmesteter (1877: 293 n. 2) ascribed to Indo-European on the strength of his comparison of a Greek text (Pindar, Pythian 3. 47–53 "παοιδας . . . φ)ρµακα . . . τοµας  Meid explicitly compares the intellectual atmospheres of the two conferences on language and culture, in 1985 and 1996, noting the ‘viel gr•o¢ere Aufgeschlossenheit’ surrounding the latter.  My impression is that the time is ripe also for analogous work on various other fields, including religion and law. See Polom‹e’s and Watkins’s contributions to Meid (1987), and Watkins (1989).  Not that Watkins neglects the earlier work of Adalbert Kuhn (1864) comparing Vedic and Germanic healing charms (see Watkins 1995: 522–4; Morpurgo Davies 1998: 175). 32 D. R. Langslow ‘charms . . . drugs . . . cutting’) with a Young Avestan (Vid»evd»at 7. 44 kar t»o.ba»e#saza ‘the remedy of the knife’ . . . uruuar»o.ba»e#saza ‘the remedy of plants’ . . . ma˛ θr»o.ba»e#saza ‘the remedy of formulas’). Lincoln (1986: 107–8) and Watkins (1995: 539) add a possible third version, from the Old Irish Cath Maige Tuared, ⅓⅓ 33–5 (‘incantation’ [used by the hero to heal], ‘cuts’ [but to kill the hero!], ‘herbs’ [but growing from the hero’s grave!])—where already the equation is far from straightforward. Secondly, there is the Indo-European phrase ‘seen and unseen’ as epithet of diseases and worms, both real worms and those symbolic of disease. It is to Durante (1958) that the credit goes for comparing the Vedic formula dr.s.t.a- adr.s.t.a- ‘seen (and) unseen’ (as in e.g. AV 2. 31. 2 dr.s.t.a‹ m ad‹r.s.t.am atr.ham ‘I have bruised the seen (and) unseen (worm)’; trans. Watkins) with the Latin and Umbrian pair in Cato, Agr. 141 morbos uisos inuisosque ‘diseases seen and unseen’ and IT VIa 28 uirseto auirseto uas ‘seen (or) unseen ritual flaw’, respectively. Thirdly, we may note Watkins’s (1995: 534) ‘reconstruction of a prototext’ based in part on agreements between ‘arbitrary’ lists of body parts in Vedic, Pahlavi, Old High German, Old Saxon, Hittite, and modern Irish. An interesting and impressive feature of these comparanda is their absence from the earliest Indic and Iranian texts. This is plausibly explained by Jamison (1986: 175) in terms of stylistic suitability, but it also nicely illustrates the conservatism of anatomical vocabulary, amply documented also by e.g. Nussbaum (1986)—who goes far beyond the family of words for ‘head’ and ‘horn’—and illustrated for e.g. Latin in the long list of inherited items in Andr‹e (1991: 236). Such conservatism is reflected in the favouring of bodypart terms as comparanda from the very beginning of serious comparative work (and even before, cf. Morpurgo Davies 1998: 47), and is of course all to the good when it comes to the reconstruction of a lexical set. Finally, there is the theory developed by Lincoln (1986) of a homology of Indo-European date between the human body and the cosmos. This e  See Watkins (1995: 537–9) with discussion and further references, especially to Benveniste (1945) and works by Puhvel and Campanile. Note also Lincoln (1986: 100–13), who compares the (modified but as in the Avestan version hierarchized) tripartite division of medicine at Hipp. Aph. 7. 87 (φ)ρµακα, σδηρος, π+ρ). On healing words in early Greek, note also Emped. B 112. 11 DK ε, κεα β)ξιν; Od. 19. 457 "π1ωδ , etc. On the other hand, Filliozat (1949: 33) and Mazars (1995: 6–7 n. 2) are sceptical about the reconstructability even of Common Indo-Iranian medical doctrines on the basis of three types of medication.  See Watkins (1995: 541–2) with references.  See especially Jamison (1986) and Watkins (1995: 525–36). Watkins emphasizes the ‘arbitrary’ nature of the list, but I worry that the ‘most orthodox’ sequence, —— ——, is no less ‘predicated on the universals of human physiology’ (Watkins 1995: 527) in its movement from the outside in. Etymology and History 33 homology is reflected in magic formulae of di·erent Indo-European traditions in which bone and stone, flesh and earth, blood and water are brought together, and in the treatment of a}icted (human) body parts by the sympathetic magical treatment of the corresponding parts of sacrificial animals. On this model, healing entails the restoration of ‘wholeness’ not only to the ailing body but to the cosmos. On the optimistic view, the above comparisons of ‘medical’ patterns across languages have proved fruitful in yielding fragmentary structures plausibly attributable to Indo-European—even if the method (essentially equation: see below, ⅓3) lacks a non-arbitrary way of dealing with only partially similar comparanda. The more sceptical view asks of each of the above, how likely is it that they arose independently? Should we not compare first the widest possible range of corresponding structures—partitions, enumerations, and homologies—in other traditions to see how often they recur, and if they are found to recur seldom or not at all, only then consider their attributions to Indo-European as data rather than as hypotheses? An at once frustrating and exciting aspect of such comparanda is that there is no systematic way of accumulating further examples other than by reading, remembering, and hoping. There is, however, a considerable body of systematic work on medical vocabulary in the individual languages; some collections of ‘raw material’ on Indo-European, together with a mass of smaller studies of individual (groups of) relevant words, each with  Cf. Lincoln (1986), esp. chs. 1, 2, and 5, and Polom‹e (1987: 214) with further references.  For example, on early Greek, apart from the pioneering study of Chantraine’s and Benveniste’s pupil Nadia van Brock on the basic Greek vocabulary of healing (van Brock 1961), notable are Skoda (1988) on metaphorical designations of body parts and diseases, and Byl (1992) on neologisms and first attestations in the Hippocratic corpus, and on early (and pre-)Greekmedicine Kudlien (1968) and Rosner (1971). On the typology of lexical continuity and replacement in Latin and Romance, note Nieto Ballester (1995), with bibliography; on early Latin, Ernout (1951), De Meo (1986: 224–36, 265–8, 336–8), and Langslow (1999), all with further references. On Indic, Filliozat (1949), Wujastyk (1993), Mazars (1995). On Iranian, Hampel (1982) with bibliography. On Hittite, G•uterbock (1962), Burde (1974). On Germanic, Kuhn (1864) and references in Watkins (1995: 524 n. 6). On the history of the main traditions, note esp. Sigerist (1951–61), with an entertainingly dated introduction on the Indo-Europeans in vol. ii.  Apart from IEW and LIV , note the relevant sections in Wood (1905); Delamarre (1984: 95–111), who reconstructs 110 items under ‘Le corps humain’, including not only body parts but also e.g. ‘disease’, ‘wound’, ‘tear’, ‘sweat’, ‘swelling’, ‘pain’, ‘pus’, ‘good-looking’ (!); and especially Buck (1949: 300 ·.), whose annotated collection of lexemes used to convey meanings such as ‘; ’, ‘; ’, ‘, ’ in the principal IE languages is both comprehensive and suggestive. Schrader and Nehring (1917–29), s.v. ‘Arzt, Arznei’, and Gamkrelidze and Ivanov (1995: ii. 711–21) o·er at least material and statements that may be usefully regarded as testable hypotheses, although what there is in the latter on ‘medical terminology’ is partial and dogmatic. 34 D. R. Langslow di·erent particular interests, the range of which (from comparative myth and literature to historical morphology and phonology) indicates both the problems and the potential contributions proper to a study of this sort; and an important third set of sources in studies of medical history and medical anthropology, bearing on palaeopathology and the history and ethnography of notions of the body, health, disease, and healing. The question then arises: whether or not we are prepared to justify the use of the phrase ‘Indo-European medical ideology’ (Watkins 1995: 539) against a charge of fanciful hyperbole, what if anything may we hope to gain from minute study of the relevant lexical fields? 3 Etymology and Motivation The obvious and traditional starting point in studies of individual languages is with the etymology of key medical vocabulary. Words have of course form and meaning, they may or may not have a recoverable motivation, but this is of vital concern to the etymologist interested in saying something about the world in which his words were made. If the etymologizing account of the business of etymology as ‘the study of the true meanings of words’ (Gk. τυµον ‘true meaning’) grates somewhat, etymology is very much about a ‘moment of truth’ in lexical creation, about the true motivation of a word. Etymology is emphatically not just about undoing soundchange. The latter is of course an important element of (and constraint on) the etymologist’s task, but sound-change alone does not even yield a new word, and ‘etymology’ in this sense amounts to little more than equation. To take a familiar example, comparison of L. equus : Skt. a‹svas : Toch. B yakwe : OIr. ech : OE eoh, all ‘horse’, yields a reconstruction of IE *‹ek{uos ‘horse’, but no etymological ‘step’ has been taken, and in an „ important sense the word has not changed. The real etymology begins in the retracing of the steps, formal and semantic, that lie behind IE *‹ek{uos, „ which, for the sake of illustration, might include: (1) the formation on the root *h ek{- ‘run’ of an adjective in *-uo-, *h ek{uo- ‘that runs, that is swift’; 1 1 „ „  For orientation on a series of relevant areas, note Bynum and Porter (1993); on palaeopathology, Janssens (1970); on the early history of disease in the West, Grmek (1983) and Kiple (1993), esp. the chapter on diseases in the pre-Roman world, Ortner and Theobald (1993).  So e.g. van Brock (1961), with successive chapters on the etymology and early use of words belonging to the families of Gk. 2σθαι,
κεσθαι, θεραπε3ειν, and 4γι)ζειν.  Cf. Polom‹e (1992: 370): ‘Before formulating any hypothesis on the etymology of terms with a bearing on cultural items, the whole file of information about the realia needs to be scrutinized and the Benennungsmotiv for the words under consideration analyzed.’  For this etymology, cf. Hamp (1990), Rix (1994: 9–10), Morpurgo Davies (1998: 317). In Etymology and History 35 (2) the semantic specialization of a substantivized form of this adjective (specialization accompanied or followed by ellipse of a generic noun, say ‘animal’), so that in e·ect the horse from being ‘a swift animal’ becomes known as, and named as, ‘the swift animal’ and then ‘the swift (one)’. Clearly, numbers of attested words and Indo-European constructs denoting items of ‘medical vocabulary’ are amenable to this sort of analysis, and an initial aim must therefore be to add to the inventory of referring expressions reconstructed by equation an inventory of types of word formation, semantic and morphological. A particularly productive morpho-semantic motivation of names for body parts is by derivation of agent or instrument formations on verbal roots. Note already Wood (1905: 32): ‘both “chin” and “knee” may come from the meaning “bend”’, and compare the more recent derivation of Gk.
γκ#ν ‘elbow’ from the root *h enk- ‘biegen’ (LIV 268). 2 Benveniste (1956) is an account in similar terms of what had been thought to be a ‘vocable primaire’, IE *bh»ag{hu- ‘arm’ as an agent/instrument noun to the verbal root *bheh g{h- ‘reach out’ (not in LIV). This article was one of 2 the inspirations of Watkins’s etymology (1975) of IE *h o‹ rg{h-i- ‘testicle’ as a 1 comparable formation on the verbal root *h erg{h- ‘to mount’ (of animals; 1 LIV 238–9). And more recently still, Fritz (1996) reconstructs the IndoEuropean for ‘nose’ as an s-stem on the root *h enh - ‘to breathe’ (LIV 2 1 267), while P^arvulescu (1997) develops the old account (cf. Wood 1905, quoted above) of the word for ‘knee’ in various Indo-European languages as being based on a verbal root meaning ‘bend’ or ‘turn’. Another productive type of morpho-semantic motivation is the ‘instrumental’ type of abstractum pro concreto: note e.g. Meiser’s account (1986: 91) of Oscan aft‹§im and older etymologies of L. uoltus as ‘face’ < ‘sight’ (cf. NHG Gesicht). (This could explain Indo-European neuters such as broad terms, the range of steps that a word can take at a given moment is limited to two (at most, three): (a) a new form using native morphological material, with or without a foreign model (including su¶xal derivation; compounding; the lexicalization of phrases; in the modern world, Greek- and Latin-based neologisms; clippings, blends, abbreviations, acronyms, formulae, etc.; (a{) lexical borrowing; (b) semantic extension of an existing form, with or without a foreign model (including the use of proper names) (cf. Rix 1994: 59–62). For another example of the contrast between equation and etymology, see the chapter on L. ancilla ‘slave woman’ in Rix (1994), a most impressive and instructive exercise in sustained etymology-based history-writing.  A possible alternative to the root *pel- ‘to fold’ (IEW 802–3; not in LIV) invoked by P^arvulescu for L. poples ‘knee’ would be *pelh - ‘in Schwung bringen’ (LIV 469), albeit at the 1 cost of his (semantic) etymology of L. populus ‘people’ ( < *‘knee’, as in Celtic, Germanic, and Slavic).  On L. uoltus, see Hamp (1984b). Cf. L. exitus, meatus, sessus, also used of body parts, and for the type, Langslow (2000: 168–70). 36 D. R. Langslow ‘eye’, ‘ear’, ‘nose’ as < ‘(that by which) sight/hearing/breathing (occurs)’.) Then there is semantic specialization based on reference to (e.g.) the relative placement of a body part or its physical appearance. Nieto Ballester (1992) explains Paelignian praicime ‘opposite’ as another instance of the Indo-European pattern of preposition + *h k w- ‘eye’ to denote the face 3 (cf. Gk. πρσωπον, Skt. pr‹at»§ka-, a‹ n»§kam, OIr. enech, Go. andaugi, etc.), while Meier-Br•ugger (1990b) explains Gk. 7ι»´ ς ‘nose’ as based on the IndoEuropean root-noun (proposed by Heubeck 1964) *ser ‘top, tip’. It is also no surprise that there should be names based on metaphorical designation: Hilmarsson (1982) explains the various forms reconstructed for IE ‘tongue’ as being all based ultimately on the well-documented metaphorical naming of muscles after small, fast-moving animals (in this case, *g{h»u- ‘fish’) (cf. Skoda 1988: 57–8). A typology of motivation not only provides a framework for comparing and contrasting Indo-European and other languages, but also prompts and constrains the explanation of additional words in the same fields. At this point, one may start to consider whether the set of motivations in play suggests a particular conception or understanding of the denotata. A well-known development of the agent-/instrument-noun model is the reconstructed item of intellectualia that some body parts were conceived as in some sense animate and named accordingly. Meillet’s concern was the function of gender in Indo-European when he observed (1921: i. 226–7), ‘les organes actifs avaient en indo-europ‹een des noms masculins ou f‹eminins, et les organes consid‹er‹ees comme non-agissant, des noms de genre neutre’. While one may have intuitive qualms about regarding as ‘inactive’ body parts such as the knee (invariably neut.), the leg (neut. names attested in e.g. L. cr»us (cf. femur), Gk. σκλος), or the eye (neut. in e.g. IIr. *‹ak#s(i)-), Bonfante (1958: 19 ·.) draws attention to the persistence of this ‘animismo’ in the naming of body parts in the daughter languages, both ancient and modern, at least in certain registers. Kudlien (1967: 89) illustrates the possibility of ‘animistic’ beliefs surviving well into the historical period with reference to the Greek view of the uterus as a living being and of the lung as the recipient of drink. This shows in turn the importance of casting  For Latin, Ernout (1951) even distinguishes ‘active’ masculines (pes, oculus) from ‘passive’ feminines (manus, auris).  His examples range in quality from L. oculus ‘the one that sees’ to Gk. δ)κτυλος ‘the one that takes (δκοµαι) or bites (δ)κνω)’ (?!).  He notes e.g. English kisser, clapper, ticker, peepers, Peter and Fanny, and of animals, pincer and feeler (to which one might add e.g. grinder, smacker, and hooter, NHG Bei¢er(chen), F•uhler, Lauscher). Etymology and History 37 the net wide in the study proposed, both in the trawl of linguistic data and in the use of neighbouring disciplines. There is a further potential gain on the morphological side. It has been rightly said that languages inherit—better, perhaps: children learn!— words, not roots, but it is no less true that speakers do things with a¶xes and roots as well as with words, so that for the etymologist to deal in roots is not so wrong-headed, merely incomplete. What is reprehensible is to proceed as if all that matters is the root (or, worse, as if one can treat divergent stems as the same), and as if a¶xes have nothing to teach us. That by and large the reverse is true is borne out in recent etymologies of, again, anatomical terms, where the relevant a¶xes play a prominent role. I think, for example, of Hilmarsson’s account of the various, vaguely similar but recalcitrant forms for ‘tongue’ in Indo-European (1982); Hamp’s reconsideration of the a¶xes attested or required to explain words for ‘bone’ and their relatives (1984a); or Nussbaum’s minute analysis of the morphosemantics of the various formations in the ‘head’/‘horn’ group on the ‘root’ *k{r- (1986). Such studies illustrate how a systematic etymology of even a single ‘word’ may shed light on general issues in the derivational (and inflectional) morphology of Indo-European and the daughter language(s) in question. A rapid review of Latin anatomical terms attested from an early date immediately throws up several recurring, but no longer productive su¶xes, which would certainly repay closer attention whether from Latin/ Italic or Indo-European points of view. I have in mind in particular the prevalence of ((near-)exclusively Latin) -i-stems to Indo-European roots (e.g. auris, naris (both on the old dual in -»§ ?), bilis, cutis, pellis, unguis); the -n-stem, possibly shared with Greek at least (in e.g. abdomen, inguen, lien, renes (pl., cf. nefrones, nebrundines), sanguen, ?frumen, ?sumen; cf. Gk.
δ ν, κωλ ν, φρ ν, σπλ ν); the (?combination of the two in the) su¶x -ni- (clunes (pl.), crines (pl.), penis); the su¶x -»§- (coxend-ix, cut-ic-ula, land-ic-a, ues-ic-a, umbil-ic-us, and possibly ceru-ic-es (pl.): see Nussbaum 1986: 5). This would be to resume another Benvenistean project, launched in Origines (Benveniste 1935). 4 Plausible Steps and Starting Points Help can come from at least two sources. In the first place, the etymologist would ideally refer to a ‘database’ accumulated from a representative sample of languages and lexical fields, which gives him some sort of principled grounds on which to take seriously or to ignore partial (dis)agreements, and to gauge the relative plausibility of competing (morpho-)semantic 38 D. R. Langslow steps. The absence of such a ‘database’ on the semantic side prompted Michael Job’s call (1987: 62) for a supplementing of our existing typological inventories: ‘Die diachrone Typologie als Hilfsmittel der Rekonstruktion mu¢ auch in der Semantik einen festen Platz erhalten.’ The raw material here (which each new study both uses and increases) consists in lists of independently observed formal and semantic relations between ‘base’ and ‘derivative’, a product in part of descriptive synchronic lexicology, in part of etymological pilot studies. As an example of the latter, D. Q. Adams (1988: 83–5) o·ers a helpful summary of the semantic changes attested and—no less important—not attested in the complex lexical field of words for ‘hair’ in Indo-European languages. He remarks (1988: 85) that ‘certain changes are attested over and over again while other changes, seemingly also possible, appear never to have occurred . . . knowledge of this directionality may be suggestive in future etymological work’. Again, although restricted to a single language, studies such as that of J. N. Adams (1982) are valuable also typologically for documenting the frequent occurrence of one sort of semantic transfer (in this case, of anatomical terms from animals to humans) and the rarity or non-occurrence of the converse. Accumulating data of this sort helps also with the ever-recurring question of ‘one lexeme or two?’ In some cases, the semantic relation between two homophones marks them unmistakably as ‘base’ and ‘derivative’, and gives an evident motivation for whichever is the new formation. Many cases, however, are arguable, and would benefit from comparison with a database of independently controlled examples. In Latin, for instance, are acies ‘sight’ and acies ‘sharp edge’ derived semantically from the same word? Three standard reference works (the OLD, E.–M., and W.–H.) agree that they are, but tacitly, without comment or parallel, which, especially now that we can take acies ‘sight’ by regular sound-change from *h k w-y»e-s, it is surely important to 3 supply. Another source of hints for the etymologist lies in accounts of related linguistic areas by scholars with quite di·erent interests. A nice case in point regarding pathology is Goltz (1969), on the (originally animistic/  On the issuing of a very similar call 150 years earlier, by Pott in the 1830s and by Curtius in his Grundz•uge der griechischen Etymologie, see Morpurgo Davies (1998: 316–18).  Cf. in the same spirit Skoda (1988: 311–21) on attested source and target domains for Greek metaphorical designations of body parts and diseases, and the rather fussy partition of the etymologies of Latin medical terms formed by semantic extension in Langslow (2000: ch. 3). Fruyt (1989) o·ers a partial typology of the semantic motivation of names of plants and animals, but is indi·erent to their derivational morphology.  By the rule IE *#HTC- > L. #aTC-: see Meiser (1986: 91); Schrijver (1991: 25 ·.); Rix (1996: 156). Etymology and History 39 demonistic) nature of the language used to talk about pain and disease by patients speaking modern German (transcribed interviews), and in ancient texts, mainly Akkadian but also ancient Greek. Goltz characterizes the language (both ancient and modern) used to talk about disease as above all metaphorical. Two features she highlights are (a) the range of synonyms thrown up by a limited number of cognitive models (e.g. of the disease as a being which comes and goes, attacks, bites, presses, etc.); and (b) the almost complete absence of verbs of which the primary reference is to disease. Both features seem to be true also of old Indo-European languages and conceivably of Indo-European itself. Of the two primary disease-verbs recognized by Goltz (1969: 248) for modern German, viz. jucken ‘itch’ and husten ‘cough’, the latter is found albeit as a denominative in e.g. L. tussio and Gk. β σσω, and reconstructed as a primary verb for IE in *k weh s2 (LIV 377), while the former is derived in e.g. L. prurio (cf. IE *preus- ‘spray, sprinkle’, LIV 493–4) and Gk. κν)οµαι (*kneh - ‘scrape, rub’, LIV 365), ψ)ω 2 (ψ#ρα) (separated from *bhseH- (only Ved.) ‘chew’ in LIV 98), and apparently not reconstructed for Indo-European. As ‘predicted’ by Goltz, the list of other pathological verbs to be gleaned from LIV is very short, and instead we find in the daughter languages a range of synonyms for ‘illness’, ‘ill’, and ‘be ill’ with various prior meanings (where these can be glimpsed: see Buck 1949: 300–6). A small handful of verbs is reconstructed with this meaning, and there is considerable disagreement and uncertainty about several of the key lexemes. If we may regard Meier-Br•ugger’s etymology (1990a) of Gk. νσος as a step forward, other core items such as L. aeger,  She mentions also , rightly hesitating to assign to pathology this essentially physiological term. Physiology is richer in primary verbs. I have counted a good two dozen ‘physiological’ verbs in LIV covering some twenty functions and processes, including under excretion/secretion , , , , and , *sueid-. The ‘status’ of  is relevant to Rix’s discussion (1985) of the homonyms *sueid-„ ‘shine’ and *sueid„ „ ‘sweat’.  *dhgwhei- ‘faint through heat, perish’ is really a verb of dying; ?*kieh p- (Gk. only) and 2 „ of *peuH- both ‘putrefy’, and *k{ues- ‘pant, snort, sigh’ suggest any number contexts, which „ leaves only *k (w)erk{- ‘grow thin’. See LIV , s.vv.  See LIV , s.vv. ?*bhen- (Iran. only) ‘become ill’, *h elk- ‘su·er, feel ill’, and esp. *suergh1 „ ‘be ill, worried’ (or *serg(h)-, so Lindeman 1993). Note also *k wendh- ‘experience, su·er’, *suer- ‘to be in pain’ (vb. Gmc. only; cf. Av. x vara- ‘wound, injury’), and two verbs ‘to „ wound’, *h uath - and *terh - (cf. Ved. tur‹a- ‘wounded, ill’). 3 2 3  Meier-Br•ugger proposes the stem *n‹ok{yo- (on *nek{- ‘disappear, be lost, die’) as being better semantically than traditional *n‹oswo-, and as allowing an explanation of the frequent νοσ- forms in Ionic (and of Myc. PN a-no-zo-?), but he concedes that how we get from *νσσο- to νσο- in Greek remains ‘laden with hypotheses’!  On L. aeger, note Lehmann’s bold attempt at etymology-based history-writing (1986), starting at the IE end with the (ill-advised) question ‘Why can we not reconstruct an Indo-European word for “smith(ing)”’, and proposing that the word for ‘smith’ was taboo 40 D. R. Langslow morbus, Hitt. i#stark- ‘become ill, ail’ and inan- ‘sickness, ailment’ remain at best uncertain, and a van Brock-style treatment of pathology for each of the major languages remains a desideratum. The standard dictionaries, especially E.–M., are discouraging in principle about seeking etymologies for disease terms, perhaps excessively so, as they beg some of the questions I would urge we should consider. In the case of morbus, for example, a connection with morior is magisterially excluded by E.–M.—but on what grounds? We should be told, as this might vitiate Meier-Br•ugger’s *nok{-yofor Gk. νσος. This further highlights our lack and need of the raw material for reconstructing the Indo-European cognitive models of disease (such as is collected in exemplary fashion for death and dying by Giannakis 1998). As for the particular diseases which the Indo-Europeans may have grouped into ‘those seen’ and ‘those unseen’, palaeopathology gives us ample and fascinating information from a range of sources as to what diseases were prevalent, and there may be some scope also for identifying in the names of individual, long-established diseases salient features recurring across languages (whether related or not), which will have provided semantic motivation for the name and may be used as an aid in etymological reconstruction. Note, for example, the recurrent naming of epilepsy with reference to the ‘falling’ of the patient (with L. caducus compare the similarly motivated synonyms in Germanic, Slavic, and Hebrew; see Temkin 1971: 85). To conclude with no more than a range of secure or probable Indo-European sememes for names of the condition, types, and e·ects of disease will be a result *n.pstr.t‹om! As in pathology, so in the field of therapeutics, attested languages lead us to expect key vocabulary to arise through semantic extension (metaphor or specialization) of general meanings reflecting in the best case recoverable old cognitive models of what the healing process entails. Here, alongside the sememes for the three types of medication (above, ⅓2), we are encouraged to believe that we know an Indo-European lexeme for the cover-term ‘heal’. This is IE *med-, which appears in names of healers in Greek (e.g. 9γαµ δη at Il. 11. 741, who knew all the φ)ρµακα produced by the earth, van Brock 1961: 1–2) and Irish (Airmed, the physician daughter of the legendary physibecause of the nasty occupational diseases to which smiths were prone as a result of the use of arsenic in the early production of bronze (witness the deformity of Hephaestus and Vulcan, not caused, after all, by a bad fall), and survives only with extended meanings, in words for ‘sick’ (L. aeger : Toch. B aik(a)re, A ekre < *aig-ro-), ‘evil’, ‘angry’, etc.  E.–M., s.v. aeger: ‘Les noms de maladies se renouvellent souvent, et, par suite, on ne saurait s’attendre a› leur trouver une e‹ tymologie i.-e. commune’; s.v. morbus: ‘Le nom de la “maladie” di·›ere d’une langue indo-europ‹eenne a› l’autre, ce qui rend vain de chercher l’‹etymologie de morbus.’  See the positive proposals of Wachter (1998). Etymology and History 41 cian D‹§an C‹echt, Watkins 1995: 538), and is used specifically of healing in both Latin (medeor ‘treat’, medicus ‘doctor’) and Avestan (v»§-maδ- ‘doctor’, v»§-m»aδaiia- ‘treat’)—an agreement which ‘allows the reconstruction of a medical component of the semantics of the root *med- already in IE times’ (Watkins 1995: 538). Of course, a root *med- appears for the most part in a range of other contexts and meanings (Gk. µ δοµαι ‘intend, devise’, µδω ‘govern, protect’, µδοµαι ‘provide for, be mindful of ’, OIr. midithir ‘judges’, Go. mitan ‘measure’, etc.; LIV 423), and the question arises of the semantic motivation of *med- ‘treat, heal’. The benchmark treatment of this theme is that of Benveniste (1969: ii. 123–32), who concluded that the basic meaning of the root in Indo-European was ‘apply the right measure’ (in the sense of moderation), so as to maintain or restore the appropriate order (in a given context, be it the human body, a kingdom, or the universe). Before Benveniste, Buck (1949: 307) seemed to regard *med- as essentially a verb of thinking; more recently, the editors of LIV gloss it (1. *med-, LIV 423) rather more elaborately as ‘messen, f•ur Einhaltung sorgen, sich k•ummern’. If the latter gloss stands out by the range of meanings set side by side without comment (beyond a reference to Benveniste), Benveniste’s own is striking in the richness and sophistication of its single meaning. It is interesting, therefore, to find reconstructed a second Indo-European root *med- meaning simply ‘be/become full, sated’ (LIV 423–4). The two roots have already tussled over ownership of Gk. µεστς ‘full’, Meier-Br•ugger (1992) taking it with *med- ‘measure’, Harºarson (1995) claiming it for *med- ‘become full’, along with words meaning ‘be drunk’, ‘be wet’ (Ved. m‹adati ‘become drunk’, Gk. µαδ)ω, L. madeo) appropriated from the root *mad- ‘be/become wet’ (LIV 421). Might there be further scope to this demarcation debate? As already noted, other key words for ‘heal’ in the daughter languages seem to result from semantic specialization of general meanings having to do with either (a) the activity of the healer, ‘care for’, ‘tend, attend’, ?‘speak’, ?‘achieve successfully’, or (b) a change in the condition of the patient, such as ‘make whole’, ‘make lively’. In connection with the latter, it bears to be reported that there is a very striking number of verbs reconstructable  Note e.g. Skt. cikitsa- ‘aim at, care for’ and ‘treat medically, cure’; Gk. θεραπε3ειν; ?Ved. bhis.a‹j- ‘healer’ on IIr. *bhi#s-, perh. conn. w. *bhh s- ‘speak’: see EWAia, s.v.; ?Gk. λθετο, 2
λθεν ‘heal’ on *h eldh- ‘achieve successfully’. 2 :  Note e.g. Gk. »ι )οµαι (whether or not cognate with ανω ‘heat; heal’) on the root *h eish - ‘strengthen, stimulate’; Go. hailjan, etc. (*kai-lo- ‘whole’); L. saluus, salus, -tis 1 2 (*sol-uo- ‘whole’). The existence of clear motivations of this sort may prompt parallel „ etymologies such as of L. s»anus ‘healthy’ < *‘full’ (on the root *seh (i)- ‘make full, sate’) 2 already implicit in comparisons with L. satis. 42 D. R. Langslow for Indo-European denoting states or changes of state which do or may apply to the human body. I will not raise the possibility of seeing in a handful of etymologies and a lexical set of this sort any reflection of a form of humoralism in Indo-European medical ideology! Nor will I propose here deriving *med- ‘treat’ from *med- ‘make full’ rather than from *med- ‘measure’ (we may (provisionally) regard it as well motivated as an essential activity of the healer), let alone the original identity of the two roots, although there are suggestive connections between the meanings ‘full’ and ‘measure’ which may justify and repay further study. What I do think this case shows is the extent to which we are shooting in the dark, and the amount of work, profitable work, there is to be done on coherent lexical fields in Indo-European and the early-attested daughter languages. If medical ideas, practices, personnel, and language are eminently borrowable—although of course, further equations may await discovery in the early, and the not-so-early, texts—in the parts of the human body, its diseases and deformities, and the basic vocabulary of healing, we have impressive sets of denotata largely or entirely unchanged since the Common Period (on any reasonable dating), one of them at least (anatomical terms) with a remarkably conservative vocabulary, all of them showing hints of recurring patterns of semantic motivation. Given the promising piecemeal work that has been done on Indo-European, the studies available on some of the daughter languages, and the rich literature on medical history and ethnography, if we fail to improve our picture of ancient and prehistoric patterns of motivation in these fields and the cognitive models lying behind them, it should not be for want of trying.  A non-exhaustive browse through LIV yielded thirty-five roots meaning to be or become hot, cold, wet, dry, full/swollen, slack, soft, rigid. There is also a series of verbs meaning ‘anoint, rub (on), smear (on)’, including *g{hrei-, *h engw-, *mag{-, *seg({)- (only 2 Anat.), sleig{-, ?*smeh - (only Gk), ?*smeid-, some of them relevant in therapeutic contexts 1 in the daughter languages (see LIV , s.vv.). Given the prevalence of the procedure in the archaeological record, it is plausible that the Indo-Europeans practised trephination (see e.g. Kiple 1993: 248–9).  On humoralism, see Nutton (1993).  Note the sense ‘achieve successfully’ in the root *med- in OIr. ar-midethar ‘hits the mark, succeeds, attains (truth)’ (Watkins 1995: 538). On the root *h eldh- in connection 2 with healing in the name of Althaea, mother of Meleager, see Petersmann (1994–5: 218–21). A reopening of this question should seek to clarify also (e.g.) the force of the middle form and the dative object of L. medeor.  Note e.g. G•uterbock (1962) on Hittite imports from Babylon and Egypt; Goltz (1974) on relations between Greek and Akkadian recipe literature, and Rosner (1971) on possible sources of early Greek medicine. Etymology and History 43        Adams, D. Q. 1988: ‘The Indo-European Words for Hair: Reconstructing a Semantic Field’, Journal of Indo-European Studies, 16: 69–94. Adams, J. N. 1982: ‘Anatomical Terms Transferred from Animals to Humans in Latin’, Indogermanische Forschungen, 87: 97–109. and Mayer, R. G. (eds.). 1999: Aspects of the Language of Latin Poetry (Proceedings of the British Academy, 93; Oxford: Oxford University Press). Andr‹e, J. 1991: Le Vocabulaire latin de l’anatomie (Paris: Les Belles Lettres). Benveniste, E‹. 1935: Origines de la formation des noms en indo-europ‹een (Paris: Adrien-Maisonneuve). 1945: ‘La doctrine m‹edicale des indo-europ‹eens’, Revue de l’histoire des religions, 130: 5–12. 1956: ‘Analyse d’un vocable primaire: indo-eur. *bh»aghu- “bras”’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 52: 60–71. 1969: Le Vocabulaire des institutions indo-europ‹eennes, i. E‹conomie, parent‹e, soci‹et‹e ; ii. Pouvoir, droit, religion (Paris: E‹ditions de Minuit). Bonfante, G. 1958: ‘Sull’animismo delle parti del corpo in indo-europeo’, Ricerche linguistiche, 4: 19–28. Brock, N. van. 1961: Recherches sur le vocabulaire m‹edical du grec ancien (Paris: Klincksieck). Buck, C. D. 1949: A Dictionary of Selected Synonyms in the Principal Indo-European Languages (Chicago: Chicago University Press). Burde, C. 1974: Hethitische medizinische Texte (StBoT 19; Wiesbaden: Harrassowitz). Byl, S. 1992: ‘N‹eologismes et premi›eres attestations de noms de maladies, sympt^omes et syndromes dans le Corpus Hippocraticum’, in Gourevitch (1992), 77–94. Bynum, W. F., and Porter, R. (eds.). 1993: Companion Encyclopaedia of the History of Medicine (2 vols.; London: Routledge). Callebat, L. (ed.). 1995: Latin vulgaire—latin tardif , vol. iv. Actes du 4e colloque international sur le latin vulgaire et tardif, Caen, 2–5 septembre 1994 (Hildesheim: Olms). Darmesteter, J. 1877: Ormazd et Ahriman: leurs origines et leur histoire (Paris). Delamarre, X. 1984: Le Vocabulaire indo-europ‹een: lexique ‹etymologique th‹ematique (Paris: Librairie d’Am‹erique et d’Orient). De Meo, C. 1986: Lingue tecniche del latino, 2nd edn. (Bologna: P›atron). Devoto, G. 1962: Origini indoeuropee (Florence: Sansoni). Durante, M. 1958: ‘Prosa ritmica, allitterazione e accento nelle lingue dell’Italia antica’, Ricerche linguistiche, 4: 61–98. E.–M. = A. Ernout and A. Meillet, Dictionnaire e‹tymologique de la langue latine: histoire des mots, 4th edn. with additions and corrections by J. Andr‹e (Paris: Klincksieck 1994). Ernout, A. 1951: ‘Les noms des parties du corps en latin’, Latomus, 10: 3–12. 44 D. R. Langslow Etter, A.-M. (ed.). 1986: Festschrift f•ur Ernst Risch zum 75. Geburtstag (Berlin and New York: de Gruyter). Eulner, H.-H., Mann, G., Preiser, G., Winau, R., and Winkelmann, O. (eds.). 1971: Medizingeschichte in unserer Zeit: Festgabe f•ur Edith Heischkel[-Artelt] und Walter Artelt zum 65. Geburtstag (Stuttgart: Enke). EWAia = M. Mayrhofer, Etymologisches W•orterbuch des Altindoarischen (3 vols.; Heidelberg: Winter, 1992–2001). Filliozat, J. 1949: La Doctrine classique de la m‹edecine indienne: ses origines et ses parall›eles grecs (Paris: Imprimerie Nationale). Fritz, M. 1996: ‘Das urindogermanische Wort f•ur “Nase” und das grundsprachliche Lautgesetz *R.HV > RV’, Historische Sprachforschung, 109: 1–20. Fruyt, M. 1989: ‘M‹etaphore, m‹etonymie et synecdoque dans le lexique latin’, Glotta, 67: 106–22. Gamkrelidze, T. V., and Ivanov, V. V. 1995: Indo-European and the Indo-Europeans, trans. Johanna Nichols (2 vols.; Berlin and New York: Mouton de Gruyter). Giannakis, G. K. 1998: ‘Metaphors of Death and Dying in the Language and the Culture of the Indo-Europeans’, in Meid (1998), 581–600. Goltz, D. 1969: ‘Krankheit und Sprache’, Sudho·s Archiv, 53: 225–69. 1974: Studien zur altorientalischen und griechischen Heilkunde: Therapie— Arzneibereitung—Rezeptstruktur (Sudho·s Archiv, suppl. 16; Wiesbaden: Steiner). Gourevitch, D. (ed.) 1992: Maladie et maladies: histoire et conceptualisation. M‹elanges en l’honneur de Mirko Grmek (Geneva: Droz). Grmek, M. D. 1983: Les Maladies a› l’aube de la civilisation occidentale (Paris: Payot). G•uterbock, H. 1962: ‘Hittite Medicine’, Bulletin of the History of Medicine, 36: 109–13. Hamp, E. P. 1984a: ‘Indo-European “bone” Reconsidered’, Zeitschrift f•ur Vergleichende Sprachforschung, 97: 197–201. 1984b: ‘On the Meaning of L. uoltus, and Indo-European “Face”’, Papers of the Chicago Linguistic Society, 20: 149–53. 1990: ‘The Indo-European Horse’, in Markey and Greppin (1990), 211–26. Hampel, J. 1982: Medizin der Zoroastrier im vorislamischen Iran (Husum: Matthiesen). Harºarson, J. A. 1995: ‘Nord. metta, altengl. mettian, altind. m»ad‹ayate und der Ansatz einer uridg. Wurzel *med- “satt/voll werden”’, Historische Sprachforschung, 108: 207–35. Heubeck, A. 1964: ‘Idg. *ser- “oben”’, Orbis, 13: 264–7. Hilmarsson, J. 1982: ‘Indo-European “Tongue”’, Journal of Indo-European Studies, 10: 355–67. IEW = A. Pokorny, Indogermanisches etymologisches W•orterbuch, vol. i (Bern: Francke, 1959). Jamison, S. 1986: ‘Br»ahman.a Syllable Counting, Vedic tv‹ac “Skin”, and the Sanskrit Expression for the Canonical Creature’, Indo-Iranian Journal, 29: 161–81. Etymology and History 45 Janssens, P. A. 1970: Palaeopathology: Diseases and Injuries of Prehistoric Man (London: Baker). Job, M. 1987: ‘Semantischer Wandel und lexikalische Rekonstruktion’, in Meid (1987), 57–63. Kiple, K. F. (ed.). 1993: The Cambridge World History of Human Disease (Cambridge: Cambridge University Press). Kudlien, F. 1967: Der Beginn des medizinischen Denkens bei den Griechen (Zurich: Artemis). 1968: ‘Early Greek Primitive Medicine’, Clio Medica, 3: 305–36. Kuhn, A. 1864: ‘Indische und germanische Segensspr•uche’, Zeitschrift f•ur Vergleichende Sprachforschung, 13: 49–74, 113–17. Langslow, D. 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Wachter, R. 1998: ‘Wortschatzrekonstruktion auf der Basis von Ersatzbildungen’, in Meid (1998), 199–207. Watkins, C. 1975: ‘La famille indo-europ‹eenne de grec ;ρχις: linguistique, po‹etique et mythologie’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 70: 11–26. 1989: ‘New Parameters in Historical Linguistics, Philology and Culture History’, Language, 65: 783–99. 1995: How to Kill a Dragon: Aspects of Indo-European Poetics (Oxford: Oxford University Press). W.–H. = A. Walde and J. B. Hofmann, Lateinisches etymologisches W•orterbuch, 3rd edn. (3 vols.; Heidelberg: Winter, 1930–56). Wood, F. A. 1905: ‘How are Words Related?’, Indogermanische Forschungen, 18: 1–49. Wujastyk, D. 1993: ‘Indian Medicine’, in Bynum and Porter (1993), 755–78. Zimmer, S. 1990: ‘The Investigation of Proto-Indo-European History: Methods, Problems, Limitations’, in Markey and Greppin (1990), 311–44. 4 The Stative Value of the PIE Verbal Su¶x *-‹eh 1 ˆC. J. Ruijgh 1 Stative *-‹eh - in Indo-European Languages  In this paper I shall plead for the stative value of the PIE verbal su¶x *-‹eh 1 as established, among others, by Watkins (1971), and against the fientive value defended recently by Harºarson (1998) and Rix (1998). Since the passive Greek -η- aorist is used by the latter two as an argument for the fientive meaning, I shall show that the original form of this aorist morpheme was *-η-σ-. Watkins’s conclusions were used by Elizabeth F. Tucker in her excellent doctoral thesis prepared under the supervision of Anna Morpurgo Davies, defended in 1979 and published in 1990. She explains the alternation between the short final vowel of the derived present stems in -ω, -)ω, -ω, -3ω, -ω, and the long vowel in the other tense-stems: aorist -ησα, -<σα, -ωσα, -=σα, ->σα, etc. I share most of Watkins’s and Tucker’s conclusions, but on some points I have come to conclusions di·erent from theirs. The athematic stative presents in -»e- < *-‹eh - are well preserved in Latin: 1 type rub-»e-re ‘to be red’ < *h rut h-‹eh -. The thematic form rube»o (pres. 1 1 ind.) is simply due to the fact that prehistoric Latin replaced the athematic ending -mi with -»o; compare fer»o instead of *fermi : fers(i), fert(i). All other forms are athematic and the full-grade su¶x is also used in the plural: rub»es, rub»emus, like the root present fl»es, fl»emus. In a synchronic description rub-»e-re may be described as a denominative verb derived from the adjective rub-ro- ‘red’ with truncation of the su¶x -ro-. Diachronically, however, rub- goes back to the zero grade of the verbal root *h rewt h-. 1 The primary verb still survives in Greek: "ρε3θω ‘I make red’, "ρε3θοµαι ‘I become red’. In PIE *h ruth-‹eh - belonged therefore to the same deverbative 1 1 - (Att.-Ion. -η-).  Greek forms are presented with original -α The form rubent may go back either to *rub»enti (Ostho·’s Law) or to *h rut h-h -‹enti 1 1 with zero grade of the su¶x.  In Greek the stative verb *"ρυθ-η- disappeared, but the derivative "ρ3θηµα ‘redness’ survives. The PIE Verbal Su¶x *-‹eh 1 49 class as *sd-‹eh - ‘to sit’. In a synchronic description sed»ereis still considered 1 a deverbative verb, because sed- survives as a verb-stem in Latin *sisd»o > s»§d»o ‘I sit down’. Inherited verbs like rub»ere were the model for later stative verbs like cl»ar»ere ‘to be clear’ (: cl»arus) and even fl»or»ere ‘to bloom’ (: noun fl»os). In Greek athematic stative presents in -η- < *-‹eh - are still found in Les1 bian, Thessalian, and Arcadian, whereas in Attic-Ionic and Doric -ηµι was supplanted by thematic -(y)ω (⅓3). Lesbian poetry presents πθηµι ‘I am confident’ (*p hit h-‹eh -), which is derived from the primary verb πεθοµαι 1 ‘I trust’. On the other hand, κρτηµι ‘I am the strongest’ and θρσηµι ‘I am bold’ have no relation with a surviving verb. In a synchronic description, they may be described as derived from the neuter nouns κρτος and θρσος with truncation of the nominal su¶x -εσ-. The substitution of the e-grade of the root for the original zero grade is due to these nouns. In Att.Ion. κρατω (-ρα- < *-r-) and θαρσω the original zero grade of the root is preserved, which led‡ to the substitution of κρ)τος, θ)ρσος for κρτος, θρσος. The meaning of κρατω may be paraphrased as ‘I have κρ)τος’ or ‘I am κρατ3ς/κρατερς’. It seems probable that in prehistoric Greek the primary verbs *κρτω ‘I strengthen’ and *θρσω ‘I embolden’ (cf. Skr. dh‹ars.ati ‘he is bold’) were supplanted by the derivatives *κr τ3νy ω(> κρατυ»´ νω) and ‡ *θr σ3νy ω (> θρασυ»´ νω). Inherited verbs like κρατω were the model for ‡ later formations like κοιρανω ‘I am leader’ (: κορανος). Most of them are derived from compounds (⅓3). Stative verbs in -»e- are also found in Germanic and Balto-Slavic languages: OHG hab»en ‘to have’ (*kh p-‹eh -), OCS im"eti ‘to have’. They disap2 1 peared in prehistoric Indo-Iranian, perhaps because of the confusion between stative *-eh - > *-»a- and factitive *-oh - > *-»a- (⅓5). Watkins showed 1 2 that stative verbs in -»e- (‘to be x’) are still well attested in Old Hittite texts. 2 Ingressive *-‹eh -s- and Inchoative *-eh -sk‹e /‹o- in Indo  European Languages The Hittite fientive su¶x -»e#s- (‘to become x’) is built on the stative su¶x -»e-. In PIE the verbal su¶x -s- was used to form telic verbs. When after  The substitution of sed- for zero-grade *sd- is due to the model of forms like sectus < *s ekt‹os, where e goes back to an anaptyctic vowel inserted between two obstruents constituting an initial cluster and followed by yet another consonant.  The corresponding adjectives κρατ3ς and θρασ3ς also played a role. Thus θρ)σος was formed after θρασ3ς, and θ)ρσος as a compromise between θρσος and θρ)σος.  For the origin of these derivatives, see Ruijgh 1996: 372.  Skr. y»a‹-ti ‘he goes’ might go back to *h y-‹eh - ‘to be in a state of going on’. 1 1 50 C. J. Ruijgh the PIE period a conjugation of di·erent tense-stems was created, -s- could become the morpheme of the aorist, the tense expressing completion of the verbal action. Thus the perfective meaning of πλεξα ‘I completed the action of plaiting’ contrasts with the imperfective meaning of πλεκον ‘I was plaiting’. The addition of PIE telic -s- to a stative verb-stem in -‹eh - led 1 to an ingressive interpretation, that of entering the state expressed by the verb in -‹eh -. The ingressive meaning is well attested by aorists like πθησα ‘I 1 became confident’, "κρ)τησα ‘I became the strongest’, θ)ρσησα ‘I became bold’. In Hittite -»e#sk- seems to function as a near-equivalent of fientive -»e#s-. In Latin the complex su¶x -»e-ske/o- is very productive in the formation of inchoative presents like rub»escit ‘it is becoming red’ : rubet ‘it is red’. It is tempting to suppose but di¶cult to prove that in PIE the addition of a su¶x *-k‹e /‹o- to the telic su¶x -s- served to derive an imperfective telic verb from a perfective telic verb. In any case, presents in -σκω like (γι)γν#σκω lit. ‘I am coming to know’ (*gnh -sk‹e /‹o-; cf. Lat. (g)n»osc»o) express a process ‡ 3 up to a resultant state. The feature ‘step going on step by step and leading by step’ explains presents like β)σκω ‘I am going (step by step)’ : aor. βην ‘I made a step, I went away’. It also explains the iterative value of -#sk- in Hittite and of -σκε/ο- in Ionic preterite forms of present and aorist stems like @στασκον and στ)σκον. 3 The Conjugation of Stative Verbs like *κρτηµι/κρατω and of Frequentative-Intensive verbs like φορω/φ ρηµι Tucker showed that aorists of the type θ)ρσησα with inherited -η-σ-vs. present θαρσω played a crucial role in the process which led to the alternation between the short final stem vowel of the present stem and the long vowel found in the other tense-stems, at least in the conjugation of derived verbs. Thus presents of frequentative-intensive verbs like φορ(y )ω ‘I regularly bear’ with the inherited PIE su¶x *-‹eye/o- could obtain the aorist form φρησα.  In a few verbs -s- continued to function as a su¶x of the verb-stem, for instance in δψω ‘I knead’, derived from δφω.  For metrical reasons, Homer could not use the aorist stem κρατησ(α)-.  Whereas Greek, as against Latin, preserved the ingressive su¶x -η-σ-, it lost the corresponding inchoative su¶x -η-σκε/ο-, except for
λδ σκει ‘it grows = it is becoming fullgrown’.  The causative value of active verbs like φοβω ‘I make someone flee in terror’ can be explained by the fact that they contrast with middle verbs like φοβοµαι, which had taken over the middle inflexion of the primary verb φβοµαι ‘I flee in terror’. The PIE Verbal Su¶x *-‹eh 1 51 In Greek the stative su¶x -η- was especially productive in the formation of verbs derived from compound adjectives and nouns. A compound verb like *"πικρ)τηµι/"πικρατω, Lesb. "πικρτηµι, could be reinterpreted as derived from the adjective "πικρατ ς ‘powerful’ with truncation of the suffix -εσ-. So
κρατω ‘I am powerless’ was derived from
κρατ ς and Arc.
πεθηµι ‘I am disobedient’ from
πειθ ς. Tucker rightly insists on the importance of verbs of the type δορυφορ(y )ω ‘I am a spear-bearer’ derived from δορυφρος with the usual truncation of the thematic vowel -ο- before the initial vowel of the su¶x. Now the stative verb *δορυφρηµι had the same meaning as the verb phrase δρυ *φορy ω ‘I regularly bear a spear’. This led to the creation of the athematic form φρηµι as an alternative for *φορy ω. In the same way "πιφρονω ‘I am thoughtful’, derived from "πφρων, led to the retrograde form φρονω ‘I think’. The coexistence of the types *φορy ω and φρηµι is already attested in Mycenaean. In the Pylos Eq tablets (scribe 1) we find both to-ro-qe-jome-no τροκwεy µενος ‘making a tour of inspection’, lit. ‘turning around’ (Eq 213. 1), and po-n.e.-to-qe-m . i. πνητο κw µιν ‘and he works it (sc. the land in question)’ (Eq 36. 13; Killen 1999: 343–4; cf. γεωπνος ‘farmer’), πνηµαι corresponding with Hom. πονοµαι. The existence of κρ)τησα as aorist of *κρ)τηµι could lead to the creation of φρησα as aorist of φρηµι = *φορy ω. The coexistence of *φορy ω and φρηµι may well have led to the formation of thematic *κρατy ω as an equivalent of the original form *κρ)τηµι. Another factor might be found in presents like πενθεω < *-σyω orig. ‘I have sorrow, I am mourning’, which is a denominative present with the usual su¶x -ye/o-. Homer uses the old dual form πενθεετον, but also the athematic Aeolic infinitive πενθ µεναι and the aorist πενθAσαι. According to many scholars, *-yω would even go back to -εω = -yy ω < -σyω, but forms like ∆ιογνεια < *-εσyα prove that the supposed sound law does not exist.  Hom.
πθησα took over the zero grade of the root from πθησα.  Most scholars think that -e- represents the thematic vowel, but Beekes (1985: 184–91) showed that in the PIE inflexion of thematic adjectives and nouns -o- did not alternate with -e-. The ending -e of the vocative may go back to a postpositive particle which had the same value as prepositive C.  I assume that the full-grade -η- had already replaced zero-grade -ε- < *-h -. Whereas 1 the original ablaut is preserved in monosyllabic stems like θη-/θε-, it is lost in most disyllabic stems. Even the primary verb (%)ησι ‘(the wind) blows’ has forms of the type ητον,
µεναι,
µενος in Homer. Ostho·’s Law explains forms like
ντες. Compare the generalization of stem forms like "λα- < *h elh - in *λαµι, pl. *λαµεν (Ruijgh 1996: 323–4), the athematic 1 2 inflexion being attested by Doric forms like imper. "λ)τω (Ruijgh 1996: 173).  Thus τελω is a primary verb. The original form was athematic *τλεµι, with the future 52 C. J. Ruijgh In most dialects only the thematic types φορω and κρατω survived, just as in most primary verbs the original athematic presents were supplanted by the thematic forms (see n. 15). This explains the alternation of the final vowel of the verb-stem: -ε- in the present, -η- in the aorist. In Lesbian, Thessalian, and Arcadian, however, the athematic inflexion prevailed: type φρηµι. This can be explained by the fact that in these dialects the contraction εε > ε- > η made many thematic forms coincide with the athematic ones: (")φρεε(ς) > (")φρη(ς); see Ruijgh (1996: 441–2). On the other hand, the contraction εει > ει explains why the thematic forms of the type 2nd p. φρεις, 3rd p. φρει (with Lesbian barytonesis) were preserved. 4 The Conjugation of Denominative Verbs like τ»ιµω/τ»ίµα» µι The use of the stem form in -η- in all tenses except the present stem is to be explained in the framework of the introduction of a complete conjugation of the denominative verbs in -ye/o- (PIE -y‹e /‹o-) after the model of that of the primary verbs. The noun-stem on which the present in -ye/o- was based was used as a verb-stem. This innovation took place after the PIE period but before the time of the Mycenaean texts. Thus the Mycenaean form a-raro-mo-te-me-na
ραρµhοτµνα- ‘assembled’ is the passive perfect participle of *
ρµhτy ω > Att. Dρµττω ‘I fit together’ (Ruijgh 1991: 146–9). Thus the verb derived from the noun τ-ιµα»´ obtained a complete conjugation: τ-ιµα»´ σω, - "τ-ιµα»´ θην, τετι»´ µαµαι, "τι»´ µασα, τετι»´ µακα. In my opinion, the thematic present in -)(y〉ω must have replaced an older form in *-)hyyω: treatment *-eh ye- > *-ayye- like *-eh yo- > -ayyo2 2 in adjectives like
γοραος :
γορα»´ (Ruijgh 1967: 212). The substitution of simple intervocalic -y- for -yy- can be explained by the influence of the type *φορy ω : "φρησα. The existence of forms like πενθεω as equivalents of forms like *κρατy ω (⅓3) may also have played a role. It is possible that - were created already in Mycenaean times athematic present forms in -αµι after the model of the type φρηµι = *φορy ω. In most dialects only the thematic type τ-ιµ)ω survives. Once again, Les- just as for κρτηµι, bian and perhaps Arcadian opted for athematic τι»´ µαµι, φρηµι. The contraction of αε > α made many forms coincide with the atheτελ(h )ω. Its equivalent τελεω < *τελσy ω is a denominative verb; its verb-stem is found in forms like τετλεσται. The sigmatic aorist Att.-Ion. "τλεσα belongs to both the primary verb and the derived verb.  The older form survives in παλαω ‘I wrestle’, derived from the action noun π)λα. Under the influence of παω ‘I beat’, the form παλαω was preserved. The aorist "π)λαισα is parallel to παισα. The PIE Verbal Su¶x *-‹eh 53 1 matic ones: (")τι»´ µαε(ς) > (")τι»´ µα(ς). Here again, 2nd p. τι»´ µαις and 3rd p. - < αει was ´ τι»µαι go back to the thematic forms, but the long diphthong αι shortened to αι under the influence of the type φρει(ς). 5 The Conjugation of Factitive Verbs like ν()ωµι/νε() ω As to the presents in -y ω, Lesb. Arc. -ωµι, Tucker showed that the so-called instrumental verbs of the type στεφανω ‘I provide with a crown’ are of a more recent date than the factitive verbs of the type νεω ‘I make new’. In PIE factitive verbs were derived from thematic adjectives by means of the su¶x *-h -: Hittite newah|mi ‘I make new’. According to the current 2 opinion the PIE form of the verb-stem was *newe-h -, which would explain 2 Lat. nov»a-re. This would imply that the vowel ω of the Greek verb-stem - According to Beekes (see n. 13), however, νε%ω- was substituted for -α-. the stem vowel -o- of adjectives and nouns did not alternate with -e-. This implies the reconstruction *newo-h - for the factitive verb in question, 2 which enables us to see in νε%ω- the direct phonetic result of *newoh - > 2 *newoh - (Ruijgh 1997: 274–6). This explanation is also valid for the stem 3 vowel of OHG niuw»o-. In my opinion athematic *ν%ωµι must be older than thematic *νε%yω, just as *κρ)τηµι must be older than κρατy ω (⅓3). Compare the athematic factitive verbs of the type *h s-n-‹ew-mi ‘I make 1 good’ (Hitt. a#snu-), derived from the adjective *h s-‹ew- ("3ς), which survive 1 - (orig. *-νευµι). The in the Greek presents in -νυµι creation of the complete conjugation of verbs like νε%ω- and that of the thematic present *νε%yω are parallel to what happened in the verbs in -ηµι/-yω and -αµι/-) yω. The sigmatic aorist e-re-u-te-ro-se "λευθρωσε ‘he made free’ is already attested in Mycenaean. In most dialects only the thematic type νε(%)ω survives. Once again, Lesbian and perhaps Arcadian opted for athematic ν(%)ωµι. The contraction οε, οο > ο- > ω made most thematic forms coincide with the athematic ones: (")ν%οε(ς) > (")ν%ω(ς). On the other hand, the contraction οει > οι explains the thematic forms of the type 2nd p. ν(%)οις, 3rd p. ν(%)οι (with Lesbian barytonesis). In this connection the vowel a» of Lat. nov»a-re needs of course an explanation. The substitution of -»a- for original -»o- is parallel to that of d»a The verb νε)ω ‘I plough up (fallow land)’ can be explained as derived from να- ‘fresh earth’ (sc. γ2). In Attic the inherited verb νεω was also used in the specific sense of νε)ω (Pollux 1. 221).  In Greek τ)νυται (Homer) may go back to a factitive verb *tn-n-‹ew-mi, derived from ‡ the adjective *tn-‹us > *tnn‹us (Lindeman’s Law) > ταν3ς. In Proto-Greek, however, -νυ-/-νυ‡ came to function as a simple present morpheme. 54 C. J. Ruijgh in d»a-s ‘you (sg.) give’ and d»a ‘give!’, where the introduction of -»a- is due to the vocalism of zero-grade forms like da-mus < *dh -. In fact, Latin 3 has lost verb-stems in -»o-. The inflexion of the athematic present stem *did»o-/*dida- was changed by three innovations (Leumann 1963: 309–10). At an early time the athematic ending -mi was replaced with -»o (⅓1): *did»o instead of original did»omi. Then full-grade d»o- < *deh - was replaced with 3 d»a- under the influence of zero-grade da- < *dh -. Finally the reduplication 3 di- was lost under the influence of compounds like *pr»o-di-da-si > pr»odere, *re-di-da-si > reddere (syncope in the second syllable of tetrasyllabic forms). The high frequency of the verb dare explains its influence on the inherited factitive verbs like *new»omi: substitution of *new»o ( > nov»o) for *new»omi, then substitution of *new»as (nov»as), *new»a (nov»a) for *new»os(i), *n‹ew»o, etc. 6 The Use of *ιδ-/ιδε- as an Alternative for *οδ-/ιδ- ‘to know’ Let us return now to the stative verbs in *-‹eh - > -»e-. There are only a few 1 verbs of this type which are found in more than one Indo-European language. The verb *wid-‹eh - ‘to be in a state of continuous seeing’, however, is 1 found in Greek, Latin, Germanic, and Balto-Slavic. The original meaning is well preserved in the Gothic 3rd-class weak verb witan (-a- < *-h -) ‘to be ob1 serving’. The less specific meaning ‘to see’ is found in Lat. vid»ere and in OCS vid"eti (with full-grade *weyd- > vid- substituted for the original zero grade). In Greek *%δηµι came to function as a synonym of the perfect *%οδα ‘I know’: the perfect form also has a stative meaning. Thus πθηµι ‘I am confident’ is a near-equivalent of the perfect πποιθα. That is why πθηµι disappeared in first-millennium Greek, except for its survival in Lesbian poetry. The coincidence of forms like *wid-‹ent(i) ‘they know/knew’ (zero grade of woyd-) with *wid-h -‹ent(i) > *%ιδντ(ι) (zero grade of *wid-‹eh -) 1 1 must have supported the synonymy. As a matter of fact, the inflexion of *%οδα is based on a conflation of forms of *%οιδ-/%ιδ- and of forms going back to *%ιδ-η-/%ιδ-ε-. Already before Homer’s time the stem *%ιδη- had been replaced by *%ειδη-. The substitution of subj. *%ειδ ω (> Ion. εδω, Att. εδ$) for *%ιδ ω and of fut. (%)εδ σω for *%ιδ σω may be due to the influence of the alternative forms *%εδω (Hom. εFδοµεν, εFδετε), resp. (%)εFσοµαι.  The original form d»o survives in ce-d»o ‘give + here’ > cedo ‘give me’.  The segment o» represented both the final vowel of the verb-stem and the 1st p. sg. ending.  The e-grade of (%)εFδοµεν as against the o-grade in forms like πεποθοµεν may be The PIE Verbal Su¶x *-‹eh 1 55 The e-grade stem *%ειδη-/%ειδε- is also found in opt. (%)ειδεην and in inf. (%)ειδναι (-εν- < *-h -en-). Aeolic (%)Fδµεν(αι), on the other hand, is based 1 on the zero grade of (%)οδ-, which was also used in the original form of the participle *%ιδ%#ς (Hom. fem. (%)δυα). After the loss of %, Att.-Ion. *δ#ς was replaced with εδ#ς under the influence of inf. εδναι. Originally, the pluperfect forms were identical with the perfect indicative forms, except for the endings of 3rd p. plural and dual and the optional use of the augment (Chantraine 1958: 437–9). Confusion between the preterite and the present perfect must have been particularly embarrassing in the case of (%)οGδα, the most frequently used perfect of Greek. Therefore the singular pluperfect forms were based on the alternative stem (%)ειδη-: Homer has 2nd p. H(%)εδης and the contracted form IJδησθα (with -θα taken over from οGσθα), 3rd p. H(%)εδη, and the contracted form IJδη. For the plural, Homer presents only the 3rd p. form Fσαν. In fifth-century Attic one finds both IKσµεν, IKστε, IKσαν built on the zero grade of %οιδ- and IJδεµεν, IJδετε, IJδεσαν built on %(ε)ιδε- < *wid-h -. The second set of forms 1 is morphologically more transparent than the first set. Confronting plupf. *%δεµεν with perf. ind. *%δµεν, one could reinterpret -ε- as marking the pluperfect as against the perfect. So -ε- came to be inserted between the perfect stem and the perfect personal endings. Homer already uses forms like 1st p. sg. IJδεα, πεποθεα (Att. -εα > -η), 3rd p. IJδεε, "πεποθει (-ει < -εε), 3rd p. pl. "οκεσαν (Ruijgh 1996: 193–5). In Classical Attic pluperfect forms like ε#θεµεν ‘we were wont’ contrast with perfect ind. forms like ε#θαµεν ‘we are wont’ (alphathematic inflexion of εFωθα). The Lesbian form (%)οFδηµι (Hesychius γοδηµι), 2nd p. οFδησ(θα) is easily explained as a conflation of *%οδα and *%(ε)δηµι. In Doric dialects explained by the absence of reduplication in the perfect form (%)οGδα: subj. *y οµεν (later Fοµεν) vs. ind. Fµεν led to subj. (%)εFδοµεν vs. ind. (%)Fδµεν. The manuscripts of Homer’s text present forms with Attic accentuation like εδ$ instead of original *εFδω (Chantraine 1958: 420). In Il. 14. 235 and Od. 16. 236 the manuscripts give εδω (with synizesis) with the variant δω, which might go back to *%ιδ ω with zero grade of the root.  The Mycenaean man’s name wi-dwo-i-jo %ιδ%hιος shows the original stem %ιδ%σ-.  The contracted Ionic forms may have replaced the augmentless forms *%εδησθα and *%εδη of Homer’s Aeolic predecessors. Ionic IJδη might also go back to *H-%δη with the original zero grade of the root. The form H- of the augment may have been taken over from forms like IKµεν ‘we went’ vs. augmentless Fµεν. Before the replacement of *%δηµι with *%εδηµι the form of the augment made possible the distinction between *H%δετε ‘you knew’ and *"%δετε ‘you saw’ (aorist).  The forms Fστε and IKστε led to the substitution of -σ- for -δ- in Att. Fσµεν, Fσασι IKσµεν, KI σαν.  Sappho uses the aorist form οδ σαις. The Attic-Ionic aorist εδAσαι ‘to come to know’ is found in Aristotle, Theophrastus, and the Corpus Hippocraticum. 56 C. J. Ruijgh - n. 24) = *%δεντι led to a new present the equivalence *%σαντι (cf. Att. Fσασι; - = *%δηµι, pl. %σ"αµες = *%δεµες. %σαµι The conclusion is evident: prehistoric Greek had an athematic present *%δηµι < *wid-‹eh -, pl. *%δεµες < *wid-h - with stative meaning. 1 1 7 The Stative, Not Fientive, Value of the Su¶x -‹eh  The ingressive meaning of the -η- aorist (type π)γη ‘it became fixed’ or ‘it was fixed by someone’) led scholars like Harºarson (1998) and Rix (1998) to assign a fientive value to the su¶x *-‹eh -. They think that the stative 1 meaning was expressed by the complex su¶x *-h -y‹e /‹o-, often replaced with 1 *-eh -y‹e /‹o-. Thus the stative su¶x -»e- of Old Hittite and Latin would go 1 back to *-»e(y)e- < *-eh -y‹e- and the su¶x of the Greek type κρατy ω would 1 go back to *-h -y‹e /‹o-. 1 I hope to have shown that this cannot be accepted. It is true that BaltoSlavic and Germanic have present indicative forms with -ye/o- added to the stative su¶x, but they are of a much later date and can be explained in the framework of the general tendency to replace athematic with thematic presents. This use of -ye/o- is found in di·erent Indo-European languages and at di·erent dates. An early example is Hom. θενω < *χwνyω ‘I strike’ vs. athematic Hitt. kuenzi and Ved. h‹anti ‘he slays’. Thus Goth. habai† ‘he has’ may go back to a form containing -ye- added to haba- < *kh p-h - (cf. 2 1 Harºarson 1998: 329–30), but OHG hab»em ‘I have’ most probably continues the original athematic form. It is tempting to adopt Schindler’s identification of the verbal stative suffix *-‹eh - with the instrumental morpheme *-‹eh (Tucker 1990: 42 n. 32). For 1 1 instance, Lat. rub»e-re may be based on the instrumental *rub»e < *h rut h-‹eh 1 1 of the deverbative root noun *h r‹owt h- (o-grade: see Ruijgh 1997: 278 ·.) 1 functioning as an action noun. The adessive-comitative meaning of the instrumental form is quite compatible with the stative meaning of the derived verb: *h rut h-‹eh -mi lit. ‘I am with reddening’, then ‘I have a red 1 1 colour, I am red’. In this connection it should be observed that the  Curiously, Rix (1976: 258) recognizes the stative value of wid»e- in forms like *H(%)δης ‘you (sg.) knew’ (⅓6).  In κρατ(y)ω -ε- would represent the zero grade of -η-. This would imply an analogical change since in Proto-Greek the phonetic result of initial and postconsonantal *Hy is iy: *h y-‹ont-es > (y )ντες (Myc. i-jo-te), *ph y-‹ont-es > πι(y )ντες. 1 3  To a certain extent this use of the instrumental may be compared with the use of the instrumental for predicative nouns and adjectives expressing temporary properties in Balto-Slavic. In its basic meaning a stative verb like
σθενε ‘he is weak/sick’ seems to present weakness rather as a temporary property as against the neutral expression
σθεν ς "στι. The PIE Verbal Su¶x *-‹eh 1 57 instrumental *rub»e > rube survives in the compound verbs rubefaci»o ‘I make red’ and rubef»§o» ‘I am made red’: the preservation of the vocalism of facio—vs. *adfaci»o > a¶cio—proves that not long before Plautus’ time rube and faci»o were still two separate words. The imperfect rub»e-bam ‘I was red’ may go back to ‘I was with red colour’. 8 Further Observations on Verbs like φορω, Latin mone»o In Greek the originally di·erent types κρ)τηµι and *φορy ω came to obtain an identical inflexion: κρατω like φορω, Lesb. φρηµι like κρτηµι (⅓3). The morphological fusion is already attested in Mycenaean. The same change took place in Latin: the inflexion of the type *mon‹ey»o > mone»o ‘I remind’ (causative value: see n. 11) was made identical with that of the type vide»o, orig. *vid»emi. After the contraction -e(y)e- > -»e- forms like mon»es, mon»etis had the same ending as forms like vid»es, vid»etis. Then forms like mon»emus, monent were created after the model of athematic forms like vid»emus, vident. According to current opinion (Rix 1998: 22–3) the o-grade of the root in the type φορy ω, mone(y)»o would go back to PIE. However, the ablaut rules of PIE require zero grade before the accented su¶x -‹eye/o-. In fact, some Sanskrit verbs in -‹aya- still have the original zero grade. In Greek we find 4δ-ω ‘I call, I name’ < *h ud- corresponding with α,δα»´ ‘voice’ < 2 *h owd- (Ruijgh 1996: 297, 314) and Skr. v‹ad-ati ‘he raises his voice’ < 2 *h wed-. The present
γρω ‘I take’ can be explained as the intensive verb 2 derived from
γερ- ‘to gather’. The future form
γρ σει is already attested in Mycenaean (a-ke-re-se). Zero-grade root extended with -t- is found in δατοµαι ‘I divide’ and πατοµαι ‘I nourish myself, I eat’; also in Lat. fateor ‘I confess’. Other Latin examples with zero grade of the root are cie»o ‘I move’ and torque»o (-or- < *-r-) ‘I twist tightly’. One has to conclude that the‡ type φορy ω goes back to PIE *phr-‹eye/o-. It  With shortening of the final long vowel in iambic words; cf. *dwen»e > bene. In p»ut»efaci»o the long vowel was preserved after the long initial syllable.  In the same way the type ag»e-bam ‘I was driving’ was probably based on the instrumental of the action noun ag-. Compare the use of adessive at in Engl. he was at work, near-equivalent of he was working. The dative of such root nouns survives in the Latin passive infinitive type ag»§ < agei, orig. ‘for driving’.  The phonetic result of *moneyont(i) would have been *moneunt; cf. *eyont(i) > eunt ‘they go’.  This implies that the object of
γρω was originally booty or game. Att.-Ion. αLρω owes αι- to αFνυµαι ‘I take’ and the aspiration to aorist *λεν ‘to take’.  Without -t- the phonetic result of *dh -‹eye/o- was the opaque form *daye/o-. The stem 2 day- is found in δαοµαι (day + ye/o-) and in δανυµι. 58 C. J. Ruijgh is tempting to suppose but di¶cult to prove that the base of this type was the dative in *-‹ey of the deverbative root noun functioning as an action noun, just as the instrumental in *-‹eh was the base of the stative type (⅓7). 1 Such dative forms survive as infinitives: Ved. ruc‹e < *lukw-‹ey ‘in order to light’, Lat. ag»§ (n. 30). This hypothesis implies a semantic development ‘I am to bear’ > ‘I regularly bear’. The form -‹eye/o- could be explained as a conflation of -‹ey- and the denominative su¶x -y‹e /o-. Whereas the stative verbs in -‹eh - > -»e- soon lost their connection with 1 deverbative root nouns and therefore preserved the zero grade of the root, this was not the case for the verbs in -‹eye/o-: they continued to be felt as derived from action nouns and indirectly from primary verbs. Since most athematic o-grade root nouns (type φλξ) were extended with the thematic vowel -o- (type λγος, λχος), the verbs in -‹eye/o- took over the o-grade of the new action nouns: φορy ω was felt as derived from φρος (later φορα»´ ) and indirectly from φρω (Ruijgh 1997: 279–81). This explains the regular o-grade formation of the type τροµω : τρµος (: τρµω), φοβοµαι : φβος (: φβοµαι) with causative φοβω. 9 Latin decet : doce»o; δοκει ‘it seems (good)’ : δοκω ‘I think’ It rarely happens that both the derivative in -‹eh - and the derivative in -‹eye/o1 from the same root are found in an Indo-European language. However, Latin has both the stative verb decet (vocalism like that of sed»ere, n. 4; orig. *dk-‹eh -) and the causative active verb doce»o. The primary middle 1 verb survives in Greek: δκοµαι ‘I accept’. The original form was *δκµαι, a stative athematic middle present (type κεµαι), which originally must have referred to a state of expecting someone or something in order to get him/it in one’s power (Hom. δγµενος ‘expecting’). The meaning of the root aorist δκτο (orig. *d ek-t‹o) is simply ‘he received, accepted’. The meaning of decet ‘it is becoming, fitting’ has to do with the idea of accepted behaviour. That of doce»o ‘I inform, I teach’ goes back to ‘I make someone accept (a message or a lesson)’. The meaning ‘I think’ of δοκω presupposes a di·erent semantic development, which cannot be reconstructed with certainty. The verb is construed with either a declarative infinitive expressing the content of a statement or a dynamic infinitive expressing the content of an intention: ‘I think that something is the case’, resp. ‘I think to do something’. Both uses might be  This led to formations like νοστω ‘I return home’ (: νστος),
ριθµω ‘I count’ (:
ριθµς), µυθοµαι ‘I speak’ (: µ+θος).  For the declarative use vs. the dynamic use of the infinitive, see Ruijgh (1999). The PIE Verbal Su¶x *-‹eh 1 59 based on *‘I consider something acceptable’ going back to a still earlier *‘I make something acceptable’. However, δοκω ‘I think’ might also go back to ‘I expect’, if it was originally an intensive verb derived from *δκµαι, though one would rather expect the middle form (cf. πονοµαι : πνοµαι). Already in Homer δοκω is also used in the quite di·erent meaning ‘I seem’ in the construction with a declarative infinitive, as a near-equivalent of φανοµαι. This personal use of δοκω is probably secondary: it may be based on impersonal δοκει ‘it seems’. Impersonal δοκει is construed either with a declarative infinitive (‘it seems that something is the case’) or with a dynamic infinitive (‘it seems good to do something’). Both uses might be based on an original meaning ‘it is acceptable’. The construction of the impersonal stative verb δοκει with the dynamic infinitive corresponds with that of Lat. decet. One might conclude that δοκει ‘it seems good’ goes back to an original athematic form *δκητι. The replacement of *δεκwith δοκ- is easily explained by the influence of δοκω ‘I think’. Notice that δοκει µοι ‘it seems to me’ is practically equivalent to δοκω ‘I think’. As a result of the fusion of the two verbs δοκω functions in historic Greek as one verb with two quite di·erent meanings. 10 The Origin of the Passive Aorist in -η-; σβη For semantic reasons it is impossible to identify the morpheme -η- of the passive aorist simply with the PIE stative su¶x *-‹eh -: the meaning of a form 1 like π)γη is ingressive: ‘it became fixed’ = ‘it entered the state of being fixed’. Since this meaning is identical with that of the type θ)ρσησε ‘he became bold’, I am led to suppose that the stem παγ-η- goes back to an original stem *παγ-η-σ- < *ph g-‹eh -s- (Ruijgh 1996: 187–9, 366–7). This implies a 2 1 morphological di·erentiation into two types of what was originally one single type. Since stems like *θr ση-σ-, *κr τη-σ-, *φιθη-σ- (⅓2) functioned as sigmatic ‡ ‡ aorist stems corresponding with present stems like *θr ση-, *κr τη-, *φιθη‡ ‡ (⅓3), they participated in the morphological innovations of the inflexion of the sigmatic aorist: substitution of -σα- for -σ-, i.e. introduction of the alphathematic inflexion, and restoration of intervocalic -σ- (Ruijgh 1996: 170 n. 27, 182–3). These innovations may date from the final phase of Proto-Greek or from the Proto-Mycenaean period. In the time of the  Compare the use of ποιεσθαι ‘to make for oneself ’ in expressions like µγα ποιεσθαι ‘to consider something a great matter’.  In a similar way Lat. l»uc»e-re ‘to be shining’ took over the vocalism of the causative verb l»uce»o < *lowk‹ey»o ‘I cause to shine’, which is still attested in Plautus. 60 C. J. Ruijgh Mycenaean texts they are already accomplished facts, as is shown by forms like de-ka-sa-to δξατο ‘he accepted’ and e-ra-se λασε ‘he drove’. Stative presents in -ηµι were near-equivalents of perfect forms: πθηµι = πποιθα, *%δηµι = (%)οGδα (⅓6). Whereas pres. πθηµι survives in Lesbian poetry, Homer only uses πποιθα (stative meaning) and the aorist form - (ingressive meaning). It is therefore possible that already in the πιθ σας final phase of Proto-Greek stative presents like *π)γηµι and *τ)κηµι had - and ττακα. been supplanted by the perfect forms ππαγα As a result of the disappearance of the corresponding presents in -ηµι, aorist stems like *παγησ- and *τακησ- came to be felt as belonging to the primary - and τα»´ κοµαι, ττακα, verbs πα»´ γνυµαι, ππαγα i.e. as passive aorists of the transitive verbs πα»´ γνυµι, παξα and τα»´ κω, ταξα. That is why the morphological innovations of their inflexion could be quite di·erent from those of the type *θr ση-σ-. ‡ One argument for the original type *παγη-σ- is the fact that there are no traces of zero-grade forms with -ε- vs. full-grade forms with -η-, whereas such a trace is found in Att. pl. IJδετε vs. sg. IJδησ(θα) (⅓6). The absence of zero grade before the morpheme -s- is characteristic of aorist stems in -s-: the e-grade of the root is not restricted to the active singular, but is also used in the active plural and in the middle forms. Several phonetic changes led to the loss of -σ- after -η-. After the loss of the final stop in 3rd p. sg. *π)γηστ > *π)γης, this form came to coincide with 2nd p. sg. π)γης (orig. -ησ + ς). It is easy to understand that this coincidence led to the substitution of π)γη for 3rd p. *π)γης, 2nd p. π)γης being reinterpreted as π)γη + ς. Since π)γηµεν is the phonetic result of *π)γησµεν, it could serve as a - (orig. *π)γηστε, model for the analogical forms π)γητε, π)γητον, παγ ταν etc.). In the same way, Kµεν ‘we were’ ( < *Kσµεν) led to Att. Kτε ‘you were’ as an alternative for Kστε. And Att. κ)θηται, "κ)θητο vs. Hom. Mσται, Mστο - The Doric and owe the loss of -σ- to Mµαι < *Jσµαι and Nµην < *Jσµαν. Aeolic infinitive παγ µεν(αι) is the result of *παγ σµεν. The subjunctive form *παγ h ω < *παγ σω could be reinterpreted as based on the new stem παγη- (Ruijgh 1996: 187–8). Finally, παγη- was used in all forms of the passive aorist: 1st p. sg. π)γην (orig. *π)γηhα), opt. παγεην, part. παγντ(see n. 39), etc.  For metrical reasons Homer could not use πιθµενος.  Lesbian, Thessalian, and Arcadian forms like Oρχεντο and φρεντες have -ε- in accordance with Ostho·’s Law.  In Proto-Aeolic *π)γηµµεν, the ending -µµεν must have been replaced with the usual form -µεν. The PIE Verbal Su¶x *-‹eh 1 61 An interesting parallel for the loss of -σ- is found in σβη ‘(the fire) went out, was extinguished’, which functions as passive aorist of σβννυµι ‘I put out, extinguish’. The PIE root is *g wes-, but Greek replaced it with *sg wes-. According to Rix (1976: 218), -σβη would go back to *σβε(σ)-η, but this is impossible: in Homer’s Ionic εη was still uncontracted. The form -σβη must go back to PIE *g w»es-t, an intransitive root verb with phonetic lengthening of e in monosyllables (Ruijgh 1996: 359). In Indo-Iranian the lengthened grade of the root spread from the monosyllabic forms of the 2nd and 3rd p. sg. of the sigmatic aorist to the disyllabic form of the 1st p. sg.: Skr. a‹ -v»aks.am ‘I carried’, going back to *w»eks-m instead of *weks-m. In ‡ ‡ p. Greek however, the normal full-grade form was always generalized: 3rd *tr‹ek ws-t (later τρψε) like 1st p. *tr‹ek ws-m (later τρεψα). In prehistoric ‡ exceptional preservation of Greek *sg w»est functioned as a root aorist. The the lengthened grade is due to the fact that as a consequence of the meaning of the verb a 1st p. sg. form could hardly be used. After the loss of the final stop *σγwAς was replaced with *σγwA in the same way as the type *π)γης was replaced with π)γη. Thus the original root aorist became a member of the class of the passive aorist in -η-. 11 The Aorists βω and *µαThe ingressive meaning of "βω ‘he became alive again, he escaped with his life’ in Homer shows that the original form must have been *g wih -‹eh -s-t, 3 1 of the same type as *ph g-‹eh -s-t (⅓10). Here again -s- was lost, so that βιω2 1 could be felt as a root aorist of the same type as γν$ ‘he came to know’ (*gn‹eh -t) and Pλω ‘he got caught’ (*wll‹eh -t: Lindeman’s Law; Ruijgh 1997: 3 ‡ 3 ‘I am becoming alive again’ is 273). The inchoative present (
να)βι#σκοµαι not found before Plato’s time. If it is an inherited verb, it must go back to PIE *gwih -‹eh -s-ke/o-, the inchoative verb derived from the ingressive verb 3 1 *gwih -‹eh -s- (⅓2). 3 1 - in the sense of ‘to come  The adventitious s- may be due to the influence of σταto a standstill’. According to the phonetic rules one expects *σγwεσ- > *σδεσ- = *ζεσ- vs. *σγwοσ- > *σβοσ-. The analogical form σβεσ- may have been introduced in order to distinguish σβσαι ‘to extinguish’ from ζσαι ‘to boil’. The expected form *ζεσ- is found in - instead of *σγwσνυµι - under the influence Hesychius’ gloss ζεναµεν· σβννυµεν (*σγwσναµι - ‘I tame’). Ion. (κατα)σβ$σαι < *σβοAσαι (aor. inf.) belongs to a verb *σβο)ω of δ)µναµι derived from an action noun *σβοα»´ . Hesychius presents ζοα»´ ς· σβσεις (acc. pl.) and ζασον· σβσον with ζ- instead of σβ-.  On the other hand, as a root aorist σβη was the base for fut. σβ σεται and perf. σβηκε.  In Classical Attic-Ionic "βω came to be used in expressions like ‘he lived for sixty years’. By reinterpretation of "βωσαν as a sigmatic aorist form a new verb βι$, aor. "βωσα arose, which was felt as derived from βος ‘life’. 62 C. J. Ruijgh The Cyrenaean subjunctive form µιR2 < *µια»´ ει belongs to the passive aorist of a primary verb which has been supplanted by the derived verb µιανω ‘I dye, stain, pollute’ (*mih -n-y‹e /‹o-). Ind. "µα- goes back to *mih 2 2 ‹eh -s-t, the loss of -s- being parallel‡ to that of the type *ph g-‹eh -s-t. The 1 2 1 Homeric passive aorist δ)µη, opt. δαµεη shows that the expected form *δ)µα- (*dmh -‹eh -s-t) was replaced with δ)µη, -η- being the usual form of ‡ 2 of1 the passive aorist. The coexistence of *δ)µα- and δ)µη the morpheme might explain Doric forms like "ξερ73 : α- (Epidaurus) and
πεσσ3α- (Xen. Hell. 1. 1. 23) with -α instead of -η. 12 The Origin of the Passive Aorist in -θηThe su¶x -η(σ)- is found after zero-grade roots ending in a Greek consonant. Notice that "ρ73η : goes back to *sruw-»e‹(s)- (Ruijgh 1996: 366). After a root ending in a Greek vowel which goes back to a PIE laryngeal, however, the alternative form -θη(σ)- was used. It is impossible to connect -θη- either with the 2nd p. sg. middle ending -th»as found in Sanskrit or with the morpheme -d»e- (*-t heh -: root of τθηµι) of the Germanic weak 1 preterite. With Risch (1974: 254) I think that -θη- goes back to forms where -η- was preceded by a verb-stem ending in su¶xal -θ-. In my opinion the verb-stem *σταθ- < *sth -‹et h- (full grade), sth -t h- (zero grade) 2 2 played a crucial role in this process. It is possible that the su¶x -‹et hunderlined the telic character of the root verb. Compare Ion. τελθω ‘I become’ < *κwελθω : Aeol. πλοµαι < *κwλοµαι and also Homeric σχεθον, a near-equivalent of aor. σχον ‘I got, I held back’. The telic meaning of PIE *steh - survives in the root aorist *στ2 > στA ‘he stood up’ or ‘he came to a 2 standstill’. The derived stative verb *sth -‹eh - survives in Lat. st»are ‘to stand’, an 2 1 opaque form as against sed-»e-re ‘to sit’ (⅓1). In Greek the stem of the stative verb would have coincided with that of the root aorist. That is why the new transparent form *στ)θ-η-µι was created. This stative present was - > Sστακα, - but the corresponding soon supplanted by the perfect *σστακα ingressive aorist *σταθησ- survived and finally lost the segment -σ- (⅓10).  In the same way 4φανω ‘I weave’ (*h uph-n-y‹e/‹o-) supplanted the primary verb *"%φω, 1 ‡ "%ψω (cf. δφω, δψω: n. 8), which is still attested by the Mycenaean fut. part. e-we-pe-seso-me-na "%εψησµενα. The stem extension -η- was necessary for the distinction between the future and the present forms.  Since Skr. -th»as goes back to a form with initial *-th - followed by -e- or -o-, the 2 - The supposed Greek counterpart would have the vowel -α-. preterites in -d»e- ‘did’ of Germanic have active meaning as against the passive meaning of -θη-. The PIE Verbal Su¶x *-‹eh 1 63 Notice that in older Greek texts "στ)θην functions as a near-equivalent of στην: its use is not restricted to a strictly passive meaning. After the disappearance of the verb-stem σταθ-, σταθ-η(σ)- could be reinterpreted as στα-θη(σ)-: the final consonant of the original verb-stem was reinterpreted as the initial consonant of the su¶x. So the su¶x of - could be used in the passive aorists *θθη > τθη (: τθηµι), στ)-θη (: @σταµι) *y θη > Sθη (: @ηµι), and δθη (: δδωµι). Thence it spread to forms like κτ)θη, σ3θη, φθθη replacing the middle root aorists κτ)το, σ3το, φθτο and to forms like 7 θη (cf. 7ητς < *%ρητς < *wrh -). All derived transitive 1 verbs got a passive aorist in -θη-, which was used‡not only after a final vowel ("τ-ιµα»´ θη etc.) but also after a final consonant ("θερµ)νθη etc.). Thus -θηeventually became the regular morpheme of the passive aorist in Greek. The verb-stem σταθ- is also found in the derivative σταθ-ερς ‘standing fast’ and σταθ-µς ‘farmstead, stable; upright standing-post’ (Myc. tato-mo). It is important to notice that the reinterpretation of -θ- as initial segment of the su¶x also applied to σταθ-µς, later στα-θµς. The new complex su¶x -θµ- was productive: τεθµς, πορθµς, etc. It is already attested in Mycenaean: a-to-mo
ρθµς. Since some Latin derivatives are also based on the verb-stem *sth -t h- > 2 stab- (before l), it is probable that it has been inherited from PIE. Thus stabulum and stabilis are the counterparts of σταθµς and σταθερς, though the su¶xes are di·erent. In Latin too the final consonant of the stem stabwas reinterpreted as the initial consonant of the su¶x. Originally, the suffix of stabulum (*stat h-l‹o-) was identical with that of speculum (*sp ek-l‹o-) and that of stabilis with that of facilis (*t hak-l‹ey-). The reinterpretations sta-bulum and sta-bilis led to the productive types p»a-bulum and fl»e-bilis. These Latin parallels support the explanation of the morpheme -θη- by reinterpretation of σταθ-η(σ)- as στα-θη(σ)-.  The low frequency of σταθη- in Homer is simply due to its metrical structure. Homer twice uses (")στ)θη followed by an initial vowel.  The low frequency of these forms in Homer is due to a stylistic tendency of the epic poets, who prefer transitive expressions to passive ones, except for verbs belonging to the semantic field of construction or destruction (Chantraine 1953: 180–1). For instance, the present passive of δδωµι and 7ζω/ρδω is not found in Homer, whereas it is already attested in Mycenaean: -di-do-to δδοτοι ‘it is given’, wo-zo-me-na %ορζµενα ‘being fabricated’. The absence of the passive aorist in the Mycenaean tablets is a consequence of the nature of daily bookkeeping texts: past actions mentioned by the bookkeepers always belong to the recent past, which implies that the resulting state is still present. This explains the use of the passive perfect: de-do-me-na δεδοµνα ‘in the state of having been delivered’, de-da-to δδαστοι ‘it has been divided’. Since most verbs did not yet have a transitive perfect, the transitive aorist was used for past actions: do-ke δ$κε ‘he delivered’.  The second member of the Homeric compound adjective "υσταθ ς lit. ‘having good upright standing-posts’ may be the stem of a neuter noun *στ)θος < *sth ‹et h-os. 2 64 C. J. Ruijgh Though I fear Anna’s severe judgement, I hope that at least some of my conclusions will please her.        Beekes, R. S. P. 1985: The Origins of the Indo-European Nominal Inflection (Innsbruck: Institut f•ur Sprachwissenschaft). Chantraine, P. 1953: Grammaire hom‹erique, ii. Syntaxe (Paris: Klincksieck). 1958: Grammaire hom‹erique, i. Phon‹etique et morphologie, 3rd printing (Paris: Klincksieck). Harºarson, J. A. 1998: ‘Mit dem Su¶x *-eh - bzw. *-(e)h -ie/o- gebildete Ver1 1„ balst•amme im Indogermanischen’, in W. Meid (ed.), Sprache und Kultur der Indogermanen (Innsbruck: Institut f•ur Sprachwissenschaft), 323–39. Killen, J. T. 1999: ‘New Readings and Interpretations in the Pylos Tablets’, in S. • sterreichische Deger-Jalkotzy et al. (eds.), Floreant Studia Mycenaea (Vienna: O Akademie), 343–53. Leumann, M. 1963: Lateinische Laut- und Formenlehre, Nachdruck (Munich: C. H. Beck). Risch, E. 1974: Wortbildung der homerischen Sprache, 2nd edn (Berlin: W. de Gruyter). Rix, H. 1976: Historische Grammatik des Griechischen (Darmstadt: Wissenschaftliche Buchgesellschaft). 1998: Lexikon der indogermanischen Verben (Wiesbaden: L. Reichert). Ruijgh, C. J. 1967: E‹tudes sur la grammaire et le vocabulaire du grec myc‹enien (Amsterdam: A. M. Hakkert). 1991: Scripta Minora, vol. i (Amsterdam: J. C. Gieben). 1996: Scripta Minora, vol. ii (Amsterdam: J. C. Gieben). 1997: ‘Les lois phon‹etiques relatives aux laryngales et les actions analogiques dans la pr‹ehistoire du grec’, in A. Lubotsky (ed.), Sound Law and Analogy (Amsterdam: Rodopi), 263–83. 1999: ‘Sur l’emploi compl‹etif de l’infinitif grec’, in B. Jacquinod (ed.), Les Compl‹etives en grec ancien (Saint-E‹tienne: Publications de l’Universit‹e), 215–31. Tucker, E. F. 1990: The Creation of Morphological Regularity: Early Greek Verbs in -‹eo» , -‹ao» , -o» ‹ o, -u» ‹ o and -‹§o» (G•ottingen: Vandenhoeck @ Ruprecht). Watkins, C. 1971: ‘Hittite and Indo-European Studies: The Denominative Statives in -»e-’, Transactions of the Philological Society (1971), 51–93. 5 The Third Donkey: Origin Legends and Some Hidden Indo-European Themes Calvert Watkins It is a rare pleasure to be able to o·er this
ντδωρον to the co-author of the splendid study ‘Of Donkeys, Mules and Tarkondemos’ (Hawkins and Morpurgo Davies 1998), which settled Cuneiform and Hieroglyphic Luvian tarkasna- ‘donkey’, tarkasni(ya)- ‘mule, hinny’, and the reading of the name of the king of Mira on the Tarkondemos seal and elsewhere as mTarkasnawa. A noble beast. In the final paragraph of the article ‘Culture History and Historical Linguistics’ (Watkins 1992) I argued briefly and allusively for reflexes of a common Indo-European origin legend in three early Indic, Hittite, and Greek texts relating similar mythological themes, including prodigious multiple birth and incest. This paper is an expansion of that suggestion. The texts are RV 10. 86. 23ab ‘The daughter of Manu, Par‹su by name, gave birth to twenty at once’; the Zalpa tale ‘The queen of Kane#s gave birth to thirty sons in a single year’; and the fifty daughters of Danaus (‘Greek’) fleeing an incestuous marriage with their parallel cousins, the fifty sons of Aegyptus (‘Egyptian’), the subject of Aeschylus’ play The Suppliants. This legend is in turn intimately linked, in the two oldest Indo-European traditions, with reflexes of the principal Indo-European kingship ritual: in Stephanie Jamison’s description of the rite in Vedic India, ‘the great royal ritual, the horse sacrifice (A‹svamedha), which is performed for an already powerful king, to extend, consolidate, and display his power’ (1996: 65–88). The Vedic A‹svamedha is thoroughly and insightfully described in Jamison’s classic work, and it and most of the other Indo-European comparanda in Watkins (1995/2001: 265–76). The details are notorious. Briefly, in Jamison’s words (1996: 65), In royal rituals the king is Sacrificer, and his wives act as patn»§, particularly his For comments and suggestions I am as always indebted to Stephanie Jamison, H. Craig Melchert, Joseph Falaky Nagy, Hayden Pelliccia, and William H. Race. 66 Calvert Watkins chief queen . . . At the climax of this lengthy and elaborate ritual (the preliminaries take a year), the chief queen copulates with the just slaughtered horse . . . As she lies there she taunts the horse about his sexual performance, and she and the lesser wives of the king engage in obscene banter with the priests, while hundreds of female attendants of the queens, their hair half unbound, circle the horse and the unfortunate lady, singing, dancing, and slapping their thighs. . . . It is hard not to see this showcasing of extreme public sexuality, not only physically enacted but verbally encoded, as an attempt to capture sexual power in order to enhance the ritual e·ect and to promote fertility. As such, the A‹svamedha as the central ritual is at once a rea¶rmation of kingship and a general assurance of society’s fertility, for the Indo-European ruler is an incarnation, an embodiment, of his people: Gothic †iudans ‘king, βασιλε3ς, he who incarnates, is the †iuda “people” ’. Perhaps the most striking and original contribution of Jamison’s treatment of the A‹svamedha ritual is her reading and analysis of the notoriously enigmatic Vrs.a» kapi hymn to Indra, RV 10. 86, as a mock-A‹svamedha. For ‡ the tightly reasoned demonstration I make global reference to her treatment (1996: 74–88), noting only her conclusion: ‘I suggest that the Vrs.a» kapi hymn is a verbal remnant predating the codification of the ritual, a‡ hymn once employed ritually in the A‹svamedha that did not make it into the fixed liturgy of that ritual’ (p. 88). That is to suggest that RV 10. 86 is composed of very old material indeed. It is surely significant that the final verse of the Vrs.a» kapi hymn is the one ‡ quoted in the second paragraph of this essay: p‹ar‹sur ha n»a‹ma m»anav»§‹ „ s»ak‹am . sasu» va vim . s‹ at‹§m bhadr‹am . bhala ty‹asy»a abh»ud „ y‹asy»a ud‹aram a»‹mayat v‹§s‹ vasm»ad §‹ndra uttarah ‹ . (RV 10. 86. 23) Manu’s wife/daughter, Par‹su (‘Rib’) by name, gave birth to twenty at once. (Good) fortune indeed was there for her whose belly (labor-pain) vexed. Indra above all! (trans. Jamison) The refrain ‘Indra above all’ fills the fifth p»ada of all twenty-three strophes. As Jamison shows, verbal echoes reinforce the thematic connection of verse 23 with the rest of the hymn; this final verse functions as a blessing formula—doubtless traditional—‘expressing the happy result to be expected from recitation of the hymn or reference to its story’ (1996: 87). These verbal echoes are the rare verb root √am ‘vex’ here and in verse 8, and the striking match of the last line of the Vrs.a» kapi hymn 23b s»ak‹am . sas»uva ‡ 14b s»ak‹am p‹acanti vim‹sat‹§m vim ‹ s at‹ § m ‘gave birth to twenty at once’ and . . . The Third Donkey 67 ‘cook twenty (oxen) at once’. The latter reinforces the more distant intertextual link with the first line of the Old Hittite Zalpa tale 30 DUMU.MES# 1–EN MU-anti h»a#sta ‘gave birth to thirty sons in a single year’. The prominent positioning of the virtually identical lines, last and first respectively, is surely significant. The names underscore the status of this verse not merely as a traditional blessing formula, but as a foundation myth or origin legend. The preternatural mother—no partner is in evidence—is P‹ar‹sur M»anav»§‹, Par‹su ‘Rib’, wife or daughter of Manu the first Man. While the biblical topos of Adam’s rib immediately comes to mind and is surely relevant, the name Par‹su was shown by K. Ho·mann (1976: 9) to have a probable Iranian cognate in the thematic vrddhi derivative p»arsa- from *p»arsu-a-, the name of the Persians. „ That is to ‡say that we may be in the presence of a foundation myth of Common Indo-Iranian date. A further clue is o·ered by verse 18: ay‹am indra vrs.a»kap‹§h. „ p‹arasvantam . hat‹am . vidat ‡ avam carum ‹ ‹ ‹ as‹§m s u » n» a m n‹ ‹ „ a » d e ‹ dhasy» a na a»‹ citam . . . v‹§s‹ vasm»ad ‹§ndra uttarah ‹ . O Indra, this Vrs.a»kapi found a slaughtered p‹arasvant [ass?], a knife, a basket, a ‡ new pot, and a wagon piled with firewood. Indra above all! Jamison is surely right in assuming with Oldenberg (1909–12 ad loc.) that the most important association of the p‹arasvant (onager, wild ass?) is as a paragon of male sexuality, as in AV 6. 72 cited below. Surrounded by the accoutrements of ritual sacrifice, this ‘virile victim’ cannot but be identified with the A‹svamedha horse. He is also identified with Vrs.a» kapi the monkey ‡ Vrsa» kapi is here as the horse-surrogate (so Jamison), and, I would suggest, . ‡ also metonymically identified with Indra as the discoverer-observer: vidat ‘found’ = Homeric Greek %δε ‘saw’. We shall see below other instances in other traditions of the theme of the ritual harnessing of the power of sexuality, specifically by direct observation, so eloquently argued by Jamison (1996: passim). Just as the king as Sacrificer is both the silent observer and the one who benefits from the A‹svamedha, so Indra in the role of king and Sacrificer in 10. 86. 18 is told that Vrs.a» kapi in the role of horse/victim has ‡ found/seen (vidat) another horse/victim surrogate, the rampant p‹arasvant. We turn finally to hymn 6. 72 of the Atharvaveda, ‘For virile power’. It has three verses; the translation is W. B. Whitney’s. y‹ath»asit‹ah. prath‹ayate v‹as‹ a»m a‹ nu „ v‹ap»um . s.i krn.v‹ann a‹ surasya m»ay‹ay»a ‡s‹amsamakam krnotu „„1„„ ev»a‹ te s‹ e‹ pah. s‹ahas»ay‹am arko‹ „ (a)_ngen»a‹ngam _ . . . ‡ 68 Calvert Watkins As the black snake spreads himself at pleasure, making wondrous forms, by the Asura’s magic, so let this ark‹a suddenly make thy member altogether correspondent, limb with limb. The verse shows much alliteration and other repetition figures, while ‘limb with limb’ recalls the familiar sympathetic magic pairings of ‘bone to bone’ etc. of Vedic, Hittite, Irish, and Old High German (Watkins 1995/2001: 519–36). y‹ath»a p‹asas t»ay»adar‹am . v»a‹tena sth»ulabh‹am . krt‹am ‡ ‹ y»avat p‹arasvatah. p‹asas t»a‹vat te vardhat»am . p‹asah. „„2„„ As the member of the t»a"y»adara is made big by the wind—as great is the member of the p‹arasvant, so great let thy member grow. The t»a"y»adara is of unknown meaning, but the p‹arasvant is probably the wild ass or onager, with the Petersburg lexicon, Geldner, pace Mayrhofer, EWA. Note that it comes first in the inherited syntagma y»a‹vat . . . t»a‹vat . . . (Greek Mος . . . τAος . . .). It may have been selected for the alliteration p‹arasvatah. p‹asas, with the inherited cognate of Greek πος ‘penis’, a derivative of the verbal root seen in Hittite pe#s- ‘rub’. y»a‹vad a‹ n_ gam [Whitney] p»a‹rasvatam h»a‹stinam . g»a‹rdhabham . ca y‹at ‹ ‹ y»avad a‹ s‹ vasya v»aj‹§nas t»avat te vardhat»am p‹ a sah „„3„„ . . As much of a limb as is that of the p‹arasvant, that of the elephant, and that of the ass—as great as of the vigorous horse, so great let thy member grow. Again the p‹arasvant comes first in the same syntagma, with the alliteration (‹a‹svasya) . . . v»aj‹§nas . . . vardhat»am . closing the frame. To be the prime exemplum of raw male sexual vigour and fertility among the equids is thus the function of the ass, whether the unmarked domestic donkey (equus asinus) or the marked wild ass or onager (equus hemionus subsp. onager) or its close relative the kulan, native to Turkmenistan and Kazakhstan. On the onager and the kulan see in detail Rau (1982), and Nagel, Bollweg, and Strommenger (1999). The word p‹arasvant could well be a Wanderswort; it recalls Akk. par^um, Hebr. pere:, Ar. fara:, all ‘wild ass’. Herodotus 7. 86 mentions domesticated onagers drawing war chariots of the Indoi in the Persian army. The role of the ass in the Rigvedic mock-A‹svamedha hymn 10. 86 is thus entirely appropriate. It should be noted finally that clear verbal echoes of this foundation myth, at the very least, found their way into yet another tradition in ancient India. Stephanie Jamison points out to me that the Buddhacarita of  Thanks to Gregory Schopen. The Third Donkey 69 A‹svaghos.a, our earliest mah»ak»avya production, describes the birth of the Buddha as follows (I 9cd): p»ar‹sv»at suto lokahit»aya jaj~ne, nirvedanam . caiva nir»amayam . ca From the side (of the queen) a son was born for the welfare of the world, without her su·ering either pain or birthpangs. The framing of the lines by the keywords in boldface surely cannot be independent of that of RV 10. 86 23ad (translated above) p‹ar‹sur ha n»a‹ma m»anav»§‹ „ . . . „ y‹asy»a ud‹aram a»‹mayat a comparison seemingly unnoticed heretofore. Hara (1980), a reference I owe to Gregory Schopen, states that the Sanskrit tradition of the Buddha’s birth story ‘adds a new specific element which is unknown to the P»ali materials’, viz. the birth from the side of the mother, without passing through her yoni, and goes on to invoke the classical medical theory of jammaduh.kha ‘birthpang-su·ering’, without reference to the Rigvedic passage. It would be of interest to learn the views of Buddhologists on this matter. We turn now to another even older Indo-European tradition of the second millennium: Old Hittite. Now our earliest Hittite text is the Proclamation of Anittas, king of Kussaras, whose floruit can be dated archaeologically and epigraphically to the time of the Assyrian merchant colony of K»arum Kane#s II (The city of N»esas, Turkish K•ultepe), c.1850–1750 . The Anittas text as we have it (Old Hittite/Old Script, edited by Neu 1974) was probably composed a century or more later. This text relates how Anittas destroyed the city of Hattusas, and made N»esas his residence and capital city. It is from N»esas that the later Hittites took the self-designation of their own language: URUNes(umn)ili, URUNasili ‘in the language of (the inhabitants of) N»esas, Luvoid form Nas-’. The city is the locus of another Old Hittite/Old Script text unearthed only in 1970, the Zalpa tale (edited by Otten 1973), which is an origin legend of the cities of N»esas on the Halys river and Zalpa on the Black Sea, their fates intertwined: the origin of the Hittites. The mythical time of the text is older than Anittas [ ₄ 1800], not to mention Hattusili I [ ₄ 1650 or 1600], the ‘Man of Hattusas’ who revived Hattusas as the seat of the new ‘Old Kingdom’. The tale is written in prose, like the Old Hittite Palace Chronicle or the fables of Aesop. If ‘ancient law is hidden in the interstices of procedure’ (Sir Henry Maine), ancient institutions are hidden in the thematic details of a variety of texts, and our Hittite Zalpa tale cries out for comparison with those Vedic Indian texts we have just surveyed. The Old Hittite text can be found in Otten’s exemplary edition, with the 70 Calvert Watkins further refinements of Eichner (1974). I give below my translation, which di·ers in some respects from but also follows that of Ho·ner (1998). The Hittite of the first sentence has already been cited above. The Queen of Kane#s bore thirty sons in a single year. She said, ‘What a monster is this which I have borne?’ She filled baskets with fat, put her sons in them, and launched them in the river. The river carried them to the sea to the land of Zalp(uw)a. But the gods took them up out of the sea and reared them. When the years had passed the Queen again gave birth, (this time) to thirty daughters. And she herself reared them. The sons are making their way back to Kane#s, driving a donkey. When they reached the city of Tamarmara, they are saying: ‘Here you have so heated up the bedroom that the donkey tries to copulate [ANS#Ei#s arkatta].’ The men of the city replied: ‘As far as we have seen, a donkey tries to copulate anyway.’ The boys countered: ‘As far as we have seen, a woman bears [only one] son [a year], but one gave birth to us (all) at once.’ The men of the city retorted: ‘Once our queen of Kane#s gave birth to thirty daughters at once, but the sons have disappeared.’ The boys said to themselves: ‘Whom are we seeking? We have found our mother there. Come, let us go to Kane#s.’ When they went to Kane#s the gods put another appearance on them so their mother does not recognize them, and she gave her own daughters to her own sons. The older sons did not recognize their own sisters. But the youngest [said:] ‘. . . should we take our own sisters in marriage? Do not stain yourselves [with] impiety. [It is not] right.’ But they sle[pt] with them. [ At that dramatic point the Old Script tablet breaks o·. But the later Neo-Hittite copy continues the narrative after a probably brief lacuna (Otten 1973: 36) with a six-line paragraph about the gods—still in mythical time—giving a blessing: The next morning [. . .] went to Zalpa [ . . . and the goddess Earth, the daughter of the god DSius, bread [ DSius sprinkled meal into his mouth [ and he tasted it, and said: [ Let it go and thrive. Zalpa(’s?) [. . . Thereafter hostilities break out between Zalpa and Hattusas (having replaced N»esas), and we are no longer in mythical time, but in (pre)historical, ‘Hittite’ time. The fragmentary state of the younger version of the text renders any interpretation conjectural. Two brothers appear to be involved, the Hittite king’s son Hakkarpilis and his (?) estranged son Happis: ‘Happis says to the men of Zalpa, “My father does not like me. Would I have gone to Hattusas to my death?” ’ The conflict ends with the destruction of the city of Zalpa, and with it Happis, by the Hittite ‘old king’. What began with unnatural royal multiple births and sibling incest is concluded, perhaps The Third Donkey 71 even consecrated, by the sacrifice of one of two rival siblings by his royal father. The origin legend is finished. The thematic points of contact with Rigveda 10. 86. 23 are too numerous and too precise to be accidental. Both traditions show a speaking name making explicit the origin or foundation legend: Kane#s /N»esas on the one hand, P‹ar‹sur M»anav»§‹ on the other. The theme of sacrifice, with its function of ritual consecration, is present both in the bull sacrifice depicted on the • zg•uc« (1988) with rich illustrations (now exhiI_nand§k vase published by O bited prominently in Ankara’s Archaeological Museum) and in the Zalpa tale with the death of Happis and in RV 10. 86. 18 (the sacrificed p‹arasvant) as well as the A‹svamedha or horse sacrifice itself. Both are foundation myths involving royalty (Indra as king/sacrificer), woman (without named partner), prodigious multiple birth, and a donkey as a symbol of sexuality. The theme of incest is lacking in the Vedic, but its functional role—to harness the power of forbidden sex—is occupied by bestiality, which is itself hinted at in the Hittite _Inand§k vase. The sacrificed donkey and the sacrificed horse are two sides of the same coin, and recall that we know nothing of the fate of the donkey in the Zalpa tale. Our Indic foundation legend of RV 10. 86. 23 forms the conclusion of the mock-A‹svamedha ritual, the central Indo-European rite of royal consecration which is the Horse Sacrifice. In recent decades it has become increasingly clear that Hittite society as well knew comparable rituals of royal consecration. The first piece of evidence is the Old Hittite large relief • zg•uc« (1988). As I wrote in 1995: vase from I_nand§k in O [F]rom the scenes depicted . . . [it is now known that] in a ritual in Old Hittite times . . . a couple, presumably the king and queen, apparently engaged in a public copulation, even if our texts are silent on the practice. The vase . . . presents the sequential narration of the ritual by four friezes of appliqu‹e relief figures . . . [It] depicts a procession of musicians to a temple with a veiled woman on the roof . . . and the third frieze . . . concludes with a sort of • zg•uc« zoom-focus to two figures [male and female] on an elaborate bed . . . With O I believe the female figure on the roof and the one in the bed are the same person, but I believe she is the queen and that the male and the female are not god and • zg•uc«, but the royal couple. (Watkins 1995/2001: 266–7) goddess, with O Finally, while there is no indication of symbolic or real bestiality in the depiction of the royal couple, the last cymbalist in the procession in the top frieze has her back turned to the final relief, in which a standing man, his face averted, grasps from behind a standing woman bent double, with her skirt raised and falling to the ground, and they copulate more ferarum, in the manner of beasts. As I suggested, ‘the symbolism is clear’. Compare 72 Calvert Watkins also the commentary on the I_nand§k vase by Marazzi (1990), who likewise considers the principal actor to be the king, and who calls attention to the ‘cinematographic’ narrative technique. More importantly, it is now known that our texts are far from silent on the practice of ritual copulation, and the protagonists are indeed the king and queen: see Melchert (2001). His paper and the hitherto unedited texts he adduces provide complete and convincing corroboration of the ceremonial copulation of the royal couple in a ritual text. I simply give Melchert’s text and translation: ‹ .MESS# GAL DUMU.MES#.E‹.GAL SI‹Gkunzan d»ai ta GIS#-i h|amanki ⅓ ta GAL LU # # # # ‹ # # ‹ ‹ GISBANSUR GISBANSUR-az ganki ⅓ GAL LU.MESUS.BAR SIG BABBAR SIG SA anda 5 immiyazi ta i#sh|uzzin ANA GAL DUMU.MES#.E‹.GAL p»ai n-an-za-an-kan antaki-#s#si d»ai (dupl. antakitti!) ⅓ GAL LU‹.MES#US#.BAR-a#sta par»a [(p)]»eh|utezzi [(LU‹A)]LAN.ZU 9 ah|a» h|alz»ai [(GAL)].MES# DUMU.MES#.E‹.GAL-kan [(GAL LU‹.MES#SI)]PA anda [(uwad)]anzi karza d»ai [(t- a#sta p)ar»a] p»ed»ai (KUB 11. 20 i 5–21 = 11. 25 iii 2–14; OH/NS) The chief of palace o¶cials takes a (wool) kunzan and ties it onto (a piece of) wood. The chief of the table-men hangs it from a table. The chief of weavers mingles white and red wool. He gives the belt to the chief of the palace o¶cials, and he puts it on/ in his antaka. One escorts out the chief of the weavers. The performer cries ‘aha!’ The chief(s) of the palace o¶cials escort(s) in the chief of shepherds. He takes the/ a karzan and carries it out. The above scene is immediately followed by that in which the action ararki#skanzi takes place: ⅓ DUMU.E‹.GAL GAD-an d»ai t-a#sta p»edai ⅓ DUMU.MES#.E‹.GAL GIS#S#U‹.A BABBAR GIS#zah|urtin BABBAR-y[a] danzi t-a#sta p»edanzi ⅓ kuitman-ma LUGAL MUNUS. LUGAL ararki#skanzi GIS#.DINANNA.H | I.A GAL-ma SI›RRU LU‹.MES#palwatall»e#s palwi#skanz[i] ⅓ m»an zinnanzi GIS#.DINANNA.H | I.A karu#s#siyanuanzi n-a#s EGIR-pa p»edi#s#si-pat tiyanz[i] ⅓ n-a#sta LU‹.MES#NAR LU‹.MES#ALAN.ZU LU‹.MES#palwatall»e#s DUMU. 9 MES#.E‹.GAL LU‹.MES#MES#EDI par»a p»anzi [LU]GAL- ma E‹.S#A›-na paizzi ⅓ [traces of one more line, then break] (KUB 11. 25 iii. 15–30) A palace o¶cial takes the cloth and carries it out. The palace o¶cials take the white throne and the white z. and carry them out. While the king and queen ararki#skanzi, they play the large lyres. The clappers clap. When they are finished, they silence the lyres and put them back in their appointed place. The singers, performers, clappers, palace o¶cials, and bodyguard go out, but the king goes into the inner chamber. KUB 11. 25 is a Neo-Hittite copy of an Old Hittite composition (connective ta passim). Many of the performers and their instruments it mentions are The Third Donkey 73 also depicted on the _Inand§k vase: LU‹.MES#ALAN.ZU , GIS# DINANNA.H | I.A. 9 But most striking is the verb ararki#skanzi ‘are copulating’, philologically and etymologically discussed at length by Melchert: a form with intensive reduplication of the root ark- (Indo-European *h erg„ h-), the same verb whose 1 subject was the donkey in the Zalpa tale, ANS#E-i#s arkatta. It is the verb ‘to mount’ of animal breeding, but also of climbing up a rope (of a man), or up a tree (of a bear); we might speculate that it was also the Hittite verb for the activity of the couple in the final relief image on the I_nand§k vase. One final Hittite ritual episode may be mentioned. It is found towards the end of the lengthy public KI.LAM festival, as edited by I. Singer (1983, 1984). The text may be found in (1984: 63–5); I cite Singer’s synopsis of (1983: 78–9), which follows the text closely: After leaving the ‘tent’, the king [still holding the GIS#kalmu#s- (a symbol of authority)] views a ritual bath. ‘Near the hearth, in a basin of marnuwan there are two naked comedians [LU‹.MES#ALAN.ZU ]. They are squatting inside the basin. „„ The ‘mother of god’ 9 priestess of DTitiutti and the overseer of the harlots run three times around/to the basin of marnuwan. „„ The overseer of the harlots holds a wooden dagger. In front of her walks the SANGA-priest(ess) of DTitiutti. The SANGA-priest(ess) holds a scepter and in the front #siparte#s are tied to her/it. „„ She pours marnuwan on the back of the comedians three times. „„ The comedians emerge from the basin and blow the horn three times. Thereafter they leave. The king enters the h|uwa#si- of the Storm-god . . . While this is but a single episode in the lengthy KI.LAM ritual, the actions of the participants, all female, with their covert sexual symbolism (the wooden dagger, the pouring of marnuwan onto the backs of the squatting naked men) bear a striking similarity to the Vedic A‹svamedha with its lesser wives and female attendants dancing around the queen and slaughtered horse, as does the role of the king as spectator in both the Indic and the Hittite ritual episodes. We have seen the LU‹.MES#ALAN.ZU in KUB 11. 25, 9 and depicted on the I_nand§k vase. We pass now to the third tradition, that of Greek. The legend of the Danaids forms an intimate part of the origin myths of the Dorians and the royal house of Argos. From the union of Io and Zeus is born Epaphus, and five generations later his great-grandsons, the brothers Aegyptus (‘Egyptian’) and Danaus (‘Greek’). Aegyptus has fifty sons, Danaus fifty daughters. As children of two brothers they are thus parallel cousins, and in a classificatory kinship system equivalent to brothers and sisters. The sons demand 74 Calvert Watkins the daughters in marriage; Danaus and his daughters flee to Argos, with the Aegyptiads in hot pursuit. Initially granted asylum, the fifty daughters are given by their father in marriage to their fifty parallel cousins. But on their wedding night, on their father’s orders, each of the daughters slays her husband. One alone, Hypermestra, disobeys, and for love spares her husband, Lynceus, who becomes king of Argos. From them are descended the royal house of Argos, and the people are henceforth known after her father as Danaoi. Aeschylus’ drama The Suppliants, doubtless the first of a lost tetralogy, begins with the landing in Argos of Danaus and his fifty daughters, fleeing their suitors, the fifty sons of Aegyptus. They are desperately seeking asylum, and desperately hostile to the marriage, to the point of threatening suicide. Aeschylus in The Suppliants gives no reason for the Danaids’ behaviour. But that the dramatic conflict and the motive for the Danaids’ repugnance were precisely abhorrence of an endogamous marriage perceived as incest was clear to the author of Prometheus Bound, from the same century. Prometheus in lines 855–6 predicts her destiny to Io: after five generations fifty maidens will come to Argos, fleeing a marriage with cousins of their own kin (857), φε3γουσα συγγενA γ)µον
νεψι$ν. And, he continues, the suitors as hawks harrying doves—an image already found in The Suppliants (224–5)—will come, hunters in pursuit of forbidden unions, θηρε3οντες ο, θηρασµους γ)µους. As origin legend the similarity of the Hittite marriage of uterine brothers and sisters and the Greek endogamic marriage of parallel cousins (of which one couple survives to found a new royal house) is evident, as its motivation. A. B. Cook, writing in 1940, had stated simply that ‘the wholesale endogamic marriage of the Danaides with the Aigyptiadai was regarded as a most potent fertility-charm’ (Cook 1914–40: iii/1. 368). It was no less a scholar than E‹mile Benveniste in 1949 with ‘La l‹egende des Dana•§des’ who first argued forcefully and, I may say, scientifically that the central issue of The Suppliants, whether or not Aeschylus was aware of or could articulate it, was the conflict of exogamy (including the widespread cross-cousin marriage) and endogamy (including parallel-cousin marriage equivalent to brother–sister marriage), which the Greeks were vaguely aware of in Egyptian royal practice. Recall that 1949 was the year of publication of Claude L‹evi-Strauss, Les Structures ‹el‹ementaires de la parent‹e . It is a pity that later commentators like A. W. Garvie chose not to appreciate Benveniste’s argument in its rigour, and to prefer as ‘more developed’ the presentation of the same exogamy/endogamy conflict, but with precisely the opposite conclusion (‘the sons of Aegyptus . . . represent the normal views The Third Donkey 75 of Athenian society’, Garvie 1969: 217), as argued by George Thomson in a number of publications since 1938 (Garvie 217 n. 2). Garvie rejects Thomson while falsely trivializing (without identifying it) the real contribution of Benveniste: ‘the argument of Thomson, though in general unacceptable, is valuable in that it dispels the illusion that the Danaids are mere representatives of a Hellenic culture against a barbaric one; for they reject a marriage that is in itself perfectly legitimate and conventional’ (223). That is to ignore the diachrony of kinship structures. While fifth-century Athenian society may not have distinguished legally between cross- and parallel cousins, it is beyond question that Indo-European society did. Many later traditions preserved relics of such a system into historical times (compare the range of meanings of Old Irish br‹athir [*bhr»ater-] and n•§o, n•§e [*nepot-]), and it is legitimate to look in Classical Greek authors like Aeschylus for traces of such hidden Indo-European themes, and to recognize them for what they are. Friis Johansen and Whittle (1980) make no mention of Benveniste’s article, which does not appear in their bibliography. They discuss but ultimately reject their mentor George Thomson’s views on the exogamy/ endogamy question, and end on the curious suggestion that The Suppliants deals with the problem of the arranged marriage. Aeschylus might have hoped for more. Benveniste begins his demonstration with the Prometheus passages cited above, then comparing the opening words of the chorus of Danaids in The Suppliants: note especially PV 857 φε3γουσα συγγενA γ)µον
νεψι$ν ‘fleeing a marriage with cousins of our own kin’ beside Supp. 8–10 α,τογενA φυξανοραν γ)µον Αγ3πτου παδων
σεβA τ: Uνοταζµεναι. in flight from men of their own kin, and abhorring an unholy marriage with the sons of Aegyptus. For alternative views see Friis Johansen and Whittle ad loc. I follow Benveniste on α,τογεν ς, also well argued for later by Thomson (1971). The Danaids conclude the opening anapaestic section with lines 37–9: (;λοιντο) πρν ποτε λκτρων Vν θµις εFργει, σφετεριξ)µενοι πατραδλφειαν τ νδ:
εκντων "πιβAναι. (May they perish) before they can mount unwilling beds from which divine right forbids them, having unlawfully appropriated these daughters of their father’s brother. 76 Calvert Watkins The word πατραδλφεια (or πατραδελφεα) is a hapax; pace Friis Johansen and Whittle, it can scarcely mean anything else, and is to be so translated literally with Benveniste (1949: 135 n. 2). Aeschylus is sensitive to such formations, witness his unique use of µατροκασιγνAται at Eum. 962 as ‘sisters of our mother [Night]’, like Hittite annaneges, discussed in Watkins (1995). The focus of this three-line clause is rhetorically underlined as well. For the πρν clause is what I have termed an Uµφαλς figure in word order, and the centre or Uµφαλς is here precisely the legal verb form and kinship term σφετεριξ)µενοι πατραδλφειαν τ νδ: ‘wrongfully seizing us, the daughters of their father’s brother’. On σφετεριξ)µενοι see Friis Johansen and Whittle; on the Uµφαλς figure see Watkins (2002). In our Aeschylean example the structure of the figure is ( πρν . . . ( λκτρων . . . ( σφετεριξ)µενοι πατραδλφειαν ) . . .
εκντων ) "πιβAναι ) 1 2 3 3 2 1 and the word order is indexical to the focus. When an Aeschylus does that one should pay attention. Benveniste concludes the legend of the Danaids with a succinct account of Hypermestra’s sparing Lynceus and its consequences. ‘Gr^ace a› l’intervention d’Aphrodite qui fait acquitter la “trahison” d’Hypermestra, l’exigence exogamique fl‹echit a› l’avantage du mythe royal’ (1949: 137). He adds one more inherited Indo-European theme to the legend of the Danaids: a v»§rya‹sulka svayam . vara ‘self-choice with manly deed as brideprice’, to give it its Indian name, the foot race devised by Danaus to marry his forty-eight remaining daughters, which is reported in Pindar, Pyth. 9. 111–16. For more on the svayam . vara in Greece see Jamison (1999). Let us pause and take stock. We saw earlier that both Indic and Anatolian traditions shared the features of a speaking name (1), indexing an origin/ foundation legend (2), the themes of royalty (3), woman (4), and prodigious multiple birth (5), of forbidden sexual union (6) either incestuous or bestial (7), and the sacrifice (8) of a large male quadruped, either horse or donkey (9) in an overt context of intense sexuality (10). In the legend of the Danaids as presented in Aeschylus’ Suppliants we find the first seven of these features as themes: the speaking names Danaos ‘Greek’, Aiguptos ‘Egyptian’ (1), foundation legend (2) of the royal house of Argos (3), woman (4) and prodigious multiple birth (5) of the fifty daughters fleeing the suit of the fifty sons, a forbidden sexual union (6) equivalent to incest (7) in an exogamous society. What is missing in this otherwise wellformed traditional Indo-European origin legend are precisely features (8), The Third Donkey 77 (9), and (10); Greek tradition and Greek religion, as is well known, show no evidence for an A‹svamedha ritual. In an important paper (2002) Hayden Pelliccia introduces the notion of the ‘detachable formula’. The property of ‘detachability’ in Pelliccia’s sense is a characteristic of formulas and other ‘ready-made surface structures’ (Kiparsky 1976) like proverbs. But if there are ‘detachable formulas’ so are there ‘detachable themes’, which may be deleted from one context and inserted in another. The process is perfectly familiar in folklore. To take a case in point, the themes (3), (4), and (5) of our origin legend recur precisely in the tale of a thirteenth-century Dutch countess, a noble (3) woman (4), as a result of a curse giving birth to 365 children at one delivery (5). Samuel Pepys visited the church in the village of Loosduinen just south of The Hague where the children were baptized, and duly recorded the story in his diary on 19 May 1660. Perhaps themes (8) sacrifice, (9) donkey, and (10) sexuality were ‘detached’ from one context in our origin legend too, and inserted in another. As it turns out we have not far to look. In the first place, as succinctly expressed by H. Ho·mann (1983: 61), ‘Athenian potters and painters considered sexual arousal as “symptomatic” for donkeys—a conclusion hardly surprising in view of the size and persistence of the animal’s erection, which must have struck ancient beholders as a quasi-divine phenomenon’. For Ho·mann donkeys are ‘ideationally correlated’ with satyrs, most evidently on the mid-sixth-century Franc«ois Vase (ABV 76. 1), and he gives a spirited and penetrating analysis with illustrations of donkey sexual symbolism, our themes (9) and (10), in ancient Greek art and literature. For theme (8), sacrifice, we must turn to Pindar. Pindar’s Nemean 10 begins with an invocation to the Graces to sing a hymn to Argos, the city of Danaus and his fifty splendid-throned daughters: 1–2 ∆αναο+ πλιν
γλαοθρνων τε πεντ κοντα κορ2ν . . . „ Xργος . . . 4µνετε. Hera’s city has countless claims to fame, and Pindar begins his enumeration (line 4) with Perseus and the Gorgon Medusa, continues through the Argive heroes, adding that the city excelled in lovely-haired women (10), Zeus proving the claim in coming to Alkmene and Danae. We are not far from Danaus; Danae of Argos bears the same speaking name (‘Greek woman’), theme (1) above, and she is the mother of the Gorgon-slayer Perseus, whose exploit is yet another Indo-European theme (Watkins 1995/ 2001: passim). Cf. also Pythian 12. 16–17 κρ2τα συλ)σαις Μεδοσας „ υLZς ∆αν)ας ‘(Perseus) the son of Danae, after taking the head of Medusa’. Now the fullest account in Pindar of Perseus’ dragon-slaying exploit is in his earliest-preserved ode, Pythian 10. 44–8 (498 ), with its virtual  See also Hedreen (1992); I am indebted to Sarah Morris for these references. 78 Calvert Watkins Indo-European formula πεφνν τε Γοργνα ‘he slew the Gorgon’, and the inherited verb and word order of Vedic a‹ hann a‹ him. But far more important to Pythian 10 is the story of where Perseus went before slaying Medusa. As W. H. Race states (1997: 356), ‘The central narrative, framed in ring composition, tells of Perseus’ journey to the Hyperboreans.’ As usual we must pay attention to what is framed by ring composition, and look at what is going on among the Hyperboreans. For it is precisely our ‘detached theme’: the sacrifice (theme 8) of donkeys (theme 9) in an overt context of intense sexuality (theme 10). The sacrifice of donkeys was in fact very rare in Greek cultic practice. H. Ho·mann, to whose study we owe so much, including the latter point, had stated that no less a scholar than ‘Walter Burkert put me on to the paradoxical donkey sacrifice in Pindar’s “Hyperborean digression” and thereby gave me the impetus for this paper’ (1983: 71 n. 57). Pythian 10. 31–6 follows: παρ: ο\ς ποτε Περσε^ς "δασατο λαγτας, δ#µατ: "σελθ#ν, κλειτ_ς ;νων *κατµβας "πιτσσαις θε1$ 7ζοντας· Vν θαλαις µπεδον ε,φαµαις τε µ)λιστ: 9πλλων χαρει, γελR2 τ: `ρ$ν aβριν Uρθαν κνωδ)λων. With them Perseus, the leader of people, once feasted, upon entering their halls, when he came upon them sacrificing glorious hecatombs of asses to the god. In their banquets and praises Apollo ever finds greatest delight and laughs to see the beasts’ rampant insolence (trans. W. H. Race) The wording of the passage is traditional, from the ‘Mycenaean’ title λαγτας to the rare verb "πιτσσαις, confined to Pindar. Note also that Apollo is a spectator of the sexual show (`ρ$ν), like the Indian king in the A‹svamedha and the Hittite king in the KI.LAM ritual episode. Whether there is a connection between the names Perseus and Par‹sus or P»arsa, and what it might be, I do not want to speculate—though I have my suspicions. But I do submit that with this ‘detachable theme’ of the sacrifice of sexually aroused donkeys—the third donkey in the Indo-European traditions—the foundation myth of the house of Argos, the origin legend of the Dorians is complete. It is the same origin legend as those of the Indians and the Hittites, and a remarkable instance of what I have called ‘genetic intertextuality’.  For Uρθαν in line 36 I substitute ‘rampant’ (or ‘erect’) with LSJ for Race’s ‘braying’. The Third Donkey 79        Benveniste, E‹. 1949: ‘La l‹egende des Dana•§des’, Revue de l’histoire des religions, 136: 129–38. Bright, W. (ed.). 1992: Oxford International Encyclopedia of Linguistics, 1st edn. (New York and Oxford: Oxford University Press). Cook, A. B. 1914–40: Zeus: A Study in Ancient Religion (3 vols. in 5; Cambridge: Cambridge University Press). Eichner, H. 1974: Indogermanische Chronik, Die Sprache, 20/2: 185. Friis Johansen, H., and Whittle, E. W. 1980: Aeschylus: The Suppliants (3 vols.; Copenhagen: Nordisk Forlag). Garvie, A. W. 1969: Aeschylus’ Supplices (Cambridge: Cambridge University Press). Hara, M. 1980: ‘A Note on the Buddha’s Birth Story’, in Indianisme et Bouddhisme: m‹elanges offerts a› Mgr E‹tienne Lamotte (Publications de l’Institut Orientaliste de Louvain, 23; Louvain-la-Neuve: Peeters), 143–57. Hawkins, J. D., and Morpurgo Davis, A. 1998: ‘Of Donkeys, Mules and Tarkondemos’, in Jasano· et al. (1998), 243–60. Hedreen, G. 1992: Silens in Attic Black-Figure Vase Painting (Ann Arbor: University of Michigan Press). Hettrich, H. (ed.). 2002: Indogermanische Syntax: Fragen und Perspektiven (Wiesbaden: Reichert). et al. (eds.). 1995: Verba et Structurae: Festschrift f•ur Klaus Strunk zum 65. Geburtstag (Innsbr•uck: Institut f•ur Sprachwissenschaft der Universit•at Innsbr•uck). Ho·mann, H. 1983: ‘bΥβριν Uρθαν κνωδαλ$ν’, in Metzler et al. (1983), 61–73. Ho·mann, K. 1976: Aufs•atze zur Indoiranistik (Wiesbaden: Reichert). Ho·ner, H. A., Jr. 1998: Hittite Myths, 2nd edn. (Atlanta: Scholars Press). Jamison, S. 1996: Sacrificed Wife/Sacrificer’s Wife (New York: Oxford University Press). 1999: ‘Penelope and the Pigs: Indic Perspectives on the Odyssey’, Classical Antiquity, 18: 227–72. Jasano·, J., et al. (eds.). 1998: M‹§r Curad: Studies in Honor of Calvert Watkins (Innsbruck: Innsbrucker Beitr•age zur Sprachwissenschaft). Kiparsky, P. 1976: ‘Oral Poetry: Some Linguistic and Typological Considerations’, in Stolz et al. (1976), 73–106. Marazzi, M. 1990: Il geroglifico anatolico: problemi di analisi e prospettivi di ricerca (Biblioteca di Ricerche Linguistiche e Filologiche, 24; Rome: Dipartimento di Studi Glottoantropologichi, Universit›a ‘La Sapienza’). Melchert, H. C. 2001: ‘A Hittite Fertility Rite?’, in Wilhelm (2001), 404–9. Metzler, D., Otto, B., and M•uller-Wirth, C. (eds.). 1983: Antidoron: Festschrift f•ur J•urgen Thimme zum 65. Geburtstag (Karlsruhe: C. F. M•uller). Nagel, W., Bollweg, J., and Strommenger, E. 1999: ‘Der “onager” in der Antike und die Herkunft des Hausesels’, Altorientalische Forschungen, 26: 154–202. 80 Calvert Watkins Neu, E. 1974: Der Anitta-Text (Studien zu den Bo"gazk•oy-Texten, 18. Wiesbaden: Harrassowitz). Otten, H. 1973: Eine althethitische Erz•ahlung um die Stadt Zalpa (Studien zu den Bo"gazk•oy-Texten, 17; Wiesbaden: Harrassowitz). Oldenberg, H. 1909–12. R.gveda: Textkritische und exegetische Noten (Abhandlungen der K•oniglichen Gesellschaft der Wissenschaften zu G•ottingen, 11, 13; Berlin: Weidmann; repr. G•ottingen: Kraus, 1970). • zg•uc«, T. 1988: I_nand§ktepe: An Important Cult Center of the Old Hittite Period O (Ankara: T•urk Tarih Kurumu Bas§mevi). Pelliccia, H. 2002: ‘The Interpretation of Iliad 6: 145–9 and the Sympotic Contribution to Rhetoric’, Colby Quarterly, 38/2: 197–230. Race, W. H. 1997: Pindar (Loeb Classical Library; Cambridge, Mass.: Harvard University Press). Rau, W. 1982: ‘A Note on the Donkey and the Mule in Early Vedic Literature’, in Dr K. Kunjunni Raja Felicitation Volume (The Adyar Library and Research Centre, Bulletin 44–5; Adyar, Madras), 179–89. Singer, I. 1983: The Hittite KI.LAM Festival, pt. 1 (Studien zu den Bo"gazk•oy-Texten, 27; Wiesbaden: Harrassowitz). 1984: The Hittite KI.LAM Festival, pt. 2 (Studien zu den Bo"gazk•oy-Texten, 28; Wiesbaden: Harrassowitz). Stolz, B. A., and Shannon, R. A. (eds.). 1976: Oral Literature and the Formula (Ann Arbor: University of Michigan Press). Thomson, G. 1971: ‘The Suppliants of Aeschylus’, Eirene, 9: 25–30. Watkins, C. 1992: ‘Culture History and Historical Linguistics’, in Bright (1992), 318–22. 1995: ‘Some Anatolian Words and Forms: Hitt. nega-, negna-, Luv. *niya-, nani-’, in Hettrich et al. (1995), 357–61. 1995/2001: How to Kill a Dragon (New York and Oxford: Oxford University Press). 2002: ‘:Επων θσις. Poetic Grammar: Word Order and Metrical Structure in the Odes of Pindar’, in Hettrich (2002), 319–37. Wilhelm, G. (ed.). 2001: Akten des IV. Internationalen Kongresses f•ur Hethitologie, W•urzburg, 4.–8. Oktober 1999 (Studien zu den Bo"gazk•oy-Texten, 45; Wiesbaden: Harrassowitz). PART TW O GREEK This page intentionally left blank 6 Spoken Language and Written Text: The Case of
λλοειδα (Hom. Od. 13. 194) A. C. Cassio Brought back home by the Phaeacians, Odysseus wakes up in his native Ithaca but is unable to recognize it because of the mist Athena has poured around him: the features of the surrounding landscape look strangely unfamiliar to him: το(νεκ: ρ:
λλοειδα φαινσκετο π)ντα νακτι,
τραπιτο τε διηνεκες λιµνες τε π)νορµοι πτραι τ: Hλβατοι κα δνδρεα τηλεθ)οντα. (Hom. Od. 13. 194–6) Therefore all things seemed strange to their lord, the long paths, the bays o·ering safe anchorage, the sheer cli·s, and the luxuriant trees. (trans. Murray 1960: 17) Line 194 has posed many problems to Homeric scholars, mainly for metrical reasons connected with
λλοειδα. The adjective
λλοειδ ς (hapax in Homer and apparently never found in subsequent Greek epic texts) means ‘of di·erent form’ (LSJ) and belongs to a series of bahuvr»§his of which the most widespread in Homer is θεοειδ ς (originally θεο%ειδ ς), ‘das Aussehen eines Gottes habend’ (Risch 1974: 186); other compounds of the same kind found in Homer are Hεροειδ ς, literally ‘having the appearance of mist’, οειδ ς ‘looking like a violet in colour’, and µυλοειδ ς ‘looking like a millstone’. Adjectives meaning ‘having the appearance of x’ were likely to enjoy a good deal of success not only among poets, but also among philosophers and scientists: as a consequence more than 450 compounds in -ειδ ς are attested, mainly in prose texts (e.g.
νθρωποειδ ς Hdt. 2. 86 etc.; σφαιροειδ ς Hipp. Aer. 14., Plato, Tim. 33  etc.; θυµοειδ ς Hipp. Aer. 12, Plato, Rep. 440  etc. ). I am very grateful to O. Tribulato, F. Pontani, and C. Ciancaglini for suggestions and corrections.  A number of them passed into Latin (calatho»§des, cylindro»§des, selino»§des, etc.) and from 84 A. C. Cassio There is no doubt that
λλοειδα was the only reading known to antiquity. There are no significant variants in the manuscript tradition (apart from isolated misspellings and conjectures: see p. 87 below), and it is quoted as such by the lexicon of Apollonius Sophista (23. 23 Bekker:
λλοειδα·
λλοφανA· το(νεκ: ρ:
λλοειδα φαινσκετο) and by Eustathius (In Od. 1738. 49 Majoranus–Debares
λλοειδα δd Vν τZ εGδος Hλλοωται). Its meaning fits the context perfectly (‘everything appeared to Odysseus with a different shape [from what he expected]’) and has never been doubted from a semantic point of view. The problem is that to make the line scan one must regard both -οει- and -εα- as pronounced with synizesis. The synizesis of -εα- < -eha presents no insurmountable problem: it is very well attested, and is obviously a sign of lateness (at the early stages of epic diction -εα- < -eha was invariably disyllabic). The real trouble is the synizesis of -οει-:
λλοειδ ς is the only instance in Homer where -οει- < -ο%ει- in a nominal compound (such as e.g. θεοειδ ς, Hεροειδ ς, µενοεικ ς, θεοεκελος) must be scanned as a single syllable. It is perfectly true that ‘Homeric verse shows, in comparison with later Greek poetry, some remarkable freedoms in the accommodation of words to the meter’ (West 1997: 226), but these freedoms belong to certain well-known categories (West 1997: 226–32). On the contrary,
λλοειδ ς is a hapax exhibiting a prosodic treatment which is in its turn hapax in Homer. Traditionally, two di·erent solutions have been put forward: (1) The synizesis of -οει- is surprising but possible, and as a consequence the line is metrically acceptable as it stands. (2) The synizesis of -οει- is unacceptable: Homer cannot have sung that line as it is in the manuscripts, and the text must be emended somehow. Although solutions (1) and (2) are radically di·erent, they are based on the assumption that Homer could not have sung an unmetrical line. However, Janko (1998) has o·ered a totally new approach to the problem. In his opinion, the assumption of an original oral dictated text will explain a number of incongruities found in the Homeric poems. For example, ‘Homer never went back to erase the tell-tale duals’ of Iliad 9; ‘without a faithful dictated text, I cannot explain the duals’ (Janko 1998: 8). In addition, formally imperfect lines can, in Janko’s opinion, be explained if we admit Latin into many western modern languages, where a segmentation (x)-o»§des became the rule (cf. Eng. humanoid, It. umanoide, etc.).  See e.g. Od. 4. 757 δ#µατ) θ: 4ψερεφα κα
ππροθι πονας
γρο3ς; 21. 277 Ε,ρ3µαχον δd µ)λιστα κα 9ντνοον θεοειδα; and Chantraine (1958: 56). Spoken Language and Written Text 85 an oral dictated text. ‘We can be certain that Homer did not use writing to improve his texts. A poet using writing or an editor altering his work would have done something about such incurably unmetrical verses as το(νεκ: ρ:
λλοειδα φαινσκετο π)ντα νακτι’ (Janko 1998: 7). Apparently Janko, who does not mention any previous discussion of this line, believes that it was unmetrical from the start: it was dictated as such, put down in writing as such, and never altered in the manuscript tradition in spite of its shortcomings. This completely reverses the traditional approach to the problem. Janko’s thesis is quite new and looks fascinating at first sight, but it would really carry conviction only if it were possible to demonstrate beyond doubt that Od. 13. 194 is absolutely ‘incurable’ from a metrical point of view. But to my mind this is far from being the case. My opinion is that the line was perfectly metrical when it was composed, the only trouble being that
λλοειδα was written slightly di·erently from how it was pronounced. The right solution had already been arrived at in the nineteenth century (see below, pp. 88 ·.) but was completely neglected thereafter. In the past some have tried to salvage Homer’s reputation as a verse-maker by drastically ‘shortening’ φαινσκετο, which is clearly the paradosis. The reading φανετο is already found in some medieval manuscripts and clearly represents a late antique or medieval attempt at solving the metrical problem: but the resulting line (το(νεκ: ρ:
λλοειδα φανετο π)ντα νακτι) runs counter to one of the basic metrical rules of the hexameter, which cannot be divided into two exact halves. At the beginning of the nineteenth century Richard Porson and Richard Payne Knight put forward (independently, as it would seem)
λλο%ειδ: "φανετο. In the form
λλοειδ: "φανετο this emendation was accepted by Stanford (1965: 7), and still in Hoekstra’s opinion (1989: 176) is ‘the least unsatisfactory correction of the MS-tradition’. Yet to my mind its shortcomings are evident. Firstly, this emendation solves one metrical problem by creating a new one, since we must admit an  See the apparatus ad loc. in Allen (1919), and van Thiel (1991: xix).  Korzeniewski (1968: 34). The same fault blights Buttmann’s conjecture (1825: ii. 270)
λλο%%ειδα φανετο (wrongly attributed to R. Porson in van Thiel’s apparatus, 1991: 180).  Porson (Grenville, Porson, and Cleaver 1801: ii. 48) ‘. . . quod per digammon ita defendi possit, ut legas το(νεκ: ρ:
λλο%ειδ: "φανετο’; Payne Knight (1820: 420) prints τοονεκ: αρ: αλλο%ειδε: εφαινετο παντα ανακτι (no breathings or accents). Ludwich says in his apparatus (1891: 12): ‘
λλοειδα [i.e. ΑΛΛΟ%ΕΙ∆ΕΑ] φανετο praeeunte Porsono probat Buttmann Lex. 55 p. 270’, but Porson would never have made a metrical blunder of this sort. 86 A. C. Cassio unheard-of
λλο%ειδ(α). Secondly, φανεσκετο (which was already known to Apollonius Sophista, quoted above) can by no means be explained as a scribal error for "φανετο: if we posit "φανετο as the original (spoken and/or written) text, someone in classical or, at the latest, Hellenistic times must have deliberately turned it into φαινσκετο, with the brilliant result of definitively shattering the metre—surely a very implausible scenario. Moreover, φαινσκετο (incidentally, a hapax again) belongs to the wellknown category of the ‘iterative-intensives’ in -σκον (Zerdin 2002) and seems particularly suitable for the situation, as many scholars from Muetzell (1833: 39) on have remarked. If one accepts φαινσκετο—as one should, in my opinion—then one is still confronted with the problem of the synizesis of -οει- in
λλοειδα. Only very few scholars have explicitly defended it, implying that
λλοειδα was recited exactly as such from the start; the majority of Homerists have adopted a sceptical posture (see Chantraine 1958: 56 ‘
λλοειδα en ν 194 est particuli›erement suspect a› cause de la syniz›ese de οει’) and have proposed emendations. In the nineteenth century and the first part of the twentieth some editors printed such conjectures in their text, but we must bear in mind that by doing so they edited a ‘reconstructed’ Homer. However unhappy we may feel with
λλοειδα, we can be certain that at some point (we do not know exactly when, but in all likelihood before the Alexandrian age) this form established itself in the Homeric written text, thus becoming the only reading known to antiquity (see above), and I would imagine that in late recitations of Homer based on the written text -οει- was slurred together to make one long syllable. However, reasonable emendations to the Homeric text can be useful to us even if we do not accept the idea of a ‘reconstructive’ edition of Homer; in any case they oblige us to reflect on the possible modifications undergone by that text at a spoken or written level during its long history  Apparently at the beginning of the 19th cent. some scholars thought that a geminate digamma could be restored more or less ad lib.; see Buttmann’s (1825: ii. 270)
λλο%%ειδα. Stanford (1965: 206) tells us that ‘the lengthening of the ο is strange, but not impossible metri gratia and in view of the original Digamma in -%ειδα’. I am afraid it is impossible.  ‘Forma enim quae dicitur iterativa tantum abest, ut aliena sit ab loci natura, ut nullam aptius excogitari posse existimaverim. Quippe curiose Ulixes circumspectabat regionem, in qua ab Phaeacibus expositum se esse videret.’ See also Ameis and Hentze (1910: 13) ‘φαινσκετο erschien immer wieder, indem er sich nach allen Seiten umsah’. See also Krehmer (1973: 13 ·.) with further bibliography.  See Muetzell (1833: 39); Lobeck (1862: 134–5).  But clearly some perceived it as unmetrical and resorted to replacing φαινσκετο with φανετο, as we have seen. Spoken Language and Written Text 87 from, say, the seventh to the third century . In other words, they can be useful not because they tell us what featured in a Homeric text, say, in the third century , but inasmuch as they make us suspect that something slightly di·erent from the transmitted text had been recited (and possibly also written) many centuries before. The emendation that has proved most successful in the latter part of the nineteenth century and throughout the twentieth has undoubtedly been
λλο%ιδα or its Ionic outcome
λλοϊδα, usually interpreted, with Ameis and Hentze (1910: 13), ‘anders von Aussehn, fremdartig, gebildet aus dem digammierten δεν, wie
ϊδ ς Hes.
σπ. 477,
ϊδνς θεογ. 860’. This emendation seems to have first been put forward by Fr. H. Bothe, although Doederlein and Bekker later presented it as if it were their own. Some years later La Roche (1868: 10) printed the conjecture
λλοϊδα, which he found in a fifteenth-century manuscript (Vindobonensis phil. gr. 5) and which he scanned as ωθθω(Ebeling 1885: 82), but obviously the author of that conjecture did not conceive of it as the outcome of
λλο%ιδα. Both this form and
λλοϊδα often met with the approval of Homeric scholars in the nineteenth century. I personally find
λλοϊδα φαινσκετο certainly preferable to Porson’s and Payne Knight’s
λλο%ειδ: "φανετο, and if nothing better could be found, it should be accepted. Yet it seems distinctly clumsy to me:
λλοϊδα φαινσκετο would literally mean ‘everything appeared as seen in a different way’, with a strange duplication of the concept ‘been seen’, present both in -ιδ ς and in φανοµαι. The meaning of the transmitted
λλοειδα  According to Capelle (1889: 38), apparently in Bothe’s edition of the Odyssey (Leipzig, 1834–5) (non vidi ).  Doederlein (1853: 7, ⅓411) ‘Warum will man nicht lieber
λλο%ιδα lesen, wie nach ⅓406 [p. 4]
ιδ ς neben
ειδ ς bestand?’ The reference is to
ϊδ ς, found at [Hes.] Scut. 477. Bekker (1858: 168) prints a ‘conservative’
λλοειδα but later comments (p. 392) ‘
λλοιδα, nescio an recte, si scribas
λλο%ιδα’. He possibly interpreted
λλοιδα as the contracted form of
λλοειδα, as in δηλο < δηλει; see below, n. 24.  The author of the conjecture, possibly Demetrios Trivolis, the scribe of that manuscript (Gamillscheg, Harlfinger, and Hunger, 1981: no. 103), certainly wanted to emend
λλοειδα by introducing a ‘shorter’ form more compatible with the metre, but I am far from certain that by writing -οϊ- he wanted to signal that he conceived of it as disyllabic. Philipp (1955) followed Ludwich (1991: 12, apparatus), who stated ‘
λλοϊδα anon. ap. Studemund An. var. I 214, 15’, but in fact in that text (‘Anonymus Ambrosianus de re metrica’, Studemund 1886: 211–47)
λλοϊδα is the editor’s correction for the transmitted λω δα.  See e.g. Autenrieth and Kaegi (1902: 23) ‘
λλοειδ ς . . . oder richtiger
λλο-ιδ ς’; Fraenkel (1910: 110; 109 n. 3); Philipp (1955) ‘mediopassives Verbaladj. wie
ϊδ ς (Hs. scut. 477) nicht zu εGδος, sondern zu δεν’; LSJ 69 ‘perh.
λλο%ιδα’.
λλοϊδα was printed in Dindorf and Hentze (1930: 7). Risch (1974: 84) prints ‘
λλο-ιδ ς (-οιδ ς?)’ without further comment. 88 A. C. Cassio φαινσκετο is infinitely more natural: ‘everything appeared as having a different form’. Not surprisingly, in Classical Greek compounds in -ειδ ς are often found in connection with φανοµαι: su¶ce it to quote Hipp. Cap. vuln. 12 αL 7αφα 7ωγµοειδες φαινµεναι; Arist. Prob. 912a14 µηνοειδhς δd φανεται, iταν ` Nλιος µεταβIA; Col. 792a20–1 φανεται δd κα j θ)λαττα πορφυροειδ ς. For this reason, as I remarked above, no one has ever contested
λλοειδα φαινσκετο from a semantic point of view: it is exactly what is required by the context and by Greek usage. To my mind the right solution is di·erent from
λλοϊδα, and had already been perceived by Dindorf (1856: 207) and Lobeck (1862: 135). The latter accepted the synizesis, as we have seen, but at the same time made a remark that is worth quoting in extenso (though the reader must be warned that he wrongly regarded θεουδ ς as a ‘crasis’ of θεοειδ ς): ο et ει syllabatim audiuntur in adiectivis cum εGδος connexis, κυνοειδ ς etc. Horum autem duo metro contraria Homerus singulari artificio concinnavit, unum synecphonesi,
λλοειδ ς, alterum crasi non minus insolita, θεουδ ς . . . Idem consequi poterat omittenda vocali, quae diphthongum anteit, connexiva:
λλειδ ς et θεειδ ς ut *τερειδ ς . . . At vero hac via ille non utitur, sed vocalem plene exprimit: θεοειδ ς οειδ ς Hεροειδ ς. Et haec apud posteriores praevalet ratio. In other words, Lobeck remarked that Homer might well have used
λλειδ ς, i.e. a form in which -ο- was deleted before -ει-, but preferred to ‘express the vowel in full’, as was clearly the rule in later Greek. Lobeck accepted the synizesis (which he called synecphonesis) of
λλοειδ ς, but was at the same time aware that a form like *
λλειδ ς was linguistically perfectly possible and would have suited the metre better than the one found in the manuscripts. In fact, in his edition of the Odyssey Dindorf (1856: 207) had already printed
λλειδα, although Lobeck did not quote him. There are in my opinion interesting indications that the poet of the Odyssey, or at any rate the latest singer whose verses were registered in writing,  Between a compound in -ειδ ς and one in -ιδ ς there is not just a di·erence in Ablaut (as Doederlein 1853: 4 and Fraenkel 1910: 110 seem to imply):
ϊδ ς means ‘unseen’,
ειδ ς means ‘formless’ (LSJ s. vv.). By the same token
λλοειδ ς means ‘having a di·erent form’, and
λλοϊδ ς should mean ‘seen in a di·erent way’.  As some ancient grammarians did: see Lobeck (1862: 135). But, as Buttmann (1825: ii. 270) rightly remarked, ‘Die zusammenziehung k•onnte . . . nur θεοιδ ς lauten.’ As is well known, θεουδ ς means ‘fearing God’ and derives from *theoduei»es: see Bechtel (1914: 164) „ „ (first explained by Buttmann 1825: i. 169–73; ignored by Lobeck).  Ameis and Hentze (1877: 17) reject Dindorf ’s
λλειδα virtually without argument (they regard it as ‘k•uhn’). Spoken Language and Written Text 89 actually pronounced the word [alleidea]. It is important to recall that lines „ 194–5, το(νεκ: ρ:
λλοειδα φαινσκετο π)ντα νακτι,
τραπιτο τε διηνεκες λιµνες τε π)νορµοι, show some distinctly late features, only the adoneus π)ντα νακτι being prosodically ‘traditional’. -εα with synizesis is recent, as we have seen, and such forms as φαινσκετο (which is itself hapax) are commonly regarded as ‘peculiar to Ionic’ (Zerdin 2002: 109). Moreover, the traditional epic forms were evidently
ταρπς or
ταρπιτς, both attested in Homer more than once (Il. 17. 743; 18. 565; etc.);
τραπιτς is attested only here in Homer and, as it happens,
τραπς is the form later current in Ionic and Attic. Π)νορµος is hapax in Homer and is found elsewhere only as a place name. Interestingly enough, according to some scholars an interpolator may have been responsible for this passage (Krehmer 1973: 16). The adjective transmitted in writing as
λλοειδα was not only a newcomer to an epic text, but was probably created precisely for that very context, and at a time when the second member of the compound no longer sounded [-ueid-] but [-eid-]. When the final vowel of the F(irst) M(ember) „ „ „ of a compound came into contact with the initial vowel of the S(econd) M(ember) after the loss of a [u], various options were possible, also depend„ ing on whether the compound was old or a newly created one. Uncontracted forms can be found not only in poetic texts, where the outcome of the old compounds was protected by metre, but occasionally also in prose texts, where, however, poetic reminiscences or artificial manipulations are either probable or certain (see e. g.
γαθοεργο Hdt. 1. 67 or κακοεργα ‘bad workmanship’ used by Plato, Rep. 422  to di·erentiate it from κακουργα). As a matter of fact, contractions or elisions must have been the most widespread options in spoken Greek, and they often appear at a written level: one might recall such contractions as κων from
%κων, χειρ$ναξ from *χειρ%αναξ, χρυσουργς from *χρυσο%οργς. Elisions are also common (K•uhner and Blass 1890–2: ii. 335): to epic *πτ)ετες (Od. 7. 259) corresponds *πττης  See e.g. Hom. Il. 1. 390 δ$ρα νακτι; Od. 20. 111 σAµα νακτι, in the same metrical slot.  Note also that το(νεκ(α) is an example of ‘crase impossible a› e‹ liminer’ (Chantraine 1958: 85), and must be recent although it is frequently encountered in Homer.  Herodotus has only
τραπς (7. 175 etc.), and this is the form commonly used in Attic.  I am not certain that Risch (1965: 149) was right to regard π)νορµος as a poetic form invented for metrical convenience.  Mycenaean ku-ru-so-wo-ko; see now Mei¢ner and Tribulato (2002: 307). Forms with aphaeresis are also attested (e.g. Dλοργ ς in Ionic: see Weir Smyth 1894: 265 and Buck 1955: ⅓167). 90 A. C. Cassio in Attic (Ar. Ran. 422; *πττις Ar. Thesm. 480), and to Hesiodic φεροικος (Op. 571) Attic φροικος (Cratin. 101 KA). In some cases one has the impression that the language chose one option over another for special reasons. For example, Attic has a noun
νδρεκελον (‘flesh-coloured pigment’ LSJ: Plato, Rep. 501  etc.) evidently from
νδρ(ο)εκελον. In this case elision was preferred to contraction because the latter would have led to *
νδροκελον, thus obscuring the connection with εFκελος and the other numerous compounds in -εκελος. One would expect at least some written traces of contractions or elisions in the adjectives of the µονοειδ ς type, but they are exceedingly rare. Contractions may have been avoided for at least two di·erent reasons: on the one hand *µονοιδ ς would have obscured the connection of the SM with εGδος, and on the other there are in Greek some compounds with a SM -οδης (e.g. χελυνοδης, πεοδης, σχιοδης) that are certainly connected with οδω ‘swell’, and this would have engendered some confusion (although the accent was di·erent). This is the reason why I very much doubt that a singer could have used the pronunciation [alloidea] at Od. 13. „ 194. Elision (e. g. *µονειδ ς) would have avoided the danger of obscuring the connection with εGδος, but it is attested only very rarely in writing. The main reason for keeping a hiatus, at least in writing (µονο-ειδ ς), is that the compounds of the µονοειδ ς type are very common in philosophical or scientific texts, and their resistance to elision or contraction is certainly due to the ‘Tendenz, die Ver•anderungen der W•orter . . . im Kompositum zu unterdr•ucken im Interesse der Deutlichkeit des einzelnen Wortes’ (Debrunner 1917: 62). But Debrunner wisely added (ibid.): ‘wie weit da die gesprochene Sprache mitging, ist freilich schwer festzustellen’. As a matter of fact it is far from certain that every Greek, even at a high cultural level, pronounced those adjectives exactly as they were written. For example, θεοειδ ς is found more  The final vowel of the FM was elided exactly as in a number of other compounds with vowel-initial SM (already in Homer: see e.g. αν-αρτης (cf. αν-µορος), λαβρ-αγρης, παρθεν-οππης; Risch 1974: 207).  For
νδρο- as FM see e.g. Il. 6. 498 bΕκτορος
νδροφνοιο.  See δηλο < -(ι)ει. -οι- seems to have been the outcome of -ο%ει-, too (if (
ν)ογω < „ ii. 356 ·.; West 1998: xxxiii). U%-ειγ; see Frisk 1973:  It is not possible to discuss here the relationship of the compounds in -ειδ ς to those in -#δης, which are semantically close to the former but etymologically divorced from them (see Leukart 1974).  Von der M•uhll (1946: 241, apparatus) seems to regard a contraction
λλ1ωδA as possible, but as a rule οει contracts to οι, not to 1ω; see above, n. 24. We read θυµοιδ[ at Aesch. fr. 281 a 32 Radt, a form of θυµοιδ ς or θυµοδης, ‘irascible’ (Glare 1996: 153). According to Lobel (1952: 41), ‘possibly we have a compound with οδεν’. Spoken Language and Written Text 91 than once in Plato (e.g. Phaedo 95  5, Rep. 501  7), and in the Epinomis one reads the comparative θεοειδστερον (980  8); yet Antiphon the Sophist wrote the superlative θεειδστατος (87 B 48 DK), which on the whole sounds more compatible with the spoken language. Interestingly enough, in the Laconian dialect the old θεο%ειδ ς (four syllables) gave way in the real dialect to a trisyllabic σιειδ ς (Alcm. 1. 71 Davies), which can only be explained ‘als Hyph•arese von *θιοειδ ς’ (Risch 1954: 28). And it is remarkable that while the compound *τεροειδ ς (whose meaning is hardly di·erent from that of
λλοειδ ς) appears exclusively in this form in prose texts, *τερειδ ς is metrically guaranteed at Nic. Alex. 84, where the e·ects of poisoning by white lead (ψιµ3θιον) are described: πολλ)κι δ: "ν φαεσσιν λην *τερειδα λε3σσων λλοτε δ: 4πναλος ψ3χει δµας . . . His body too grows chill, while sometimes his eyes behold strange illusions or else he drowses. (Gow and Scholfield 1953: 99) Nicander’s line is important because it shows that in this type of compound elision of the final -ο of the FM was not only possible in Greek, but also acceptable in sophisticated hexameters of Alexandrian times. My opinion is that the adjective found at Od. 13. 194 that has caused so many problems to Homeric scholars was in fact pronounced as [alleidea] but „ written as
λλοειδα because of the orthographic pressure exerted in primis by all the other Homeric compounds of this type where a disyllabic -οειwas metrically necessary (θεοειδ ς, Hεροειδ ς, οειδ ς, etc.) and also by the general orthographic rule prevailing for these compounds. Conservative spelling is far from unknown in the Homeric text. An interesting case is that of Il. 4. 117
βλAτα πτερεντα µελαινων Sρµ: Uδυν)ων. This is the only instance of µελαινων with Ionic quantitative metathesis in Homer (and, it would seem, in the rest of Greek epic poetry). Elsewhere only µελαιν)ων is found; note especially Il. 4. 191 and 15. 394 µελαιν)ων Uδυν)ων. The influence of all the other cases of µελαιν)ων was so strong that at Il. 4. 117 µελαιν)ων Sρµ: Uδυν)ων is transmitted contra metrum by the majority of the manuscripts, and was read by Apoll. Soph. 2. 26–7 Bekker and Eustath. In Il. 451. 27 Majoranus–Debares. Not surprisingly, a scholium ad loc. in MS A warns: µελαινων· οaτω δι_ το+ ε δι_ τZ µτρον (Erbse 1969: 468). The remark was necessary because µελαιν)ων was found in a  Sylburg’s certain emendation of the transmitted θεαιδστατος (see now Theodoridis 1998: 286 ad Phot. θ 48).  *τεροειδ ς is common in late prose: see e.g. Philo Jud. Aetern. mundi 79 @να µηδd *τεροειδA τινα παρ)σχIη τ3πον µορφAς; Spec. leg. 4. 207 τZ µh συνυφανειν τ_ς *τεροειδες ο,σας; etc. 92 A. C. Cassio large majority of manuscripts. In a similar way [alleidea] was registered „ in writing as
λλοειδα. No one can tell whether it happened in the first written copy, but it is perfectly possible that it happened relatively early. If what I have been arguing so far is plausible, Od. 13. 194 is hardly unmetrical; simply, there was a small but significant di·erence between the way an adjective was pronounced and the way it was written down. Nowadays many scholars believe in the existence of one ancient and authoritative manuscript of Homer based on his dictation. This hypothesis is supposed to explain a number of narrative inconsistencies in the Homeric text, since ‘nescit vox missa reverti’ (Janko 1998: 7), and once the ‘vox missa’ is registered in writing it allegedly becomes unalterable. This scenario, which has its attractions, may or may not be accepted; but in any case those who accept it should not go so far as to imagine an oral dictated text as something similar to a phonetic transcription of the words pronounced by the bard. Apart from the problem posed by the alphabets used to write down Homer in archaic times (Cassio 2002: 109–14), orthographic conventions and conservative spellings may have obscured the phonetic reality of the words pronounced by the oral poet. My conclusion is that an editor of the Odyssey should print
λλοειδα at 13. 194, because this was the form that in all likelihood featured in any edition of Homer in Alexandrian times. Yet I think that he should warn in the apparatus that the original singer probably employed the pronunciation [alleidea] and that the line looks unmetrical on account of a conservative „ spelling habit.        Allen, T. W. 1919: Homeri Opera, vol. iv, 2nd edn. (Oxford: Clarendon Press). Ameis, K. F., and Hentze, C. 1877: Anhang zu Homers Odyssee, Schulausgabe (Leipzig: Teubner). 1910: Homers Odyssee f•ur den Schulgebrauch erkl•art. vol. ii/1, 9th edn. revised by P. Cauer (Leipzig and Berlin: Teubner). Autenrieth, G., and Kaegi, A. 1902: W•orterbuch zu den homerischen Gedichten, 9th edn. (Leipzig and Berlin: Teubner). Bechtel, Fr. 1914: Lexilogus zu Homer (Halle an der Saale: Niemeyer). Bekker, I. 1858: Carmina Homerica, ii. Odyssea (Bonn: Adolph Marcus). Buck, C. D. 1955: The Greek Dialects (Chicago: University of Chicago Press).  See Cassio (2002: 108–9).  The word ‘hypothesis’ obviously applies to the Homeric oral dictated text; Janko (1998: 4) rightly reminds us that in Yugoslavia dictation was a fact, not a hypothesis. Spoken Language and Written Text 93 Buttmann, Ph. 1825: Lexilogus, oder Beitr•age zur griechischen Wort-Erkl•arung, haupts•achlich f•ur Homer und Hesiod, vol. i/2 (Berlin: Mylius). Capelle, C. 1889: Vollst•andiges W•orterbuch u• ber die Gedichte des Homeros und der Homeriden, 9th edn. (Leipzig: Hahn). Cassio, A. C. 2002: ‘Early Editions of the Greek Epics and Homeric Textual Criticism in the Sixth and Fifth Centuries ’, in Montanari (2002), 105–36. Chantraine, P. 1958: Grammaire hom‹erique, i. Phon‹etique et morphologie, 2nd edn. (Paris: Klincksieck). Debrunner, A. 1917: Griechische Wortbildungslehre (Heidelberg: Winter). Dindorf, W. 1856: Homeri Odyssea, 4th edn. (Leipzig: Teubner). and Hentze, C. 1930: Odyssea, vol. ii (Leipzig: Teubner). Doederlein, L. 1853: Homerisches Glossarium, vol. ii (Erlangen: Enke). Ebeling, H. 1885: Lexicon Homericum, vol. i (Leipzig: Teubner). Erbse, H. 1969: Scholia Graeca in Homeri Iliadem, vol. i (Berlin: de Gruyter). Fraenkel, E. 1910: Geschichte der griechischen Nomina Agentis auf -τ ρ, -τωρ, -της, vol. i (Strasbourg: Tr•ubner). Frisk, H. 1973: Griechisches Etymologisches W•orterbuch (2 vols.; Heidelberg: Winter). Gamillscheg, E., Harlfinger, D., and Hunger, H. 1981: Repertorium der griechi• sterreichischen Akademie der Wisschen Kopisten, vol. i (Vienna: Verlag der O senschaften). Glare, P. G. W. 1996: Revised Supplement to H. G. Liddell and R. Scott, A Greek– English Lexicon, 9th edn. (1940) by Sir Henry Stuart-Jones and R. McKenzie (Oxford: Clarendon Press). Gow, A. S. F., and Scholfield, A. F. 1953: Nicander: The Poems and Poetical Fragments (Cambridge: Cambridge University Press). Grenville, T., Porson, R., Cleaver, W., et al. 1801: Οµ ρου :Ιλι)ς κα :Οδ3σσεια (Oxford: Oxford University Press). Hoekstra, A. 1989: A Commentary on Homer’s Odyssey, vol. ii (Oxford: Clarendon Press), 145–287 [books 13–16]. Janko, R. 1998: ‘The Homeric Poems as Oral Dictated Texts’, CQ,  48: 1–13. Korzeniewski, D. 1968: Griechische Metrik (Darmstadt: Wissenschaftliche Buchgesellschaft). Krehmer, W. 1973: Zur Begegnung zwischen Odysseus und Athene (Od. 13, 187–440) (Inaugural-Dissertation, Universit•at Erlangen-N•urnberg). K•uhner, R., and Blass, F. 1890–2: Ausf•uhrliche Grammatik der griechischen Sprache, pt. 1: Elementar- und Formenlehre (2 vols.; Hanover and Leipzig: Hahnsche Buchhandlung). La Roche, J. 1868: Homeri Odyssea, pt. 2 (Leipzig: Teubner). Leukart, A. 1974: review of D. op de Hipt, Adjektive auf -#δης im Corpus Hippocraticum (Hamburg, 1972), in Kratylos, 19: 156–70. Lobeck, Ch. A. 1862: Pathologiae Graeci Sermonis Elementa, pt. ii (K•onigsberg: Borntraeger. 94 A. C. Cassio Lobel, E. 1952: The Oxyrhynchus Papyri, vol. xx (London: Egypt Exploration Society) [on 2256: pp. 29–65]. Ludwich, A. 1891: Homeri Odyssea, vol. ii (Leipzig: Teubner). Mei¢ner, T., and Tribulato, O. 2002: ‘Nominal Composition in Mycenean Greek’, Transactions of the Philological Society, 100: 289–330. Montanari, F. (ed.). 2002: Omero tremila anni dopo, in collaboration with P. Ascheri (Rome: Edizioni di Storia e Letteratura). Morris, I., and Powell, B. (eds.) (1997): A New Companion to Homer (Leiden, New York, and Cologne: Brill). Muetzell, G. I. C. 1833: De Emendatione Theogoniae Hesiodeae Libri Tres (Leipzig: C. H. F. Hartmann). Murray, A. T. 1960: Homer: The Odyssey, with an English translation by A.T.M., vol. ii (London and Cambridge, Mass.: Heinemann and Harvard University Press). Payne Knight, R. 1820: Carmina Homerica, Ilias et Odyssea (London: in aedibus Valpianis). Philipp, R. 1955: 9λλοϊδ( ς), in Snell (1955), 544. Risch, E. 1954: ‘Die Sprache Alkmans’, Museum Helveticum, 11: 20–37; repr. in Risch (1981: 314–31). 1965: ‘Ein Gang durch die Geschichte der griechischen Ortsnamen’, Museum Helveticum, 22: 193–205; repr. in Risch (1981: 145–57). 1974: Wortbildung der homerischen Sprache, 2nd edn. (Berlin and New York: de Gruyter). 1981: Kleine Schriften, ed. A. Etter and M. Looser (Berlin and New York: de Gruyter). Snell, B. (ed.) 1955: Lexikon des fr•uhgriechischen Epos (A) (G•ottingen: Vandenhoeck @ Ruprecht). Stanford, W. B. 1965: The Odyssey of Homer, vol. ii, 2nd edn. (London: Macmillan). Studemund, W. 1886: Anecdota Varia Graeca et Latina, vol. i (Berlin: Weidmann). Theodoridis, Chr. 1998: Photii Patriarchae Lexicon, vol. ii (Berlin and New York: de Gruyter). van Thiel, H. 1991: Homeri Odyssea (Hildesheim, Zurich, and New York: Olms). von der M•uhll, P. 1946: Homeri Odyssea (Basle: Reinhardt). West, M. L. 1997: ‘Homer’s Meter’, in Morris and Powell (1997), 218–37. 1998: Homerus: Ilias, i. Rhapsodiae I–XII (Stuttgart and Leipzig: Teubner). Weir Smyth, H. 1894: The Sounds and Inflections of the Greeek Dialects: Ionic (Oxford: Clarendon Press). Zerdin, J. 2002: ‘The “Iterative-Intensives” in -σκον’, Oxford University Working Papers in Linguistics, Philology and Phonetics, 7: 103–30. 7 Social Dialect in Attica Stephen Colvin 1 Social Dialect Social varieties of speech are commonly designated social dialects or sociolects. The terms refer to speech variation that is correlated with social distinctions: immediately the term is more complicated than the unmarked term dialect, which refers of course to regional dialect. To identify regional dialect we have to know some basic facts about the geography of the speech community; but in the case of social dialect we are committing ourselves to a range of interlocking theories about the social structure of the community, which—at least in the case of a corpus language, and probably also in other cases—cannot be merely observed, but must be abstracted from whatever data are available to the investigator. The distinction between dialect and social dialect is not necessarily as fundamental as the definitions might imply. The disciplines which both terms pertain to developed in an exotic linguistic and sociolinguistic context, namely Western Europe and North America, and the language model that is in some sense built into them recalls their origin (large political units with standardized national languages and a history of suppressing linguistic competitors). However, in very many cases the distribution of social varieties of language will correlate with location: a regional variety will have social implications, for example, whether the region concerned is a relatively large area or a small section of an urban environment. The origins of a social dialect will in many cases be local. One may then ask how a social dialect is maintained without the spatial separation which is normally thought necessary for linguistic di·erence. There are a number of responses to this. Firstly, and most importantly, sociolinguistic research over the last century has shown that the creation and maintenance of distinct linguistic identities are a central feature of maintaining a specific social identity. Secondly, in the case of varieties associated with socio-economic class, even small-scale spatial separation (such as a small urban neighbourhood) may be su¶cient to maintain a distinctive speech pattern; this will 96 Stephen Colvin be reinforced by social networks at home and in the workplace. Thirdly, social dialects may indeed be less likely to survive unspotted than their regional counterparts; they are in constant interaction with one another, social identity is fluid, and the rate of change may be rapid. It hardly needs stressing that a social dialect is not a declinatio from the standard or prestige variety, though it may be constructed as such in the discourse of the community. It need not, in fact, be described by reference to the standard, although this may be convenient. A speech variety which is defined as ‘social’ may in fact have a history more or less independent of the local standard, although interaction with other local varieties, including the standard, is likely to play a role in its development. One reason why a speech variety may be defined as a social dialect is that, for the historical reasons sketched above, we are generally willing to allow just one local dialect per political unit; any further dialects are therefore liable to be classified as social dialects. So, for example, in the case of Attica: it is an unusually large political unit by pre-Hellenistic standards, and unlikely to have been linguistically homogeneous. Nevertheless, owing in part to a standardized orthography, when we look for linguistic variation in Attica we generally set out to look for social dialect. This is perhaps because we are used to thinking of linguistic movement in terms of what Anna Davies has called ‘vertical’ di·usion (between a higher and a lower variety), as opposed to the ‘horizontal’ di·usion that takes place without reference to a standard (Morpurgo Davies 1999: 7). We are thus in danger of being misled by our own terminology when we look for evidence of ‘social’ variation in Greek, as opposed to geographical variation. Barton#ek long ago pointed out that the term Attic-Ionic is itself a curious hybrid: for Attic is a geographical term, while Ionic is an ethnic term—and ethnicity is a socially constructed quantity (Barton#ek 1972: 9). It is with Attic (and to a certain extent its relationship with Ionic) that I wish to deal in the present paper. On comparative grounds we may start by assuming the existence of social varieties in Attica: next we need to see if we have evidence for (a) the concept of socially di·erentiated speech in Athens, and (b) the thing itself. We have plenty of evidence for the former from a variety of literary sources, most usefully Greek Comedy: (1) Aristophanes (PCG 706) . . . κα ο,χ j α,τh µdν τ$ν κατ_ τhν
γροικαν, j α,τh δd τ$ν "ν στει διατριβντων. παρZ κα ` κωµικZς λγει 9ριστοφ)νης  See especially the work of J. and L. Milroy for smaller-scale networks, or communities, which are ‘less abstract than social classes’ (Milroy 1980: 14). Social Dialect in Attica 97 [Χρος?] δι)λεκτον χοντα µσην πλεως ο(τ:
στεαν 4ποθηλυτραν ο(τ:
νελε3θερον 4παγροικοτραν. [the grammarians say that] . . . the idiom of those who live in rural areas is di·erent from that of city dwellers. Concerning which Aristophanes the comic poet says: ‘[his] language is the normal dialect of the city—not the fancy high-society accent, nor uneducated, rustic talk’. The question to be considered for my purposes is whether there is evidence for a prestige variety within Attica, or simply for the recognition that different social groups speak in di·erent ways. We are used to the notion that there was no standard language in ancient Greece; whether this was true for the individual city-states is a separate question, and is likely, in my view, to have a di·erent answer in each case, for it seems clear that sociolinguistic culture was no more uniform across the Greek world than the language itself. My answer to this question is that we have some evidence that certain idioms within Attica were disparaged, and for the corollary that others were approved. It is true that some of the evidence comprises what we might consider stylistic features: but some of it also clearly pertains to phonology—for example, we have attacks on popular demagogues for alleged inability to articulate Attic correctly: (2) Plato, Hyperbolus (PCG 183) Πλ)των µντοι "ν Υπερβλ1ω διπαιξε τhν νευ το+ γ χρAσιν kς β)ρβαρον, λγων οaτως· ` δ: ο, γ_ρ Hττκιζεν, C Μοραι φλαι,
λλ: `πτε µdν χρεη “διηιτ#µην” λγειν, φασκε “δηιτ#µην”, `πτε δ: επεν δοι “Uλγον”, <“Uλον”> λεγεν . . . Plato, however, in his Hyperbolus mocked the dropping of g as barbarous, as follows: ‘He didn’t speak Attic, ye gods, but whenever he had to say di»et»om»en he said dj»et»om»en, and when he had to say oligos he came out with olios . . .’ Evidence for disfavoured morphological forms is less direct: but the fact of an Athenian ‘chancellery’ language which retained forms such as a-stem dative plurals in -ασι/-ησι until the late fifth century at least indicates what we would have expected, that morphological di·erence played a role in linguistic variation within Attica. What is interesting is that some of the evidence connects the disparaged  See Dover (1981: ⅓2). 98 Stephen Colvin features of Attic with a foreign idiom: either with the vague charge of barbarism, or with other dialects of Greek. For example, perceived Ionic characteristics in the speech of what would be called the ‘chattering classes’ in the Murdoch press are the object of comic attention. The evidence that I wish to present here concerns the relationship between Attic and the ideological converse of Ionic, namely Boeotian. 2 Ostracism We have already noted one of the ways in which epigraphic language is governed by rules which do not necessarily apply to the Umgangssprache, and this is the great paradox in looking for colloquial speech varieties in a corpus language. In the case of Attic we can examine gra¶ti, curse tablets, and a variety of private inscriptions. A potentially valuable source of information is provided by ostraca, since there is a high likelihood that ostracon votes were in many cases cast by people who did not in general practise the epigraphic habit, and it is precisely by virtue of being semi-lettered that such writers may provide evidence for social dialect. In fact, evidence that many ostracon-wielding citizens were wholly unlettered is provided both by anecdote and by the discovery of a cache of nearly 200 preinscribed ostraca bearing the name of Themistocles on the north slope of the Acropolis. Ostracism was introduced by the radical democracy, either under Cleisthenes in 508 (according to the Ath. Pol., 22. 1) or shortly before the first ostracism in 487. The decision whether to hold an ostrakophoria was made each year by a full meeting of the popular assembly: the vote itself was held perhaps around ten weeks later. If su¶cient votes were cast for an individual, he was banished for ten years. Ostraca do therefore in some sense represent the vox pop; the problem is that ‘texts’ are generally restricted to the designation of a single individual (that is to say, name  See Cassio (1981) and Brixhe (1988) for the similarities between ‘barbarized’ and lowclass Attic.  Plut. Aristides 7: ‘Each voter took an ostracon, wrote on it the name of that citizen whom he wished to remove from the city, and brought it to a place in the agora which was all fenced about with railings . . . Now at the time of which I was speaking, as the voters were inscribing their ostraca, it is said that an unlettered and utterly boorish fellow handed his ostracon to Aristides, whom he took to be one of the ordinary crowd, and asked him to write Aristides on it. He, astonished, asked the man what possible wrong Aristides had done him. “None whatever,” was the answer, “I don’t even know the fellow, but I am tired of hearing him everywhere called The Just” ’ (trans. B. Perrin, Loeb Classical Library, 1901).  Broneer (1938); Lang (1990: 161).  Details are disputed. Sources (in translation) with bibliography in Dillon and Garland (1994: 130–7); general discussion in Thomsen (1972). Social Dialect in Attica 99 with patronym and/or deme). There are, however, some exceptions to this, particularly in some recently published ostraca from the so-called great Kerameikos deposit. By the mid-1960s a total of around 1,650 ostraca had been found; in 1968 a further 8,500 were discovered in the Kerameikos excavations conducted by the German Archaeological Institute. A selection of very interesting texts from the collection was recently published by Stefan Brenne, who is preparing the find for publication. Many of the texts which he publishes, in addition to the obligatory name, contain abuse directed against the individual, his family, or his social class (in this case, the higher social echelons from which the political e‹ lite was drawn in the first part of the fifth century). As Brenne has pointed out, there are interesting similarities between the abusive language of the ostraca and the abuse of political figures in Old Comedy. However, the text which is of central interest in the present paper is quoted merely for its interest as a spoilt ballot: (3) Brenne (1994: 21) = SEG xlvi. 93; Brenne (2002: 97) no. T 1/79. τZν ΛιµZν Uστρακδο- (Fig. 7.1) This text was known about as early as 1972, when Thomsen published a list of names which appear on ostraca in his Origin of Ostracism. He refers to four unpublished texts which designate Limos as a candidate for ostracism, remarking that on three ostraca Limos has no patronymic or demotic; on a fourth (now published) Limos Eupatrides is read: (4) MDAI [A] 106 (1991), 153; Thomsen (1972: 104); Brenne (2002: 97) no. T 1/75 ΛιµZς Ε,πƒρ…ατρδες Thomsen suggested that this is not in fact a name, but the noun for ‘hunger’. He was not able to publish the verbal form which accompanies the noun, and which is of central interest to linguists. The now-published ostracon is rather poignant, standing as a comment on the dynastic feuding of the e‹ lite Athenian families which had in fact been the driving force in the introduction of ostracism to Attica. The comment comes from a di·erent socio-economic perspective and articulates the perennial complaint that feuding among the political e‹ lite does not address the material problems of the demos. The context (other tablets from the deposit which have been  Brenne (1994); Willemsen (1965) and (1968). See now Brenne (2002: 97–100).  Brenne (1994: 13–14); see also Brenne (1992). 100 Stephen Colvin Fig. 7.1. Ostracon from the Kerameikos. Photograph courtesy of the German Archaeological Institute, negative no. Kerameikos 26116 published) and the letter forms point to a date in the early fifth century (Brenne 2002: 97 suggests 471 ). The question that needs to be addressed is the linguistic and sociolin- The editors of SEG (xlvi. guistic interpretation of the writing Uστρακδο. 93) comment on the ‘new verb’: what we are dealing with is surely a mere - The phonological variant of the familiar Uστρακζω (i.e. Uστρακδ<δ>ο). interchange of δ and ζ in Attic inscriptions is extremely rare (I shall come back to the instances), so this is not an obvious spelling mistake. There is, of course, a neighbouring dialect that has δ or double δδ corresponding to Attic ζ, namely Boeotian. There is really no possibility that the ostracon could have been written by a Boeotian, since voting was restricted to citizens and policed by tribes; also, the D-shaped rho in the inscription seems to be characteristic of Attic rather than Boeotian script (although Je·ery 1990: 67 dates this letter-form to 550–525, Immerwahr 1990: 155–6 brings the date down and quotes an example from 490). The notion that a Boeotian metic sat near the voting area and wrote out ostraca seems implausible. I believe that we now have enough evidence to posit the existence of a variety of Attic, marked by a geminate apical stop (single in initial position) where Attic has the cluster [sd] = ζ. This variety was not the language of Attic epigraphy, but it was a variety which coexisted with it, and we can label Social Dialect in Attica 101 it a social dialect. By this we mean that it was spoken by a section of the population but was not used in epigraphy; it may have had a regional or social implication in Attica. 3 The Odd Couple: Attic and Boeotian If this hypothesis is correct, let us consider why we have so little evidence for this Boeotian-looking variant in Attic. We mentioned earlier the question of prestige dialect in ancient Greece: we can now ask ourselves whether there is any evidence that the Athenians (say, in the post-Persian War period) felt good about the way they spoke. Did they feel proud of Attic? We have enough evidence from various literary sources to suggest that they did. It does not follow from this that they felt disparaging about all other dialects: but there is a little evidence that their attitude towards Boeotian was bound up with more general feelings of hostility and scorn towards Boeotia. In the following fragment of Strattis, for example, the Boeotian idiom is an object of critical attention: (5) Strattis, Phoenician Women (PCG 49) ξυνετ: ο,δν, π2σα Θηβαων πλις, ο,δν ποτ: λλ:. οm πρ$τα µdν τhν σηπαν Uπιτθοτλαν, kς λγουσ:, Uνοµ)ζετε . . . You understand nothing, all you people of Thebes, nothing whatsoever. First of all, they say that you call a cuttlefish opitthotila [‘back-fouler’] . . . This was partly owing, no doubt, to sheer contiguity (compare relations with Megara); was compounded by Boeotian behaviour during the Persian and Peloponnesian Wars (Thebes especially was detested by Athens); and seems also to have been aggravated by general cultural di·erences which resulted in an Athenian stereotype of Boeotians as gluttonous, stupid, and boorish. The Boeotian pig, in fact. Unhappily for the Athenians, their own dialect was marked with at least one striking isogloss with Boeotian which separated them o· from the other dialects of mainland and Asian Greece, namely the double ττ in place of σσ. It does not seem to me to be a coincidence that this is the feature of standard Attic which the Athenians were most embarrassed about. One could ascribe this shyness to the feeling that the feature was an Attic provincialism: but terms such as ‘provincial’ reflect an element in modern thinking about dialect rather than an important part of Athenian attitudes on the subject.  Pind. Ol. 6. 90; Plut. De esu carnium 1. 6. 102 Stephen Colvin The variant was suppressed because it was a ‘provincialism’ that Attic shared with Boeotian. This common development of palatalized voiceless geminates has long been recognized, and since the 1950s a partial phonological Sprachbund between Attic and Boeotia has been posited to account for it. An invisible third member of this group is Euboea, invisible since we class Euboean with Ionic as though the strait of Euboea constituted an important physical boundary between Eretria and the mainland. Barton#ek was moved to propose a change in the traditional terminology, replacing ‘Attic-Ionic’ with the tripartite ‘Attic-Euboean-Ionic’, and I think that Eretria and facing Oropus are a useful symbol of the general picture of areal development that is necessary for my argument. There is another dialect which has a parallel development of palatalized geminates to tt and dd, that of central Crete. This is not, of course, relevant to our ostracon, but there is a theoretical connection if we accept the idea that this development was particularly characteristic of West Greek (slightly paradoxical in the case of ττ, which is thought of as the marker of Attic par excellence), and that West Greek influence can be seen in the development of the Boeotian and Attic consonant systems. My suggestion is, then, that the double dd reflex which is associated with Boeotian was heard within the borders of Attica: to put it another way, there was a variety of Attic which contained this feature, a variety which we might call a social dialect. Recalling the division of Attic territory into three broad areas (the City, the Coast, and the Inland), we could speculate that this variety was associated with the Inland or the Coastal regions, while the other basilect for which we have evidence, the proto-Koine which the Old Oligarch complains of, was an Umgangssprache of the City and the Piraeus (that is, we need not assume a simple sliding scale of social dialect in Attica from ‘top’ to ‘bottom’). There is other evidence that this feature was heard more widely in Central Greece. Double dd is found in Thessalian, at - IG ix/2. 257. least in the south-western area, the Thessaliotis ("ξξανακαδεν 8–9, Sotairos inscription). There are also spellings with <ζδ> and <ζ> from other areas of Thessaly, which indicates that there may have been some variation: at any rate, Bl•umel is perhaps incautious in assuming that the dd  The ρρ in ρρην etc. is another feature of Attic widely regarded as diagnostic of the dialect, but in fact the distribution of this assimilation is so messy across the Greek world that it can hardly have been as marked a feature as ττ (cf. Buck 1955: ⅓80).  Allen (1958: 176), followed by Diver (1958) and others.  Barton#ek (1972: 9). For the fluid dialect of Oropus see Morpurgo Davies (1993).  Old Oligarch: ps.-Xen. Ath. Pol. 2. 7–8 (c.425 ?). Social Dialect in Attica 103 is the standard or ‘original’ reflex. The evidence for Corinthian, quoted by Barton#ek and Schwyzer, is an isolated form ∆ƒβ…ευς on a vase dated to c.570, and is dismissed by M‹endez Dosuna, perhaps rightly. However, Wachter has published a new reading ∆ε3ς on a Corinthian pinax, which makes the case for Corinthian a little stronger. Megarian d-forms are not epigraphic, but attested in the manuscripts of Aristophanes’ Acharnians and open to the suspicion that they are false dialect forms. It seems to me unlikely that Aristophanes would have made such an egregious error in the case of Megarian, a dialect Athenians must have been perfectly familiar with (Colvin 1999: 164–5). If it is the case that Megarian (like Attic, on this view) had both variants, we could imagine that the playwright used the form that was most marked from the perspective of standard Attic, and if in addition this feature was stigmatized by association with Boeotian, then so much the better. Table 7.1 illustrates the position of Attic between conflicting influences: Tabl e 7.1. Palatalized Apicals and Dorsals Boeotia *t’t’ (with *ts) and *k’k’ fall together (probably as *t’t’): Attica, Eretria (+ boundary) *t’t’ and *k’k’ fall together: merge with tt (– boundary) *t’t’ (with *ts) > s Cyclades, Ionia (– boundary) *t’t’ (with *ts) > s (+ boundary) *t’t’ and *k’k’ > ss Boeotia *d’d’ and *g’g’ fall together and merge with dd Attica, Eretria Thessaly? Megara? Corinth? [*d’d’ and *g’g’ fall together: merge with dd] *d’d’ and *g’g’ fall together as *d’d’ > zd Cyclades, Ionia *d’d’ and *g’g’ fall together as *d’d’ > zd *d’d’ and *g’g’ fall together as *d’d’ > dz > zz (?)a merge with tt — — ["ρττω type] [µσος type] —   [µσος type] ["ρσσω type]  —  a For which see Nagy (1970: 127). The details of depalatalization in Greek are complex and disputed: the outline here broadly follows Diver (1958).  Bl•umel (1982: 120): contra Garc‹§a Ramon ‹ (1987: 142).  Barton#ek (1972: 151) and Schwyzer (1939: 576) on ∆ƒβ…ευς (Beazley, ABV 96, no. 14), contra M‹endez Dosuna (1993: 90); see now Wachter (2001: 149, # COP 78a). 104 Stephen Colvin I have tried to explain on general grounds why we need not expect that each of our conventionally delineated Greek dialects would have only one reflex of a depalatalized geminate, and why it might not be surprising if a geminate stop were heard in Attica in place of the familiar cluster [zd]. Now we can consider what evidence there might be besides the new ostracon. We noted above that the interchange of δ and ζ in Attic inscriptions is rare: those instances that exist come, perhaps unsurprisingly, from Lang’s Athenian Agora publication of gra¶ti and dipinti. The first example is a gra¶to on a black skyphos: (6) Lang (1976: 15): no. C 33, mid-fourth century  (a) Θειοδοσα λαικ).δ.ε.[ι] ε (b) λ(αικ)στρια) The obscene verb λαικ)ζειν and its cognates are frequent in comedy: in this case once could hardly ask for a better match between linguistic register and subject matter (the delta is broken, but still clearly a delta). The second example (inventory scratched on a saucer) is less exciting, but could still be regarded as an appropriately mundane object (the sort of word one might get in comedy): (7) Lang (1976: 10): no. B 13, fourth century  "πιτραπδι.[α] ‘tableware’ These two examples hardly prove the argument, although it should be remembered that statistically ζ is a rare letter. There may be a further pointer to a non-standard pronunciation in a curious snippet of Old Comedy preserved by an ancient commentator, in which C Βδε+ is quoted for C Ζε+. Here the playwright has substituted the phonaesthetically offensive cluster <βδ> for the initial <ζ> of Zeus: added point comes from the echo of the verb βδω ‘break wind’; and if the comment does relate to Lysistrata 940 (as commonly assumed), then this meaning will fit well with Kinesias’ irritation at his wife’s messing around with perfume when he has more urgent concerns. Allen (1987: 56) sees this as support for an Attic pronunciation of ζ as [zd] rather than [dz], if any were needed: but the joke works better, in my view, if the underlying form that resonates is ∆ε+ (in this case Kinesias starts o· with rude protest at the perfume and changes it half-way through to a standard expletive, one however associated with substandard register).  PCG viii. 83 (Anon. De com., proleg. de com. vi) ` γλως τAς κωµ1ωδας κ τε λξεων κα πραγµ)των χει τhν σ3στασιν, "κ µdν τAς λξεως κατ_ τρπους *πτ) . . . Sκτον κατ: "ξαλλαγ ν, kς τZ C Βδε+ δσποτα,
ντ το+ C Ζε+. Social Dialect in Attica 105 There is, finally, a passage from Plato’s Cratylus which might appear to lend support to the theory of a competing d-variant in the fifth century: (8) Plato, Cratylus 418 – (Σωκ.) οGσθα iτι οL παλαιο οL jµτεροι τ1$ $τα κα τ1$ δλτα ε µ)λα "χρ$ντο, κα ο,χ Nκιστα αL γυνακες, α@περ µ)λιστα τhν
ρχααν φωνhν σ#ιζουσι. ν+ν δd
ντ µdν το+ $τα q εG q Kτα µεταστρφουσιν,
ντ δd το+ δλτα ζAτα, kς δh µεγαλοπρεπστερα ;ντα . . . (Σωκ.) κα τ γε ζυγZν οGσθα iτι δυογZν οL παλαιο "κ)λουν. (Κρα.) Π)νυ γε. (Σωκ.) . . ν+ν δd ζυγν. You know that our ancestors loved the sounds iota and delta, not least the women, who are most liable to preserve old forms of speech. But now people change iota to eta or epsilon, and delta to zeta, thinking that they sound grander . . . And you know that the ancients pronounced ζυγν as δυογν . . . now, however, we say ζυγν. The evidence from the Cratylus is, however, dubious: for one thing, all remarks in this dialogue need to be treated with a great deal of caution; and secondly, it might be that the ‘old’ pronunciation that Plato refers to is in fact the orthodox Attic [zd] as opposed to the voiced fricative [z] which spread quite rapidly in the fourth century. 4 Summary and Conclusion The new ostracon is the best piece of evidence that has come to light for a situation which is not a priori unlikely, namely the existence of a variety of Attic which shared a d-reflex with Boeotian as the result of an earlier depalatalization. The ostracon was a protest vote by a citizen who was not eupatrid, and whose linguistic repertoire reflected this. We have some reason to think that this feature, if it existed in Attic, will have been stigmatized. Firstly, it is characteristic of Boeotian, a dialect which the Athenians wished to dissociate themselves from, in spite of some inescapable isoglosses. We can speculate that this may be a reason why the chancellery language took such a long time to let go of the disyllabic dative plural that we mentioned above. This phenomenon has many parallels in  Teodorsson (1979: 329), arguing against ζ = [zd] in Attic.  In the ostracon the second letter of Uστρακδο- seems to have been corrected from <Τ>. This is interesting in view of the fact that ττ for στ is found in literary (not epigraphic) sources for Boeotian: cf. Uπιτθοτλα (Uπισθο-) in passage (5) from Strattis (Lejeune 1972: ⅓110). It suggests that the Athenians heard something which the Boeotians chose not to systematize in the writing system. For the possible implications of the reverse 3-bar sigma see Lang (1982: 81–2). 106 Stephen Colvin modern sociolinguistic research: in a language-attitude study in Indiana, for example, Preston (1988) found that respondents tried to dissociate themselves from Kentucky, where the language variety is almost identical, but which is considered ‘Southern’. Secondly, the Athenians had a certain pride in their dialect, and this seems to have been extended to their zeta if we can trust the report of Dionysius of Halicarnassus (first century ), who describes it as a sweet sound, and the noblest of the double consonants: (9) D.H. De compositione verborum 14 διπλ2 δd λγουσιν α,τ_ [sc. τ τε ζ κα τZ ξ κα τZ ψ] Jτοι δι_ τZ σ3νθετα εGναι τZ µdν ζ δι_ το+ σ κα δ . . . q δι_ τZ χ#ραν "πχειν δυεν γραµµ)των "ν τας συλλαβας παραλαµβανµενον Sκαστον. . . . τρι$ν δd τ$ν λλων γραµµ)των t δh διπλ2 καλεται τZ ζ µ2λλον jδ3νει τhν
κοhν τ$ν *τρων. τZ µdν γ_ρ ξ δι_ το+ κ κα τZ ψ δι_ το+ π τZν συριγµZν
ποδδωσι ψιλ$ν ;ντων
µφοτρων, το+το δ: jσ3χIA τ1$ πνε3µατι δασ3νεται κα στι τ$ν `µογεν$ν γενναιτατον. They [sc. ζ, ξ, ψ] are called double either because they are composite (the ζ being composed of σ and δ) . . . or because they are equivalent to two letters in the syllables in which they are found. . . . Of the three other letters which are called double the ζ pleases the ear more than the rest. For the ξ and the ψ give o· a whistling sound (because they contain κ and π respectively, and are voiceless), whereas ζ has a pleasant voiced quality and is the noblest of this series.        Allen, W. S. 1958: ‘Some Problems of Palatalization in Greek’, Lingua, 7: 113–33. 1987: Vox Graeca, 3rd edn. (Cambridge: Cambridge University Press). Barton#ek, A. 1972: Classification of the West Greek Dialects at the Time about 350  (Prague: Academia). Bl•umel, W. 1982: Die aiolischen Dialekte: Phonologie und Morphologie der inschriftlichen Texte aus generativer Sicht (Zeitschrift f•ur vergleichende Sprachforschung, suppl. 30; G•ottingen: Vandenhoeck @ Ruprecht). Brenne, S. 1992: ‘“Portraits” auf Ostraka’, Mitteilungen des Deutschen Arch•aologischen Instituts (Athen. Abt.), 107: 161–85. 1994: ‘Ostraka and the Process of Ostrakophoria’, in Coulson (1994), 13–24. 2002: ‘Die Ostraka (487–ca. 146 v. Chr.) als Testimonien’, in Siewert (2002), 36–166. Brixhe, C. 1988: ‘La langue de l’‹etranger non grec chez Aristophane’, in Lonis (1988), 113–38. Broneer, O. 1938: ‘Excavations on the North Slope of the Acropolis, 1937’, Hesperia, 7: 161–263 (‘Ostraka’, 228–43). Buck, C. D. 1955: The Greek Dialects (Chicago: University of Chicago Press). Social Dialect in Attica 107 Cassio, A. C. 1981: ‘Attico “volgare” e Ioni in Atene alla fine del 5 secolo A.C.’, AION, 3: 79–93. (ed.). 1999: Kat›a Di‹alekton: atti del III colloquio internazionale di dialettologia greca (Napoli–Fiaiano d’Ischia, 25–28 settembre 1996 (AION, Sez. FilologicaLetteraria, 19 [1997]; Naples: Istituto Universitario Orientale). Colvin, S. 1999: Dialect in Aristophanes and the Politics of Language in Ancient Greek Literature (Oxford: Clarendon Press). Coulson, W. (ed.). 1994: The Archaeology of Athens and Attica under the Democracy (Oxford: Oxbow). Crespo, E., et al. (eds.). 1993: Dialectologica Graeca: Actas del II Col. Int. de Dialectolog‹§a Griega 1991 (Madrid: Universidad Autonoma ‹ de Madrid). Dillon, M., and Garland, L. (eds.). 1994: Ancient Greece: Social and Historical Documents from Archaic Times to the Death of Socrates (London: Routledge). Diver, W. 1958: ‘On the Pre-History of Greek Consonantism’, Word, 14: 1–25. Dover, K. J. 1981: ‘The Language of Classical Attic Documentary Inscriptions’, Transactions of the Philological Society, 1–14; repr. in id., Greek and the Greeks (Oxford: Blackwell, 1987), 31–41. Fisiak, J. (ed.). 1988: International Conference on Historical Dialectology (Berlin: de Gruyter). Garc‹§a Ramon, ‹ J.-L. 1987: ‘Geograf‹§a intradialectal tesalia: la fon‹etica’, Verbum, 10: 101–53. Immerwahr, H. I. 1990: Attic Script: A Survey (Oxford: Oxford University Press). Je·ery, L. H. 1990: The Local Scripts of Archaic Greece, 2nd edn, rev. A. W. Johnston (Oxford: Oxford University Press). Lang, M. 1976: Gra¶ti and Dipinti (Athenian Agora, 21; Princeton: Princeton University Press). 1982: ‘Writing and Spelling on Ostraka’, Hesperia, suppl. 19 (Studies Presented to Eugene Vanderpool), 75–97. (1990): Ostraka (Athenian Agora, 25; Princeton: Princeton University Press). Lejeune, M. 1972: Phon‹etique historique du myc‹enien et du grec ancien (Paris: Klincksieck). Lonis, R. (ed.). 1988: L’E‹tranger dans le monde grec (Nancy: Presses Universitaires de Nancy). M‹endez Dosuna, J. 1993: ‘On <Ζ> for <∆> in Greek Dialectal Inscriptions’, Die Sprache, 35: 82–114. Milroy, L. 1980: Language and Social Networks (Oxford: Blackwell). Morpurgo Davies, A. 1993: ‘Geography, History and Dialect: The Case of Oropos’, in Crespo et al. (1993), 261–79. 1999: ‘Contatti interdialettali: il formulario epigrafico’, in Cassio (1999), 7–33. Nagy, G. 1970: Greek Dialects and the Transformation of an Indo-European Process (Cambridge, Mass.: Harvard University Press). Preston, D. 1988: ‘Changes in the Perception of Language Varieties’, in Fisiak (1988), 475–504. 108 Stephen Colvin Schwyzer, E. 1939: Griechische Grammatik, vol. i (Munich: Beck). Siewert, P. (ed.). 2002: Ostrakismos-Testimonien, vol. i (Historia Einzelschriften, 155: Stuttgart). Teodorsson, S.-T. 1979: ‘On the Pronunciation of Ancient Greek Zeta’, Lingua, 47: 323–32. Thomsen, R. 1972: The Origin of Ostracism (Copenhagen: Gyldendal). Wachter, R. 2001: Non-Attic Greek Vase Inscriptions (Oxford: Oxford University Press). Willemsen, F. 1965: ‘Ostraka’, Mitteilungen des Deutschen Arch•aologischen Instituts (Athen. Abt.), 80: 100–26. (1968), ‘Die Ausgrabungen im Kerameikos 1966’, Archaiologikon Deltion, 23: chron. 24–32. 8 The Attitude of the Athenian State towards the Attic Dialect in the Classical Era Emilio Crespo 1 The Attitude of the Greeks of the Classical Era towards their Own Dialects In a magnificent article, Anna Morpurgo Davies has studied the way in which the classical Greeks regarded their own dialects (Morpurgo Davies 1993; cf. 1987). The article compiles data which indicate that ‘in Attica then the dialect was an object of pride’ (1993: 264), and it goes on to describe, in as much detail as the scant remaining evidence allows, the attitude of the Spartans, the Boeotians, and the inhabitants of Oropus towards their dialects. Most of the sources and data refer to the attitudes of individuals, and only a few to those of states. The present contribution, whose sole merit lies in attempting to continue along the same path, aims to gather and present data on the attitude of the Athenian state towards the Attic dialect in the classical epoch, and to formulate a hypothesis that might account for the observed facts. After a brief description of the way in which international treaties were structured (⅓2), I shall present the formulae for oaths cited in the accords between Athens and other city-states. In the second half of the fifth century , as we shall see, the formula for the oath is in the Attic dialect in all the treaties, whether they were concluded with allied cities in the Attic–Delian league or with other states that were not members (⅓3). In the fourth century  some inscriptions use a dialect other than Attic in giving the formula for the oath to be sworn by the state making the treaty with the Athenians, though most continue to quote it in the Attic dialect (⅓4). The norm I am deeply indebted to Dr Philip Sutton (Universidad Autonoma ‹ de Madrid) for his help in the translation of the Spanish original into English.  Ancient comedy also provides data on the attitude of the Athenians to dialects; cf. Colvin (1999); Willi (2002: 111–79, esp. 135 ·); Brixhe (1993). 110 Emilio Crespo followed by the inscriptions suggests that the Athenian state used the Attic dialect systematically for the written expression of international relations (⅓5). This habit can be explained by the hypothesis that the Athenian state imposed the use of the Attic dialect, a theory further supported by other evidence (⅓6). 2 Form and Structure of Treaties between City-States in the Classical Era Treaties between city-states in the classical era are known to us through inscriptions or literary sources. Essentially they consist of two parts. The first, called χσυνθε„και, `µολογα, χσυµµαχα, σπονδα, or some other similar term, sets forth the stipulations and period of enforcement. The second, called iρκος, uses either direct or indirect speech to cite the oath to be sworn by each party, and to establish which gods each one is to swear by, gives the rank or name of the representatives designated to swear on behalf of each state, and specifies how many copies are to be made of the treaty, where each copy is to be kept, and when the oath has to be renewed. The Athenian copy was normally kept on the Acropolis, as some texts indicate, and indeed it is there that some have been found. For instance, the treaty of 377 between Athens and Chalcis (IG ii/iii2. 44. 15 ·.) establishes κα[
ν]αγρ)ψαι "στ ληι λιθ[ν]„ηι κ[α στ]Aσα[ι 9θ ]νησι µdν "ν
κροπλ[ει], „ ["]ν [δd Χαλ]κδ[ι "ν τ]$ι Lερ$ι τAς 9θηναας τ„[Zν iρκο]ν κα [τ_ς σ]υνθ κας. Some add blessings on those who respect the pact and curses against those who transgress it. Some fourth-century treaties are presented as part of a decree by the Attic assembly, whereas other fourth- or fifth-century treaties make no reference to their approval by the assembly. It is to be supposed that the inscriptions containing no allusion to the decree of approval by the assembly simply take it as understood. The same structure is displayed by treaties known through literary sources. Such, for instance, is the case of the truce known as the Peace of Nicias (421), concluded between the Athenians and the Lacedaemonians together with their respective allies, and cited verbatim by Thucydides (5. 18–19). Its one peculiarity is that the stipulations are more extensive, as befits the complex nature of a multilateral treaty. The structure of treaties not originating in Athens is similar, but far  For a description of the structure of international treaties in ancient Greece, see Guarducci (1969: 543 ·.).  A major role in determining the expression of the Athenian treaties must have been played by the founding treaty of the Attic–Delian league (478/7), referred to by Aristotle, Ath. Pol. 23. 5. The Athenian State and the Attic Dialect 111 fewer are known. One case is the alliance between Lacedaemonia and the Erxadieis, documented in an inscription found at Sparta, estimations of whose date range from 470 to 390  (SEG xxvi. 461; xxviii. 408; xxxii. 398; xxxv. 326). Only the stipulations, however, have been preserved. The international treaties of the sixth century  have the same structure but are briefer. The best-known examples are on inscriptions from Olympia, such as the alliance of c.550–500 between Sybaris and the Serdaioi (SEG xxii. 236), that of c.500–450 between the Eleans and the Erwaioi (IvO 9. 1), and that of c.500–450 between the Anaitoi and the Metapioi (IvO 10. 1). It is interesting to note that these treaties are drawn up in the Elean dialect, the one spoken in the area of the sanctuary where the written text was kept or exhibited. The sixth-century treaties were normally deposited in a pan-Hellenic shrine. If a third state acted as guarantor for the pact, it would presumably have kept a further copy of the treaty. 3 The Formula for the Oath of the Non-Attic Party in the Attic Treaties of the Fifth Century bc In the Attic inscriptions of the fifth century  the treaty, and in particular the formula for the oath to be sworn by the signatory states, is always in the Attic dialect. In the documents from Athens it is quite unremarkable that the stipulations and the oath to be sworn by the Athenians should be in Attic. But it is interesting, and by no means only to be expected, that the formula of the oath to be sworn by the representatives of the state making the pact with the Athenians should likewise be written in Attic. Some of these states belonged to the Attic–Delian league, and some did not. Here is a list of the inscriptions citing the literal text of the oath sworn in each case by the representatives of the state signing a pact with the Athenians: IG i3. 14. 21 ·. (453/2 ): regulations for the city of Erythrae Uµν[3]να[ι δd τ)]δε [τdν] β.ολν· β.ολε3σο h ος uν [δ3]νο[µ]α.[ι] ρ.ι.στ[α κα-] [] δ[ι]κα[ιτα]τα :Ερυθραον το„ι πλθει κα 9θεναον κα το„ν [χσυ-] νµ)[χ]ον [κ]α ο,κ [
ποσ]τσοµαι 9θεναον το„ π[λ]θος ο,δd [τ-] [ο„ν] χσυνµ)χον το„ν 9θεναον ο(τ: α,τZς "γZ ο[(]τ: [λ]λοι. π.ε[]σοµ.[αι] [ο,δ.:--- ο(τ: α,τZς "γZ ο(τ: λλο[ι π]ε[σοµαι] ------- ---- το„ν φ.[υγ)δ]ον [κατ]αδχσοµαι ο,δ[d] h να ο(τ: ----- ----[λλο]ι πεσο.[µ]α.[ι το„ν "ς] Μδος φ.ε[υ]γ.[ντο]ν νευ τε.„ [ς] β.ο[λε„ς τε„ς] [9θε]ναον κα το„ [δ].µο [ο],δd το„ν µενντον "χσελο„ []ν[ευ] τε.„ ς β.[ο][λε„ς] τ.ε„ς 9θεναον κα [τZ] δ.µ.ο.  The relevant epigraphical and literary texts are collected in Bengtson (1962). 112 Emilio Crespo IG i3. 15 (c.450) also contains regulations concerning Erythrae and cites the oath of the demos, which is similar to that on the previous inscription. The text is in Attic but is preserved in a very fragmentary condition. This is also the case with IG i3. 37 (447/6), which records the treaty between Athens and Colophon. IG i3. 40 (446) contains a decree concerning Chalcis. The oath is cited as follows (ll. 21 ·.): κατ_ τ)δε Χαλκιδας Uµσαι· ο,κ
πο[σ]τσοµαι
πZ το„ [δ]µο το„ 9θεναον ο(τε τ[χ]νει ο(τε µεχανε„ι ο,δεµι2ι ο,δ: πει ο,δd ργοι ο,δd το„ι
φισταµνοι πεσοµαι, κα "_ν
φιστε„ι τις κατερο„ 9θεναοισι, κα τZν φρον h υποτελο„ 9θεναοισιν, h Zν uν πεθο 9θεναος, κα χσ3µµαχος σοµαι h οος uν δ3νοµαι ριστος κα δικαιτατος κα το„ι δµοι 9θεναον βοεθσο κα
µυνο„, ")ν τις
δικε„ι τZν δε„µον τZν 9θεναον, κα πεσοµαι το„ι δµοι το„ι 9θεναον. IG i3. 39 (446/5) contains an analogous decree concerning Eretria and cites the oath of the Eretrians. The text is very fragmentary. IG i3. 48 (439/8) contains the treaty signed between Athens and Samos after the island’s revolt against the Athenians. The text cites the oaths of both parties in Attic, but the Samian oath is preserved in a very fragmentary form. IG i3. 54 contains two decrees of c.448 and 433/2 recording the alliance of Athens and Leontini; the preserved text citing the oath to be sworn by the citizens of Leontini is extremely fragmentary, but also written in Attic. IG i3. 75 (424/3) records the Athenian treaty with the Halienses. The text of their oath is also cited, but is not in a good state of preservation. IG i3. 76 (422) records an Athenian treaty with the Bottiaei, whose oath is cited as follows (ll. 16 ·.): [Βοττιαοι δd Uµν]υντον κατ_ [τ)δε]· φλοι "σµε[θα 9θεναοις κα χσ3µ]µαχοι πιστο„[ς] κα[]
δλος κα τ[Zς α,]τZ[ς φλος κα "χθ]ρZς νοµιο„µε[ν] h σ- The Athenian State and the Attic Dialect 113 περ uν 9θενα[οι], κα ο[,κ Uφελσο τZ]ς "χθρZς τZς 9θεναον ο(τε χρ[µα]σ.ιν h [απλο„ς ο(τε δυ]ν)µει ο,δεµι2ι, ο,δd µνεσικ[ακσο] το.„ ν [παροιχοµν]ον Sνεκα. IG i3. 89 (417–413?) contains a treaty with the Macedonian king Perdiccas. The Macedonian oath is cited as follows (ll. 27 ·.): Uµν3ντον δ· δρ)σο κα.[ "ρο„ [ . .. . κα τZ]ς α,τZς φλος νοµιο„ κα "χθρ.[Zς h σπερ uν 9θεναοι [ . .. . πρZς 9θε]ν.αος δικαος κα
δλος κα[
βλαβο„ς [ . .. . κ]ατ_ τZ δυνατZν το„ι δµοι το„ι 9θεναον [ [ . .. . κα ο,δνα κο]πας "χσ)γεν ")σο "_µ µd 9θε[ναο [ . .. . ]ς 9 . θ.εναον "_µ µd 9θενα.ιον [ [ . .. . δ]υ.ν.ατZν h σοι uν "θλοσι [ [ . .. . ]ιας πρ.Zς 9θεναος, το[]ς δd [ [ . .. . Περδκκα]ν. κα τZς βασιλας τZς [µ]ετ. _ Περδ.[κκο [ . .. . "π το]ς Fσοις κα τος `µ[οο]ις. . .. . ] . .. . ] . .. . ] . .. . ] . .. . ] . .. . ] . .. . ] . .. . ] . .. . ] One special case is the alliance of the Athenians with Argos, Mantinea, and Elis of 420  (IG i3. 83). With slight variations, the text coincides with that cited by Thucydides (5. 47), but the inscription is broken o· at the start of the oath. Thucydides, who gives the full treaty, cites the oath as follows (5. 47. 8): ` δd iρκος στω iδε· “"µµεν$ τIA ξυµµαχRα κατ_ τ_ ξυγκεµενα δικαως κα
βλαβ$ς κα
δλως, κα ο, παραβ σοµαι τχνIη ο,δd µηχανIA ο,δεµιR2.” Other Attic inscriptions lack or fail to cite the formula for the oath to be sworn by the di·erent parties. 4 The Formula for the Oath of the Non-Attic Party in Attic Treaties of the Fourth Century bc The structure of the texts recording international treaties remained practically unaltered in the fourth century. Until at least 338 , there were only slight changes. Some documents allude to the iρκος νµιµος or to the iρκος µγιστος, which indicates that each state used a traditional form of oath to sanction a treaty unless otherwise stated. Thus, the treaty of 394 between  This is the case with IG i3. 11 (treaty with Segesta, earlier than mid-5th cent.), IG i3. 21 ([Μι]λεσ.[οις χσυγ]γρ[αφα], 450/49 ), and IG i3. 31 (c.450). The treaty with Phaselis (IG i3. 10) is earlier and does not cite the formulae for the oaths. IG i3. 53 (alliance between Athens and Rhegion) contains two decrees of c.448 and 433/2, but the stone is fractured and only the oath of the Athenians has been preserved. 114 Emilio Crespo Athens and Eretria (IG ii/iii2. 16) says Uµν3ναι δd τ[Z]ν [ν]µιµ[ο][ν iρκον *κατρο]υς τZν παρ_ σφσιν α,τ[ο][ς. There is a very similar indication in the text of the alliance of 368/7 between Dionysius of Syracuse and Athens (IG ii/iii2. 105; Tod, GHI 136). Moreover, the Athenians are always mentioned after the other signatory state. The following fourth-century treaties give a literal citation of the oath of the non-Attic party: IG ii/iii2. 97 (375/4) contains a treaty between Corcyra and Athens. The oath to be sworn be the Corcyreans is cited as follows (ll. 27 ·.): [βοηθ σω 9θ]ηναων τ$ι [δ] µωι παντ σθν[ει κατ_ τZ δυν]ατν, αF κ) τις "[πηι "π πο][λµωι q κατ_ γ]Aν q κατ_ θ)λασσαν "[π τhγ] [χ#ραν τhν 9θην]αων, καθ: iτι κ: "παγ[γ]λλω[ντι 9θηνα]οι, κα περ πολµ[ο]υ κ[α ερ] [νης πρ)ξω καθ: iτ]ι κ[α] 9[θ]ηναο[ι]ς κ[α] [τ$ι] π[λ θει τ$ν συµµ)χ]ων δ[ο]κAι κ[α τv]λλα ποι[ σω κατ_ τ_ δγµατα] τ_ 9θηνα[]ων κα[ τ$]ν [συµµ)χων·
ληθA δd τα+]τα να[ τ]Zν ∆α [κα] [τZν 9πλλωνα κα τ_ν ∆)]µατ[ρα]· ε,ορκ[ο]ν[τι µµ µοι εFη πολλ_ κα
γαθ]), ε δd µ , [τ
-] [ναντα]. IG ii/iii2. 111 (362) contains an alliance treaty between the city of Iulis on the island of Ceos and the Athenians. Both oaths are preserved, and both are in Attic. IG ii/iii2. 116 (361/0) records a treaty between the Thessalians and Athens. The Thessalian oath is cited as follows (ll. 26 ·.): βο[η]θ[ σ]ω παντ σθνει κατ_ τZ δυνατν, ")ν τις F[ηι] "π τhν πλιν τhν 9θ[ην]αων "π πολµωι q τZν δAµον καταλ3ει τZν 9θηνα[ων]. IG ii/iii2. 230 (341/0) contains an alliance treaty with Eretria. It cites the oaths of both the Athenians and the Eretrians. Both are in Attic, and are similar to those in the previous treaty. IG ii/iii2 236 (338/7) records the Athenian treaty with Philip of Macedonia after the battle of Chaeronea. The oath is as follows (ll. 2 ·.): [ . .. . Ποσ]ειδ$ . .. . . .. . ς "µµεν[$ . .. . ] The Athenian State and the Attic Dialect 115 . .. . νον[τ]ας τ . .. . [ . .. . ο,δ]d iπλα "[π]ο[σω "-] [π πηµονAι "π: ο,δνα τ$ν] "µµενντ[ω]ν "ν τ[ος iρκοις ο(τε κατ_ γAν] ο(τε κατ_ [θ])λασ[σαν· ο,δd πλιν ο,δd φρο]3ριον καταλ ψοµ[αι ο(τε λιµνα "π πολ]µωι ο,θενZς τ$ν τ[Aς ερ νης κοινωνο3ντ]ων τχνηι ο,δεµι[2ι ο(τε µηχανAι· ο,δd τ]hν βασιλεαν [τ]hν Φ[ιλππου κα τ$ν "κγν]ων καταλ3σω Uδd τ_[ς πολιτεας τ_ς ο(σας] παρ: *κ)στοις iτε τ[ο^ς iρκους το^ς περ τ]Aς ερ νης Oµνυον· [ο,δd ποι σω ο,δdν "να]ντον τασδε τας [σπονδας ο(τ: "γx ο(τ: λ]λωι "πιτρψω ες [δ3ναµιν,
λλ: ")ν τις ποε„ι τι] παρ)σπονδ[ον] πε[ρ τ_ς συνθ κας, βοηθ σω] καθτι uν παραγ[γλλωσιν οL
ε δεµενοι] κα πολεµ σω τ$[ι τhν κοινhν ερ νην παρ]αβανοντι καθτι [uν Kι συντεταγµνον "µαυ]τ$ι κα ` jγε[µx][ν κελε3ηι . .. . κα]ταλεψω τε . . In short, three inscriptions cite the oaths in the Attic dialect, while the treaties with Corcyra and Philip respectively adopt forms of Dorian and Koine. Besides the preceding examples, IG ii/iii2. 127 (356/5) contains a συµµαχα 9θηναων πρZς Κετρπορ[ιν τZν Θρ2ικα κα το]^ς
δελφο^ς κα πρZς Λ3ππειον τZν [Παονα κα πρZς Γρ)]βον τZν :Ιλλυριν, of which the verbatim text of the Athenian oath has been preserved but not that of the Thracians. IG ii/iii2. 148 (356/5) is likewise fragmentary. 5 Use of the Attic Dialect by Athens in International Relations The most obvious interpretation of the fact that the oath is cited in Attic is that it was spoken in Attic, both by the Athenian state and by the other signatory state. This means that the Athenians used the Attic dialect as a  The Athenian treaties with Corcyra and Philip quoted above and the alliance with Naxos (IG ii/iii2. 179 a, c.350, cf. SEG xxi. 260) are the only Attic inscriptions with σσ instead of ττ (apart from the titulus sepulcralis IG i2. 1042), according to Threatte (1980: 538).  Moreover, the oath is mentioned but not cited in the following Athenian treaties: with Boeotia (IG ii/iii2. 14, 395/4); with the Locrians (IG ii/iii2. 15, 395/4); with Eretria (IG ii/iii2. 16, 394); with Chios (IG ii/iii2 34, 384); with Thebes and Mytilene (IG ii/iii2. 40, 378/7); with Byzantium (IG ii/iii2. 41, 378/7); with Methymna (IG ii/iii2. 42, 378/7); with Chalcis (IG ii/ iii2. 44, 377; IG ii/iii2. 105, 368/7); with Arcadia, Achaia, Elis, and Phlius (IG ii/iii2. 112, 362/1).  Aesch. 3. 110 ·. quotes the curse contained in an oath sworn in the Attic dialect by 116 Emilio Crespo standard form of written communication in their relations with the Greek city-states. Such an interpretation is particularly likely in the case of the treaties imposed on Erythrae in 453/2, Colophon in 447/6, Eretria and Chalcis in 446/5, and Samos in 439/8, all of them members of the Attic– Delian league which tried to defect and were curbed by force of arms. Other alternative interpretations present di¶culties. For example, it might be imagined that since it is the Attic copy of the treaty that has come down to us in all the cases mentioned so far, the copy in the other state (or at least the text of the oath) would have been in a dialect other than Attic, probably that spoken by the citizens of the state in question. However, certain indicators make this interpretation implausible. On the one hand, in the few cases where we have two copies of the same document, such as the Athenian decree of 423/2 on the first fruits of Eleusis (IG i3. 78; SIG 3. 83; Tod, GHI 74; Meiggs–Lewis 73), the di·erences between them are limited to the notation of initial h and some word-endings. On the other hand, in the rare cases where the copy from the non-Attic state has survived, the decree is none the less in Attic. A case in point is IG i3. 1454 a ( = IG xii/1. 977; Tod, GHI 110; c.445–430 ), which records the granting of the title of benefactor of the Athenians to the koinon of Carpathos. This decree, which is in Attic even though the inscription was found on the island of Carpathos near Rhodes, provides for the erection of a stone stele on the Athenian Acropolis and another at the shrine of Apollo on Carpathos. It can therefore be deduced that it is the Carpathos copy which has reached us: [γρ)ψαι δd τ]α+τα "ν στ ληι [λ][ιθνηι "µ] π.ληι κα "γ Καρ[π][)θωι "ν τ$ι] Lερ$ι το„ 9πλλ[ω][νος Furthermore, the decree on the unification of coinage, weights, and measures in the Attic–Delian league (IG i3. 1453), earlier than 414 and probably datable to 449/8, has come down to us in the form of six or seven fragmenthe members of the Delphic amphictiony. The textual conventions of international treaties, however, may not have been the same as those of political speeches.  This interpretation is supported, for instance, by the fact that the alliance between Amyntas of Macedonia and the Chalcidians (SIG 3. 135; Tod, GHI 111) is in the Euboean dialect. The treaty between Iulis (Ceos) and Histiaea (c.364 ) (IG xii/5. 594; SIG 3 172; Tod, GHI 141) contains the following formula for the oath: κα τ$ι iρκωι πρ[οστθεσθαι τ$ι τAς] βουλAς· “κα περ Ιστιαιωµ [βουλε3σειν <
γαθZν> i,τι uν] δ3νωνται”, "ν Ιστιααι δd τ$ι [iρκωι· “κα περ] Κεωµ βουλε3σειν
γα[θZν i,τι uν δ3νωνται πλεστο][ν]”.  The Eleusis copy has χιλαισιν δραχµε„σι (20), while the fragmentary Athens copy has χιλαις δραχµας. The Athenian State and the Attic Dialect 117 tary copies found at Siphnos, Syme, Smyrna, Aphytis, Cos, Odessa, and perhaps Hamaxitos in the Troad. Although other dialects were spoken at these places, all the copies are in Attic. The decree itself lays down that a copy should be made for each city. According to the textus compositus preserved by the copies, the reading is as follows: (8) [
ναγ]ρ)ψαι δd τZ ψ φισµα τ[δε τZς ]ρχοντα[ς "]ν τασι πλεσιν [κα θε„ναι "ν στ ]ληι λιθνηι "ν τAι
γορ2ι [*κ)στης] τA[ς π]λεως κα τZς "πιστ[)τας µπροσθεν] το„
ργυροκοπο· τα+τα δd "π[ιτελσαι 9θηναος, "]_µ µh α,το βλωνται. These examples suggest that copies made for the international di·usion of an Attic decree were written in the Attic dialect, regardless of the dialect spoken in a particular city, since nothing would seem to indicate that the decrees mentioned above are in any way exceptional. 6 Attic Linguistic Imperialism Why was Attic used for the oath to be sworn by the representative of a state signing a treaty with Athens, even if Attic was not spoken there? The most plausible answer is that the Attic state imposed the use of its dialect, either because it was profiting from its military power and cultural influence, or because its military and cultural superiority was accepted by the allies and other states, or because the other state attached no importance to the dialectal form that was used. In any case, one is led to the conclusion— supported also by other data—that the state of Athens pursued a linguistic policy geared towards the di·usion of the Attic dialect, and that this was decisive for the creation and expansion of the Koine.        Bengtson, H. 1962: Die Staatsvertr•age des Altertums: Die Vertr•age der griechischr•omischen Welt von 700 bis 338 v.Chr. (2 vols.; Munich and Berlin: Beck). Brixhe, C. 1993: ‘Le d‹eclin du dialecte cr‹etois: essai de ph‹enom‹enologie’, in Crespo et al. (1993), 37–71. Colvin, S. 1999: Dialect in Aristophanes and the Politics of Language in Ancient Greek Literature (Oxford: Clarendon Press). Crespo, E. (forthcoming): ‘The Linguistic Policy of Athens during the First Mari For a linguistic analysis of this document, cf. Crespo (forthcoming).  In inscriptions recording the first fruits of the tribute o·ered to Athena, the names of the allied peoples of the Attic–Delian league are generally given in Attic, though there are exceptions (cf. Threatte 1980: 496, 524). Many legal hearings a·ecting members of the Attic–Delian league are known to have been held compulsorily in Athens, which makes it plausible that the use of the Attic dialect should have predominated. 118 Emilio Crespo time League in the Light of the Attic Decree on Silver Coinage, Weights and Measures’, in Meier-Br•ugger and Hajnal (forthcoming). Crespo, E., Garc‹§a-Ramon, ‹ J. L., and Striano, A. (eds.). 1993: Dialectologica Graeca: Actas del II coloquio internacional de dialectolog‹§a griega (Miraflores de la Sierra (Madrid), 19–21 de junio de 1991) (Madrid: Universidad Autonoma ‹ de Madrid). Guarducci, M. 1969: Epigrafia greca, ii. Epigrafi di carattere pubblico (Rome: Istituto Poligrafico dello Stato, Libreria dello Stato). Hodot, R. (ed.). 1987: Actes de la premi›ere rencontre internationale de dialectologie grecque: colloque organis‹e par le C.N.R.S. a› Nancy/Pont-›a-Mousson, le 1–3 juillet 1986 (Verbum, 10; Nancy: Presses universitaires de Nancy). Meier-Br•ugger, M., and Hajnal, I. (eds.). Forthcoming: Die altgriechischen Dialekte, ihr Wesen und Werden (Innsbruck: Innsbrucker Beitr•age zur Sprachwissenschaft). Morpurgo Davies, A. 1987: ‘The Greek Notion of Dialect’, in Hodot (1987), 7–27. 1993: ‘Geography, History and Dialect: The Case of Oropos’, in Crespo et al. (1993), 261–79. Threatte, L. 1980: The Grammar of Attic Inscriptions, i. Phonology (Berlin and New York: de Gruyter). Willi, A. (ed.). 2002: The Language of Greek Comedy (Oxford: Oxford University Press). 9 Rules without Reasons? Words for Children in Papyrus Letters Eleanor Dickey 1 Background Greek papyrus letters are full of words for children; when not sending greetings to children or passing on greetings from children, the writers are likely to be discussing their o·spring’s health, activities, or clothing. Some children are mentioned by name, but many are identified only by a kinship term, or by a combination of name and kinship term. The use of these kinship terms in letters seems to have little to do with their individual meanings but rather follows a peculiar set of rules, di·erent both from the usage of their English equivalents and from that of the same Greek words in classical literature. One can identify the rules concerned and the deviations from classical usage, but a full understanding of the reasons for these developments requires a greater mind than mine. It is with pleasure, therefore, that I o·er these riddles to one who has such a mind, in hopes that she may enjoy solving them. In Classical Attic there are five main words for children: υLς ‘son’, θυγ)τηρ ‘daughter’, πας ‘child’, παιδον ‘little child’, and τκνον ‘child’; many rarer terms also exist. These words are used largely as their English translations suggest: υLς and θυγ)τηρ describe o·spring who may be any age but must have the appropriate gender and relationship, while the other three may be used for both males and females (though the preponderance of males in literature means that such terms are normally used of males), as long as they are young and/or the o·spring of some specific person. The one major di·erence from English usage is that πας/παιδον and τκνον tend to represent di·erent aspects of the meaning of ‘child’: πας and παιδον stress age more than kinship (as does ‘children’ in English ‘She really I am grateful to Roger Bagnall and Philomen Probert for their advice and criticism, to the Center for Hellenic Studies for providing ideal working conditions, and to John Penney for giving me the opportunity to o·er this small token of my immense a·ection and respect for Anna Davies. 120 Eleanor Dickey loves children’, which is more likely to be said of someone fond of young people than of someone who loves all o·spring of any set of parents), while τκνον stresses kinship more than age (as does ‘children’ in English ‘All her children have doctorates’, which is more likely to be said of someone whose o·spring are grown than of the mother of multiple child prodigies). A related complication is that πας and παιδον can be used for slaves of any age (cf. ‘boy’ for servants in some varieties of English). The usage of these terms in the classical period is divided by genre and register as well as by meaning. Τκνον is basically a poetic word, accounting for 36 per cent of the occurrences of these five words in Euripides and only 2 per cent in Plato, while παιδον is a prose word, accounting for 6 per cent of the occurrences of these words in Plato but never found in Euripides. Πας is thoroughly at home in all genres and in each is more frequent than the other ‘child’ words, usually by a considerable margin. ΥLς and θυγ)τηρ, on the other hand, are not common in any genre; the rarity of θυγ)τηρ may have to do with a lack of discussion of females, but since υLς is even rarer than θυγ)τηρ in both prose and tragedy, its scarcity has to do with the word itself rather than with extralinguistic factors. In papyrus letters the usage of these terms alters significantly. Πας, the  This distinction is by no means absolute; for example, vocative patronymics are normally formed with πα rather than τκνον, and such forms are freely addressed to adults, thereby making it clear that πα indicates kinship rather than age in this context (e.g. πα 9ρστωνος ‘child of Ariston’, Plato, Rep. 427 ; πα τοκων
γαθ$ν Ηρ)κλεις ‘Herakles, child of good parents’, Xen. Mem. 2. 1. 33). For more information on the usage of πας, τκνον, and other words for children in the classical period see Menge (1905: 7–14), Golden (1985; 1990: 12–16), and Dickey (1996: 63–72).  Statistics on classical usage are based on electronic searches of the Thesaurus Linguae Graecae online (www.tlg.uci.edu) in October 2002. They are probably not completely accurate, but certainly close to accurate. They exclude uses to slaves and examples in Plato’s letters and Euripides’ fragments. The raw numbers are: Plato: τκνον 14, πας 530, παιδον 38, υLς 1, θυγ)τηρ 38; Euripides: τκνον 509, πας 800, παιδον 0, υLς 3, θυγ)τηρ 109. The figures for πας are approximations, calculated by taking the results of an electronic search for the word, reading through the first 200 examples of it in each author to determine the percentage that is applied to slaves, and then subtracting that percentage from the original search results.  The corpus for this study is based on the Heidelberger Gesamtverzeichnis der griechischen Papyrusurkunden A•gyptens (http://www.rzuser.uni-heidelberg.de/†gv0/gvz.html) as of May 2002; it consists of those documents identified by the Gesamtverzeichnis as letters written in the 3rd cent.  or earlier. Letters written later than the 3rd cent. are excluded because the growing influence of Christianity on the use of kinshp terms causes a break with earlier patterns. Other types of papyrus document, such as petitions and census records, are excluded because they often involve the formulaic use of large numbers of kinship terms (e.g. in imperial genealogies) in a way quite di·erent from the more conversational language of the letters. The resulting corpus consists of 4,738 letters, with the largest concentrations coming from the 3rd cent.  (1,586) and the 2nd cent.  (1,057), and the smallest from the Rules without Reasons? 121 most common of the ‘child’ words in the classical period, is virtually absent from papyrus letters from their beginnings in the third century  onwards (except in the meaning ‘slave’). Its place is taken by a dramatic expansion of the use of υLς, τκνον, and παιδον. In the absence of πας, παιδον seems to lose much of its diminutive force, so that it means ‘child’ rather than ‘little child’. And a new set of rules for determining the choice between these di·erent words emerges. Given that the loss of πας meant that there were only four major terms for children in papyrus letters, υLς, θυγ)τηρ, τκνον, and παιδον, and given that each of these had a di·erent meaning, one would expect the choice between them to be based on their meanings, and indeed a detailed explanation of their usage in Koine Greek, based on distinctions of meaning, has been produced. Yet this explanation, based on a much wider variety of sources than merely the papyrus letters but not on a systematic collection of data, fails to account for the way that, in letters, the four terms for children are found in almost complete complementary distribution with respect to two factors that have little to do with meaning: person and number. That is, there are sharp distinctions between the way the ‘child’ words are used when applied to the addressee of a letter and when applied to another person, and in the latter case there is a major di·erence between singular and plural usage. 1st cent.  (182). These letters contain 825 examples of υLς, θυγ)τηρ, παιδον, and τκνον (excluding words that are wholly editorial supplements, but including partial supplements; in the case of παιδον I have counted only examples in which the context makes it clear that the word refers to children rather than to slaves, and there are an additional 21 examples in which the meaning of παιδον is unclear).  In letters from the 3rd cent. , πας is common in the meaning ‘slave’; later there are fewer discussions of slaves, and when they are mentioned the usual term is παιδ)ριον, so that πας vanishes altogether from letters. The only passages I can find in the letters in which πας certainly or probably refers to children rather than slaves are UPZ 1. 144. 19 (ii ) and P. Oxy. 1. 113. 31, P. Tebt. 2. 314. 8, PSI 1. 94. 7 (all ii ), but there are many doubtful passages in the early letters. For further information on the use of πας and other ‘child’ words for slaves in the papyri, see Scholl (1983: 4–12).  For example, the word is used for a member of a legion at P. Oxy. 14. 1666. 13 and for a couple about to be married at P. Oxy. 46. 3313. 18. See Shipp (1979: 432).  Rarer terms also occur, of course; these include παιδ)ριον ‘little child’ (e.g. P. Col. 3. 6. 1; P. Lond. 7. 2042. 11; this word is also common in use to slaves), θυγ)τριον ‘little daughter’ (P. M•unch. 3. 57. 20; P. Petr. 3. 53(r). 3), and τεκνα ‘children’ (P. Flor. 3. 365. 15; P. Oxy. 14. 1766. 14). Such terms are normally confined to referential usage and never appear in the vocative in letters.  Stanton (1988); also Shipp (1979: 430–5, 530). 122 Eleanor Dickey 2 Distinctions of Number Most of the time, words for children occurring in papyrus letters are used for third-person reference (i.e. not to the addressee), and in this context the choice among the di·erent words appears to be governed primarily by number. If a single child is mentioned, υLς or θυγ)τηρ is normally used, and these two words therefore make up 89 per cent of the 395 examples in the singular. If two or more children are mentioned, one of the genderneutral terms is normally preferred, so that υLς and θυγ)τηρ make up only 8 per cent of the 304 examples in the plural. That the operative distinction is indeed number, rather than another factor to which number might be coincidentally related, is suggested by texts in which the alternation occurs within a single sentence, as
σπ)ζοµαι τhν
δε[λ]φ ν µο[υ] κα τ_ παιδα κα :Ελου2θ κα τhν γυνακα α,το+ κα ∆ιοσκορο+ν κα τZν νδρα α,τAς κα τ_ παιδα κα Τ[)]µαλιν κα τZν νδρα α,τAς κα τZν υLZν κα bΗρωνα κα 9µµων)ριον κα τ_ παιδα α,τAς κα τZν νδρα κα Σανπατ: κα τ_ παιδα α,τAς (BGU 7. 1680. 4–8) I greet my sister and her children and Elouath and his wife and Dioskorous and her husband and children and Tamalis and her husband and son and Heron and Ammonarion and her children and husband and Sampas and her children; or
σπ)ζου τhν
δελφ[ ν µο]υ κα τ_ τκνα α,τ[Aς κα . . . . ]ν κα :Επιτυχαν κα Μαργ[αρδα]ν κα τhν θυγατρα α,τAς κα το^ς jµ$ν π)ντας κατ: ;νοµα. (P. Oxy. 14. 1769. 12–17) Greet my sister and her children and N. and Epitychia and Margarida and her daughter and all our people by name. To some extent this distinction does depend on the di·erent meanings of the words: since groups of children, particularly the family groups most often mentioned in letters, are likely to contain both boys and girls, they can only be referred to by gender-neutral terms, and therefore υLς and θυγ)τηρ are bound to be rare in the plural. But the other half of the distinction does not come from the words’ meanings, for there is no reason why gender-neutral terms should not be used in the singular. The difference can be illustrated by comparison with classical literature, in which the use of words for children is clearly based primarily on factors other than number. In the fifth and fourth centuries υLς and θυγ)τηρ were of course rare in the plural, but in most authors they were not common even Rules without Reasons? 123 in the singular. By far the most common term, in both singular and plural, was the gender-neutral πας, and both παιδον and τκνον were used freely in the singular, so that in some authors their singulars are more frequent than their plurals. It is not unlikely that the distinction of number found in the papyri has something to do with the disappearance of πας and the vastly increased popularity of υLς. (ΥLς is surprisingly infrequent in the classical period: despite the general preponderance of male to female terms, υLς occurs less than once for every thirty occurrences of θυγ)τηρ in Plato and Euripides. By contrast, in papyrus letters υLς occurs more than twice as often as θυγ)τηρ.) Yet these changes should not by themselves cause τκνον and παιδον to become largely restricted to plural usage, and in fact we can see that they did not originally do so. The decline of πας and the rise of υLς are already visible in papyri of the third century , but during the Ptolemaic period the popularity of υLς does not appear to limit the usage of τκνον or παιδον in the singular. Until the first century  παιδον is used approximately equally in the singular and in the plural, while τκνον is so rare in papyri that its usage cannot be meaningfully analysed. From the first century , however, both τκνον and παιδον become rare in the singular and common in the plural. It therefore looks as though the classical distinction of meaning among these terms was largely replaced by a distinction of number around the beginning of the Roman period, but it is di¶cult to determine how or why such a change took place. This distinction of number leaves a large body of plural references divided between παιδα and τκνα; during the Ptolemaic period, as we have seen, τκνα is rare and the preferred term is clearly παιδα, but from the first century  the division is fairly equal. Here, since the words have di·erent meanings and no other constraints on usage can be identified, one would expect the choice between these terms to be based on meaning. Indeed,  e.g. Plato, υLς sing. 1, pl. 0, θυγ)τηρ sing. 25, pl. 13; Euripides, υLς sing. 3, pl. 0, θυγ)τηρ sing. 100, pl. 9; Aristophanes, υLς sing. 31, pl. 4, θυγ)τηρ sing. 13, pl. 0.  e.g. Plato, τκνον sing. 0, pl. 14, παιδον sing. 9, pl. 27; Euripides, τκνον sing. 181, pl. 328, παιδον sing. 0, pl. 0; Aristophanes, τκνον sing. 12, pl. 8, παιδον sing. 21, pl. 22; Menander, τκνον sing. 16, pl. 14, παιδον sing. 77, pl. 4.  iii : παιδον at P. Cair.Zen. 3. 59335. 5; P. Col. 3. 6. 4, 8; παιδα at P. Lond. 7. 1976. 18; P. Petr. 2. 2 (4). 1; PSI 5. 498. 4; τκνον at P. Zen. Pestm. 51. 16; P. Lille 1. 17. 13. ii : παιδον at UPZ 1. 59. 5, 14; 1. 60. 4, 12; παιδα at BGU 10. 2006. 2, 4; P. Bad. 4. 48. 14; P. Rein. 2. 109. 5; P. Tebt. 3. 2. 948. 5; UPZ 1. 60. 4, 19; τκνα at P. Genova 3. 92b1. 28. i : παιδον at BGU 4. 1203. 8; 4. 1204. 11; 4. 1205. 25, 8; 4. 1871. 6; P. Oxy. 4. 744. 7; παιδα at P. Lips. 104. 11; P. Oxy. 7. 1061. 25; P. Tebt. 2. 284. 9, 11; τκνα at BGU 16. 2632. 11. i –i : παιδον at PSI 12. 1242. 11.  In referential use in the 1st–3rd cents. , τκνον is used in the plural 93 of the time and παιδον 87 of the time. 124 Eleanor Dickey one passage can be found in which such a distinction seems to be made, with τκνα stressing (metaphorical) relationship more than παιδα: χοµεν τ_ παιδα kς Fδια τκνα ‘we consider the [i.e. your] children like our own o·spring’ (P. Oxy. 46. 3313. 18–19). Even in this passage, however, Fδια was needed to get the meaning across, and in other letters that employ both terms no distinction in meaning can be found. Nor is there an apparent distinction between one letter and the next: within the corpus of Oxyrhynchus papyri one can find pairs such as (1a) πρZ παντZς ε(χοµα σε 4γιανειν µετ_ τ$ν
βασκ)ντων σου παιδων ‘before everything I pray that you are well, along with your children, [may they be] unharmed’ (P. Oxy. 14. 1758. 3–5, ii ). (1b) πρZ τ$ν iλων ε(χοµα σε 4γιανειν µετ_ τ$ν τκνων σου ‘before all I pray that you are well, along with your children’ (P. Oxy. 12. 1586. 3–5, iii ). (2a) σπασαι τ_ παιδα κα το^ς "ν οFκ1ω ‘Greet your children and those in the house’ (P. Oxy. 36. 2787. 6–7, ii ). (2b) σπασαι πολλ_ τ_
β)σκαντ) σου τκνα κα τhν σ3µβιον ‘Greet very much your children, [may they be] unharmed, and your wife’ (P. Oxy. Hels. 50. 20–2, iii ). (3a)
σπ)ζετα σε Χαιρ µων κα τ_ παιδα ‘Chairemon and his children greet you’ (P. Oxy. 36. 2787. 7–8, ii). (3b)
σπ)ζετ[α] σε Γα<α> κα τ_ τκνα α,τ[Aς] κα ` σ3µβιος ‘Gaia and her children and her husband greet you’ (P. Oxy. 46. 3312. 8–10, ii ). (4a) πρZ µdν π)ντων σε πολλ_ προσαγορε3ω κα τ_
β)σκαντ) σου παιδα ‘before all I greet you very much, and your children, [may they be] unharmed’ (P. Oxy. 17. 2150. 3–4, iii ). (4b) πρZ π[)ντων] γρ)φω
σπαζµενος [τ_] τκνα 4µ$ν ‘before all I write greeting your children’ (P. Oxy. 12. 1584. 3–5, ii ). (5a)
σπ)ζου Στρ)τ[ο]ν κα Στρατονεκη κα τ_ πεδ[α] α,τ$ν ‘Greet [from me] Straton and Stratonike and their children’ (P. Oxy. 12. 1489. 9–10, iii ).  The kς Fδια τκνα phrase seems to be a set expression; it is used in the singular at PSI 12. 1248. 3–5: µ)ρτυρες οL θεο kς πυθµενος περ το+ κυρου µου, υLο+ jµ$ν, οaτως Hχθσθην κα "πνθησα kς Fδιον τκνον ‘The gods are witnesses that when I learnt about my lord our [i.e. your] son, I was as grieved and filled with lamentation as for my own child.’ See also P. Lond. 3. 897. 28.  BGU 2. 380. 7, 23; 3. 714. 8, 12, 14; P. Mich. 3. 203. 21, 22, 24, 26, 29, 30; 3. 209. 20, 21; 8. 464. 9, 24; 8. 504. 3, 8, 10; 8. 514. 32, 33, 38; P. Oxy. 49. 3506. 23, 24; P. Wisc. 2. 72. 6, 25; P. W•urzb. 21. 10, 15. Rules without Reasons? 125 (5b)
σπ[)ζ]ο[µ]ε . . . κα Xννειν κd τ_ τκνα α,τAς ‘I greet . . . and Anneis and her children’ (P. Oxy. 14. 1678. 18–22, iii ). In fact, since alternation between παιδα and τκνα within a single letter is rare, it appears that where one writer uses τκνα, another simply prefers παιδα, so that even those arguing for distinctions of meaning between these terms in other situations conclude that in such references the choice is usually simply random. 3 Distinctions between Address and Referential Usage When words for children are used to the addressee of the letter rather than in reference to another person, they may appear in the vocative case. In such situations the normal term, indeed the only one used at all before the third century, is τκνον. Since all vocatives using terms for children are singular in the papyri, the use of τκνον in these addresses is in direct contradiction to the distinction of number found in reference; it is clear that a completely di·erent rule operates for direct address. Eventually, however, at the end of our time period, the vocative υL makes its appearance in letters, and in the fourth century it is more common than τκνον in direct address. The appearance and rapid growth of υL could be due to an e·ort to bridge the gap between reference and address usage and eliminate the oddity of using the singular vocative of a word that is almost always plural in other cases, but the possibility of such an e·ort only serves to emphasize the peculiar nature of the original situation. Di·erences between address and referential usage are common in many languages (see Braun 1988: 259–65; Dickey 1997); for example, it is normal to begin speeches in English by addressing the audience as ‘ladies and  Stanton (1988: 469–70). It is also clear that the distinction found in tragedy between πας and τκνον, by which πας is used with reference to the father and τκνον with reference to the mother (see Menge 1905: 7, 12–14; and LSJ, s.v. τκνον), does not apply in papyrus letters. Compare the use of τκνα in phrases meaning ‘wife and children’ at BGU 2. 601. 25; P. Mich. 3. 219. 23; 15. 752. 40; P. Oxy. 3. 533. 2; P. Princ. 2. 70. 15; SB 14. 11906. 4 with παιδα in similar phrases at P. Cair.Isid. 132. 18; P. Erl. 113. 11; P. Mich. 3. 208. 8; P. Oxy. 31. 2559. 12; P. Princ. 2. 71. 21; P. Tebt. 2. 421. 12; UPZ 1. 60. 19. Note also the use of τκνα with a masculine possessive genitive at BGU 2. 601. 24; 4. 1097. 23; P. Mert. 2. 63. 20; P. Mich. 3. 203. 29; but a feminine at BGU 2. 601. 29; 4. 1097. 25; P. Mert. 2. 63. 25; P. Mich. 3. 203. 30; and παιδα with a masculine genitive at P. Cair. Isid. 132. 16, 18; P. Lond. 2. 479. 20; P. Oxy. 9. 1218. 11; 59. 3989. 13; but a feminine at P. Cair. Isid. 132. 15–16; BGU 7. 1680. 8; P. Tebt. 2. 414. 6; SB 10. 10557. 16.  Vocatives of all kinship terms are rare in letters before the 2nd cent.  and non-existent in the Ptolemaic period; the scarcity of vocatives of ‘child’ words at an early period is thus due to something other than the properties of these particular words. For a more complete discussion see Dickey (forthcoming1; forthcoming2). 126 Eleanor Dickey gentlemen’, but it is most abnormal to refer to the audience in that way, for example by saying ‘Tomorrow I must give a speech to the ladies and gentlemen’. There is, however, more than one type of address: free address in the vocative, such as ‘Ladies and gentlemen’, and bound address in other cases, such as ‘I hope Your Majesty will enjoy the ceremony’ (see Braun 1988: 11–12). Bound addresses are standard at the beginnings of Greek letters; while we begin with a free address (‘Dear Jimmy’, ‘Dear Sir’, etc.), Greek letter-writers of all periods tended to open their epistles with a formula that put the addressee in the dative, as 9σκληπι)δης Ζωλ1ω υL1$ χαρειν ‘Asklepiades to his son Zoilos, greetings’ (P. Oxy. 17. 2152. 1). This dative is thus a type of address, so one might expect words in such a position to behave like those used in the vocative. In letter-headings, however, the τκνον so preferred in the vocative is almost never used. Instead we find, in letters of all periods, an overwhelming preference for υLς or θυγ)τηρ. At first glance, this preference might seem to indicate that ‘child’ words in headings behave like those in referential usage, rather than those in direct address; i.e. it might suggest that there is a simple bipartite division between vocative and non-vocative usage. For the rarity of τκνον and παιδον in headings, despite their frequency in referential usage, could be a natural consequence of the distinction of number made in third-person reference. A letter is normally addressed to a single individual, so the term in the dative is usually singular, and hence one would expect υLς or θυγ)τηρ to be used about 89 per cent of the time. But in fact the preference for these terms in headings is stronger than in singular references. They are used not 89 per cent of the time, but 95 per cent of the time. Moreover, e·orts are made to use υLς and θυγ)τηρ even when there are two addressees of di·erent genders. This can be done by naming each one separately, as . . δ . . 9ριστ)ρχ1ω τ1$ υL1$ κα Μικκ)λIη τIA θυγατρ χαρειν ‘N. to his son Aristarchos and his daughter Mikkale, greetings’ (P. Lille 1. 17. 1–3) and Τρυφ2ς 9θηνοδ#ρ1ω τ1$ υL1$ κα 9ρτµιτι τIA θυγατρ πλεστα χαρειν ‘Truphas to his son Athenodoros and his daughter Artemis, very many greetings’ (BGU 16. 2618. 1–3). In referential usage this elaborate type of division is unusual (though not impossible), so that even if there is a need to name each child, the names can simply be added to τκνα or παιδα, as in σπασαι . . . [τ_
β])σκαντα παιδα [Σα]ραπι)δα κα[ Κ]λωνα ‘greet . . . the children Sarapias and Kleon, [may they be] unharmed’ (SB  Essentially the same dative is found in the delivery information on the outside of a letter, which often echoes the heading. For this reason the kinship terms used in such information tend to be the same as those found in the heading of the same letter.  Exact figures: υLς 84, θυγ)τηρ 18, παιδον 2, τκνον 3, total 107. Rules without Reasons? 127 14. 11899. 5–6) and σπασε . . . [τ]_ τκνα Σ$µα κα Νεστοραινα ‘greet . . . the children Soma and Nestoriaina’ (BGU 3. 714. 10–15). One heading seems to employ an even more unusual device to allow the use of the standard heading terminology even with two addressees of mixed gender: the plural υLος is used despite the probable feminine gender of one addressee. This heading reads Κοπρ+ς κ[α] Σινθ$νις Σαραπ)µµωνι κα Σ3ρRα τος τιµιωτ)τοις υLος χαρειν ‘Koprys and Sinthonis to Sarapammon and Syra their most honoured sons, greetings’ (P. Oxy. 59. 3993. 1–2). The editors note that the second addressee could possibly be masculine but is more likely to be feminine, and that therefore this use of υLς is very unusual, but they suggest no motivation for the usage (see notes ad loc.); a general tendency to avoid παιδον and τκνον in headings would provide the missing explanation here. It therefore seems likely that there was, in addition to the convention of preferring υLς and θυγ)τηρ to other terms in the singular, a convention of preferring these terms in headings irrespective of number. The finding that υLς and θυγ)τηρ were the standard terms for o·spring in headings while τκνον was standard in the vocative is surprising, since the division normally made by linguists is a binary one between address and reference, not the tripartite one among headings, vocatives, and referential use that emerges here. Moreover, since the choice of forms of address often carries a great deal of meaning, one would expect the di·erent meanings of υLς and τκνον to make at least some di·erence in their usage as addresses. It is therefore interesting that there are a number of letters in which a heading using υLς or θυγ)τηρ is followed by a vocative using τκνον to the same addressee; the existence of such letters shows that the di·erence between τκνον and υLς/θυγ)τηρ is not based on a di·erence of addressees, and it raises hopes that in such a controlled context the reasons for the alternation between the two words will surely be recoverable. Such letters have been used as evidence that there is indeed a di·erence of meaning between υLς/θυγ)τηρ and τκνον. In two of them the υL1$ in the heading is qualified by γλυκυτ)τ1ω ‘sweetest’, while the vocative τκνον has no a·ectionate modifiers: Κορν λιος Ιρακι τ1$ γλυκυτ)τ1ω υL1$ χαρειν . . . τκνον (P. Oxy. 3. 531. 1–2, 28) and ∆ωρων Σερ ν1ω τ1$ γλυκυτ)τ1ω υL1$ χαρειν . . . κ3ριε τκνον (P. Mich. 3. 212. 2, 15). It has been suggested that this di·erence occurs because τκνον is in itself an a·ectionate, emotional  The phenomenon of letters that use υLς in the heading but τκνον as a vocative was first observed by Eisner (1913: 52), who cited 6 examples, and is also discussed by Stanton (1988: 463–4), who adds another example; I have found three more within our time frame, as well as two from the fourth century: P. Giss. 1. 103 and SB 18. 13589. 128 Eleanor Dickey term, whereas the more factual υLς needs a modifier to express the same degree of a·ection (Stanton 1988: 464). Yet there are seven other letters in which the same alternation between υL1$ (or θυγατρ) and vocative τκνον occurs without any such modifiers: 9λξ[α]νδρος Θαβι τIA [θ]υγατρ πολλ_ χαρειν . . . τκνον (P. Bad. 2. 34. 1–2, 8), Σαραπων Ε,τυχδIη τ1$ υL1$ χαρειν . . . Ε,τυχ(δη) τκνον (P. Sarap. 83a. 1–2, 17), 9πων Ωρωνι τ1$ υL1$ χαρειν . . . τκνον (P. Amh. 2. 136. 1–2, 4), Ε,δα[ι]µονς 9πολλων1ω τ1$ υL1$ πλεστα χαρειν . . . τκνον (P. Giss. 1. 21. 1–2, 20), Ηρας 9γριππ[]ν1ω τ1$ υL1$ πλεστα χ(αρειν) . . . τκνον (P. Gen. 1. 74. 1, 3), j µ τη[ρ . . ]ελχ1ω τ1$ υL1$ χαρειν . . . τχνον (BGU 2. 380. 1–2, 19), 9ρστανδρος 9πωνι τ1$ υL1$ χαρειν . . . τκνον (P. Oxy. 9. 1219. 1–2, 18). In another papyrus (P. Oxy. 6. 930) the heading is lost, but the vocative τκνον (line 18) contrasts with the Πτολεµα1ω υL1$ of the address (line 30), making it virtually certain that the lost heading also contained υL1$. In these letters one can find no significant di·erences between the level of a·ection expressed at the start of the letter and the level expressed in the vocative, nor can one find such di·erences between the letters in which τκνον is used and the few in which υL occurs. The only explanation that fits the evidence, therefore, is that the factor governing the shift from υL1$ to τκνον was the di·erence between the conventions of usage in headings and the conventions of usage as vocatives. 4 Conclusions The writers of papyrus letters were therefore following a complex set of rules when choosing among the di·erent words for children, rather than considering the meanings of the individual terms. In the vocative, until the end of our period, they used τκνον. In headings they used υL1$ or θυγατρ according to the addressee’s gender. In third-person reference they used υLς or θυγ)τηρ in the singular, but παιδα or τκνα, apparently at random, in the plural. All of this results in peculiar patterns of usage for the individual terms. Θυγ)τηρ, which in the classical period was freely used in the vocative, apparently lost its ability to be used in address altogether. ΥLς, which in the classical period was rare in general and even rarer in prose, became common in papyrus letters by the third century  but was not usable in the vocative for another five centuries. Παιδον was largely restricted to the plural and to referential usage. And τκνον, a poetic word that we would not expect to see in the papyri at all, becomes one of the most common words  I have found only two papyri in which this vocative occurs, both later than our period: P. Oxy. 59. 3998. 15, 35 and SB 14. 11437. 26. Rules without Reasons? 129 for children from the first century  onwards and is oddly split between vocative use, in which it is always singular, and referential use, in which it is almost always plural. The works of Homer show the same split between singular and plural use, though it had disappeared by the classical period; can there be any connection between Homeric use and that of the papyri? Alternatively, a sudden change at the beginning of the Roman period is often a sign of Latin influence, and such influence cannot be ruled out in this case: Latin has a term liberi with the same meaning as τκνα, and it is notable that liberi occurs exclusively in the plural, that it occurs in contexts such as Pompeian gra¶ti that suggest it was in common use in non-literary language at this period and therefore suitable for borrowing, and that at least one letter in our corpus uses τκνων to translate liberorum (P. Mich. 12. 627. 4). On the other hand, Latin o·ers no parallel for the (singular) vocative usage of τκνον, and the tendency of referential τκνον to be restricted to the plural is shared with παιδον, which is most unlikely to be a translation of liberi. These peculiar patterns, and the lack of any apparent explanation for the rules that were clearly being followed by the writers of papyrus letters, suggest that some forces are at work here that have not yet been successfully identified. It is to be hoped that the dedicatee of this volume, or other readers, may be able to find the reasons for the distribution.        Abbreviations of papyrological texts follow J. F. Oates, R. S. Bagnall, et al., Checklist of Editions of Greek, Latin, Demotic and Coptic Papyri, Ostraca and Tablets available at http://odyssey.lib.duke.edu/papyrus/texts/clist. html. Braun, F. 1988: Terms of Address: Problems of Patterns and Usage in Various Languages and Cultures (Berlin: Mouton de Gruyter). Dickey, E. 1996: Greek Forms of Address: From Herodotus to Lucian (Oxford: Oxford University Press). 1997: ‘Forms of Address and Terms of Reference’, Journal of Linguistics, 11: 255–74. Forthcoming1: ‘Literal and Extended Use of Kinship Terms in Documentary Papyri’, Mnemosyne. Forthcoming2: ‘The Greek Address System of the Roman Period and its Relationship to Latin’, Classical Quarterly. Eisner, L. 1913: Epistulae Privatae Graecae (P. Iand. 2; Leipzig: Teubner). Golden, M. 1985: ‘Pais, “Child” and “Slave”’, L’Antiquit‹e classique, 54: 91–104. 130 Eleanor Dickey Golden, M. 1990: Children and Childhood in Classical Athens (Baltimore: Johns Hopkins University Press). Mandelaras, B. G. (ed.). 1988: Proceedings of the XVIII International Congress of Papyrology (2 vols.; Athens: Greek Papyrological Society). Menge, P. 1905: De Poetarum Scaenicorum Graecorum Sermone Observationes Selectae (diss. G•ottingen). Scholl, R. 1983: Sklaverei in den Zenonpapyri: Eine Untersuchung zu den Sklaventermini, zum Sklavenerwerb und zur Sklavenflucht (Trierer historische Forschungen, 4; Trier: Verlag Trierer Historische Forschungen). Shipp, G. P. 1979: Modern Greek Evidence for the Ancient Greek Vocabulary (Sydney: Sydney University Press). Stanton, G. R. 1988: ‘Τκνον, πας and Related Words in Koine Greek’, in Mandelaras (1988), i. 463–80. 10 Langage de femmes et d’hommes en grec ancien: l’exemple de Lysistrata Yves Duhoux Nous aimerions savoir a› quoi pouvait ressembler le grec parl‹e en Attique a› l’‹epoque classique. Ceci suppose que l’on d‹efinisse ce que peut e^ tre ce ‘grec parl‹e’. Une premi›ere di¶cult‹e vient e‹ videmment de l’absence de tout document oral conserv‹e. Une deuxi›eme, de ce que la situation linguistique attique classique n’‹etait pas unitaire. Une troisi›eme, de la m‹ethodologie a› utiliser pour acc‹eder, autant que faire se peut, au grec parl‹e a› travers le corpus attique e‹ crit. Quelle cat‹egorie de textes faut-il prendre comme r‹ef‹erence? Dans un ouvrage r‹eellement excellent, Dickey (1996: 38–41) consid›ere que ‘the best place to look for conversational Greek will be in prose dialogues which are not especially humorous’. A-t-elle raison? Oui et non. Oui, parce que, bien entendu, ce type de textes est r‹eellement utilisable pour une approche de l’oral. Non, parce qu’il ne livre le reflet que d’une seule forme d’attique oral. A l’extr^eme fin de son livre, Dickey (1996: 255) reconna^§t elle-m^eme que son corpus fournit ‘an approximation of the upper-class Athenian system’. Cette appr‹eciation est d‹ej›a moins e‹ loign‹ee de la r‹ealit‹e, mais elle oblit›ere une caract‹eristique essentielle du corpus utilis‹e: il est, en fait, presque exclusivement masculin. Ceci tient a› une double masculinit‹e. Il y a d’abord, celle de tous les auteurs; ensuite, celle de l’‹ecrasante majorit‹e des personnages dont les discours (directs ou indirects) sont rapport‹es. Il en r‹esulte que le corpus, pourtant admirable par son e‹ normit‹e, de Dickey e‹ limine tout simplement la moiti‹e de la population attique. Pour se rendre compte de la perte que ceci repr‹esente, une pierre de touche int‹eressante est fournie par les invocations aux dieux. Leur emploi et leur liste sont donn‹es par Dickey (1996: 187–9, 307–9). Prenons maintenant le petit corpus de la Lysistrata d’Aristophane—seulement 1318 vers, occupant a› peine une soixantaine de pages. Il s’y trouve sept invoca Bremer (1993: 148); Brixhe (1997); Dickey (1995); Dover (1987: 16–30); Duhoux (1988: 188–9; 1997b: 17–18); Lopez ‹ Eire (1986).  Voir la liste des auteurs et des ¥uvres (qui inclut par exemple tout D‹emosth›ene et tout Platon) dans Dickey (1996: 259–61). 132 Yves Duhoux tions aux dieux prononc‹ees par les femmes. Or, pas moins de cinq ou six d’entre elles sont absentes du relev‹e de Dickey . . . Il est facile (bien que vertigineux) d’imaginer les suppl‹ements d’informations que nous apporterait la prise en compte de textes faisant parler des femmes. Peut-on toutefois trouver des textes attiques f‹eminins? La r‹eponse est totalement n‹egative pour les auteurs, puisque tous sont des hommes. Elle ne l’est toutefois pas toujours pour les ¥uvres. Ceci est surtout vrai pour les pi›eces de th‹ea^ tre. Bien sur, ^ il n’est pas di¶cile d’en trouver ou› la majorit‹e des roles ^ sont masculins. A titre d’exemple, dans les 4,080 lignes de l’int‹egralit‹e du th‹ea^ tre conserv‹e de M‹enandre, Bain (1984: 31) ne rel›eve que 346 lignes plac‹ees dans la bouche de roles ^ f‹eminins: ceci signifie que plus de 90 des lignes sont prononc‹ees par des personnages masculins . . . Il n’en est cependant pas toujours ainsi: d’apr›es McClure (1995: 39–40), le th‹ea^ tre d’Euripide compte 11228 lignes f‹eminines (ch¥urs f‹eminins inclus) contre 12096 lignes masculines. Bien entendu, l’auteur est encore toujours masculin, mais au moins il fait parler les femmes presque aussi souvent que les hommes (48,14†51,86). Il est incontestable que la forme versifi‹ee des pi›eces de th‹ea^ tre grecques les e‹ loigne n‹ecessairement de la langue r‹eellement parl‹ee. Toutefois, le th‹ea^ tre avait une caract‹eristique absente de toutes les autres ¥uvres: il tendait a› cr‹eer l’illusion de la r‹ealit‹e (Duhoux 1997b: 40). Platon d‹ecrit d’ailleurs explicitement trag‹edie et com‹edie comme faisant partie d’une esp›ece ‘enti›erement imitative’. De ce point de vue, le th‹ea^ tre s’oppose a› toutes les autres ¥uvres litt‹eraires. Et comme l’immense majorit‹e des passages th‹ea^ traux est constitu‹ee de dialogues, on peut penser qu’ils fournissent une voie royale d’acc›es a› ce que pouvait e^ tre une des formes de conversation attique. Si cette fac«on de voir est exacte, elle devrait se traduire linguistiquement par une s‹erie d’oppositions linguistiques entre les textes sc‹eniques et les autres ¥uvres litt‹eraires. Or, il en existe. Ainsi, le nombre de particules chute significativement dans les pi›eces de th‹ea^ tre, alors qu’il est bien plus e‹ lev‹e dans les autres genres litt‹eraires (Duhoux 1997b: 31–5). De m^eme, la fr‹equence de plusieurs conjonctions de subordination est significativement plus basse au th‹ea^ tre qu’ailleurs (Duhoux 1997b: 43). On observe aussi que les interrogations  Voir p. 138.  Rappelons que les acteurs ath‹eniens e‹ taient tous des hommes, mais qu’ils pouvaient interpr‹eter des roles ^ aussi bien f‹eminins que masculins.  . . . j µdν δι_ µιµ σεως iλη "στν, 'σπερ σ^ λγεις, τραγ1ωδα τε κα κωµ1ωδα: R‹ep. 394 –. Langage de femmes et d’hommes en grec ancien 133 directes sont en g‹en‹eral significativement plus fr‹equentes au th‹ea^ tre que dans les autres ¥uvres (Duhoux 1997a: 286). Des indices de ce genre confirment le caract›ere sp‹ecifique de la langue de la sc›ene et invitent a› conclure que le grec d’Ath›enes utilisait probablement moins de mots-outils du type des conjonctions de subordination et des particules a› l’oral qu’›a l’‹ecrit. Il est notoire que les parlers des femmes et des hommes peuvent se diff‹erencier dans une m^eme langue: cette caract‹eristique a e‹ t‹e relev‹ee dans les langues modernes depuis au moins le e s. et elle y fait l’objet d’‹etudes r‹eguli›eres, qui ont mis en valeur des particularit‹es aussi bien phon‹etiques que morphologiques, syntaxiques ou lexicales individualisant les sociolectes f‹eminin et masculin. Pour le grec, Platon avait d‹ej›a e‹ t‹e frapp‹e par le conservatisme linguistique des femmes attiques et avait signal‹e un trait de leur sociolecte. Depuis Gilleland 1980, les modernes ont commenc‹e a› s’int‹eresser aux langages f‹eminin et masculin dans les langues classiques, voire m^eme en indo-europ‹een. Il m’a sembl‹e int‹eressant de faire une comparaison syst‹ematique de quelques particularit‹es de ces sociolectes dans une pi›ece de th‹ea^ tre, puisqu’elle se pr^ete sp‹ecialement bien a› la recherche d’‹enonc‹es refl‹etant une  Ainsi, Key (1996: 3).  E‹tat de la question et bibliographie dans Key (1996)—cette bibliographie ignore les e‹ tudes relatives aux langues anciennes (voir ci-dessous).  Pour ces di·‹erents aspects, voir par exemple Key (1996: 61–5, 65–7, 67–70, 24–7), une s‹erie de titres de sa bibliographie et Adams (1984: 43).  Dans le Cratyle 418 – (Bain 1984: 28–9; Duhoux 1988: 192–5; Sommerstein 1995: 81–3). Le m^eme archa•§sme est attribu‹e aux Romaines (Adams 1984: 44; Gilleland 1980) et s’observe dans des langues modernes (Adams 1984: 43).  Dans M‹enon 99 . Il s’agit de l’emploi de θεος au lieu d’
γαθς pour qualifier des gens de qualit‹e (Bain 1984: 29)—Platon signale de plus que les femmes ath‹eniennes partagent cette caract‹eristique avec les Laconiens.  Dans un court article de pionnier, Gilleland (1980) a rassembl‹e une petite collection d’appr‹eciations anciennes portant sur le langage des Grecques et des Romaines.  Ainsi, Adams (1984); Bain (1984); Brixhe (1997: 409–12); Dickey (1996: 65–6, 162–3, 221, 241–6); Gilleland (1980); McClure (1995); Sommerstein (1995). Gilleland (1980: 183 n. 17) signale l’existence de caract‹erisations sp‹ecifiques du langage f‹eminin en sum‹erien et en sanskrit. Alors que la bibliographie de Key (1996) se veut ‘comprehensive’, aucun des articles qui viennent d’^etre mentionn‹es n’y figure. L’index de cet ouvrage ne mentionne d’ailleurs pas ‘Greek’, et si ‘Latin’ y figure, c’est parce que Key (1996: 33) signale le recours a› des ‘scientific Latin words’ pour e‹ voquer l’union sexuelle . . .  Knobloch (1984). Cet auteur propose d’expliquer une s‹erie de termes attest‹es dans des langues indo-europ‹eennes comme des cr‹eations typiquement f‹eminines faites a› date pr‹ehistorique. 134 Yves Duhoux forme d’oralit‹e (p. 132). Comme la com‹edie passe pour e^ tre moins e‹ loign‹ee de l’oral que la trag‹edie, une pi›ece comique s’imposait. Ce qu’il fallait, c’‹etait trouver d’abondants textes comiques mis dans la bouche de femmes aussi bien que d’hommes. Il fallait de plus, si possible, que ces textes proviennent d’une seule et m^eme pi›ece, de mani›ere a› e^ tre sur ^ de l’homog‹en‹eit‹e des deux groupes. Par chance, Aristophane nous livre plusieurs ¥uvres de ce genre. Celle que j’ai choisie est Lysistrata (ci-dessous: L)—cette com‹edie, qui est un pur chef d’¥uvre, date vraisemblablement de 411 avant J.-C. Les femmes y jouent un role ^ majeur: ce sont elles qui, gr^ace a› une gr›eve panhell‹enique du sexe, contraindront les Ath‹eniens et les Spartiates a› mettre fin a› la d‹esastreuse guerre du P‹eloponn›ese. Comme les femmes et les hommes de L forment deux clans oppos‹es, on peut se demander si Aristophane n’aurait pas tenu a› y caract‹eriser linguistiquement ces deux groupes. Cette recherche aurait normalement du^ aboutir a› une r‹eponse n‹egative. En e·et, on a pu dire que ‘Aristophanes generally shows regional but no social variation in the language of his characters’ (Dickey 1995: 262) et qu’il est ‘very doubtful whether Aristophanes made a consistent e·ort to individualize his characters by linguistic means’ (Bain 1984: 27). On verra ci-dessous que la r‹ealit‹e est toute di·‹erente. Pour e·ectuer l’examen, j’ai regroup‹e tous les textes de L mis dans des bouches d’acteurs repr‹esentant des femmes ou des hommes—ceci m’a fait e‹ liminer les vers 1043–71, qui r‹eunissent en un seul ensemble les ch¥urs des femmes et des hommes. L’‹edition de r‹ef‹erence est celle de Coulon et Van Daele (1928), reprise dans le Thesaurus Linguae Graecae d’Irvine. Les d‹enombrements ont e‹ t‹e e·ectu‹es avec l’aide du logiciel Lexis. J’ai conventionnellement consid‹er‹e les deux corpus ainsi constitu‹es comme unitaires. En fait, ils comportent des di·‹erences internes: en e·et, il s’y trouve des  Dickey (1995: 261–2); Dover (1987: 19–20); McClure (1995: 59). Noter toutefois que, contrairement a› ce que l’on pense souvent, la com‹edie n’a pas davantage de particules que la trag‹edie (Duhoux 1997a: 284). Il faut aussi retenir que la langue de M‹enandre est probablement plus repr‹esentative de l’oral que celle d’Aristophane, comme Dickey (1995) l’a bien montr‹e dans l’emploi des interpellations et ainsi qu’en t‹emoigne la fr‹equence des particules, significativement plus basse chez M‹enandre que chez Aristophane (Duhoux 1997b: 44–6).  Van Daele (Coulon et Van Daele 1928: 115) note a› juste titre que ‘c’est . . . celle des com‹edies d’Aristophane qui honore le plus et l’auteur et l’homme’. C’est a› cette e‹ dition que seront reprises les traductions de L donn‹ees ci-dessous.  Par cons‹equent, des propos masculins mis dans la bouche d’un acteur repr‹esentant une femme (ainsi, L 519–20) seront conventionnellement consid‹er‹es comme f‹eminins.  Ce logiciel, dont j’ai utilis‹e la version 3.04, a e‹ t‹e conc«u et r‹ealis‹e par Richard Goulet (CNRS). Voir a› ce sujet Duhoux (1996). J’ai aussi, bien entendu, utilis‹e le pr‹ecieux index de Todd (1962). Langage de femmes et d’hommes en grec ancien 135 propos e‹ manant d’individus aussi bien que de groupes, et les dialectes grecs utilis‹es peuvent varier (l’attique est e‹ videmment majoritaire, mais on a des textes qui se pr‹esentent comme laconiens—on verra a› l’instant (p. 137) une di·‹erence dialectale qui oppose les sociolectes f‹eminins qu’Aristophane attribue a› l’attique et au laconien de L). Les r‹epliques f‹eminines ainsi rassembl‹ees totalisent 828 lignes contre 576 pour les roles ^ masculins: une seule pi›ece d’Aristophane livre donc un corpus f‹eminin deux fois plus e‹ tendu que les 346 lignes de l’int‹egralit‹e du th‹ea^ tre conserv‹e de M‹enandre (p. 132). La recherche portera exclusivement sur des caract‹eristiques linguistiques pouvant opposer le langage des femmes et des hommes. Il ne sera donc pas question de l’image que chacun de ces deux groupes donne de luim^eme et de l’autre sexe. Cette derni›ere approche serait, bien entendu, pleine d’int‹er^et. Ainsi, on ne peut qu’^etre frapp‹e par la d‹evalorisation que les femmes (telles que les fait parler l’homme qu’‹etait Aristophane . . .) s’infligent plusieurs fois a› elles-m^emes lorsqu’elles s’adressent aux hommes: ‘Si je suis n‹ee femme, ne m’en faites pas un crime’ (L 649); ‘Je suis femme il est vrai, mais j’ai du jugement’ (L 1123: citation d’Euripide). Une analyse de ce genre porterait toutefois sur le contenu des discours f‹eminin et masculin. Ce qui me retiendra ici, c’est leur expression linguistique. L’objectif du travail que voici n’est cependant pas de d‹ecrire les sociolectes r‹eellement parl‹es par les femmes et les hommes grecs de la fin du e s. avant notre e› re. Le but poursuivi est bien plus limit‹e (et plus r‹ealiste): savoir si Aristophane distinguait le langage des femmes et des hommes, et, si oui, comment. Bien des caract‹eristiques lexicales opposent femmes (ci-dessous: F) et hommes (ci-dessous: H) dans Lysistrata. Ainsi, des verbes qui expriment crument ^ l’union sexuelle sont mis, les uns (σπλεκω: L 152), dans la bouche des femmes, les autres (βινω, κ3ω), dans celle des hommes. Seules  Pour ce comptage, je n’ai pas fait de di·‹erence entre les lignes compl›etes et les autres. Sommerstein (1995: 62 n. 4) arrive a› 768 lignes de corpus f‹eminin pour L (mais son e‹ dition de r‹ef‹erence n’est pas la m^eme que la mienne; d’autre part, j’ai e‹ limin‹e de l’examen les 28 lignes des vers 1043–71—voir ci-dessus).  Il va donc sans dire que l’image ainsi donn‹ee refl›ete un regard masculin, et non pas f‹eminin, sur les femmes . . .  L 934, 954, 966, 1092, 1180. Noter cependant que c’est dans la bouche d’une femme qu’appara^§t le seul exemple de βινητι)ω ‘sou·rir d’un manque sexuel’ (L 715).  L 797, 923.  En revanche, une s‹erie de termes a› connotation sexuelle sont utilis‹es par les deux sexes: ainsi, στ3ω ‘^etre en e‹ rection’ (F: L 152, 214, 215†H: L 598, 869, 989, 996, 1178); ψωλ ‘gland’ (F: L 143†H: L 979); etc. Sommerstein (1995: 78–80) traite globalement d’un certain nombre 136 Yves Duhoux les femmes emploient κυω ‘^etre enceinte’, παρατλλω ‘‹epiler’, ou τκτω ‘accoucher’. Les femmes sont les seules a› invoquer Ilythie, la d‹eesse des accouchements (L 742). Des scolies et des notes lexicographiques nous apprennent que C ο|τος, C µλε et C τ)λαν se disaient a› date r‹ecente seulement chez les femmes, alors qu’›a date ancienne elles e‹ taient utilis‹ees par les deux sexes—dans L, les quatre exemples de C µλε et de C τ)λαν sont, de fait, mis exclusivement dans la bouche de femmes. Ceci recoupe l’usage observ‹e chez M‹enandre (Bain 1984: 33–4) et montre que, pour ces commentateurs, Aristophane faisait apparemment partie des νε#τεροι tout comme M‹enandre . . . On observera aussi que τ)λας se trouve majoritairement employ‹e par des femmes dans L (F: 7†H: 1) et il en va de m^eme pour C suivi d’un qualificatif a·ectueux ou e‹ logieux: c’est surtout chez les femmes qu’on le trouve (17†5). Le nom d’‘Aphrodite’ ne vient qu’une seule fois dans la bouche d’un homme, contre huit fois chez les femmes. On a r‹eguli›erement relev‹e que des expressions caract‹eristiques de chacun des sexes sont souvent constitu‹ees par les serments. Ainsi, les femmes de ces termes dits obsc›enes, sans examiner leurs emplois particuliers par les femmes et les hommes.  L 745, 752 (2 ex.).  L 89, 151.  L 589, 636, 695, 744, 754, 884.  Ainsi, scolies a› l’Apologie de Socrate, 25 : C ο|τος, C τ)λαν, κα C µλε. τα+τα παρ_ τος νεωτροις 4πZ µνων λγεται γυναικ$ν, παρ_ δd τος παλαιος κα 4π:
νδρ$ν (voir Bain 1984: 33; Gilleland 1980).  }Ω µλε: L 56, 157, 471; C τ)λαν: L 102.  Sommerstein (1995: 68) donne le total suivant pour l’ensemble de l’¥uvre d’Aristophane: 30 (F)†39 (H)—mais il y distingue six types d’emploi di·‹erent, caract‹eris‹es par des ‘sharp contrasts between the sexes’. Τ)λαιν: "γ# est, forc‹ement, toujours mis dans la bouche d’une locutrice, mais est plus fr‹equent dans l’ensemble de l’¥uvre d’Aristophane que son pendant masculin τ)λας "γ#—les donn‹ees de Sommerstein (1995: 69) sont les suivantes: 6 (F; dont L 735, 944)†3 (H; aucun exemple en L).  Femmes: C
νδρειοτ)τη (L 549); Cγαθα (L 765); Cγαθ: (L 1166); C γλυκ3τατον . . . (L 889); C φλη/φλαι (. . .) (L 21, 95, 135, 140, 238, 637); C (. . .) φλτατ(ε) (L 853, 950); C φιλτ)τη/φλταται (. . .) (L 15, 78, 145, 200, 780). Hommes: C . . .
νδρειοτ)τη (L 1108); C γλυκ3τατον . . . (L 872); C πολυχαρεδα (L 1098, 1242); C χρυσον (L 930). Bain (1984: 36) rel›eve que ‘in a·ectionate address [γλυκ3ς] is used predominantly by women’ chez M‹enandre. Tel n’est pas le cas dans L, ou› C γλυκ3τατον n’est pas utilis‹e davantage par les femmes que par les hommes (1†1)—noter d’ailleurs que ces deux emplois figurent dans un dialogue entre deux e‹ poux, et que la femme ne fait que reprendre, a› l’intention de son enfant, la formule que lui avait adress‹ee son mari. Sur l’emploi de γλυκ3ς qualifiant des personnes chez Aristophane et M‹enandre, voir Sommerstein(1995: 70–2). Ce dernier auteur remarque qu’Aristophane livre les proportions suivantes pour le vocatif et le superlatif de φλος chez les femmes et les hommes (Sommerstein 1995: 72–3): 15 + 15 (F)†19 + 22 (H). Il en conclut que ‘it is disproportionately women who employ the word’.  F: L 208, 252, 551, 556, 749, 832, 858, 939†H: L 898.  Voir par exemple Sommerstein (1995: 64–8). Bain (1984: 42) note que ‘men have many more (real) oaths in Menander’. Sommerstein (1995: 64 n. 12) a compt‹e les serments dans Langage de femmes et d’hommes en grec ancien 137 sont les seules a› jurer par Aphrodite, Art‹emis, Pandrosos (L 439) ou Ph^osphoros (L 443, 738), alors que les hommes ont l’exclusivit‹e des serments par D‹em‹eter et Pos‹eidon (L 403, 1165). Un exemple extr^emement int‹eressant de serment est livr‹e par l’usage du syntagme attique νh τx θε# et de son correspondant laconien να τx σι#. Ces deux formules apparemment identiques (aux caract‹eristiques dialectales pr›es) rappellent qu’il ne faut jamais se fier a› la seule identit‹e mat‹erielle de termes du lexique, mais toujours v‹erifier leurs r‹ef‹erents. A premi›ere vue, νh τx θε# et να τx σι# sont pratiqu‹es dans L aussi bien par les femmes que par les hommes (F: 10† H: 5). C’est cependant une pure illusion. En e·et, l’expression attique est exclusivement attest‹ee chez les femmes, au sens de ‘oui, par les deux divinit‹es f‹eminines [D‹em‹eter et Pers‹ephone]’, alors que son pendant laconien se trouve aussi bien dans la bouche d’une femme que d’un homme au sens de ‘oui, par les deux divinit‹es masculines [les Dioscures]’. Aristophane livre donc ici des sociolectes qui caract‹erisent subtilement a› la fois le sexe et le dialecte des locuteurs. Le mode d’expression du serment peut e^ tre lui-m^eme r‹ev‹elateur du sexe du personnage: lorsqu’elle est introduite par ν /να, l’invocation du nom de ‘Zeus’ n’est presque jamais pr‹ec‹ed‹ee par l’¥uvre compl›ete d’Aristophane: chez les femmes, on en a un toutes les 23 lignes, contre toutes les 35 lignes chez les hommes. Il y aurait donc plus grande fr‹equence f‹eminine que masculine. Toutefois, dans L, la fr‹equence des serments introduits par µ) ou ν /να n’est gu›ere plus e‹ lev‹ee chez les femmes que chez les hommes. F: 50 ex. sur 4700 mots (1,06)†H: 32 ex. sur 3222 mots (0,99); la di·‹erence n’est pas significative et a 76,26 de chances d’^etre due au hasard. Toutes les appr‹eciations des di·‹erences de fr‹equences donn‹ees dans le pr‹esent article se fondent sur le test statistique du chi carr‹e. Comme on le fait g‹en‹eralement, j’exclurai que la di·‹erence entre les e‹ chantillons compar‹es soit fortuite lorsqu’elle a moins de 5 de chances d’^etre due au hasard. Je n’ai utilis‹e ce test dans aucune autre comparaison mettant en jeu le vocabulaire de L, e‹ tant donn‹e que les e·ectifs en jeu sont g‹en‹eralement trop r‹eduits.  L 208, 252, 556, 749, 858, 939. Sommerstein (1995: 66–7) donne un total de 13 (F)†1 (H) serments par Aphrodite pour l’ensemble de l’¥uvre d’Aristophane. M^eme ph‹enom›ene chez M‹enandre (Bain 1984: 40).  L 435, 922, 949—›a quoi l’on ajoutera le serment par (Art‹emis) Tauropolos (L 447). Le ph‹enom›ene se confirme dans l’ensemble de l’¥uvre d’Aristophane (Sommerstein 1995: 67) et chez M‹enandre (Bain 1984: 40).  L 271, 500—Sommerstein (1995: 66) donne un total de 0 (F)†23 (H) serments par D‹em‹eter pour l’ensemble de l’¥uvre d’Aristophane. Le serment en question exclut bien entendu celui qui invoque ‘les deux d‹eesses’, D‹em‹eter et Pers‹ephone; sur ce dernier, voir ci-dessous.  F: 6 (L 51, 112, 148, 452, 682, 731)†H: 0. Le caract›ere f‹eminin de ce serment en attique avait e‹ t‹e relev‹e par les commentateurs anciens (Bain 1984: 40 n. 67).  F: 4 (L 81, 86, 90, 142)†H: 5 (L 983, 1095, 1105, 1174, 1180; y ajouter τx σι# en 1171).  Rappelons que je ne cherche pas a› examiner les sociolectes r‹eellement parl‹es a› Ath›enes ou a› Sparte: l’objectif poursuivi est de savoir si et comment Aristophane distinguait le langage des femmes et des hommes (p. 135). 138 Yves Duhoux l’article chez les femmes (2 ex. contre 16 sans l’article); chez les hommes, les deux tournures sont aussi fr‹equentes l’une que l’autre (6†7). Bain (1984: 42 n. 80) signale ‘the lack of variety in women’s oaths’ chez M‹enandre. Il faut faire l’observation inverse dans L, ou› les femmes recourent a› 14 formules di·‹erentes de serments introduits par µ) ou να/ν , contre 13 chez les hommes—sur un total de quinze formules di·‹erentes, les deux groupes n’en ont que six en commun. Constat encore plus net a› propos des invocations aux dieux introduites par C: les femmes en ont sept di·‹erentes, contre quatre chez les hommes. Des exemples de ce genre pourraient e^ tre multipli‹es presque a› l’infini. Ils montrent que les roles ^ f‹eminins et masculins de Lysistrata sont tr›es nettement caract‹eris‹es par un vocabulaire syst‹ematiquement di·‹erenci‹e. Ceci ne constitue toutefois pas une vraie surprise a› mes yeux: Aristophane ne serait pas le g‹enie comique que l’on sait s’il avait fait autrement. La question qui me para^§t vraiment int‹eressante est celle-ci: Aristophane a-t-il e‹ t‹e plus loin? A-t-il d‹epass‹e le stade du lexique et a-t-il individualis‹e le langage des femmes et des hommes de mani›ere plus fine? Cette mati›ere n’a gu›ere e‹ t‹e examin‹ee jusqu’ici. Je me propose de l’explorer ci-dessous en e‹ tudiant les caract‹eristiques suivantes: la longueur des phrases et des mots (pp. 139–40); la fr‹equence des interrogations directes (p. 140); l’emploi  La situation de l’invocation du nom de ‘Zeus’ introduite par µ) est di·‹erente: elle n’est presque jamais pr‹ec‹ed‹ee par l’article. F: 7†0; H: 4†1. Je signale aussi que le seul exemple de serment introduit par le syntagme να µ) se trouve chez les hommes (L 1181).  Malgr‹e Sommerstein (1995: 64 n. 12), pour qui ‘as regards oath-types the statement [Bain 1984: YD] is true . . . In Aristophanes . . . there are fourteen oath-types used by men . . . and nine used by women.’  Μ_ ∆: (L 55, 74, 130, 524, 594, 873, 900); µ_ τhν 9φροδτην (L 208, 252, 749); µ_ τZν 9πλλω (L 917); να τZν Κ)στορα (L 206); να τx σι# (L 81, 86, 90, 142); νh ∆α (L 12, 24, 34, 87, 88, 95, 194, 237, 561, 582, 752, 777, 836, 837, 897, 927); νh τhν Xρτεµιν (L 435, 922, 949); νh τhν 9φροδτην (L 858, 939); νh τhν Π)νδροσον (L 439); νh τhν Παφαν 9φροδτην (L 556); νh τhν Ταυροπλον (L 447); νh τhν Φωσφρον (L 443, 738); νh τZν ∆α (L 67, 91); νh τx θε# (L 51, 112, 148, 452, 682, 731).  Μ) ∆: (L 908, 934, 970, 1090); µ_ τhν ∆ µητρ: (L 271); µ_ τZν 9πλλω (L 938, 942); µ_ τZν ∆: (L 1022); µ_ τZν Ποσειδ$ (L 1165); να τZν Κ)στορα (L 988); να τx σι# (L 983, 1095, 1105, 1174, 1180); νh ∆α (L 360, 521, 559, 933, 1033, 1147); νh τhν ∆ µητρ: (L 500); νh τZν 9πλλω (L 465); νh τZν ∆α (L 486, 609, 862, 1029, 1095, 1188, 1241); νh τZν Ποσειδ$ τZν Dλυκν (L 403). Y ajouter να µ_ ∆α (L 1181).  Il s’agit de µ_ ∆:, µ_ τZν 9πλλω, να τZν Κ)στορα, να τx σι#, νh ∆α, et νh τZν ∆α.  Femmes: C Ζε+ (L 1031); C θε) (L 341); C π)ντες θεο (L 777); C πτνια (L 833); C πτνι: Ιλεθυ: (L 742); C Τριτογνει: (L 346–7); C χρυσολφα πολιο+χε (L 344–5). Hommes: C Ζε+ (L 476, 967, 971); C Ζε+ δσποτα (L 940); C κυναγd παρσνε (L 1272); Cναξ Ηρ)κλεις (L 296). Sur un total de dix formules di·‹erentes, les deux groupes n’en ont qu’une seule en commun (C Ζε+).  Ainsi, Sommerstein (1995: 75–8) donne une s‹erie int‹eressante de di·‹erences li‹ees au sexe dans la fac«on d’adresser la parole a› quelqu’un. Langage de femmes et d’hommes en grec ancien 139 d’un certain nombre de mots-outils: les particules (pp. 140–1), les adverbes εGτα et πειτα (p. 141), les conjonctions de subordination (p. 141); certaines crases (p. 142). Une caract‹eristique qui pourrait th‹eoriquement avoir oppos‹e les e‹ nonc‹es f‹eminins et masculins est leur longueur: Aristophane n’aurait-il pas pr‹esent‹e les femmes comme plus ou moins disertes que les hommes? Rappelons que les femmes ath‹eniennes e‹ taient cens‹ees se taire: l’Ajax de Sophocle, 293, mentionne le topos bien connu du ‘silence qui est la parure des femmes’ et L livre des passages r‹ep‹et‹es allant dans ce sens. La tradition ult‹erieure a d’ailleurs largement continu‹e dans cette voie, tout en pr‹esentant en m^eme temps les femmes comme bavardes . . . (Key 1996: 122–30). Les femmes de L parlent-elles donc plus ou moins que les hommes? Si l’on compare le nombre de mots prononc‹es, elles parlent plus qu’eux. F: 4700 mots (59,33 du total consid‹er‹e)†H: 3222 (40,67). Cette donn‹ee ne me semble toutefois pas vraiment appropri‹ee, puisque la longueur des propos tient e‹ videmment aux n‹ecessit‹es de l’intrigue. Ce qu’il faut savoir, c’est si les femmes sont plus bavardes que les hommes. Pour en juger, l’un des crit›eres disponibles me semble fourni par le nombre de mots par phrase: il permet de savoir si Aristophane pr^etait aux femmes des propos d‹emesur‹ement longs; de plus, il o·re l’avantage de se fonder sur une unit‹e syntaxique incontournable. Voici les r‹esultats de cet examen. F: 583 phrases pour 4700 mots (longueur moyenne des phrases: 8,06 mots)†H: 403 phrases pour 3222 mots (longueur moyenne des phrases: 7,99 mots). Les phrases f‹eminines sont l‹eg›erement plus longues que les masculines, mais la di·‹erence n’est pas statistiquement significative. Si l’on prend en compte la longueur des mots utilis‹es, on obtient les donn‹ees suivantes. F: 22147 lettres pour 4700 mots (longueur moyenne des mots: 4,71 lettres)†H: 15116 lettres pour 3222 mots (longueur moyenne des mots: 4,69 lettres). Ici aussi, les mots f‹eminins sont en moyenne l‹eg›erement plus longs que les masculins, mais la di·‹erence n’est pas statistiquement significative. Si, donc, les femmes passent pour  Γυναιξ κσµον j σιγh φρει. La formule est explicitement pr‹esent‹ee comme un ‘refrain perp‹etuel’ (
ε . . . 4µνο3µενα: Ajax 292).  Ainsi, en L 509, 515, 516, 519–21.  Tel est le cas de la com‹edie latine (Adams 1984: 46).  Comparer cette estimation de l’importance des roles ^ f‹eminins et masculins avec celle qui utilise le crit›ere du nombre de lignes. Pour cette derni›ere, on avait les proportions suivantes (p. 135): F 58,97 (828 lignes)†H: 41,03 (576 lignes). Contrairement a› ce que l’on pourrait peut-^etre croire, le nombre de lignes ne donne donc pas une id‹ee trop d‹eform‹ee de la longueur d’un texte (du moins lorsque la typographie utilis‹ee est uniforme).  Elle a 90,37 de chances d’^etre due au hasard.  Elle a 86,17 de chances d’^etre due au hasard. 140 Yves Duhoux bavardes, ce n’est pas parce qu’elles le sont r‹eellement: c’est parce qu’elles parlent au lieu de se taire . . . On a vu que les interrogations directes ont en g‹en‹eral une fr‹equence significativement plus e‹ lev‹ee au th‹ea^ tre que dans les autres ¥uvres litt‹eraires (pp. 132–3). Les femmes et les hommes de L s’opposeraient-ils par le nombre de leurs questions directes? La r‹eponse est la suivante. F: 125 questions pour 4700 mots (2,65)†H: 95 pour 3222 mots (2,94). Les hommes posent davantage de questions que les femmes, mais la di·‹erence n’est pas significative. Les mots-outils ne pourraient-ils pas e^tre r‹ev‹elateurs d’une e‹ ventuelle caract‹erisation des sociolectes f‹eminin et masculin? Parmi eux, on trouve bien entendu les particules. Une di·‹erence de leurs fr‹equences entre femmes et hommes ne pourrait-elle pas s’observer dans L? Pour cette recherche, les syntagmes de particules (ainsi, τε κα) n’ont pas e‹ t‹e analys‹es comme tels, mais ont ‹et‹e conventionnellement incorpor‹es dans les occurrences de chacune de leurs composantes (dans l’exemple choisi, sous τε et sous κα). En ce qui concerne κα, j’ai e‹ limin‹e ses emplois adverbiaux (au sens de ‘aussi’ ou ‘m^eme’). Voici les r‹esultats de cet examen dans L. F: 661 particules sur 4700 mots (14,06)†H: 417 sur 3222 mots (12,94). Il y a donc davantage de particules employ‹ees par les femmes, mais la di·‹erence n’est pas significative. De cet ensemble e‹ merge cependant une  Elle a 45,48 de chances d’^etre due au hasard. Si l’on e·ectue la comparaison non plus avec le nombre total de mots, mais avec le nombre de phrases, le r‹esultat est encore plus clair: la di·‹erence a 52,93 de chances d’^etre due au hasard.  Pour ma d‹efinition des particules, voir Duhoux (1997b: 15–16). Sommerstein (1995: 81) consacre un bref paragraphe aux particules. Il y signale un usage selon lui sp‹ecifique aux femmes: l’emploi tr›es fr‹equents des ‘heavier adversative particles, those which can be roughly rendered by “but on the other hand” ’, a› savoir, selon lui,
λλ: ον, γε µντοι, γε µ ν, κα µdν δ , κα µ ν . . . γε, κατοι . . . γε. Ceci ne semble se v‹erifier dans L que pour γε µ ν (attest‹e exclusivement chez une Laconienne . . .: γα µ)ν en L 144, 170).  Les particules qui ont e‹ t‹e examin‹ees ci-dessous sont les suivantes:
λλ), ρα, vρα, ταρ, α, ατε, γ)ρ, γε, γο+ν, δα, δ, δ , δ που, δAτα, εFθε, J, K, κα, κατοι, µν, µντοι, µηδ, µ ν, µ τε, µ$ν, νυν, iµως, ο,δ, ο(κουν, ο,κο+ν, ον, ο(τε, περ, ποτε, που, τε, τοι, τογαρ, τονυν.  Denniston (1954: lxxiii) avait soupc«onn‹e que ‘perhaps women . . . were peculiarly addicted to the use of particles, just as women to-day are fond of underlining words in their letters’ et avait signal‹e un emploi possible de γε en ce sens dans les Grenouilles.  Il y a 15,27 de chances pour qu’elle soit due au hasard. L’‹eventail des particules utilis‹ees par les femmes et les hommes est essentiellement le m^eme—il n’y a que sept d’entre elles qui sont pr‹esentes chez les uns, et absentes chez les autres (absences chez les femmes: δ που, εFθε, περ; absences chez les hommes: δα, κατοι, µ τε, ο,κο+ν). Comme la plupart des particules absentes chez l’un des deux sexes ont une fr‹equence tr›es basse (un ou Langage de femmes et d’hommes en grec ancien 141 particule a› usage di·‹erenci‹e, τοι, qui est significativement plus fr‹equente chez les femmes. F: 15 ex. (0,31)†H: 2 ex. (0,06). Dover (1987: 28) observe que ‘narrative which is predominantly cast in short units tends to develop substantial boundary-markers (“then”, “so”, etc.), and one of the most striking di·erences between narrative in Old Comedy and the narrative speeches of tragedy is the use made by the former of εGτα, κRvτα, πειτα and κπειτα, which are virtually absent from the latter’. Il est donc int‹eressant de voir si les usages f‹eminin et masculin de ces adverbes di·›erent dans L. Voici ce qu’il en est. F: 20 ex. pour 4700 mots (0,42)†H: 12 ex. pour 3222 mots (0,37). Les deux adverbes attestent une plus grande fr‹equence dans l’usage f‹eminin, tout comme les particules (pp. 140–1), mais la di·‹erence n’est pas significative. Parmi les mots-outils, on trouve aussi les conjonctions de subordination. Existe-t-il une di·‹erence significative dans leur emploi par les femmes et les hommes dans L? Les donn‹ees sont les suivantes. F: 129 conjonctions de subordination pour 4700 mots (2,74)†H: 73 pour 3222 mots (2,26). A nouveau, on a une fr‹equence plus e‹ lev‹ee chez les femmes, mais sans di·‹erence significative. Toutefois, il existe deux conjonctions dont l’usage est di·‹erenci‹e. La premi›ere, ε, est significativement plus fr‹equente chez les femmes. F: 73 ex. (1,55)†H: 27 ex. (0,83). Pour la seconde, kς, c’est l’inverse. F: 10 ex. (0,21)†H: 15 ex. (0,46). On pourrait peut-^etre ajouter iτι, dont la r‹epartition est la suivante. F: 10 ex. (0,21)†H: 0 ex. (0,00)—toutefois, ses e·ectifs sont un peu trop faibles pour pouvoir e^ tre appr‹eci‹es en toute suret‹ ^ e par le χ2. deux ex.—seule exception: κατοι, 6 ex.), la di·‹erence de r‹epartition pourrait parfaitement e^ tre fortuite pour la plupart d’entre elles.  Il y a 1,51 de chances pour que la di·‹erence soit due au hasard.  Il y a 71,44 de chances pour qu’elle soit due au hasard. Il en va de m^eme si l’on consid›ere les seules formes κRvτα/κπειτα. F: 10 ex. pour 4700 mots (0,21)†H: 6 ex. pour 3222 mots (0,18). Il y a 79,6 de chances pour que cette di·‹erence soit due au hasard.  Les conjonctions de subordination que je prendrai en compte sont les suivantes: ε, εFπερ, "πε, "πειδ , Sως, @να, `πτε, iπως, iτε, iτι, `τι , πρν, kς (en excluant tous les emplois relatifs), 'στε.  Il y a 18,40 de chances pour que la di·‹erence soit due au hasard.  Sans compter deux conjonctions absentes chez les hommes, Sως et `πτε. Mais comme elles ont des fr‹equences tr›es basses (deux ex.), leurs absences pourraient e^ tre fortuites.  Il y a 0,51 de chances pour que la di·‹erence soit due au hasard.  Il y a 4,88 de chances pour que la di·‹erence soit due au hasard.  Il y a 0,88 de chances pour que la di·‹erence soit due au hasard, mais l’un des e·ectifs attendus est inf‹erieur a› 5 (4,07). 142 Yves Duhoux D’apr›es ce qui pr‹ec›ede, on ne peut pas soutenir l’id‹ee qu’Aristophane ne di·‹erencierait pas socialement le langage de ses personnages (p. 134): c’est tr›es exactement l’inverse. En ce qui concerne les femmes et les hommes, il proc›ede de diverses fac«ons. Le vocabulaire est manifestement une ressource majeure (pp. 135–8), avec une s‹erie de termes utilis‹es exclusivement ou pr‹ef‹erentiellement par un sexe, e‹ vit‹es ou rarement employ‹es par l’autre, ou utilis‹es dans des formulations subtilement sp‹ecifiques. En ce qui concerne les marqueurs syntaxiques examin‹es, le r‹esultat global est le suivant: les femmes en emploient plus que les hommes, mais les di·‹erences ne se r‹ev›elent pas statistiquement significatives. Pour certains marqueurs, on a cependant des oppositions indiscutables. Τοι et ε sont significativement plus fr‹equents chez les femmes que chez les hommes (on pourrait peut-^etre y ajouter iτι); la situation inverse s’observe avec kς (pp. 140–1). Des relev‹es suppl‹ementaires peuvent r‹ev‹eler d’autres e‹ l‹ements de contraste entre langages f‹eminin et masculin. Ainsi, les femmes de L emploient ε en crase de fac«on significativement plus fr‹equente que les hommes. F: 43 ex. sur 73 emplois de ε (58,90)†H: 9 ex. sur 27 (33,33). De m^eme (mais le trop petit nombre d’exemples emp^eche l’emploi du χ2), il n’existe aucun exemple de la crase de τοι et ρα chez les hommes: ses sept exemples sont exclusivement f‹eminins—ρα est d’ailleurs utilis‹e davantage par les femmes que par les hommes. Il semble donc assur‹e qu’Aristophane utilise intensivement toute une panoplie de moyens, parfois ra¶n‹es, pour caract‹eriser linguistiquement les personnages f‹eminins et masculins de L, contrairement a› ce que l’on a parfois tendance a› croire. L’enqu^ete ci-dessus gagnerait e‹ videmment a› e^ tre e‹ tendue, de mani›ere a› cerner de plus pr›es les di·‹erences entre parlers f‹eminin et masculin en Gr›ece ancienne. Ceci pourrait se faire en examinant l’emploi d’autres e‹ l‹ements-cl‹es du langage. Ainsi, pourrait-on chercher si l’usage des aspects verbaux est le  Sommerstein (1995: 84) conclut a› l’existence de ‘sex di·erentiation in a variety of areas of the lexicon, in some features on the borders of lexicon and grammar (diminutives, particles), and in some features of phonology. Definite as these di·erences are, however, they are not immense.’ J’ai l’impression que cette derni›ere appr‹eciation sous-estime grandement le ph‹enom›ene.  Particules (pp. 140–1): 14,06 (F)†12,94 (H). Adverbes εGτα/πειτα (p. 141): 0,42 (F)†0,37 (H). Conjonctions de subordination (p. 141): 2,74 (F)†2,26 (H).  Il y a 2,31 de chances pour que la di·‹erence soit due au hasard.  Noter que deux d’entre eux sont des restitutions modernes (L 20, 31).  F: 10 ex. sur 4700 mots (0,21)†H: 2 ex. sur 3222 mots (0,06). Le trop petit nombre d’exemples emp^eche l’emploi du χ2. Langage de femmes et d’hommes en grec ancien 143 m^eme chez les femmes et les hommes—il a e‹ t‹e possible d’observer des di·‹erences significatives de temps d’apr›es que le sujet du verbe est, ou n’est pas, une femme. L’emploi des modes pourrait lui aussi faire l’objet d’une investigation di·‹erenci‹ee d’apr›es les sexes. Certains points de d‹etail gagneraient a› e^ tre analys‹es syst‹ematiquement a› l’int‹erieur des grands ensembles grammaticaux. Ainsi en est-il des crases. Il existe dans L au moins un terme (ε) dont la crase est significativement plus fr‹equente chez les femmes que chez les hommes (p. 142). Cet emploi est-il isol‹e, ou non? Il serait int‹eressant de l’‹etablir, de mani›ere a› d‹eterminer si ce recours plus intensif a› la crase avait pour but de caract‹eriser le langage f‹eminin comme plus spontan‹e ou moins control‹ ^ e que celui des hommes. On pourrait e‹ galement voir si tous ces param›etres des sociolectes f‹eminin et masculin sont utilis‹es de la m^eme fac«on dans d’autres com‹edies d’Aristophane ou› les femmes jouent un role ^ essentiel, comme les Thesmophories ou l’Assembl‹ee des femmes. En globalisant les corpus f‹eminins ainsi obtenus, on pourrait d’ailleurs reprendre sur de nouvelles bases la comparaison des particules, des adverbes εGτα/πειτα et des conjonctions de subordination chez les femmes et les hommes. On se souvient que le χ2 n’a pas d‹ecouvert de di·‹erence significative dans L pour ces trois e‹ l‹ements examin‹es chacun globalement. Il faut toutefois rappeler une caract‹eristique importante de ce test. Il n’a de valeur probante que lorsqu’il rep›ere une divergence significative: dans ce cas, et dans ce cas seulement, on peut e^ tre raisonnablement assur‹e que le jeu du hasard est exclu (dans les limites du degr‹e de probabilit‹e pris comme r‹ef‹erence). Dans le cas contraire, on ne peut en tirer aucune conclusion. En e·et, il pourrait se faire aussi bien qu’il n’y ait r‹eellement aucune di·‹erence, ou qu’il en existe une, mais qui deviendrait d‹etectable seulement dans un autre examen (par exemple en cas d’augmentation de la taille du corpus . . .). Il en r‹esulte que le test du χ2 n’a nullement d‹emontr‹e que les femmes et les hommes de L utilisaient de la m^eme fac«on les particules, les adverbes εGτα/πειτα et les conjonctions de subordination: il a simplement e‹ t‹e incapable d’y d‹ecouvrir une di·‹erence significative (›a l’exception de τοι, ε et kς). Or, l’addition des Thesmophories et de l’Assembl‹ee des femmes a› L aboutirait a› fournir un corpus incomparablement plus fourni—au moins 2112 lignes f‹eminines, soit deux fois et demie les 828 lignes de L (p. 135). Cette augmentation spectaculaire pourrait peut-^etre conduire a› d’autres  Duhoux (2003)—cette e‹ tude porte sur un corpus dorien de Cr›ete, les Lois de Gortyne.  Sommerstein (1995: 62 n. 5) (mais il existe des di·‹erences dans nos comptages pour L: p. 135). Cet auteur ne livre pas le nombre de lignes masculines correspondantes. Je les estime a› environ 1623. Ceci donnerait les proportions suivantes: ₄ 56,55 (F)† ₄ 43,45 (H). 144 Yves Duhoux r‹esultats. Et elle permettrait sans aucun doute l’emploi du χ2 dans l’examen du vocabulaire f‹eminin et masculin, ce que n’autorisait presque jamais le petit nombre d’e·ectifs de L (pp. 135–8). On pourrait enfin e·ectuer les recherches ci-dessus dans l’¥uvre d’Euripide, l’auteur sc‹enique grec qui fournit la masse la plus impressionnante de roles ^ de femmes—pas moins de 11228 lignes (p. 132), c’est-›a-dire cinq fois plus que tout le corpus d’Aristophane. Ceci permettrait de comparer entre eux les usages de ces deux ma^§tres de la sc›ene.            Adams, J. N. 1984: ‘Female Speech in Latin Comedy’, Antichthon, 18: 43–77. Bain, D. 1984: ‘Female Speech in Menander’, Antichthon, 18: 24–42. Bremer, J. M. 1993: ‘Aristophanes on His Own Poetry’, dans Bremer et Handley (1993), 125–65. et Handley, E. W. (‹eds.). 1993: Aristophane: sept expos‹es suivis de discussions (Vand¥uvres-Gen›eve: Fondation Hardt). Brixhe, Cl. 1997: ‘Langues et soci‹et‹es antiques’, Comptes-Rendus de l’Acad‹emie des Inscriptions et Belles-Lettres, 391–414. Coulon, V., et Van Daele, H. 1928: Aristophane, iii. Les Oiseaux; Lysistrata (Paris: Les Belles Lettres; r‹eimpr. 1967). De Martino, F., et Sommerstein, A. H. (‹eds.). 1995: Lo spettacolo delle voci (2 tomes; Bari: Levante Editori). Denniston, J. D. 1954: The Greek Particles, 2e e‹ d., rev. par K. J. Dover (Oxford: Clarendon Press). Dickey, E. 1995: ‘Forms of Address and Conversational Language in Aristophanes and Menander’, Mnemosyne, 48: 257–71. 1996: Greek Forms of Address: From Herodotus to Lucian (Oxford: Clarendon Press). Dover, K. J. 1987: Greek and the Greeks: Collected Papers, i. Language, Poetry, Drama (Oxford: Blackwell). Duhoux, Y. 1988: ‘Le vocalisme des inscriptions attiques: une question de m‹ethodes’, dans Hodot (1988), 179–97. 1996: ‘Un indexeur/concordanceur automatique de textes grecs et latins: Lexis’, Syntaktika, 11: 1–18. 1997a: ‘Quelques id‹ees rec«ues, et n‹eanmoins fausses, sur les particules grecques’, L’Antiquit‹e classique, 66: 281–8. 1997b: ‘Grec e‹ crit et grec parl‹e: une etude ‹ contrastive des particules aux e–e si›ecles’, dans Rijksbaron (1997), 15–48. 2003: ‘L’aspect verbal dans les dialectes grecs et ailleurs: les Lois de Gortyne compar‹ees a› Lysias et Isocrate’, dans Hajnal et Meier-Br•ugger (2003) (›a l’impression). Langage de femmes et d’hommes en grec ancien 145 Gilleland, M. E. 1980: ‘Female Speech in Greek and Latin’, American Journal of Philology, 101: 180–3. Hajnal, I., et Meier-Br•ugger, M. (‹eds.). 2003: Die Altgriechischen Dialekte: Wesen und Werden. Akten des Kolloqiums Freie Universit•at Berlin, 19.–22. September 2001 (Innsbruck: Institut f•ur Sprachen und Literaturen, Abteilung Sprachwissenschaft, der Universit•at Innsbruck) (›a l’impression). Hodot, R. (‹ed.). 1988: Actes de la premi›ere rencontre internationale de dialectologie grecque: colloque organis‹e par le C.N.R.S. a› Nancy/Pont-›a-Mousson, le 1–3 juillet 1986 (Verbum, 10; Nancy: Presses universitaires de Nancy). Key, M. R. 1996: Male/Female Language, with a Comprehensive Bibliography, 2e e‹ d. (Lanham, Md. et Londres: Scarecrow Press). Knobloch, J. 1984: ‘Le langage des femmes en indo-europ‹een d’apr›es les isoglosses arm‹eniennes, grecques et albanaises’, Revue des ‹etudes arm‹eniennes, 18: 317–25. Lopez ‹ Eire, A. 1986: ‘La lengua de la comedia aristof‹anica’, Emerita, 54: 237–74. McClure, L. K. 1995: ‘Female Speech and Characterization in Euripides’, dans De Martino et Sommerstein (1995), ii. 35–60. Rijksbaron, A. (‹ed.). 1997: New Approaches to Greek Particles (Amsterdam: Gieben). Sommerstein, A. H. 1995: ‘The Language of Athenian Women’, dans De Martino et Sommerstein (1995), ii. 61–85. Todd, O. J. 1962: Index Aristophaneus (Hildesheim: Georg Olms). 11 Die Tmesis bei Homer und auf den mykenischen Linear B-Tafeln: ein chronologisches Paradox? Ivo Hajnal 1 Einleitung Vor knapp zwanzig Jahren hat Anna Morpurgo Davies in einem viel • berblicksartikel das Verh•altnis von epischer und mykenischer beachteten U Sprache beleuchtet. In diesem Zusammenhang brachte die Jubilarin auch ein viel diskutiertes Paradoxon zur Sprache: die Tatsache, dass das Epos Homers die ererbte Trennung von ‘Pr•averb’ und Verb (die so genannte ‘Tmesis’) ausgiebig bezeugt, die um mindestens 500 Jahre a• lteren Linear BTafeln jedoch keine Spur dieses Archaismus zeigen. Anna Morpurgo Davies gelangte dabei zu folgender Beurteilung: Es sei nicht zu leugnen, dass die Tmesis im Epos ein archaisches syntaktisches Feature sei. Folglich m•usse die Tmesis auf H•orer des ersten Jahrtausends sprachfremd gewirkt haben. Umgekehrt sei sie als stilistische Freiheit in der sp•ateren Dichtung bis zu einem gewissen Grad produktiv. Daher habe sie nicht nur als Archaismus, sondern auch als Stilmittel der griechischen Dichter- und Literatursprache zu gelten. Konsequenterweise verzichtete Morpurgo Davies darauf, das Merkmal der Tmesis f•ur eine relative Chronologie der homerischen Sprache und damit der Hexameter-Dichtung zu verwenden. In der Folge m•ochte ich zeigen, dass diese Beurteilung den richtigen Weg weist. Die homerisch-mykenische Diskrepanz—reichliche Verwendung der Tmesis bei Homer, Fehlen der Tmesis auf mykenischen Texten—  Wir reden vorerst unter Vorbehalt von ‘Pr•averb’, da wir in ⅓3 eine pr•azisere Begri·swahl vornehmen.  S. Morpurgo Davies (1985: 86 ·.).  S. Morpurgo Davies (1985: 87): ‘It is likely that from the Dark Ages onwards, i.e. in our terms through the whole of Greek literature, the audience of epic poetry was exposed to a syntactic feature, tmesis, which was alien to the contemporary language.’  S. Morpurgo Davies (1985: 88): ‘it seems clear that the normal forms of tmesis “sounded” poetic at all stages of Greek literature and it is likely that this is linked with the very early date at which tmesis disappeared from common usage and the way in which it was preserved as a stilistic option in oral poetry’. Die Tmesis bei Homer und Linear B 147 kann nicht als Beweis dienen, dass die epische Sprache einen archaischeren Sprachstand als das Mykenische repr•asentiert. Vielmehr reflektiert sie die unterschiedlichen Stilebenen, in denen sich das Epos beziehungsweise die mykenische Kanzleisprache bewegt. Von einem chronologischen Paradox kann nicht die Rede sein. Zum Nachweis dieser These bringt mein Beitrag folgende Punkte zur Sprache: Œ die Beurteilung der Tmesis in der j•ungeren Fachliteratur (⅓2). Œ die Definition des Begri·s ‘Pr•averb’ (⅓3). Œ die Stellung der Pr•averbien im homerischen Satz sowie eine genauere Beschreibung der Tmesisstellung (⅓4). Œ die Stellung der Pr•averbien im mykenischen Satz (⅓5). Œ die Zweitstellung des Verbs als Innovation der mykenischen wie homerischen Sprache (⅓6). Œ die abschlie¢ende Bewertung der Tmesis im Rahmen der griechischen Sprachgeschichte (⅓7). 2 Die Tmesis in der j•ungeren Fachliteratur Traditionelle Darstellungen beschreiben die Entwicklung der griechischen Verbalkomposita wie folgt: Im Fr•uhgriechischen selbst•andige adverbiale Partikel r•ucken als Pr•averbien n•aher zum Verb, modifizieren darauf die Bedeutung des Verbs und werden schlie¢lich mit diesem zu einem Verbalkompositum univerbiert. Im klassischen Griechisch ist diese Univerbierung abgeschlossen. Umgekehrt scheinen homerische Belege mit ungebundenem Gebrauch des Pr•averbs den urspr•unglichen Zustand zu belegen. Vgl. so: Il. 8. 94 πIA φε3γεις µετ_ ν$τα βαλxν κακZς ~ς "ν `µλ1ω (µετ_ ν$τα βαλxν ‘den R•ucken zuwendend’ zu klass. µετα-β)λλω ‘umdrehen’). Il. 11. 146 χερας
πZ ξφεϊ τµ ξας
π τ: α,χνα κψας (χερας
πZ . . . τµ ξας ‘die H•ande abschneidend’ zu klass.
πο-τµ γω ‘abschneiden’,
π . . . α,χνα κψας ‘den Kopf abschlagend’ zu klass.
πο-κπτω ‘abschlagen’). Diese Auffassung ist lange Zeit auf wenig Widerspruch gesto¢en, zumal die freie Stellung des Pr•averbs in archaischen indogermanischen Einzelsprachen wie im Hethitischen oder im rigvedischen Indisch die Regel ist. Die Entdeckung des mykenischen Griechisch hat sie jedoch ins Wanken  S. f•ur diese klassische Darstellung Chantraine (1953: 82 ·.) sowie die Zusammenfassung bei Horrocks (1981: 6 ·.). 148 Ivo Hajnal gebracht. Denn wider Erwarten zeigen die Tafeln in Linear B keinerlei Spur von Tmesis. In der Fachliteratur ist bislang versucht worden, dieses vermeintliche chronologische Paradox durch drei—sich gegenseitig ausschlie¢ende— Annahmen zu l•osen: Œ Erste Annahme: Die homerische Sprache belegt mit der Tmesis den ererbten Zustand und verh•alt sich diesbez•uglich archaischer als das Mykenische des 14. bis 12. vorchristlichen Jahrhunderts. Die s•udgriechische Dialektgruppe, welcher der Dialekt Homers wie das Mykenische angeh•oren, ist dabei in der ausgehenden Bronzezeit noch einheitlich. Daher muss das Epos zwingend einen vormykenischen Sprachzustand konservieren. Œ Zweite Annahme: Die homerische Sprache belegt mit der Tmesis den ererbten Zustand und verh•alt sich diesbez•uglich archaischer als das Mykenische des 14. bis 12. vorchristlichen Jahrhunderts. Die s•udgriechische Dialektgruppe hat sich in der Bronzezeit bereits in Einzeldialekte aufgespalten. Daher kann der Dialekt Homers—bzw. k•onnen Schichten davon—auf einen s•udgriechischen Dialekt zur•uckgehen, der anders als das Mykenische die Tmesis bis ins erste Jahrtausend bewahrt. Das Epos kann in diesem Fall einen vormykenischen Sprachzustand konservieren, muss dies aber nicht. Œ Dritte Annahme: Die Tmesis bei Homer steht in keiner direkten Verbindung zur ererbten freien Stellung des Pr•averbs. Sie ist vielmehr als dichterische Lizenz entstanden. Das Epos kann also keinen vormykenischen Sprachzustand konservieren. Die j•ungere Forschungsgeschichte l•asst sich hinsichtlich dieser drei Annahmen wie folgt skizzieren: Œ Klar zugunsten der ersten Annahme spricht sich G. C. Horrocks aus.F•ur Horrocks bezeugt das homerische Griechisch das selbst•andige Pr•averb vorzugsweise in zwei ererbten Positionen: einerseits am Satzbeginn, andererseits vor dem direkten Objekt. Die Tmesis ist also ein Archaismus, wovon das Mykenische keine Spur zeigt. Allerdings verweist Horrocks auf F•alle, in denen im Mykenischen das Pr•averb durch Worttrenner vom Verb getrennt ist: vgl. so PY Ta 641. 1 ti-ri-po, ke-re-si-jo, we-ke, a-pu, ke-ka-u-me-n.o.[ .1a ke-re-a . F•ur Horrocks sind diese F•alle Hin2 weis daf•ur, dass sich das Mykenische am Ende der Entwicklung vom • berblick der mykenischen Belege von Pr•averb und Verb liefert Duhoux (1994–5;  Einen U 1998: 72 ·.).  S. Horrocks (1980a: 2 ·.; 1981: 148 ·.; 1997: 201–2). Die Tmesis bei Homer und Linear B 149 selbst•andigen Pr•averb zum Verbalkompositum befindet. F•ur die Erhaltung dieses syntaktischen Archaismus bei Homer macht Horrocks den Umstand verantwortlich, dass Tmesis ein unverzichtbarer Bestandteil m•undlicher Dichtung ist. Horrocks st•utzt sich dabei auf das Konzept der ‘flexible formula’ nach J. B. Hainsworth. Gem•a¢ diesem Konzept sind Formeln vorformulierte Wortgruppen, die einerseits in einer bestimmten H•aufigkeit bezeugt sind, andererseits flexibel gehandhabt werden, um die geforderte Vers- und Satzposition auszuf•ullen. Die zweite wie dritte Annahme wird von Horrocks nirgends in Betracht gezogen. Œ Wie in ⅓1 bereits ausgef•uhrt, geht A. Morpurgo Davies von der Archaizit•at der griechischen Tmesis aus. Explizit beruft sie sich hierbei auf die Ergebnisse von Horrocks. Ihr Hinweis auf den stilistischen Hintergrund der Tmesis in der Dichtung des ersten vorchristlichen Jahrtausends schlie¢t ein bedingungsloses Bekenntnis zur ersten Annahme jedoch aus und gestattet eine partielle Zustimmung zur dritten Annahme. Denn es scheint auf Grund der Produktivit•at der Tmesis in der sp•ateren Dichtung zumindest denkbar, dass gewisse Gebrauchsweisen bei Homer erst in der dichterischen Praxis m•oglich werden. Zudem zieht die Autorin in anderem Zusammenhang in Betracht, dass sich die s•udgriechische Dialektgruppe in der Bronzezeit bereits in Einzeldialekte gespalten hat—was grunds•atzlich mit der zweiten Annahme vereinbar w•are. Œ Eine entscheidende Modifikation an der These von Horrocks bringt Y. Duhoux an. Nach Duhoux sind die von Horrocks ins Feld gef•uhrten Belege mykenischer Getrenntschreibung—wie obiges <a-pu, ke-ka-ume-no>—rein graphisch bedingt. Sie stellen also kein Relikt mykenischer Tmesis dar, sondern zeugen vom Bed•urfnis der Schreiber (und insbesondere der pylischen Hand 2), vielsilbige Komposita zu reetymologisieren und damit lesbarer zu gestalten. Bestes Argument f•ur diese  S. Horrocks (1981: 4): ‘Perhaps then Mycenaean exemplifies this middle period, with particles already tending to form compounds with verbs but with a feeling for the original word autonomy still manifesting itself in a few cases.’  S. Horrocks (1981: 5): ‘It can now be demonstrated, that the preservation of these archaic rules of syntax in the language of the Epic is due entirely to the fact that they are absolutely fundamental to the art of oral composition of dactylic verse.’  S. Hainsworth (1968).  S. Hainsworth (1968: 35): ‘The genus of the formula is thus a “repeated word-group”.’  S. Morpurgo Davies (1985: 87): ‘Thus paradoxically Homeric syntax is linguistically more archaic than the syntax of the Mycenaean tablets. So much has been forcefully argued by G. Horrocks.’  S. Morpurgo Davies (1985: 96 ·.).  S. Duhoux (1994–5; 1998: 72 ·.).  Duhoux folgt damit der Analyse von Morpurgo Davies (1987: 268): ‘we could argue that 150 Ivo Hajnal Annahme: von derselben Getrenntschreibung sind auch Nominalkomposita wie (adj.) <e-ne-wo, pe-za> PY Ta 715. 1 ‘neunf•u¢ig’ betro·en (neben der erwarteten Schreibung <e-ne-wo-pe-za> PY Ta 642. 1++). Die Tatsache, dass die mykenischen Tafeln keinerlei Relikte von Tmesis bezeugen, macht den Graben zwischen mykenischen Texten und Homer noch gr•o¢er als durch Horrocks’ Annahme vorausgesetzt. Deshalb zieht Duhoux ernsthaft die zweite Annahme in Betracht: Die Existenz der Tmesis im klassischen Ionisch l•asst f•ur ihn zumindest die M•oglichkeit zu, dass die homerische Tmesis nicht einen vormykenischen Zustand reflektiert, sondern aus einem in der Bronzezeit bereits verselbst•andigten (Proto-)Ionischen u• bernommen ist—einem Dialekt also, der anders als das Mykenische die Tmesis bewahrt. Diese Annahme besitzt f•ur das Epos erhebliche Konsequenzen: Die ach•aischen Formeln mit Tmesis— also diejenigen, die mykenisch-dialektale Elemente aufweisen—gingen in diesem Fall auf eine vormykenische Sprachphase zur•uck. Die ionischen bzw. a• olischen Formeln k•onnten hingegen auch in einer postmykenischen Phase entstanden sein. Schlie¢lich schneidet Duhoux auch die dritte Annahme an, wonach die Tmesis bei Homer eine j•ungere Erscheinung ist und quasi die im Mykenischen vollzogene Univerbierung r•uckg•angig macht. Er lehnt sie jedoch als nicht verifizierbar ab. Alles in allem spricht sich Duhoux nicht endg•ultig zugunsten einer der beiden ersten Annahmen aus. Doch aus seiner Darstellung geht hervor, dass aller Alternativen zum Trotz auch f•ur ihn die erste Annahme im Sinne von Horrocks am plausibelsten bleibt. Dieses Meinungsbild zeigt: Ein—nunmehr auch zu Recht in die einschl•agigen Lexika eingeflossener—Konsens besteht darin, in der homerischen Tmesis ein Merkmal archaischer Syntax zu erkennen. Eine gewisse Zur•uckhaltung herrscht jedoch bei der Beurteilung der homerisch-mykenischen Divergenz. Der Folgerung, dass das Epos einen a•lteren Sprachzustand als die Linear B-Tafeln repr•asentiert, schlie¢t sich nur gerade Horrocks ohne Bedenken an. Dagegen fasst Duhoux explizit Alternativen ins Auge, die implizit auch den Bemerkungen von Morpurgo Davies nicht widersprechen. besides the accentual and other criteria which justify the treatment of compounds as single words, the Mycenaean scribes consciously or unconsciously made use of semantic criteria which induced them to treat compounds as formed of separate words’.  S. Duhoux (1998: 77): ‘Dans cette nouvelle perspective, l’autonomie des “pr‹everbes” de l’‹epop‹ee ne remonterait plus obligatoirement a› date pr‹etablettique, puisque la tm›ese e‹ pique pourrait provenir a priori aussi bien du myc‹enien que, au minimum, du proto-ionien.’  S. Duhoux (1998: 78).  S. so den Lexikonartikel von Plath (2002). Die Tmesis bei Homer und Linear B 151 Angesichts dieser Pattsituation verdient die j•ungst ge•au¢erte Position von D. Haug gr•o¢ere Beachtung. Wie die Autoren zuvor geht auch Haug von der Altert•umlichkeit der homerischen Tmesis aus. Doch regt er dazu an, den mykenischen Befund neu zu beurteilen. In Berufung auf Horrocks setzt Haug f•ur das Pr•averb in Tmesisstellung zwei pr•aferierte Positionen an: am absoluten Satzanfang sowie vor dem direkten Objekt. Beide Positionen scheiden jedoch im Kontext der mykenischen Texte als stilistisch unangemessen aus: Die Topikposition des Pr•averbs am Satzanfang ist stark markiert; die prosaische Syntax der Linear B-Tafeln hat f•ur solch eine stilistische Markierung keinen Bedarf. Umgekehrt stellt die Position vor direktem Objekt das Pr•averb als neues Rhema in den Fokus. Die bezeugten mykenischen Texte pr•asentieren jedoch stets das Objekt als Rhema beziehungsweise als neue Information, was durch die Wortfolge Objekt—Pr•averb—Verb bewerkstelligt wird. Mit anderen Worten zweifelt Haug daran, dass das Fehlen der Tmesis auf den Linear B-Tafeln f•ur das restliche Griechisch der Bronzezeit repr•asentativ ist. Vielmehr nimmt er an, dass die durch die Linear B-Tafeln vertretene Textsorte das stilistische Mittel der Tmesis nicht ben•otigt. Wie Morpurgo Davies fasst Haug also die stilistische Dimension der Tmesis ins Auge. Sein Ansatz f•uhrt insofern weiter, als er die Bedeutung der mykenischen Belege univerbierter Verbalkomposita relativiert. Allerdings besitzt er den Nachteil, mit nur subjektiv u• berpr•ufbaren stilistischen Kriterien zu argumentieren und dabei das Augenmerk einseitig auf dem Mykenischen zu belassen. Eine objektiv verifizierbare Beurteilung des mykenischen wie des homerischen Befunds muss hingegen weiterhin vom ererbten Zustand ausgehen und dabei untersuchen, wie weit sich mykenisches wie homerisches Griechisch davon entfernt haben. Deshalb konzentrieren wir uns im folgenden auf zwei Fragen: Œ Erstens: Wie archaisch sind die F•alle von Tmesis bei Homer? Œ Zweitens: Wie innovativ sind die Beispiele von Univerbierung im Mykenischen? Um beide Fragen zu beantworten, m•ussen wir zuvor in ⅓3 den Begri· des ‘Pr•averbs’ terminologisch kl•aren sowie in ⅓4 das Ph•anomen der ‘Tmesis’ genauer beschreiben. Dies wird uns bereits in ⅓4 in die Lage versetzen, die erste Frage nach der Altert•umlichkeit der homerischen Sprache zu  S. Haug (2002: 42 ·.).  Dies wird u• brigens bereits von Horrocks selbst konzediert: ‘It might be argued that the absence of tmesis is only to be expected, given that such a marked construction type would hardly be appropriate in the prosaic context of the Linear B tablets’ (Horrocks 1981: 141). 152 Ivo Hajnal beantworten. Die zweite Frage nach der Innovationskraft des Mykenischen kommt nachfolgend in ⅓5 und ⅓6 zur Sprache. 3 Adverbiale versus pr•apositionale Partikel Wie zu Beginn von ⅓2 dargelegt, verstehen wir unter dem Begri· der ‘Tmesis’ die selbst•andige, vom Verb losgel•oste Stellung eines Pr•averbs. Was genau ist aber unter ‘Pr•averb’ bei Homer zu verstehen? Die folgende Gegen•uberstellung illustriert die Schwierigkeiten einer klaren Begri·sbestimmung: Il. 5. 632 τZν κα Τληπλεµος πρτερος πρZς µ+θον ειπε· Il. 3. 155 Kκα πρZς
λλ λους πεα πτερεντ:
γρευον· In Il. 5. 632 fungiert πρς nach klassischer Auffassung als Pr•averb in Tmesisstellung (zum Verbum ειπε mit doppeltem Akkusativ), in Il. 3. 155 hingegen als Pr•aposition (mit akkusativischem Bezugswort
λλ λους). Angesichts der semantischen N•ahe der beiden Verben stellt sich jedoch die Frage, wie sinnvoll eine Trennung zwischen Pr•averb und Pr•aposition f•ur die epische Sprache ist. Die Problematik manifestiert sich ebenso deutlich an folgendem Beispiel: (κυδιων· 4ψο+ δd κ)ρη χει,)
µφ δd χαται Oµοις
σσονται· (€ δ:
γλαηφι πεποιθxς) (Il. 15. 266–7) Wie Horrocks (1981: 19 ·.) hervorhebt, kann
µφ in Il. 15. 266 nicht als Pr•aposition im eigentlichen Sinn dienen, da das vermeintliche Bezugswort Oµοις erst im n•achsten Vers folgt. Vielmehr gen•ugt der blo¢e Dativ Oµοις als Lokalangabe, die durch das Pr•averb
µφ im Folgevers bestenfalls modifiziert wird. Konsequenterweise ersetzt Horrocks (1981: 20) ‘Pr•aposition’ durch ‘pr•apositionale Partikel’. Dieser Begri· beinhaltet alle F•alle einer Herkunfts-, Orts- oder Richtungspartikel, die modifizierend neben einem in einem Herkunfts-, Orts- oder Richtungskasus flektierten Nomen auftritt. Im Gegenzug pr•agt Horrocks (1981: 25 ·.) den Begri· der ‘adverbialen Partikel’ anstelle von ‘Pr•averb’. Diese Unterart der Partikel tritt nie neben einem in einem Herkunfts-, Orts- oder Richtungskasus flektierten Nomen auf, sondern modifiziert stets das Verb. Durch die Wahl des Oberbegri·s ‘Partikel’ sowie durch die grundlegende Di·erenzierung in zwei Untergruppen ‘pr•apositionale Partikel’ (im folgenden: PrepPart) beziehungsweise ‘adverbiale Partikel’ (im folgen- Die Tmesis bei Homer und Linear B 153 den: AdvPart) gelingt es Horrocks (1981: 29 ·.), die Typologie der unterschiedlichen Gebrauchsweisen dieser ‘Partikel’ wie in Tabelle 11.1 zu erstellen. Tabel l e 11.1. Gebrauchsweisen von PrepPart und AdvPart Typus Beispiel Beschreibung/Kriterien (i) Verb mit Partikelphrase au¢erhalb des Satzkerns Il. 1. 318 ~ς οm µdν τ_ πνοντο Œ Die Partikelphrase mit PrepPart steht als optionaler Zusatz κατ_ στρατν . . . Anmerkung: Die Partikelphrase au¢erhalb des Satzkerns, da sie nicht vom Valenzrahmen des κατ_ στρατν liefert eine Verbums gefordert wird. periphrastische Zusatzangabe. (ii) Verb mit lokaler Erg•anzung Od. 20. 260 π_ρ δ: "τθει Œ Die Partikelphrase mit PrepPart σπλ)γχνων µορας, "ν δ: οGνον wird vom Valenzrahmen des χευεν Verbums mit komplexem Objekt Anmerkung: Die Partikelphrase gefordert.a παρ) bzw. "ν nennt die Œ Die PrepPart ist nicht vom Verbum geforderte vorgegeben, da das Orts- beziehungsweise entsprechende Verbum Richtungsangabe. Ohne mit unterschiedlichen die Partikelphrase ist der konkreten Herkunfts-, Satz unvollst•andig (vgl. dt. Orts- beziehungsweise *ich giesse Wasser versus Richtungsangaben erg•anzt grammatikalischem ich giesse werden kann. Wasser ins Glas). Œ Der Verbalinhalt (die Semantik) des Verbums bleibt unver•andert. (iii) Pr•apositio- Od. 20. 128 στA δ: ρ: "π: οδZν Œ Die Partikelphrase mit PrepPart wird vom Valenzrahmen des #ν, προς δ: Ε,ρ3κλειαν ειπε· nalverb Anmerkung: Die Partikelphrase Verbums gefordert. πρZς (δ:) Ε,ρ3κλειαν nennt das Œ Innerhalb der semantischen vom Verbum geforderte Objekt/ Einheit von PrepPart Ziel der Handlung. Das Verbum und Verb fungiert die Partikelphrase als logisches ειπε(ν) wird dabei im Sinne Objekt (‘Pr•apositionalobjekt’) von ‘zu jmd. etw. sagen; jmd. anreden’ fest mit der PrepPart oder als erforderliche r•aumliche Erg•anzung bei intransitiven πρς verbunden. Bewegungsverben. Œ Die Wahl der PrepPart ist nicht frei, sondern vom Verb vorgegeben. 154 Ivo Hajnal (iv) ‘Phrasal verb’ Il. 6. 416 . . . κατ_ δ: κτανεν Œ Die Partikelphrase mit AdvPart gibt an, dass die Verbalhandlung :Ηετωνα Anmerkung: Die Partikelphrase das logische Objekt in eine neue Lage beziehungsweise in einen κατ) gibt an, dass das Objekt als Resultat der Verbalhandlung neuen Zustand versetzt. nunmehr get•otet (unten) am Œ Das Verb steht in u• bertragener Bedeutung. Gleichzeitig Boden liegt. wird es um eine resultative Bedeutungskomponente erg•anzt. Œ Die Partikelphrase besitzt keinerlei konkreten Herkunfts-, Orts- oder Richtungsbezug. (v) Verbalkom- Od. 4. 105 . . . iς τ µοι aπνον Œ Die Partikelphrase mit AdvPart
πεχθαρει κα "δωδhν ver•andert die Aktionsart des positum Verbums. Anmerkung: Die mit dem Verbum univerbierte AdvPart Œ Das AdvPart ist mit dem Verbum univerbiert.
π- erg•anzt die Aktionsart des Simplex "χθαρω ‘verhasst machen’ um eine intensive Bedeutungsnuance. a Zur verbalen Valenz und ihrer Bestimmung s. die grundlegenden Bemerkungen bei Pinkster (1988: 9 ·.). Wie diese Typologie zeigt, befindet sich die Partikelphrase bei den Typen (ii) bis (v) als obligatorisches Komplement innerhalb des Satzkerns. • bergang von freier Erg•anzung zur verfesDabei erfolgt ein gradueller U tigten lexikalischen Einheit. Die Partikel r•uckt zunehmend n•aher ans Verb; ihre Semantik wird abstrakt, verliert also an lokalem Bezug. Zugleich verringert sich die Referenz beziehungsweise anaphorische Funktion der Partikel schrittweise. Und zwar in folgendem Sinne: Besteht eine Partikelphrase nur aus einer Partikel (ohne beigeordnete Nominalphrase), so fungiert sie als anaphorische ‘Pro-Form’: vgl. als Paralle dt. er geht aus dem Haus → er geht hinaus (mit hinaus als ‘Pro-Form’ zur komplexeren Partikelphrase aus dem Haus). Bei Komposita des Typus (v) besteht keinerlei Referenz mehr. Erg•anzt sei, dass die Unterscheidung zwischen den beiden Verbtypen (iv) und (v) mit AdvPart flie¢end ist: Zu Typus (iv) geh•oren etwa "ξ-λλυµι ‘aus-l•oschen’ (Il. 7. 360 "ξ ρα δ τοι πειτα θεο φρνας Oλεσαν α,το) oder
ποδδωµι ‘ab-geben, zur•uckerstatten’ (vgl. Il. 3. 285 Τρ$ας πειθ: Ελνην κα κτ µατα π)ντ:
ποδο+ναι), zu Typus (v) beispielsweise durch
π intensivierte Verben (z.B.
π-ατιµ)ω ‘v•ollig entehren’ wie in Il. 13. 113 ο|νεκ:
πητµησε ποδ#κεα Πηλεωνα) beziehungsweise Ingressiva auf  Zu den Abstufungen im Verh•altnis von Verb und Partikelphrase s. Steinitz (1969: 10 ·.).  S. hierzu Krisch (1984: 113 ·.) sowie Horrocks (1981: 18–19). Die Tmesis bei Homer und Linear B 155 "π (z.B. "πι-µνω ‘noch eine Weile warten’ wie in Od. 4. 587
λλ: γε ν+ν • bergang zwischen "πµεινον "ν µεγ)ροισιν "µοσιν). Den flie¢enden U Typus (iv) und (v) illustriert folgendes Beispiel:
ποβ)λλω ‘weg-werfen’ erf•ullt in Il. 2. 183 . . .
πZ δd χλαναν β)λε alle Kriterien eines Phrasal verbs des Typus (iv): die AdvPart
π bezieht sich auf keinen konkreten Herkunftsort (geringe Referenz), das Objekt der Verbalhandlung wird in eine andere Lage versetzt, die Bedeutung ist u• bertragen. Gleichzeitig ist in
ποβ)λλω eine resultative Bedeutungskomponente und damit bereits eine Aktionsartver•anderung zu erkennen, wobei die N•ahe zu intensivem
πin Komposita des Typus (v) augenf•allig ist (‘*etw. von sich weg werfen → etw. weg-werfen, so dass es fort ist → etw. ganz von sich werfen’). Diese Typendi·erenzierung sowie der grundlegende Unterschied zwischen PrepPart und AdvPart l•asst sich—zumindest f•ur die Typen (ii) bis (iv)—anhand des Phrasenstrukturmodells des fr•uhgriechischen Satzes (Fig. 11.1) illustrieren. Klar wird darin ersichtlich, dass die PrepPart und die AdvPart in verschiedenen Knoten untergebracht sind. Nicht ber•ucksichtigt sind in dieser Graphik nota bene Partikelphrasen (hier: PP) des Typus (i). Da sie vom Valenzrahmen des Verbums nicht gefordert werden und au¢erhalb des Satzkerns (hier: VP) stehen, w•are f•ur sie der Ansatz eines weiteren Knotens erforderlich. Darauf wird aus folgendem Grund verzichtet: Partikelphrasen des Typus (i) belassen die PrepPart stets vor der beigeordneten NP. Daher spielen sie f•ur die Frage der Tmesis keine Rolle und werden im Verlauf der weiteren Darstellung nicht mehr ber•ucksichtigt. Horrocks’ Typologie beziehungsweise das hier gezeichnete Phrasenstrukturmodell helfen uns nunmehr, das Ph•anomen der Tmesis ad•aquater zu beschreiben. Dies soll in ⅓4 geschehen.  Vgl. zur ingressiven Funktion von "π die Bemerkungen bei Brunel (1939: 56 ·.).—Zu den homerischen Ingressiva auf "π geh•ort etwa "π-εγερω ‘auf-wecken’ (quasi bedeutungsgleich mit "γερω ‘wecken’), das in der Regel als Verb des Typus (v), also als univerbiertes Kompositum ohne die M•oglichkeit der Tmesisstellung behandelt wird (vgl. Od. 22. 431 µ • bergang zwischen den Typen (iv) und (v) tats•achlich πω τ ν γ: "πγειρε). Wie flie¢end der U ist, zeigt sich an Il. 15. 56 Sρκεϊ χαλκε1ω· "π δd Ζε^ς Τρ$ας γειρεν, wo bei "π-εγερω nach Art des Typus (iv) Tmesisstellung belegt ist.  S. im Kern Horrocks (1980b: 201) beziehungsweise (1981: 50). Im folgenden st•utze ich mich allerdings auf ein aktualisiertes Phrasenstrukturmodell (wozu im einzelnen Krisch 1998: 360 ·.).—Als Standardwortstellung veranschlage ich f•ur das Griechische SubjektObjekt-Verb (s. Watkins 1964: 1041–2). In Partikelphrasen (hier: PP) mit PrepPart (Typen (ii) und (iii)) nehme ich in ⅓4 an, dass die PrepPart vor einer allf•alligen Nominalphrase (hier: NPP) steht (Begr•undung bei Krisch 1984: 115 ·.).  S. Horrocks (1981: 16 ·. bzw. 32 ·.). 156 Ivo Hajnal TopP SPEC Top{ Top CP SPEC C{ C IP SPEC I{ I VP N{ PP PrepPartP V{ (NPV) NPP AdvPart V Fig. 11.1. Phrasenstrukturmodell des fr•uhgriech. Satzes 4 Die Position der Partikel bei Homer und die Frage der Tmesis Nachdem wir in ⅓3 die f•ur den fr•uhgriechischen Satz grundlegende Unterscheidung zwischen PrepPart und AdvPart eingef•uhrt haben, pr•ufen wir nunmehr die Positionen der beiden Partikelarten bei Homer. Vorausgesetzt ist, dass das in ⅓3 abgebildete Phrasenstrukturmodell Linksversetzungen— in die Positionen SPEC, TopP (in die Topikposition) sowie SPEC, CP— zul•asst. Damit sind auf Grund der g•angigen Transformationsregeln a priori folgende Wortstellungsmuster m•oglich und zu erwarten: Die Tmesis bei Homer und Linear B 157 A: Wortstellungsmuster f•ur S•atze mit PrepPart und Verben des Typus (ii) und (iii) Stellung der PP unmarkiert, basisgeneriert markiert, durch Transformationen generiert Wortstellung Beispiel/Anmerkungen A.1 # . . . [PrepPartP] NPP (NPV) [V]a Il. 18. 338 τφρα δ µοι παρ_ νηυσ κορωνσι κεσεαι α(τως Die PrepPart παρ) spezifiziert die Aussage der NP im Dat.Pl. A.2 # . . . [PrepPart] (NPV) [V] Il. 3. 405 το(νεκα δh ν+ν δε+ρο δολοφρονουσα παρστης Die PP besteht ausschlie¢lich aus der PrepPart παρ) (ohne beigeordnete NP). Die PrepPart wirkt dabei als anaphorische Pro-Form (gem•a¢ ⅓3). A.3 # [PrepPartP (E) NPP] . . . (NPV) [V] Od. 19. 592 . . . "π γ)ρ τοι *κ)στ1ω µοραν θηκαν Die PrepPart "π steht in der Position SPEC, CP (allenfalls SPEC, TopP).b A.4 # [PrepPart (E)] . . . (NPV) [V] Il. 13. 35 (λ3σας "ξ Uχων) παρ_ δ:
µβρσιον β)λεν εGδαρ Die PP besteht ausschlie¢lich aus der PrepPart παρ) (ohne beigeordnete NP) als anaphorische Pro-Form. Sie steht in der Position SPEC, CP (allenfalls SPEC, TopP). a Hochgestelltes P steht f•ur den Richtungskasus, dem die PrepPart sowie die beigeordnete NP auf Grund des geforderten Herkunfts-, Orts- beziehungsweise Richtungsbezugs entsprechen. Hochgestelltes V steht f•ur den vom Verb gefordertengrammatischen Kasus der NP; in der Regel also f•ur den Objektsakkusativ oder -dativ. b In S•atzen wie Il. 9. 90 (. . .) παρ_ δ σφι τθει µενοεικα δατα beziehungsweise Il. 13. 35 . . . παρ_ δ:
µβρσιον β)λεν εGδαρ nimmt die PrepPart παρ) aus folgenden • berlegungen wohl die Position SPEC, CP (und nicht SPEC, TopP) ein: S•atze, die das U Verb in Erst- beziehungsweise Zweitstellung zeigen, schlie¢en jeweils besonders eng an den vorhergehenden Satz an. Wie Krisch (1997: 292 ·.) sowie (2001: 165 ·.) zeigt, l•asst sich das Verb in anaphorischer Funktion dabei der Position SPEC, CP zuweisen (s. auch Anm. 34 unten). Da die PrepPart ebenso eine anaphorische Funktion wahrnimmt (s. ⅓3), scheint in Analogie zum anaphorischen Verb eine Zuweisung an die SPEC, CP plausibel. Zwei Argumente st•utzen diesen Ansatz: Erstens zeigen Il. 10. 466 (θAκεν
ν_ µυρκην·) δελον δ: "π σAµ) τ: θηκε oder Il. 12. 169 ο,δ:
πολεπουσιν κολον δµον,
λλ_ µνοντες, dass die PrepPart unter gewissen Umst•anden die Position SPEC, CP einnimmt. In den zitierten Passagen ist SPEC, TopP n•amlich durch das Objekt δελον beziehungsweise die Negation ο,δ besetzt, sodass f•ur die PrepPart "π beziehungsweise
πο(λεπουσιν) nur die Position 158 Ivo Hajnal SPEC, CP u• brigbleibt. Zweitens ist die anaphorische Funktion der PrepPart besonders gut in verblosen ‘Adverbials•atzen’ ersichtlich: vgl. Il. 1. 611 (νθα καθε+δ:
ναβ)ς,) παρ_ δd χρυσθρονος bΗρη. Hierin wird deutlich, dass die PrepPart auch die Funktion eines Satzkonnektors (neben enklitischem -δ) u• bernimmt, was sie wiederum f•ur SPEC, CP pr•adestiniert. Im folgenden lokalisieren wir deshalb, sofern keine gegenteiligen Hinweise vorliegen, die markierte PrepPart in der Position SPEC, CP. B: Wortstellungsmuster f•ur S•atze mit AdvPart und Phrasal verbs des Typus (iv) Stellung der PP Wortstellung Beispiel/Anmerkungen Il. 10. 449 ε µdν γ)ρ σε ν+ν
πολ3σοµεν Hd µεθ$µεν Die VP besteht aus der AdvPart
π sowie V. unmarkiert, basisgeneriert B.1 # . . . (NPV) [AdvPart V] markiert, durch Transformationen generiert B.2 # [AdvPart (E)] . . . (NPV) [V] Il. 24. 76 (δ#ρων "κ Πρι)µοιο λ)χIη)
π θ: bΕκτορα λ3σIη. Die VP besteht aus der AdvPart
π sowie V. Die AdvPart steht in der Position SPEC, CP (allenfalls SPEC, TopP)a a Im folgenden nehmen wir an, dass die markierte AdvPart analog zur PrepPart die Position SPEC, CP besetzt. Im Gegensatz zur PrepPart (s. A: Anm. b) eignet sich die AdvPart jedoch in geringem Ma¢ f•ur die Position SPEC, CP. Denn sie besitzt f•ur sich alleine gestellt keine anaphorische Funktion (gem•a¢ ⅓3), sondern modifiziert das Verb. Wie in ⅓6 gezeigt wird, ist dies die Ursache f•ur die zus•atzliche Linksversetzung des Verbs, das nunmehr zusammen mit der AdvPart die anaphorische Funktion der CP wahrnimmt (also die Fortf•uhrung der Handlung signalisiert). C: Wortstellungsmuster f•ur S•atze mit AdvPart und univerbierten Verbalkomposita des Typus (v) Stellung der PP unmarkiert, basisgeneriert Wortstellung C.1 # . . . (NPV) [AdvPart + V] Beispiel/Anmerkungen Il. 22. 271 . . . ν+ν δ:
θρα π)ντ:
ποτσεις Die VP besteht aus einem komponierten V. Die Tmesis bei Homer und Linear B markiert, durch Transformationen generiert 159 C.2 # [AdvPart + V (E)] . . . (NPV) Il. 12. 169 ο,δ:
πολεπουσιν κολον δµον,
λλ_ µνοντες Die VP besteht aus einem komponierten V, das die Position SPEC, TopP oder SPEC, CP (in diesem Beispiel gem•ass A: Anm. b) einnimmt. Diese Zusammenstellung macht deutlich, dass im Rahmen der Tmesis die folgenden beiden markierten Wortstellungsmuster relevant sind: Œ A.4 # [PrepPart (E)] . . . (NPV) [V] bei Verben des Typus (ii) und (iii): vgl. Il. 10. 75 παρ_ δ: ντεα ποικλ: κειτο (versus unmarkiertem Muster A.2 wie in Od. 21. 416 ε@λετο δ: κ^ν Uϊστν, i οL παρκειτο τραπζIη). Œ B.2 # [AdvPart (E)] . . . (NPV) [V] bei Verben des Typus (iv): vgl. Il. 3. 294 . . .
πZ γ_ρ µνος ε@λετο χαλκς (versus unmarkiertem Muster B.1 wie in Il. 22. 18 "µd µdν µγα κ+δος
φελεο). Wie gesagt entsprechen die unter A., B. und C. aufgef•uhrten Wortstellungsmuster den Erwartungen. Daneben belegt die homerische Sprache jedoch weitere Muster, die uber • die g•angigen Transformationregeln hinausgehen. Wir m•ussen diese Muster deshalb als geneuert ansehen. Innerhalb dieser geneuerten Muster lassen sich zwei Tendenzen beobachten: einerseits die Tendenz zur Univerbierung, andererseits die Tendenz zur Ausdehnung der Tmesis. Wir wollen diese beiden Tendenzen im folgenden getrennt betrachten. D: Wortstellungsmuster f•ur S•atze mit geneuerter Univerbierung Verben Typus Typus (ii) und (iii) Wortstellung neu (← Wortstellung alt) Beispiel/Anmerkungen D.1 # . . .[NPP] (NPV) [PrepPartP] (Typus ii) Il. 5. 879 τα3την δ: ο(τ: [V] (← # . . . [PrepPartP NPP] πεϊ προτιβ)λλεται ο(τ τι ργ1ω (versus Muster A.1 in Od. 9. 284 (NPV) [V] wie nach A.1) (Ποσειδ)ων "νοσχθων) πρZς πτρIησι βαλxν 4µAς "π περασι γαης) Es besteht Kasusrestriktion: das neue Kompositum verlangt denselben Kasus, den die NP auch in Kombination mit der PrepPart besitzt. 160 Ivo Hajnal E: Wortstellungsmuster f•ur S•atze mit geneuerter Tmesis Verben Typus Wortstellung neu (← Wortstellung alt) Beispiel/Anmerkungen Typus (ii) und (iii) E.1 # . . . [NPP] [PrepPartP] (NPV) (Typus ii) Il. 18. 387
λλ: Sπεο [V] (← # . . . [NPP] (NPV) προτρω, @να τοι π_ρ ξενια [PrepPartP] [V] wie nach D.1) θεω (versus Muster D.1 in Il. 23. 810 κα σφιν δατ:
γαθhν παραθ σοµεν "ν κλισIησιν) (Typus iii) Il. 23. 68 στA δ: ρ: 4πdρ κεφαλAς κα µιν πρZς µ+θον ειπεν (versus Muster D.1 in Il. 22. 329 ;φρ) τ µιν προτιεποι
µειβµενος "πεσσιν). Typus (iv) E.2 # . . . [AdvPart] (NPV) [V] (← # . . . (NPV) [AdvPart V] wie nach B.1) Il. 8. 90 . . . κα ν3 κεν νθ: ` γρων
πZ θυµZν ;λεσσεν Die geneuerten Wortstellungsmuster sind im Hinblick auf die Entwicklungstendenzen der griechischen Sprache unterschiedlich zu beurteilen: Œ Die sekund•are Univerbierung nach Muster D.1 entsteht aus Muster A.1. Und zwar vornehmlich durch Analogie nach Muster A.2, wo die PP durch eine PrepPart ohne beigeordnete NPP bestritten wird. Besitzt das Syntagma in Muster A.2 kein Objekt (keine NPV), r•ucken PrepPart und V zusammen: vgl. Od. 10. 142 νθα ττ: "κβ)ντες.—Die Neuerung entspricht der Entwicklungstendenz der griechischen Sprache, Verben mit lokalen Erg•anzungen (Typus ii), Pr•apositionalverben (Typus iii) sowie Phrasal verbs (Typus iv) zu univerbieren. Œ Die sekund•are Tmesis nach Muster E.1 entsteht aus dem sekund•aren Muster D.1. Und zwar vornehmlich durch Analogie nach Muster A.2, wo die PP durch eine PrepPart ohne beigeordnete NPP bestritten wird. Besitzt das Syntagma in Muster A.2 ein Objekt (eine NPV), so steht dieses zwischen PrepPart und V: vgl. Od. 14. 264 . . . "κ δd γυνακας γον κα ν πια τκνα.—Die Neuerung l•auft der in Richtung Univerbierung weisenden Entwicklungstendenz der griechischen Sprache zuwider. Œ Die sekund•are Tmesis des Musters E.2 entsteht aus Muster B.1 vornehmlich durch Analogie nach Muster E.1.—Die Neuerung l•auft der in Richtung Univerbierung weisenden Entwicklungstendenz der griechischen Sprache zuwider.  S. zu den folgenden Wortstellungsmustern generell auch Horrocks (1981: 72 ·.). Die Tmesis bei Homer und Linear B 161 Unsere Analyse gestattet bez•uglich der Tmesisstellung bei Homer folgende Aussagen: Œ Die in den Mustern A.4 und B.2 belegte Tmesisstellung ist im Satzbauplan vorgegeben und daher archaisch. Œ Im Gegensatz dazu erweitern die Muster E.1 und E.2 die M•oglichkeiten der Tmesisstellung, da sie nicht im Satzbauplan vorgegeben sind, sondern auf einer analogischen Neuerung beruhen. Da sie ferner dem Sprachtrend zur Univerbierung zuwiderlaufen, muss es sich bei ihnen um ‘dichterische Freiheiten’ handeln. Œ Dem Sprachtrend entspricht hingegen Muster D.1, da es zu univerbierten Verbalkomposita f•uhrt. Die in ⅓2 gestellte Frage nach der Altert•umlichkeit der epischen Sprache ist also di·erenziert zu beurteilen: Die Mehrzahl, aber eben nicht die Gesamtheit der homerischen Tmesisbelege ist alt. Diese Erkenntnis unterst•utzt uns, in ⅓5 den mykenischen Befund ad•aquat zu bewerten. 5 Die Position der Partikel im Mykenischen In ⅓2 haben wir die Frage nach der Innovationskraft des Mykenischen gestellt, in ⅓4 die Vorarbeit geleistet, um die mykenischen Belege von Partikel und Verb zu bewerten und im Vergleich zur epischen Sprache zu situieren. Zweierlei ist dabei vorauszusetzen: Œ Gewisse F•alle von Tmesis bei Homer sind sekund•ar, da sie auf dichterischer Innovation beruhen. Im Mykenischen nicht zu erwarten sind in diesem Sinne die Wortstellungsmuster E.1 und E.2. Œ Homer kennt F•alle von ‘alter’ Verbalkomposition (im Gegensatz zur sekund•aren Komposition nach Satzmuster D.1). Es handelt sich hierbei um Verbalkomposita des Typus (v) gem•a¢ ⅓3 mit aktionsartver•andernder AdvPart. Es ist nicht von vornherein zu erwarten, dass diese Verben im Mykenischen Tmesis zeigen. Diese Aussagen sind im Hinblick auf das viel diskutierte Fehlen der Tmesis auf den Linear B-Tafeln zentral. Denn sie verringern zumindest in Theorie bereits jetzt die Kluft zwischen mykenischer und homerischer Sprache. Im folgenden wollen wir die mykenischen Belege f•ur Partikel und Verb sammeln und mit den f•ur Homer festgestellten Wortstellungsmustern abgleichen. Die Belege sind dabei alphabetisch nach dem eigentlichen V 162 Ivo Hajnal aufgef•uhrt, die Analyse erfolgt nach Position im mykenischen Satz (allenfalls mit Bemerkungen zur Interpretation), Verbtypus bei Homer und im Mykenischen (gem•a¢ ⅓3) sowie Wortstellungsmuster im mykenischen Satz (gem•a¢ ⅓4): Œ /ag»o / (1) PY Aq 218. 1 o-da-a , a-na-ke-e, o-pe-ro-te[ 2 Position: Der Infinitiv a-na-ke-e /an-agehen/ steht als Objekt vor dem regierenden Partizip /ophellontes/. Verbtypus: Da der Eintrag kein Objekt anf•uhrt, scheint /an-agehen/ absolut gebraucht zu sein: etwa im Sinne von ‘einen Tribut bringen’ oder von ‘auf-brechen (zu einer milit•arischen Operation); in See stechen’ (in Zeile 2 ·. folgt eine Liste von M•annernamen). Als Fachterminus in den oben genannten u• bertragenen Bedeutungen verwendet Homer
ν)γω als Verbum des Typus (iv) mit Lagever•anderung des Objekts, u• bertragener Bedeutung und resultativer Komponente, allenfalls auch als Verbum des Typus (v) mit ver•anderter Aktionsart: vgl. Il. 8. 203 οm δ τοι ες Ελκην τε κα Αγ_ς δ$ρ:
ν)γουσι (Typus (iv)) beziehungsweise Od. 19. 202 τIA τρεισκαιδεκ)τIη δ: νεµος πσε, το δ:
ν)γοντο (Typus (v) mit Medialflexion und ingressiver Aktionsart). Wortstellungsmuster: Die Wortstellung in (1) ist unmarkiert, der Objektinfinitiv nimmt die Position vor dem Regens (dem Partizip /ophellontes/) ein. Œ /dateiomai/ „ (2) PY Vn 20.1 o-a , e-pi-de-da-to .2 pa-ra-we-wo, wo-no 2 Position: Die 3.Pers.Sg. Perf.med. /epi-dedastoi/ steht in Zweitstellung hinter der einleitenden Partikelkette o-a . 2 Verbtypus: Homer bietet keinen Beleg, einmalig jedoch Hesiod Th. 789 . . . δεκ)τη δ: "π µορα δδασται. Dabei wird "πι-δατοµαι bedeutungsgleich mit δατοµαι verwendet (vgl. h. Merc. 520 τα3την γ)ρ οL µοραν "δ)σσατο µητετα Ζε3ς), eine u• bertragene Bedeutung ist also nicht auszumachen. Dennoch liegt ein Phrasal verb des Typus (iv) mit AdvPart vor, da "πι-δατοµαι die Kriterien einer Lagever•anderung des Objekts sowie einer resultativen Bedeutungskomponente erf•ullt.  F•ur Sekund•arliteratur zu den einzelnen Verben verweise ich auf die entsprechenden Lemmata bei Aura Jorro (1985–93).  Vgl. zur ingressiven Aktionsart bei
ν) Brunel (1939: 42 ·.).  Weitere Kombinationen von Partikel und δατοµαι geh•oren ebenfalls dem Typus (iv) an und bezeugen Tmesisstellung: vgl. Il. 9. 333 δεξ)µενος δι_ πα+ρα δασ)σκετο. Die Tmesis bei Homer und Linear B 163 Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (2) entspricht keinem der oben genannten Muster. Œ /did»omi/ (3) PY Fr 1184. 1 ko-ka-ro, a-pe-do-ke, e-ra -wo, to-so 2. e-u-me-de-i 3 (4) KN Od 681. b qo-ja-t.e. a-pu-do-ke, ti-ra[ (5) KN Wb 8711. 11 ]o-a-pu-[d.o.Position: Die 3.Pers.Sg. Aor. /ap-e-d»oke/ beziehungsweise /apu-d»oke/ ‘er hat abgegeben’ steht in (3) wie (4) in Zweitstellung hinter dem Subjekt, das SPEC, TopP einnimmt. In (5) findet sich a-pu[do-ke? in Zweitstellung hinter der satzeinleitenden Partikel. Verbtypus: Homer verwendet
ποδδωµι im Sinne von ‘ab-geben; als Ersatz geben; herausgeben, worauf ein anderer Anspruch hat’ mit Lagever•anderung des Objekts, u• bertragener Bedeutung und resultativer Bedeutungskomponente. Es handelt sich somit um ein Phrasal verb des Typus (iv) mit AdvPart. Tmesis ist bei Homer zwar belegt, doch dem Muster E.2 zuzuordnen und damit sekund•ar: vgl. Il. 9. 387 πρν γ:
πZ π2σαν "µο δµεναι θυµαλγα λ#βην (der sekund•are Charakter der Tmesis manifestiert sich in diesem Beispiel auch am inneren Objekt, das eine nochmals ver•anderte Verbalsemantik ‘Genugtuung geben f•ur eine Schmach’ voraussetzt). Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (3–5) entspricht keinem der oben genannten Muster. Œ /emmi/ (6) PY An 614. 7 ]a-pe-e-s.i.[ ] Vir (7) PY An 5.1 ·. e-ta-je-u, te-ko-to-a-pe Vir 1 (8) PY An 724. 1 ro-o-wa, e-re-ta, a-pe-o-te (•ahnlich PY An 18. 6, KN Ak 615; Ap 618. 1; B 810, 823) (9) PY En 609. 2 to-so-de, te-re-ta, e-ne-e-si Vir 14 (10) KN Sd 4422. b ]i.-qi-ja, „ a-ro-mo-te-me-na, o-u-qe, a-ni-ja, po-si, e-esi[ Position: In den Syntagmen (6–10) erscheint /ap-emmi/ (als 3.Pers.Sg. Pr•at. /ap-»es/ sowie als Part. /ap-eh»on, -ont-/) jeweils am Satzende. Gleich verh•alt es sich mit /en-emmi/ in (9) sowie /posi emmi/ in (10). Verbtypus: Homer verwendet πειµι wie νειµι in der auch f•ur das 164 Ivo Hajnal Mykenische vorauszusetzenden Bedeutung von ‘ab-wesend sein’ beziehungsweise ‘dabei sein’ mit Lagever•anderung des logischen Objekts (hier also: des grammatischen Subjekts), u• bertragener Bedeutung und resultativer Bedeutungskomponente. Es handelt sich somit um Phrasal verb des Typus (iv) mit AdvPart. Tmesisstellung ist bei Homer nicht bezeugt. Analog verh•alt es sich bei po-si e-e-si/posi ehensi/ ‘dabei sein’ (bei Homer ist πρσειµι nicht belegt, hingegen bei Hes. Op. 353 in der u• bertragenen Bedeutung ‘beisammen sein’). Wortstellungsmuster: Die Wortstellung in (6–10) entspricht dem unmarkierten Muster B.1. Nota bene: Bei po-si e-e-si in (10) sind Adv Part wie Verb selbst•andig (eine Univerbierung w•urde die Graphie ˆ<po-si-je-e-si> erfordern). M•oglicherweise handelt es sich um eine etymologische Schreibweise gem•a¢ ⅓2. Œ /eimi/ (11) KN Od 666. a ] to-so o Lana 14. b ]k.e.-me-no „ au-u-te, a-pe-i-si Position: Die 3.Pers.Sg. Pr•as. /ap-eisi/ ‘er entfernt sich’ steht in (11) am Satzende. Verbtypus: Homerisch πειµι muss als Pr•apositionalverb der Kategorie (iii) mit PrepPart angesehen werden, da die Partikelphrase bei diesem intransitiven Bewegungsverb die erforderliche r•aumliche Erg•anzung liefert. Dennoch ist Tmesisstellung bei Homer nicht belegt (vgl. vielmehr f•ur die unmarkierte, basisgenerierte Wortstellung Od. 23. 359
λλ: K τοι µdν "γx πολυδνδρεον
γρZν πειµι). Wortstellungsmuster: Die Wortstellung in (11) entspricht dem unmarkierten Muster A.2. Œ /gignomai/ (12) PY Ad 686.a o-u-pa-ro-ke-ne-[ ]ka-wo-ta-ra[ ]p.o.-r.o. Position(/Interpretation): Die Silbenfolge pa-ro-ke-ne-[ l•asst sich im Hinblick auf den folgenden Eintrag (eine Liste von ra-wi-ja-ja-o kowo) zur 3.Pers.Sg. Aor.med. /paro-geneto/ erg•anzen. In diesem Fall steht /paro-geneto/ in (12) in Zweitstellung hinter der Negation /ou-/. Verbtypus: Das Verbum παραγγνοµαι steht bei Homer in der Bedeutung ‘sich einfinden’. Es erf•ullt die Kriterien eines Verbums des Typus (iii) mit PrepPart, da die Partikelphrase bei diesem intransitiven Bewegungsgverb die erforderliche r•aumliche Erg•anzung liefert. Allerdings zeigt Od. 17. 173 . . . κα σφιν παρεγνετο δαιτ eine Univerbierung nach Muster D.1. Die Tmesis bei Homer und Linear B 165 Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (12) entspricht keinem der oben genannten Muster. Œ /h»§i»emi/ „ (13) PY An 714. 2 me-nu-wa, a-pe-e-ke, a-re-sa-ni-e [[V.i.r.]] (•ahnlich: Zeile 7) Position(/Interpretation): Die Interpretation der Verbalform a-pee-ke ist strittig. Am plausibelsten ist trotz aller lautlichen Probleme die Auffassung als 3.Pers.Sg. Aor. /ap-e-h»eke/ ‘er hat entsandt’. Der ganze Zusammenhang der Tafel sowie im einzelnen die Interpretation von a-re-sa-ni-e ist umstritten. Deutlich ist immerhin, dass /ap-e-h»eke/ in Zweitstellung hinter dem Subjekt steht, das SPEC, TopP einnimmt. Verbtypus: Bei Homer wird
φηµι im Zusammenhang mit einem belebten Objekt im Sinne von ‘weg-schicken; entsenden; freilassen’ verwendet. Es handelt sich um ein Verbum des Typus (iv) mit Lagever•anderung des Objekts, u• bertragener Bedeutung und resultativer Bedeutungskomponente. Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (13) entspricht keinem der oben genannten Muster. Œ /keimai/ (14) PY Aq 218. 9 o-da-a , e-ke-jo-to, a-ko-to-no 2 Position(/Interpretation): Position: e-ke-jo-to wird gemeinhin als 3. Pers.Pl. Pr•as.med. /en-keiontoi/—etwa im Sinne von ‘verbleiben (sc. „ ohne ktoin»a)’—interpretiert. /en-keiontoi/ steht in Zweitstellung hin„ ter der einleitenden Partikelkette o-da-a . 2 Verbtypus: Angesichts der zahlreichen Kombinationen von Partikel und κεµαι bei Homer, die mit Lagever•anderung des logischen Objekts (hier also: des grammatischen Subjekts), u• bertragener Bedeutung und resultativer Bedeutungskomponente belegt sind, handelt es sich bei "γκεµαι um ein Verbum des Typus (iv). Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (14) entspricht keinem der oben genannten Muster.  Vgl. etwa κατακεµαι ‘niedergelegt sein’ mit zus•atzlicher Partikelphrase in Il. 24. 10 λλοτ: "π πλευρ_ς κατακεµενος. Tmesisstellung ist bei 4ποκεµαι in Il. 21. 364 . . . 4πZ δd ξ3λα κ)γκανα κεται belegt. 166 Ivo Hajnal Œ /kaiio» / „ (15) PY Ta 641. 1 . . . ti-ri-po, ke-re-si-jo, we-ke, a-pu, ke-ka-u-me-n.o.[ .a, ke-re-a , *2.0.1.VAS[ 2 Position: Das Part.Perf. med. /apu-kekaumenos/ steht in der Rolle der Satzaussage am Satzende. Verbtypus: Die Notiz verzeichnet ein Gef•a¢ mit Brandschaden.
ποκαω ist bei Homer im Sinne von ‘weg-brennen’ mit Lagever•anderung des logischen Objekts, u• bertragener Bedeutung und resultativer Bedeutungskomponente als Verbum des Typus (iv) belegt: vgl. mit Tmesis Il. 21. 336 N κεν
πZ Τρ#ων κεφαλ_ς κα τε3χεα κ αι ‘die . . . durch Brennen verschwinden l•asst’. Wortstellungsmuster: Die Wortstellung in (15) entspricht dem unmarkierten Muster B.1. Œ /kheuo» / „ (16) KN Sf 4428. b i-]qi-ja, „ po-ni-ki-ja, me-ta-ke-ku-me-na, Caps 1 Position(/Interpretation): Das Partizip Perf. med. /meta-khekhumen»a / bezeichnet eine Besch•adigung am Wagen. Es ist am ehesten mit ‘befleckt; mit Farbschaden’ oder mit ‘in Teile zerlegt’ wiederzugeben und steht in der Rolle der Satzaussage am Satzende. Verbtypus: µεταχω ist bei Homer nicht belegt. Doch handelt es sich auf Grund der Lagever•anderung des logischen Objekts, der u• bertragenen Bedeutung und der resultativen Bedeutungskomponente um ein Verb des Typus (iv), allenfalls auch des Typus (v), wenn eine zus•atzliche Aktionsartver•anderung (‘um-gie¢en’) vorliegt. Wortstellungsmuster: Die Wortstellung in (16) entspricht dem (unmarkierten) Muster C.1. Œ /thith»emi/ (17) MY Ue 661. 1 jo-po-ro-te-ke *190 100 *155VAS + NI 15 Position: Die 3.Pers.Sg. Aor. /pro-th»eke/ steht in Zweitstellung hinter der satzeinleitenden Partikel jo-. Verbtypus: Homer belegt mannigfaltige Kombinationen von Partikel und τθηµι, darunter auch προτθηµι ‘aussetzen, vorlegen’. In der Regel sind dergestaltige Verben dem Typus (ii) mit komplexem Objekt zuzuordnen: vgl. etwa Od. 3. 479 "ν δd γυνh ταµη στον κα οGνον θηκεν. Daneben existieren Kombinationen von Partikel und τθηµι, die auf Grund unserer Kriterien (Lagever•anderung des logi- Die Tmesis bei Homer und Linear B 167 schen Objekts, u• bertragene Bedeutung, resultative Bedeutungskomponente) dem Typus (iv) zuzurechnen sind. Wenig u• berraschend belegt Homer hier auch die Univerbierung nach Muster D.1: vgl. Od. 10. 545 . . . κεφαλIA δ: "πθηκε καλ3πτρην oder Od. 21. 29 (τρ)πεζαν) τhν Nν οL παρθηκεν. Wortstellungsmuster: Die Zweitstellung von Partikel plus Verb in (17) entspricht keinem der oben genannten Muster. Œ /horomai/ (18) PY Ae 134 ke-ro-wo, po-me, a-si-ja-ti-ja, o-pi, ta-ra-ma<-ta>-o qe-toro-po-pi Vir 1 .a o-ro-me-no (•ahnlich: PY Ae 27. a, 108. a) Position: Das partizipiale Syntagma o-pi ta-ra-ma<-ta>-o qe-to-ro-popi o-ro-me-no /opi Thalam»at»a ho kuetropopphi horomenos/ steht in der Rolle der Satzaussage am Satzende. " Verbtypus: Es handelt sich bei "φροµαι um ein Pr•apositionalverb der Klasse (iii), da die Partikelphrase die Rolle des logischen Objekts (des Pr•apositionalobjekts) einnimmt (vgl. dt. achten auf . . .). Homer bezeugt dieses Verb mit Tmesisstellung (gem•a¢ Muster A.4): vgl. Od. 3. 471 . . . "π δ:
νρες "σθλο ;ροντο. Wortstellungsmuster: Die Wortstellung in (18) entspricht dem unmarkierten Muster A.1. Œ (e-ke? ) (19) PY Un 2.1 pa-ki-ja-si, mu-jo-me-no, e-pi, wa-na-ka-te, .2 a-pi-e-ke, o-pi-te-ke-e-u, .3 Hord 16 t 4 Cyp + PA  1  3 o  5 .4 . . . Position(/Interpretation): Die Tafel verzeichnet die f•ur die Initiationsfeier des Wanax notwendigen G•uter. Das—ansonsten schwer zu identifizierende—Verbum steht in Zweitstellung hinter der einleitenden Zeitbestimmung mu-jo-me-no,e-pi, wa-na-ka-te, die SPEC, TopP einnimmt (nota bene: die Ortsbezeichnung pa-ki-ja-si ist in diesem Fall nicht Bestandteil des Satzes, sondern diesem als Rubrikentitel vorgelagert). Wortstellungsmuster: Die Zweitstellung von Partikel plus Verbum in (19) entspricht keinem der oben genannten Muster.  Dass die AdvPart bei manchen Kombinationen von Partikel und τθηµι keinen r•aumlichen Bezug mehr besitzt, zeigt sich am Auftreten einer weiteren Partikelphrase mit PrepPart au¢erhalb des Satzkerns (Typus (i) in ⅓3), die ihrerseits die konkreten lokalen Bedingungen der Verbalhandlung festlegt. Vgl. so f•ur κατ) und τθηµι Od. 20. 96 "ς µγαρον κατθηκεν "π θρνου. 168 Ivo Hajnal Tabel l e 11.2. Im Myk. belegte Wortstellungsmuster Verb Text Nr. Typus Wortstellungsmuster /an-ag»o / /epi-dateiomai/ „ /apo-, apu-did» omi/ /ap-, en-, posi emmi/ /ap-eimi/ /paro-gignomai/ /apo-h»§i»emi/ „ /en-keimai/ /apu-kaiio» / „ »o / /meta-kheu „ /pro-thith»emi/ /epi horomai/ (e-ke?) (1) (2) (3–5) (6–10) (11) (12) (13) (14) (15) (16) (17) (18) (19) (unmarkiert) Zweitstellung (hinter Konjunktion) Zweitstellung (hinter Subjekt) B.1 A.2 Zweitstellung (hinter Negation) Zweitstellung (hinter Subjekt) Zweitstellung (hinter Konjunktion) B.1 C.1 Zweitstellung (hinter Konjunktion) A.1 Zweitstellung (hinter Zeitangabe) (iv) oder (v) (iv) oder (v) (iv) (iv) (iii) (iii) (iv) (iv) (iv) (iv) oder (v) (ii) (iii) ? Unsere Analyse l•asst sich in Tabellenform zusammenfassen (Tabelle 11.2). Aus der Tabelle wird zweierlei ersichtlich: Œ Erstens: Im Rahmen der in ⅓4 f•ur Homer beschriebenen Wortstellungsmuster entscheiden sich die mykenischen Schreiber bei f•unf Verben f•ur die unmarkierte Variante. In drei F•allen (/ap-, en-, posi emmi/, /apukaiio» /, /meta-kheuo» /) geh•ort das Verb dem Typus (iv) beziehungsweise „ „ (v) an, wo die AdvPart in unmarkierter Stellung vor das Verb zu stehen kommt beziehungsweise mit diesem univerbiert ist. In den verbleibenden beiden F•allen wird eine PrepPart einerseits ohne beigeordnete NP verwendet, woraus die Stellung vor dem intransitiven Verb resultiert (/ap-eimi/in (11)), andererseits mit beigeordneter NP, woraus Tmesisstellung resultiert (/epi horomai/in (18)). Zu diesen f•unf F•allen unmarkierter Wortstellung gesellt sich der Objektsinfinitiv /an-agehen/in (1). Zweitens: Au¢erhalb der in ⅓4 f•ur Homer beschriebenen WortstelŒ lungsmuster erscheint die Kombination aus Partikel und Verb auf den mykenischen Tafeln auff•allig oft in Zweitstellung hinter Subjekt oder Konjunktion beziehungsweise Negation. Die erste Beobachtung best•atigt ansatzweise den von D. Haug ge•au¢erten Verdacht (s. ⅓2): das Fehlen der Tmesis auf den Linear B-Tafeln ist in den diskutierten F•allen stilistisch bedingt, die unmarkierten Wortstellungsmuster entsprechen dabei denen der homerischen Sprache. Im Sinne der in ⅓2 gestellten Frage l•asst sich also feststellen, dass diese Belege von mykenischer Univerbierung keine grunds•atzliche Innovation darstellen. Die Tmesis bei Homer und Linear B 169 Vom urspr•unglichen Zustand ist das Mykenische nur insofern abgewichen, als Partikel und Verb—nach dem Fehlen des Worttrenners zu urteilen— nunmehr eine akzentuelle Einheit bilden. Eine Ausnahme hierzu ist allenfalls <po-si, e-e-si> /posi ehensi/in (10), sofern es sich nicht um etymologische Schreibweise handelt. Die zweite Beobachtung ist schwerer einzuordnen. Es handelt sich bei der Zweitstellung des mykenischen Verbs um ein Wortstellungsmuster, das wir f•ur Homer bislang in ⅓4 nicht explizit ausgewiesen haben. Die betreffenden Partikel-Verb-Kombinationen sind zudem univerbiert. Damit stellt sich die Frage, ob eine mykenisch-homerische Diskrepanz vorliegt und das Mykenische in diesem Fall geneuert hat. Sie soll in ⅓6 beantwortet werden. 6 Zweitstellung des Verbs im Mykenischen Wie in ⅓5 gezeigt, entspricht eine Teilmenge der im Mykenischen belegten Syntagmen mit Partikel und Verb homerischen Wortstellungsmustern. In diesen F•allen belegt das Mykenische keinen weiter entwickelten Zustand als das homerische Epos; das Fehlen der Tmesis ist vielmehr stilistisch bedingt. Anders kann es sich in denjenigen F•allen verhalten, in denen Partikel plus Verb in Zweitstellung hinter dem Subjekt oder der Konjunktion/Negation erscheinen. Gehen wir vom Phrasenstrukturmodell gem•a¢ ⅓3 aus, ist eine Zweitstellung von Partikel plus Verb m•oglich, wenn die folgenden beiden Bedingungen erf•ullt sind: Œ Erste Bedingung: Die Partikel wird nach links bewegt; und zwar in die Positionen SPEC, CP. Zweite Bedingung: Der Satz enth•alt keinerlei NP (und zwar keinerlei Œ NPP wie NPV), die eine nach links bewegte Partikel vom Verb trennt. Ausnahme: Es handelt sich um ein bereits univerbiertes Kompositum des Typus (v), das zur G•anze nach links bewegt wird. Beginnen wir mit der Diskussion der ersten Bedingung. Sie wird von vornherein von solchen Belegen erf•ullt, in denen sich die Partikel hinter eine in SPEC, TopP angesiedelte NP einreiht: konkret also von (3), (4), (13) (jeweils topikalisiertes Subjekt) und (18) (topikalisierte Zeitangabe). Die Partikel nimmt in diesem Fall die Position SPEC, CP ein. Umgekehrt scheint die erste Bedingung dort nicht erf•ullt, wo sich eine Konjunktion in Erststel Eine Bewegung der Partikel in die Position SPEC, TopP bleibt m•oglich, ist f•ur die mykenischen Belege aber nicht relevant. Gem•a¢ ⅓4, A: Anm. b und B: Anm. a fassen wir sie deshalb in diesem Beitrag nicht in Betracht. 170 Ivo Hajnal lung befindet. Denn Konjunktionen f•ullen selbst die CP-Positionen aus. Jedoch l•ost ein Blick auf die Entwicklung in anderen indogermanischen Sprachzweigen dieses Dilemma. Satzeinleitende Konjunktionen k•onnen au¢erhalb des Satzes stehen. Vgl. so: heth. KBo 3. 4 ii. 41–2 nu-za DUTU-S#I kuin NAM.RA INA E‹ LUGAL uuatenun „ . . . die Deportierten, die ich, meine Sonne, in den Palast brachte. In diesem Satzbeispiel nimmt das Subjekt (DUTU-S#I) die Position SPEC, TopP ein, das Relativpronomen die Position SPEC, CP. Die satzeinleitende Konjunktion nu (mit Enklitikon -za) steht also au¢erhalb der eigentlichen Satzpositionen. In diesem Sinne k•onnen wir annehmen, dass einleitende Satzkonjunktionen auch im mykenischen Satz weder die Bewegung in die TopP- noch in die CP-Positionen blockieren. In Eintr•agen wie . . . (2) o-a e-pi-de-da-to pa-ra-we-wo wo-no 2 oder (14) o-da-a e-ke-jo-to a-ko-to-no 2 . . . steht die Partikel somit gleichfalls in SPEC, CP. Damit ist die erste Bedingung f•ur alle Syntagmen mit Partikel und Verb erf•ullt, die nicht den in ⅓4 f•ur Homer beschriebenen Wortstellungsmustern entsprechen. Wenden wir uns deshalb der zweiten Bedingung zu. In den Syntagmen mit Partikel plus Verb in Zweitstellung finden sich keine Verben des univerbierten Typus (v), deren Zweitstellung regul•ar durch eine Linksbewegung des gesamten Partikel-Verb-Komplexes generiert wird. Die Ausnahme mag • berlegungen auch /epi-dateiomai/ bilden, das jedoch aus semantischen U „ dem Typus (iv) angeh•oren kann. Damit gilt: Soll das Syntagma unserem Phrasenstrukturmodell entsprechen, darf es keinerlei NP (und zwar keinerlei NPP wie NPV) enthalten, die Partikel und Verb trennt. Dem entspricht selbstverst•andlich ein Minimaleintrag wie . . . (17) jo-po-ro-te-ke *190 100 *155VAS + NI 15 Die Stellung des Verbums wie der PrepPart sind hierin vorgegeben und gem•a¢ Phrasenstrukturmodell generiert. Anders verh•alt es sich bei umfassenderen Eintr•agen. Betrachten wir (3) aus unserer Belegsammlung: (3) ko-ka-ro a-pe-do-ke e-ra -wo to-so e-u-me-de-i 3  S. zu diesem Ph•anomen Hale (1987: 157 ·.) sowie Garrett (1990: 33–4). Die Tmesis bei Homer und Linear B 171 Wie gezeigt nimmt das Subjekt ko-ka-ro hier die Position SPEC, TOP ein, die AdvPart ist nach links in die Position SPEC, CP bewegt. Gehen wir von der in ⅓3 skizzierten Phrasenstruktur aus, so w•are nur folgende markierte Wortfolge berechtigt: (3*) ko-ka-ro a-po e-ra -wo to-so e-u-me-de-i (e-)do-ke 3 Bei /apo-did»omi/ handelt es sich um ein Verb des Typus (iv), die AdvPart ist also selbst•andig. Die in (3*) beschriebene Wortfolge entspr•ache somit dem markierten Wortstellungsmuster B.2 (gem•a¢ ⅓4 oben), wobei vor der AdvPart in SPEC, CP das Subjekt zus•atzlich die Position SPEC, TopP besetzt. Damit ist klar, dass das Mykenische in Syntagmen wie (3) (aber auch (4), (12), (13), eventuell (18)) geneuert hat, indem neben der Partikel auch das Verb nach links bewegt wird. Um die in ⅓2 gestellte Frage nach der Innovationskraft des Mykenischen endg•ultig zu beantworten, muss die Exklusivit•at dieser Neuerung hinterfragt werden. Konkret gesagt: Bietet Homer keinerlei Belege f•ur die zus•atzliche Linksbewegung des Verbs (bei Verben der Typen (ii), (iii) und (iv)), wird die in ⅓2 pr•asentierte These best•atigt, wonach die epische Sprache einen a•lteren Sprachzustand als das Mykenische bezeugt. Ein Blick in das homerische Corpus zeigt jedoch, dass zwischen mykenischer und homerischer Praxis kein Unterschied besteht. F•ur die zus•atzliche Linksbewegung des Verbs finden sich bei Homer ausreichend Belege. Vgl. etwa: Il. 4. 63 Il. 14. 276 Il. 6. 416 Il. 2. 154 Od. 10. 207 (. . .) "π δ: Sψονται θεο λλοι (. . .)
ν_ δ: Nρπασε Παλλ_ς 9θ νη (. . .)κατ_ δ: κτανεν :Ηετωνα (. . .) 4πZ δ: INρεον Sρµατα νη$ν "κ δ: θορε κλAρος µεγαλ τορος Ε,ρυλχοιο Damit ist klar, dass die zus•atzliche Linksbewegung des Verbs keine Innovation darstellt, die das Mykenische der Sprache des Epos voraus hat. Homerische Beispiele wie die oben angef•uhrten beleuchten den Hintergrund dieser Transformation. Betrachten wir die Phrasenstruktur des Syntagmas Il. 6. 416 (. . .) κατ_ δ: κτανεν :Ηετωνα (Fig. 11.2). Wie das Schema zeigt, wird die AdvPart κατ) gem•a¢ Wortstellungsmuster B.2 in die Position SPEC, CP bewegt. Es folgt das Enklitikon δ, das sich jeweils an die erste Konstituente f•ugt. Damit bleibt f•ur das Verb nur die Position unter C frei. Welches ist die Motivation, die hinter der zus•atzlichen Linksbewegung des Verbs steht? Es f•allt auf, dass die mykenischen sowie die oben ange- 172 Ivo Hajnal TopP CP SPEC–Enkl κατ) δ: C{ C κτανεν IP SPEC I{ I VP NP :Ηετωνα V{ AdvPart V Fig. 11.2. Phrasenstrukturmodell von Il. 6. 416 f•uhrten homerischen Belege dieser Transformation Phrasal verbs des Typus (iv) betre·en. Die Partikel (genauer: die AdvPart) in SPEC, CP (gem•a¢ Muster B.2 # [AdvPart (E)] . . . (NPV) [V]) wirkt bei Phrasal verbs nicht anaphorisch (s. ⅓4, B: Anm. a), sondern ist Bestandteil der VP. Damit kann sie auf sich alleine gestellt die satzverbindende Funktion der CP nicht sicherstellen. Um der CP die zugedachte Funktion zu erm•oglichen, wird das Verb (das Spezifikatum) n•aher an die Partikel (den Spezifikator) in die Position C ger•uckt. Es nimmt dort—wie auch ohne Partikel u• blich—die anaphorische Funktion wahr und signalisiert eine moderate Fortf•uhrung der Handlung. Da es sich bei den mykenischen Tafeln oftmals um fortlaufende Listen handelt, ist diese stilistische Option durchaus legitim. Die Linksbewegung des Verbs ist also die indirekte Folge seiner zunehmenden lexikalischen Modifikation durch die Partikel. Wird die Partikel in die CP bewegt, muss das Verb zwangsl•aufig folgen. Die Entwicklung endet in der vollst•andigen Univerbierung von Partikel und Verb. Vgl:  S. ⅓4, A: Anm. b oben und vgl. Krisch (2001: 169): ‘In den F•allen, wo ein obligatorisches Objekt bei Homer hinter dem Verbum steht und wo vor dem Verbum die TOPICPosition(en) gef•ullt ist/sind, handelt es sich nicht um “amplified sentences”, sondern um die Stellung des Verbums in der Position C. . . . Die Funktion ist . . . “Fortf•uhrung der Handlung”.’—Diese Bewegung von Partikel plus Verb in Positionen innerhalb der CP findet seine Parallele im Germanischen (s. Kiparsky 1994). Die Tmesis bei Homer und Linear B 173 ju• nger Il. 2. 86 (. . .) "πεσσε3οντο δd λαο versus a• lter Il. 2. 808 (. . .) "π τε3χεα δ: "σσε3οντο mit Tmesisstellung gem•a¢ Typus (iv) Die Position des Enklitikons δ zeigt, dass "πι-σσε3ω in Il. 2. 86 eine Konstituente bildet. Es liegt nunmehr ein univerbiertes Kompositum des Typus (v) vor. 7 Die Tmesis: kein chronologisches Paradox Unsere Beurteilung des homerischen wie mykenischen Befunds in ⅓⅓4 bis 6 ergibt ein klares Bild, das sich in drei Aussagen zusammenfassen l•asst: Œ Das Mykenische zeigt bez•uglich der Kombination von Pr•averb und Verb keinen weiter entwickelten Zustand als das Epos. In diesem Sinne besteht kein chronologisches Paradox; entgegen G. Horrocks (s. ⅓2) belegt das Epos keinen archaischeren Sprachzustand als die mykenischen Tafeln. Œ Vielmehr beruhen gewisse Gebrauchsweisen der Tmesis bei Homer auf dichterischer Neuerung: konkret die Wortstellungsmuster E.1 und E.2. Damit best•atigt sich der von A. Morpurgo Davies ge•au¢erte Verdacht, nicht alle Gebrauchsweisen der Tmesis bei Homer seien urspr•unglich (s. ⅓2). Œ Die zwischen den mykenischen Tafeln und Homer ersichtlichen Differenzen in der Handhabung der Tmesis sind also stilistisch begr•undet, womit sich der von A. Morpurgo Davies und vor allem von D. Haug ge•au¢erte Verdacht best•atigt (s. ⅓2). Haugs Argumentation l•asst sich allerdings in wesentlichen Punkten erg•anzen beziehungsweise revidieren: Erstens wird das Wortstellungsmuster mit Partikel am Satzanfang im Mykenischen nicht gemieden, sondern liegt indirekt dort vor, wo Partikel und Verb auf eine satzeinleitende Konjunktion folgen. Entgegen Haug stehen Partikel und Verb hierbei nicht in Topikposition, sondern innerhalb der CP. Zweitens fehlen die Wortstellungsmuster E.1 sowie E.2 mit Partikel vor verbalem Objekt und Verb im Mykenischen entgegen Haug nicht aus stilistischen Gr•unden. Sie stellen vielmehr eine Neuerung der Ependichter dar. Die zuletzt angesprochene stilistische Dimension l•asst sich im Lichte unserer Ergebnisse noch vertiefen: Wie in ⅓2 gezeigt, bringt G. Horrocks die Archaizit•at der Tmesis bei Homer mit der epischen Versifikationstechnik in Zusammenhang. Dabei st•utzt sich Horrocks auf das Konzept der  Umgekehrt wird auch die Kombination von PrepPart und beigeordneter NPP bei Homer gelegentlich bereits als eine Konstituente behandelt. Vgl. Il. 2. 808 (. . .) "π τε3χεα δ: "σσε3οντο (statt—metrisch nat•urlich nicht praktikablem—*"π δd τε3χεα "σσε3οντο). 174 Ivo Hajnal ‘Flexible formula’, das in der Formel eine vorformulierte Wortgruppe erkennt. In solchen vorgefertigten Syntagmen h•atten sich Z•uge archaischer Syntax—wie etwa der Tmesis—bis ins erste Jahrtausend halten k•onnen. Das Konzept der ‘Flexible formula’ hat heute jedoch ausgedient. Nach dem j•ungsten Versifikationsmodell von E. Visser besteht eine homerische Formel nicht aus einer erstarrten Wortverbindung oder Phrase, sondern wird vom vortragenden S•anger st•andig neu aus Bestandteilen des epischen Wortschatzes generiert. Eine homerische ‘Formel’ ist somit keine feststehende Wortverbindung—und daher entf•allt auch das Vehikel, das ein archaisches, allenfalls vormykenisches Merkmal wie die Tmesis u• ber Jahrhunderte konserviert und transportiert h•atte. Das generative Versifikationsmodell setzt andere Anspr•uche an eine epische Sprache. Da der m•undlich produzierende S•anger keine vorgefertigten Syntagmen zu Verf•ugung hat, muss er sich einer flexiblen, einfach zu handhabenden Sprache bedienen. Die Tmesis garantiert die geforderte Flexibilit•at—und zwar so e¶zient, dass die homerische Sprache ihre Einsatzm•oglichkeiten sogar u• ber das herk•ommliche Ma¢ erweitert (s. Wortstellungsmuster E.1 und E.2 in ⅓4). Im Gegensatz dazu stellt der auf den Linear B-Tafeln u• berlieferte mykenische Dialekt eine Fachsprache dar, die technische oder administrative Sachbest•ande darstellen muss. Diese Charakteristik mag erkl•aren, weshalb wir auf mykenischen Texten generell einen h•oheren Anteil an Phrasal verbs des Typus (iv) sowie Komposita des Typus (v) zu erwarten haben. Bei beiden Verbtypen dient die AdvPart dazu, die Bedeutung des Grundverbs f•ur die Bed•urfnisse einer Fachsprache zu modifizieren. Gleichzeitig verst•arkt sich die Bindung zwischen AdvPart und Grundverb, was sp•atestens bei Verben des Typus (v) zur Univerbierung f•uhrt. Zusammenfassend k•onnen wir also feststellen, dass das mykenische Lexikon komplexer als das homerische gestaltet ist und daher st•arker auf das Wortbildungsmittel der Univerbierung abstellt. Anerkennen wir, dass die mykenischen Tafeln sowie Homer bez•uglich der Tmesis in erster Linie aus stilistischen Gr•unden ein unterschiedliches Bild zeigen, so hat dies f•ur die Frage der Univerbierung griechischer Verbalkomposita chronologische Konsequenzen. Wir m•ussen annehmen, dass die Tmesisstellung in m•undlichen Kontexten—wie in den home• bersicht bei Visser (1988) sowie Latacz (1992).  S. die U  In den Worten von Latacz (1992: 823): ‘Wenn es zutri·t, da¢ die epische Improvisationstechnik urspr•unglich darin besteht, Hexameter in einem Setz- und F•ullverfahren aus Einzelw•ortern zu generieren, dann kann die Formel nicht Elementarbaustein des Verfahrens sein, sondern nur Produkt.’ Vgl. f•ur eine a•hnliche A•u¢erung Visser (1988: 34): ‘Homer did not use given word-blocks, his basis rather was the semantically functional single-word, which cannot be replaced by any other.’ Die Tmesis bei Homer und Linear B 175 rischen Epen—bis in die erste H•alfte des ersten vorchristlichen Jahrtausends lebendig geblieben ist. F•ur diese Annahme spricht zweierlei: Œ Erstens: Die attische Kom•odie belegt Relikte von Tmesis in umgangssprachlichem Kontext (vgl. Ar. Nub. 792
π γ_ρ Uλο+µαι). Weitere Belege stammen aus der ionischen Prosa (vgl. Hdt. 2. 39 φροντες "ς τhν
γορhν
π: Cν δοντο). Die Tmesis u• berlebt in gewissen Kontexten (als ‘frozen syntax’) also auch au¢erhalb des Epos. Dass die Partikel bis in klassische Zeit als selbst•andig empfunden wird, Œ best•atigt sich ferner anhand der folgenden syntaktischen Erscheinung: Wird ein Verbalkompositum auf engem Raum wiederholt, so erscheint an dessen Stelle das Simplex. Auf dieses spezielle Ph•anomen einer ‘Conjunction reduction’ machen in j•ungerer Zeit C. Watkins sowie R. Renehan aufmerksam. Vgl. so etwa: Il. 2. 117–18 €ς δh πολλ)ων πολων κατλυσε κ)ρηνα „ Hδ: τι κα λ3σει, wobei λ3σει im Sinne von κατα-λ3σει mit ‘Conjunction reduction’ (in diesem Fall mit Tilgung von κατ)) unter Einfluss des erstgenannten κατ-λυσε steht. Belege hierf•ur liefern vor allem die attische Prosa und B•uhnendichtung, sporadisch aber auch Literatur und Dialektinschriften anderer Regionen. Die nachhomerischen Belege der Tmesis wie die Conjunction reduction im Falle der Pr•averbien lassen kaum Zweifel daran, dass die Tmesisstellung der Partikel auch im nachmykenischen Griechisch m•oglich bleibt. Die Univerbierung von Partikel und Verb erfolgt demnach ma¢geblich im ersten Jahrtausend. Die Reste umgangssprachlicher Tmesis lassen vermuten, dass der Prozess der Univerbierung komplexer als vermutet voranschreitet. Die  Wackernagel (1924: 173) kommentiert die F•alle von Tmesis im Attischen wie folgt: ‘so ist das o·enkundig aus der damaligen Alltagsrede gesch•opft’.  Eine Untersuchung, bei welcher Art von Pr•averbien die Tmesis als ‘frozen syntax’— eventuell auch umgangssprachlich—m•oglich bleibt, steht aus. Es mag sein, dass sich die Wortfolge Part + E (Conj) + V vorzugsweise bei Verben des Typus (iv) h•alt, derenAdvPart gem•a¢ ⅓6 indirekt die zus•atzliche Linksbewegung des Verbs ausl•ost. Vgl. f•ur diese Vermutung Ros‹en (1962: 167) zur herodoteischen Tmesis: ‘Das mutierende Pr•averb kann vom Simplexstamm nur durch eine der Partikeln µν, δ, τε, δ , Cν . . . getrennt sein’ (wobei die ‘mutierende Partikel’ bei Ros‹en unserer AdvPart entspricht).  S. Kiparsky (1968: 34 mit Anm. 4 sowie 46). Unter ‘Conjunction reduction’ verstehen wir den Ersatz einer Sequenz markiertes Glied + markiertes Glied (in unserem Fall: Part + V . . . Part + V) durch markiertes Glied + unmarkiertes Glied (in unserem Fall: Part + V . . . V) bei identischer Markierung (in unserem Fall: identischer Part).  S. Watkins (1967) sowie Renehan (1976: 11 ·.).  Beispiel aus Turcan (1982: 278). 176 Ivo Hajnal di·erenzierte Betrachtungsweise, zu der Anna Morpurgo Davies bei der Beurteilung der Tmesis angeregt hat, erweist sich somit als gerechtfertigt.       Aura Jorro, F. 1985–93: Diccionario Mic‹enico (2 B•ande; Diccionario Griego-Espa~nol, Anh. 1; Madrid: Consejo Superior de Investigaciones Cient‹§ficas). Brunel, J. 1939: Aspect verbal et l’emploi des pr‹everbes en grec, particuli›erement en attique (Paris: Klincksieck). Cardona, G., und Zide, N. H. (Hrsg.). 1987: Festschrift for Henry Hoenigswald. On the Occasion of his Seventieth Birthday (T•ubingen: Narr). Chantraine, P. 1953: Grammaire hom‹erique, ii. Syntaxe (Paris: Klincksieck). Crespo, E., und Garc‹§a-Ramon, ‹ J. L. (Hrsg.). 1997: Berthold Delbr•uck y la sintaxis indoeuropea hoy: Actas del Coloquio de la Indogermanische Gesellschaft. Madrid, 21–24 de septiembre de 1994 (Madrid: Ediciones de la Universidad Autonoma ‹ de Madrid; Wiesbaden: Reichert). Duhoux, Y. 1994–5: ‘Le myc‹enien connaissait-il la tm›ese?’, Minos, 29–30: 187–202. 1998: ‘Autour de la tm›ese grecque: situation dialectale a› l’‹epop‹ee myc‹enienne; datation de l’‹epop‹ee’, in Isebaert und Lebrun (1998), 71–80. Eichner, H., Mumm, P.-A., Panagl, O., und Winkler, E. (Hrsg.). 2001: Fremd und eigen: Untersuchungen zu Grammatik und Wortschatz des Uralischen und Indogermanischen (Wien: Edition Praesens). Garrett, A. J. 1990: ‘The Syntax of the Anatolian Pronominal Clitics’ (diss. Harvard). Hainsworth, J. B. 1968: The Flexibility of the Homeric Formula (Cambridge). Hajnal, I. 2003: Troia aus sprachwissenschaftlicher Sicht: Die Struktur einer Argumentation (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Hale, M. 1987: ‘Studies in the Comparative Syntax of the Oldest Indo-Iranian Languages’ (diss. Ph.D., Harvard). Haug, D. 2002: Les Phases de l’‹evolution de la langue e‹pique: trois ‹etudes de linguistique hom‹erique (Hypomnemata, 142; G•ottingen: Vandenhoeck @ Ruprecht). Horrocks, G. C. 1980a: ‘The Antiquity of the Greek Epic Tradition: Some New Evidence’, Proceedings of the Cambridge Philological Society, 206: 1–11. 1980b: ‘Verb Compounds in Greek: The Elimination of a Transformational Rule’, in Traugott, Labrun und Shepherd (1980), 199–209. 1981: Space and Time in Homer: Prepositional and Adverbial Particles in the Greek Epic (New York: Arno; Neudr. 1984). 1997: ‘Homer’s Dialect’, in Morris und Powell (1997), 193–217. Isebaert, L., und Lebrun, R. (Hrsg.). 1998: Quaestiones Homericae: Acta Colloquii Namurcensis (Habiti Diebus 7–9 Mensis Septembris Anni 1995) (Louvain und Namur: Peeters). Kiparsky, P. 1968: ‘Tense and Mood in Indo-European Syntax’ , Foundations of Language, 4: 30–57. Die Tmesis bei Homer und Linear B 177 1994: ‘Indo-European Origins of Germanic Syntax’, in Roberts und Battye (1994), 140–67. Krisch, Th. 1984: Konstruktionsmuster und Bedeutungswandel indogermanischer Verben (Frankfurt am Main: Peter Lang). 1997: ‘B. Delbr•ucks Arbeiten zur Wortstellung aus heutiger Sicht’, in Crespo und Garc‹§a-Ramon ‹ (1997), 283–309. 1998: ‘Zum Hyperbaton in altindogermanischen Sprachen’, in Meid (1998), 351–84. 2001: ‘“Man kann sich ein Klavier ja auch um den Bauch binden”: K•onnen Theorien der allgemeinen Sprachwissenschaft f•ur die Indogermanistik nutzlich • sein?’, in Eichner et al. (2001), 155–74. Latazc, J. 1992: ‘Neuere Erkenntnisse zur epischen Versifikationstechnik’, Studi italiani di filologia classica, 85 (1992), 807–26. Lunt, H. G. (ed.). 1964: Proceedings of the Ninth International Congress of Linguistics (The Hague: Mouton). Meid, W. (Hrsg.). 1998: Sprache und Kultur der Indogermanen: Akten der X. Fachtagung der Indogermanischen Gesellschaft, Innsbruck, 22.–28. September 1996 (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Morpurgo Davies, A. 1985: ‘Mycenaean and Greek Language’, in Morpurgo Davies und Duhoux (1985), 75–125. 1987: ‘Folk-Linguistics and the Greek Word’, in Cardona und Zide (1987), 263–80. und Duhoux, Y. (Hrsg.). 1985: Linear B: A 1984 Survey. Proceedings of the Mycenaean Colloquium of the VIIIth Congress of the International Federation of the Societies of Classical Studies (Dublin, 27 August–1st September 1984) (LouvainLa-Neuve: Cabay). Morris, I., und Powell, B. (Hrsg.). 1997: A New Companion to Homer (Mnemosyne, Anh. 163; Leiden, New York und K•oln: Brill). Pinkster, H. 1988: Lateinische Syntax und Semantik (T•ubingen: Vandenhoeck @ Ruprecht). Plath, R. 2002: ‘Tmesis’, in Der Neue Pauly, xii/1. (Tam–Vel) (Stuttgart und Weimar: Metzler), 637–8. Renehan, R. 1976: Studies in Greek Texts: Critical Observations to Homer, Plato, Euripides, Aristophanes and other Authors (Hypomnemata, 43; G•ottingen: Vandenhoeck und Ruprecht). Roberts, I., und Battye, A. (Hrsg.). 1994: Clause Structure and Language Change (Oxford: Oxford University Press). Ros‹en, H. B. 1962: Eine Laut- und Formenlehre der herodoteischen Sprachform (Heidelberg: Winter). Steinitz, R. 1969: Adverbialsyntax (Studia Grammatica, 10; Berlin: AkademieVerlag). Traugott, E. C., Labrun, R., und Shepherd, S. (Hrsg.). 1980: Papers from the 4th International Conference on Historical Linguistics (Amsterdam: Benjamins). 178 Ivo Hajnal Turcan, I. 1982: ‘La d‹epr‹everbation dans les langues classiques’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 77: 273–84. Visser, E. 1988: ‘Formulae or Single Words? Towards a New Theory on Homeric Verse-Making’, W•urzburger Jahrb•ucher f•ur die Altertumswissenschaft,  14: 21– 37. Wackernagel, J. 1924: Vorlesungen u• ber Syntax, Zweite Reihe (Basel: Birkh•auser). Watkins, C. 1964: ‘Preliminaries to the Reconstruction of Indo-European Sentence Structure’, in Lunt (1964), 1035–42. 1967: ‘An Indo-European Construction in Greek and Latin’, Harvard Studies in Classical Philology, 71: 115–19. 12 Ελλ σποντος ˆHenry Hoenigswald Anna Morpurgo Davies is famous for her treatment of Ancient Greek proper names as well as for having raised anew the old question of the status of the unit, also in Greek, which we call the ‘word’. There are two issues here, related but distinct. First: did the grammarians, scholiasts, philosophers, and ordinary people have a word for the ‘word’, and if they did, how did they fit it into their discourse? And second: does a proper description of the Greek language depend on recognizing an entity which corresponds to our ‘word’—that is: did the ‘word’ exist? While no discussion of this latter point can a·ord to sidestep the evidence of metre and metres, there is no pretence here that the required comprehensive, critical undertaking is what the present note is about. Still, it so happens that a seemingly remote observation having to do with a proper name and its Homeric prosody throws some faint light on all this. The proper name in question, for once not personal but geographic, is that of the Hellespont. It appears ten times in the Iliad and once in the Odyssey, four of these times as a cadence at the end of the line. Nothing could, at first blush, be more transparent: the word is a phrasal bΕλλης πντος, grown together into a pseudo-compound under one retracted accent—something that could have occurred at any period in the history of Ancient Greek. When Ernst Risch remarks (1981: 82) that ‘we write’ it as one word, he can only mean that grammarians and scholiasts give us no specific guidance concerning the particular onomastic item in question. Karl Meister found that in Homer a spondaic word-end before the fifth diaeresis is rare almost to the point of nullity. Some of the apparent violations in the vulgate disappear as we routinely replace contracted vowels or diphthongs with their open antecedents, thus converting a spondaic (Πατρκλεις Lππε+ „„) back into a dactylic (Πατρκλεες Lππε+ „„) biceps. This also accounts for Kν λσος „„ Od. 17. 208, with Kν concealing εν ‘was’  Meister (1921: 7–8). Hoenigswald (1994: 140) was written in ignorance of the near absence of any violations of Meister’s rule. 180 Henry Hoenigswald (the vowel quality of the contraction is analogically distorted); it is not clear why Meister ignores this passage in his original statement. The short list of examples that remain is thus even shorter than Meister thought: in the Iliad we are left with no violations at all, while the Odyssey contributes one irreducible instance, 12. 64 λς πτρη „„ ‘smooth rock’ (after „„ πτρη γ_ρ λς "στι fifteen lines later), and one other, slightly more tractable, 4. 604 κρ λευκν „„ ‘white (sacrificial) barley’. If we join Meister in his tentative reading κρλευκον „„ we have a choice, due to the homonymy of the nominative/accusative singular of athematic neuters with their stems: here, as well as in the verse-interior passages, in all of which κρ (κρ-) is also followed by λευκν (-λευκον), either κρλευκον is a plain juxtapositive or else it is a true compound of the
κρπολις type, with components, as sometimes happens, ordered in reverse. This, incidentally, makes κρλευκον comparable to ο,λοχ3ται (accent after LSJ) ‘sprinkled (sacrificial) barley’ (note the close, even downright identical, meaning), a somewhat untypical compound of the
κρπολις class—untypical, in that the attributive component once again follows its host instead of preceding it. Words that are not compounds or juxtapositions do, of course, occur at line-end without known restriction (e.g. θωρηχθντων „„). How do bΕλλης πντος, Ελλ σποντος fit into this picture? With its internal inflectional ending and the genitival rather than adjectival syntax that underlies, the expression was never a true compound like
κρπολις; not a Zusammensetzung but a Zusammenr•uckung or juxtaposition like, say, the geographical name Κυνοσο3ρα (or even Κυνσουρα with short α), literally ‘dog’s tail’, though with accent likewise retracted, from κυνZς ο,ρ) (Schwyzer 1939: 476). On the whole, juxtapositions of genitival attributes plus host forming pseudo-compounds with word-internal declensional endings ( Ελλ σποντος ) are pulled together more readily and earlier than adjectival ones (Νη Πλις) (Risch 1981: 83). The positioning of Ελλ σποντος in the cadence confirms that we are not dealing with a two-word phrase since phrases of that prosodic build are excluded by Meister’s Bridge—that is, by a rule which, as we have seen, is just about absolute in the two epics and part and parcel of the oldest hexameter. Ελλ σποντος „„ was admissible only when it had become one ‘word’—earlier than Νε πολις but later than the heyday of Meister’s Bridge.  Schwyzer (1939: 677); Meister (1921: 107–10).  Schwyzer (1939: 439). κρ (if taken as a neuter noun—as is customary) and λς could owe their exceptional status to their monosyllabism. There are too many possible variables in the picture for the minuscule size of Meister’s corpus. Ελλ σποντος 181        Dunkel, G. E. 1994: Fr•uh-, Mittel-, Sp•atindogermanisch: Akten der IX. Fachtagung der Indogermanischen Gesellschaft vom 5. bis 9. Oktober 1992 in Z•urich (Wiesbaden: Dr Ludwig Reichert Verlag). Hoenigswald, H. 1994: ‘Meter and Phonology: The Chronological Interpretation of Idealized Reconstructions’, in Dunkel (1994), 135–48. Meister, K. 1921: Die homerische Kunstsprache (repr. 1966; Darmstadt: Wissenschaftliche Buchgesellschaft). Risch, E. 1981: Kleine Schriften, ed. A. Etter and M. Looser (Berlin and New York: de Gruyter). Schwyzer, E. 1939: Griechische Grammatik, vol. i (Munich: Ch. Beck’sche Verlagsbuchhandlung). 13 Aspect and Verbs of Movement in the History of Greek: Why Pericles Could ‘Walk into Town’ but Karamanlis Could Not Geo·rey Horrocks 1 Introduction The phrase in (1) means ‘having wandered (in)to many cities’, with a clear ‘goal’ reading for the prepositional phrase (PP): (1) ες πολλ_ς πλεις πλανηθντες (Lysias, Against Eratosthenes 97) But the Modern Greek sentence in (2), even though σε + accusative may in principle have both locative and allative readings: (2) πλαν θηκαν σε πολλς πλεις wandered-aor.-3pl. in many(acc.) cities(acc.) can only mean ‘they wandered (round) in many cities’ and not ‘they wandered (in)to many cities’. This is not, of course, some ‘odd’ change that has a·ected only πλαν$µαι: while ancient Greeks could ‘sail to Athens’, ‘swim to the shore’, or ‘run into the house’, cf. (3): (3) "ς Ιµραν πρ$τον πλε3σαντες (Thuc. 7. 1) their modern counterparts can only ‘sail for Athens/towards Athens/as far as Athens’, ‘swim at/by the shore’, ‘run (around) in the house’, etc. The characterization of an intended goal (για = ‘for’), the direction of a movement (πρς = ‘towards’), or a distance traversed (µχρι = ‘as far as’) presents no more problems than the expression of a simple location (σε = ‘at/on/ in’), but the notion of a ‘completed path’, involving transition to a goal, is no longer expressible with most verbs denoting a manner of movement. Thus (4), for example, where στο = σε + το, can only mean ‘had a swim on the island’ (e.g. in a pool), or ‘had a swim (close) by the island’: Aspect and Verbs of Movement in Greek (4) κολ3µβησε στο 183 νησ swam-aor.-3sg. on/by-the island Expression of the notion ‘swam to the island’ thus requires the use of a periphrasis of the type ‘arrived at/came to the island (by) swimming’. That said, there are also certain verbs denoting a manner of movement which seemingly do permit goal readings for a co-occurring PP. Thus the examples in (5) can be understood allatively: (5) a ο Γι)ννης π δηξε the John b η µπ)λα the ball στο π)τωµα jumped-aor.-3sg. onto-the floor πταξε στον flew-aor.-3sg. into-the garden κ πο The purpose of this article is to examine the reasons for the change in Greek and to explain why, that change notwithstanding, some verbs denoting manner of movement apparently retain the possibility of triggering apparent goal readings for a PP. The facts outlined here are familiar for Modern Greek, and indeed many other languages, though their implications for Ancient Greek have not previously been explored. The explanation presented in ⅓5 is also novel, and is based on joint work with Melita Stavrou, whose key contribution to the development of the relevant ideas is here gratefully acknowledged. Where other scholars have ‘explained’ the facts in terms of arbitrary di·erences in lexicalization patterns (viz. the (im)possibility of combining ‘goal-directed motion’ with ‘manner’) or through the equally unpredictable presence/ absence of a putative ‘telicity’ morpheme in the relevant structures, the account here is based on the presence/absence of obligatory morphologically encoded aspect-marking on verb forms.  The Romance languages show a similar set of restrictions, as the following Italian examples show: la barca galleggio› sotto il ponte (‘the boat floated under the bridge’, locative reading only) Gianni ha camminato nel bosco (‘John walked in the woods’, locative reading only) Some verbs, however, also permit allative readings: La palla rotolo› sotto il tavolo (‘the ball rolled under the table’, ambiguous between locative and allative readings) The explanation o·ered for the Greek developments can be generalized, mutatis mutandis, to account for these facts.  See e.g. the discussions and attempted explanations in Talmy (1985); Jackendo· (1990); Levin and Rappaport Hovav (1996); Mateu and Rigau (1999); Folli and Ramchand (2001), among many others. 184 Geo·rey Horrocks 2 Some Basic Considerations Most verbs denoting a manner of movement can be understood as denoting an activity/movement that takes place ‘at a location’ (float, dance, swim, turn, etc.). In English and Ancient Greek, but not Modern Greek, these may also be understood as denoting goal-directed movement when the accompanying PP is clearly marked as allative (e.g. by the use of ες, to/ onto/into, etc.). Within the class of movement verbs, however, there are examples for which the idea of movement along a linear path to a goal is equally ‘natural’ (e.g. roll, jump, fly, slide, etc.). In English such verbs permit, as an alternative to the use of to/onto/into, the use of a ‘locative’ preposition in an allative sense: (6) a The ball rolled in the river John jumped on his horse The stone flew in the air vs. b The leaf floated in the river Lina danced on the table John swam in the lake Since this is a domain in which there is already a plethora of terminology (boundedness, delimitedness, telicity, etc.), much of it used inconsistently, it seemed advisable, to avoid potential confusion, to introduce terms that are not already ‘loaded’. Suppose that there is a contrast in all languages between verbs of movement that are basically non-terminative (in the sense that they primarily denote a non-directed movement/activity that takes place ‘at a location’, cf. John ran/swam (yesterday)) and those that are potentially more terminative (in the sense that they denote activities naturally thought of as involving movement along a linear path ‘to a goal’—the latter being an obligatory complement). While the non-terminative subclass may, in English, also be given a terminative reading if the syntactic context (i.e. the presence of a goal-marking PP) or the pragmatics of the situation permits it, the terminative type may continue to receive a terminative reading even if the ‘local’ complement is not overtly allative, as the examples in (6a) show. Languages may disagree about which subclass a given verb denoting a particular type of movement belongs to (see ⅓⅓4 and 5). In Modern Greek verbs of the terminative subclass may take a PP headed  See e.g. Talmy (1985); Brinton (1988); Tenny (1987; 1992; 1994); Verkuyl (1989); Snyder (1995); Levin and Rappaport Hovav (1996); Krifka (1998); Rothstein (2000; 2001); Strigin and Demjjanow (2001).  This, for example, is essentially the basis for the formal lexical distinction between socalled ‘determinate’ (i.e. terminative) and ‘non-determinate’ (i.e. non-terminative) verbs of movement in Russian.  Thus ‘run’, for example, appears to belong to the first subclass in Modern Greek but to the second in Italian: Aspect and Verbs of Movement in Greek 185 by σε with the whole receiving a goal-type reading, as in (5). Arguably, however, the preposition here remains a locative one, much as in the English examples in (6), with the PP as a whole denoting not so much the goal ‘to’ which the movement takes place as the point ‘at’ which it terminates ( = ‘come to be at x by jumping, rolling, . . .’, where the PP marks a result location, as in arrived at the station; cf. Folli and Ramchand 2001). In other words, verbs whose meanings incorporate terminativeness, or at least imply a high level of potential terminativeness, do not take an allative PP complement in Modern Greek; a ‘result location’ rather than a ‘simple location’ reading of the locative PP complements is a function of the lexical meanings of the verbs themselves. With this background, the fundamental question to be addressed reduces to why Ancient Greek (and English) but not Modern Greek allows the contextual ‘conversion’ of basically non-terminative movement verbs into secondary terminative ones, leaving examples like (4) with locative readings only in the modern language. 3 A Simple Analysis Examples such as the following provide the basis for an apparently simple explanation: (7) a "ς Ιµραν πρ$τον πλε3σαντες (Thuc. 7. 1) b παρ-πλευσαν "ς Λοκρο3ς c "σ-πλε3σοµαι "ς α,τν (viz. ‘the gulf ’) (Thuc. 7. 1) (Thuc. 2. 89) Ancient Greek had the resources to distinguish formally between locative and goal PPs, the heads of the former taking the dative (or genitive), e.g. "ν + dative = ‘at/in’, those of the latter the accusative, e.g. "ς/ες + accusative = ‘to/into’, as in (7). In Modern Greek, by contrast, where the dative case has disappeared along with the locative preposition "ν, and all monolectic ‘local’ prepositions including σε ( < ες) now take the accusative, there can no longer be straightforward goal meanings—local prepositions are now either locative in force (e.g. σε = ‘at/on/in’, but including here both simplelocation and result-location with inherently goal-directed movements, see ο Γι)ννης τρεξε στο σπτι the John ran in-the house Gianni e› corso in casa (locative only) (potentially allative)  At least in the dominant Attic dialect—some other dialects use(d) "ν with both dative ( = locative) and accusative ( = goal), but that does not a·ect the basic point being made here. 186 Geo·rey Horrocks ⅓2), or they denote the direction or the intended goal of a movement (e.g. προς = ‘towards’, για = ‘for’). Given the absence of a formal locative/goal contrast none per se denotes, or indeed can denote, a true goal (i.e. the point ‘to’ which a movement takes place as opposed to the point ‘at’ which it ends): the choice is between between simple-location and result-location readings depending on the lexical semantics of co-occurring verbs. We might then say that the presence of an overtly goal-marking preposition in Ancient Greek, as in (7a), forces a secondary terminative reading of the otherwise basically non-terminative verb in question, while the accidental historical loss of the means of expressing the locative/allative contrast in Modern Greek means that any ‘equivalent’ examples will have only locative readings. Note further that Ancient Greek allows the compounding of verbs of movement with ‘directional particles’, formally identical to prepositions and denoting paths (to goals), as in (7b) (‘sail along/beside (viz. ‘the coast’)—to Locri’) and (7c) (‘sail in—to (the gulf ’)). These therefore have the e·ect of converting verbs denoting basically non-terminative movements into verbs overtly denoting directed movements along a path towards, or actually to, a goal. Such compound verbs of movement naturally co-occur with goal-marking prepositions, just like morphologically simple verbs of movement with ‘naturally’ terminative semantics. Modern Greek, by contrast, having lost most of the prepositions/particles involved in this process, has also lost the option of converting basically non-terminative verbs of movement into terminative ones by compounding. Modern Greek thus lacks both the lexical means (compounding with a directional particle) and the syntactic means (use of an overtly goal-marking prepositional phrase) to e·ect the necessary conversion, leaving basically non-terminative verbs with only non-terminative readings, and any associated prepositional phrases with only locative readings. 4 Some Complications But things are rarely so simple—and this is no exception. In Ancient Greek, with verbs denoting a movement for which an end-point is naturally entailed, a locative PP is regularly (e.g. ππτω), or optionally (e.g. πηδ$), used to express a result location:  Note that prepositions such as µχρι in Greek or fino a in Italian, while certainly cooccurring with basically non-terminative verbs (e.g. κολ3µβησε µχρι το νησ = ‘swam as far as the island’/ha camminato fino a casa = ‘walked as far as the house’), in fact denote the extent of the distance traversed rather than the goal of the movement.  Thus even in these cases a goal-marking preposition with the accusative is usually pos- Aspect and Verbs of Movement in Greek 187 (8) a . . . ` δ: ρ: "ν κονIησι πεσ#ν . . . (Hom. Il. 11. 425) b . . . τς ` πηδ σας . . . δαµων . . . πρZς σIA δυσδαµονι µορRα; (Soph. OT 1300–2) (Contrast (9b), where a goal rather than a result location is expressed with this verb.) Most other verbs of movement, however, including even those with high terminative potential, as in the examples in (9), still usually require the use of a goal-marking preposition (or equivalent) + accusative if the whole expression is intended to mark a transition from one place ‘to’ another, even if a simple-location reading of a locative prepositional phrase is impossible, or even just hard to access, as in (9b, c, d), and there is little risk of misunderstanding if a result-location reading is intended: (9) a . . . πδονδε κυλνδετο λ2ας
ναιδ ς (Hom. Od. 11. 598) . . . ες δd ναυτικ_ σκ)φη πηδ$ντος ρδην bΕκτορος (Soph. Ajax 1278–9) (Though contrast (8b), where a result location is also expressed with this verb.) c
λλ: "φ: Sτερον uν πτοιτο (Ar. Eccl. 899) b d iταν ες τZ "π: "κενα τAς γAς `ρµ σIη . . . (Plato, Phaedo 112 ) Thus the option of using a locative expression with a resultative meaning is available only with the relatively few verbs of movement whose meaning inherently entails, or strongly implies, a directional movement with a natural terminus—and even then the overtly allative alternative is still often preferred. (This same subclass of verbs, broadly speaking, continues to allow result-location readings of PPs headed by σε in Modern Greek.) Otherwise, if a ‘simple’ locational reading of a locative expression is readily available, as in (10): (10) . . . ;στεα . . . . . . εν Dλ κ+µα κυλνδει (Hom. Od. 1. 161–2) sible as an alternative. Contrast (8b) with (9b), and cf. the dual use of "ν and ες etc. after verbs such as τθηµι.  In (9a), by contrast, a locative prepositional phrase would perhaps most naturally be understood as marking the place where things ‘rolled around’, given that in the following (admittedly transitive) example: . . . ;στεα . . . . . . q εν Dλ κ+µα κυλνδει (Hom. Od. 1. 162–3) ‘the sea’ is clearly the place where the waves may be ‘rolling’ Odysseus’ bones rather than the place into which it is rolling them. 188 Geo·rey Horrocks or as generally with basically non-terminative verbs, a directional reading necessarily requires the use of an overtly allative expression in Ancient Greek, as in the examples already given in (7). (Allative readings in such cases are simply unavailable in Modern Greek, as we have seen.) This situation contrasts with English, where many more verbs may be assigned directional readings in the presence of ‘locative’ PPs given a pragmatically supportive context (e.g. John ran/walked/marched/strolled . . . in the room, vs. . . . in the park). The clear implication is that what has so far been described as a terminative/non-terminative ‘contrast’ might better be thought of as involving a continuous scale along which verbs of activity/ movement are ranked—with verbs like swim, run, and dance at the lower end (i.e. typically denoting activities involving a form of bodily movement that does not entail a transition) and verbs like fall, fly, and jump at the higher end (i.e. typically denoting a manner of movement directed along a path to a goal). What mainly distinguishes languages is the ease, or difficulty, with which verbs of low(er) terminative potential can be given a higher (i.e. directional) reading given appropriate contextual ‘cues’. In this connection it is significant that, though Ancient Greek can boost low levels of terminativeness (given the existence of overtly goal-marking PPs), it still has to try harder than English in order to achieve that result. In other words, unless a verb is already at the top of the terminativeness scale, Ancient Greek must use an overtly allative expression for this purpose, while English, by relying on the still inherent, if comparatively limited, potential for terminativeness, can achieve the same results with many more verbs using only locative expressions. English is forced to employ overtly allative prepositional phrases only at the lower end of the scale (contrast swam in the sea with swam into the sea (e.g. from a river mouth)) and/ or when the pragmatic context strongly discourages the desired reading (contrast walked in the room with walked in the park). The question now is why Modern Greek cuts o· the option of interpreting a locative PP as a result location at more or less the same (very high) point on the scale at which Ancient Greek requires overtly allative PPs to be used, and why the inherent, albeit limited, terminative potential of middle-ranking activity/movement verbs is of itself not enough to make available a resultative reading of a locative PP in a pragmatically favourable context. 5 Aspect and Interpretation As we shall see, the answer to these questions lies in the fact that Greek (Ancient and Modern) has an obligatory aspectual contrast (perfective/ Aspect and Verbs of Movement in Greek 189 aorist vs. imperfective, ignoring here and henceforth the perfect) marked morphologically on its verb forms, while English does not: thus John walked tells the reader nothing about whether it is intended to describe a single complete event, an activity that continued for a time but without completion, or simply a habit of John’s. By contrast, virtually all forms of a Greek verb are precisely marked for such ‘values’. Consider first the e·ects of obligatory aspectual marking on verbs of activity/movement. It is important here to recognize that grammatical aspect interacts with lexical Aktionsart (i.e. whether a verb is thought of as basically an activity verb or as a verb of goal-directed spatial transition). Beginning with verbs that are low on the terminativeness scale, and so typically denote simple activities, the perfective/imperfective contrast works as in (11): (11) Aspectual readings for verbs denoting simple activities: (i)        . The activity is viewed as a single complete whole, with a beginning and an end, but without reference to its internal ‘contour’: since it involves a type of activity/movement that could in principle be continued indefinitely and uniformly, the external bound imposed by perfective aspect is an arbitrary one, and the meaning is analogous to ‘had a swim’, ‘went for a walk’, etc. (each such complete activity being of determinate but unspecified duration). Perfective aspect is compatible with modification by a durative adverbial (for two hours), but not a time-within-which adverbial (in two hours), since the activity simply ends, rather than having a natural culmination. (ii)          . The activity is typically viewed as internally continuous/progressive or as habitual/repetitive, but invariably as lacking determinate external bounds (beginnings or ends), whether we are dealing with a single instance, a series of instances taken together, or something viewed abstractly in isolation from specific times/places: aspectually, the meaning is similar to ‘was having a swim’/‘was taking a walk’, ‘used to have a swim’/‘used to take a walk’, or is analogous to that of the gerund in ‘swimming/walking is good for you’, etc. Compare now the aspectual contrast for verbs that are high on the terminativeness scale and strongly imply that the activity is goal directed. Here the activity is understood as proceeding incrementally towards its goal and has a natural culmination (i.e. the point at which the goal is attained):  Cf. Comrie (1976) for a classic account of aspectual oppositions, Panitsa (2001) for a fuller account of aspect in Modern Greek. 190 Geo·rey Horrocks (12) Aspectual readings for verbs denoting spatial transition to a goal: (i)        . The directed movement is understood as having proceeded all the way to its goal, the bound imposed by perfective aspect coinciding with the moment of arrival: while the notion of proceeding to a natural culmination is lexical (i.e. a property of the verb whatever its aspect), the idea that this entails a single complete whole (i.e. in this case a complete ‘journey’) is a function of the choice of perfective aspect. The meaning is analogous to ‘fell/rolled onto the floor’, etc., such accomplishments (in Vendler’s (1957) classic terms) naturally taking time-within-which adverbials (in a matter of seconds) and rejecting durative ones (for two seconds)—unless these are taken to describe the period for which the object remains in its result location. (ii)           . (a) The goal-directed movement is understood as proceeding incrementally towards its goal, but without the goal being attained: the idea of incrementally approaching a culmination is still a lexical matter, and it is the notion that the goal remains prospective that is conveyed by the choice of imperfective aspect. The meaning is analagous to ‘was falling/rolling onto the floor’, etc. (b) The goal-directed movement is understood as recurring on an indefinite number of occasions (habitual/repetitive), without any bound on these, even though each individual instance is understood as constituting a complete journey. Cf. ‘used to fall/roll onto the floor’. Thus the grammatical aspectual meanings remain fixed (i.e. perfective = activity conceived as a single complete whole, without internal contour, but with external bounds; imperfective = activity without external bounds, often conceived in terms of an internal contour of continuousness/progressiveness or as habitual/repetitive). But these values interact with lexical Aktionsart, i.e. here, simple activity vs. goal-directed movement, to give rather di·erent overall aspectual meanings. With this background we are now in a position to understand why English readily allows terminative readings (given a suitable context) for verbs which are naturally rather low on the terminativeness scale, while Greek (Ancient or Modern) does not. Beginning with Ancient Greek, unless the movement described is of itself very strongly directional/terminative (as with ‘fall’, ‘jump’, and perhaps ‘fly’, etc.), a relatively low ‘natural’ potential for terminativeness combined with the e·ects of the aspectual system means that a simple activity reading is enforced unless an overtly allative PP overrides this interpretation in favour of a directional meaning. Aspect and Verbs of Movement in Greek 191 To see why this is so, let us first take a verb such as νω, which is regularly used absolutely, as in (13): (13) κα
ποκτενουσιν . . . το^ς πλεστους ο(τε "πισταµνους νεν (Thuc. 7. 30. 2) It may also be used with a locative PP in a simple-locative sense, as (albeit jokingly) in (14): (14) . . . νεον "ν τας "µβ)σιν (Ar. Eq. 321) But if a directional meaning is intended, this verb requires the use of an unambiguously directional (path-goal) prefix and/or an allative PP, as in (15): (15) "σνεον δd κατ_ τZν λιµνα κολυµβητα aφυδροι (lit. ‘swam-(in)to [viz. the island] via the harbour’) (Thuc. 4. 26. 8) It is clear, then, that this verb is ‘basically’ low on the terminativeness scale and naturally carries a simple-activity rather than a directional meaning. Note now that, logically, one has first to assign a verb to a particular Aktionsart in order to be able to understand the impact of the choice of grammatical aspect in any given case, as the outline of aspectual interpretation in (11) and (12) shows. Since the ‘basic’ Aktionsart of verbs of this class is that of ‘simple activity’, the default meaning of a past perfective form of νω is ‘had a swim’, and that of a past imperfective form is ‘was having a swim’/‘used to have a swim’. The same applies, mutatis mutandis, to all verbs of movement that do not preferentially receive a directional reading independently of context. In other words, an overall aspectual value (involving a predetermined simple-activity Aktionsart + the impact of grammatical aspect) is lexically and morphologically ‘built-into’ all verb forms, and that is the only accessible reading in the absence of anything to force a ‘directional’ reading. Thus a simple-activity meaning for these verbs follows directly from the fact that (a) an aspectual choice must be made, and (b) the assignment of a meaning to aspectually marked forms requires an Aktionsart to have been already assigned—this can, of course, only be the unmarked Aktionsart characteristic of such verbs in isolation from specific contextual e·ects, viz. that of ‘simple activity’. Only when the verb is lexically converted (using a directional prefix) and/or when the syntactic context (an overtly allative PP) forces a re-evaluation of that basic reading, as in (1), (7), (9), and (15), can a ‘transitional’ reading be obtained. When these options for forcing directional/transitional readings disappear from the language, we are left in Modern Greek only with simple-location readings, or, in the case of inherently transitional verbs, result-location readings, as already discussed. 192 Geo·rey Horrocks In English by contrast, where monolectic verb forms are not marked grammatically for aspect, no prior view has to be taken about their ‘basic’ Aktionsart either—thus even activities that are, in languages like Greek, naturally viewed as quite low on the terminativeness scale still retain a high potential for interpretation as goal-directed movements in English. In other words, in the absence of a predetermined ‘natural’ aspectual value based on the combination of a ‘basic’ Aktionsart with a choice of grammatical aspect, their status as activity verbs or as verbs of spatial transition is not determinable in isolation, and their ‘full’ interpretation depends on syntactic context and/or the pragmatics of the situation. Thus in (16): (16) a John walked in the room b John walked in the park a directional reading of the first, as opposed to the second, is pragmatically supported and the terminative potential of the verb is triggered, because there is nothing inherent in the verb form to block this. Since the relevant verb forms in isolation are of non-determined Aktionsart and also aspectually neutral, they may receive whatever type of reading the context demands. Summarizing, while a verb form like walked remains open to a range of interpretations until one is selected by the syntactic or pragmatic context, aspectually specified forms like "β)δισε/"β)διζε can, in isolation, only mean ‘went for a walk’/‘was having a walk’ (or ‘used to have a walk’). Neither of these ‘unmarked’ aspectual readings is compatible with a result-location interpretation of a co-occurring locative PP in the manner of (16a), so co-occurring locatives are understood as denoting simple locations. Only overtly allative contextual elements can override this basic reading. 6 Conclusion The fundamental di·erence between Greek and English with regard to the interpretation of verbs of movement specifically as verbs of spatial transition is in fact a consequence of the presence of obligatory, morphologically encoded, aspect marking in the verb forms of the former and the absence of such marking in the latter. Though Ancient Greek had the resources to ‘force’ such interpretations in specific contexts, Modern Greek has lost those resources and now can express only simple locations and result locations (the latter exclusively with verbs denoting inherently goal-orientated movement). This explanation generalizes to the di·erent treatment of resultant Aspect and Verbs of Movement in Greek 193 states, and accounts for why John beat the metal flat is a possible English sentence, while its translation equivalent, *ο Γι)ννης χτ3πησε το µταλλο σιο, is impossible in (Modern, and presumably also Ancient) Greek. Adjectives are naturally stative, and so cannot in Greek force a directional/ transitional reading for what is basically a simple-activity verb (cf. beat the metal for ten minutes/*in ten minutes) and whose aspectually marked forms are assigned their default readings accordingly (viz. ‘gave x a beating’/‘was giving x a beating’, etc., neither compatible with a ‘result’ interpretation of flat). In English, however, if the pragmatics encourage such a reading, there is again nothing inherent in the verb form itself to block the necessary conversion from non-terminative to terminative semantics. More generally, the prediction of this analysis is that languages with obligatory, morphologically encoded, aspect marking on their verb forms, even if this is only partial, as in Romance (i.e. involving only forms referring to past time), do not permit what are basically activity verbs to be interpreted contextually as directional/transitional verbs involving a destination or change of state unless they also have the means to mark co-occurring prepositional phrases and/or adjectives overtly as ‘allative’, thus overriding the natural lexico-aspectual readings of the relevant verb forms and forcing the directional/transitional alternative.        Brinton, L. J. 1988: The Development of English Aspectual Systems: Aspectualizers and Post-Verbal Particles (Cambridge: Cambridge University Press). Comrie, B. 1976: Aspect (Cambridge: Cambridge University Press). Folli, R., and Ramchand, G. 2001: ‘Getting Results in Italian and Scottish Gaelic’, talk presented at the Workshop on Perspectives on Aspect, Utrecht, 12–14 December 2001.  Tortora (1998) suggests the two phenomena should be linked.  Giannakidou and Merchant (1999) o·er a di·erent, though only partial, account in terms of arbitrary di·erences in causativization patterns in the two languages. Specifically, since Greek has many more deadjectival causatives than English, and since only one ‘result’ can be expressed at a time, expressions meaning things like ‘cleaned the sink shiny’ are generally excluded. But while the uniqueness principle for results is clearly correct, this does not explain why resultative adjectives are also impossible in Greek with non-causative verbs.  Note that the Greek situation obtains also, at least in principle, in Italian: *Gianni ha martellato il metallo piatto though in this language it seems to be possible to mark an adjective as ‘eventive/resultative’ rather than ‘stative’, in which case the conversion of an activity into an accomplishment may be permissible: Gianni ha martellato il metallo piatto piatto. 194 Geo·rey Horrocks Giannakidou, A., and Merchant, J. 1999: ‘Why Giannis Can’t Scrub his Plate Clean: On the Absence of Resultative Secondary Predication in Greek’, in Proceedings of the 3rd International Conference on Greek Linguistics (Athens: Ellinika Grammata), 93–103. Jackendo·, R. 1990: Semantic Structures (Cambridge, Mass., and London: MIT Press). Krifka, M. 1998: ‘The Origins of Telicity’, in Rothstein (1998), 197–236. Levin, B., and Rappaport Hovav, M. 1996: Unaccusativity: At the Syntax LexicalSemantics Interface, 2nd edn. (Cambridge, Mass., and London: MIT Press). Mateu, J., and Rigau, G. 1999: ‘Universals of Lexico-Syntactic Typology and Parametric Variation’, paper presented at the annual conference of the Society of Generative Linguists in the Old World, Zentrum f•ur Allgemeine Sprachwissenschaft, Berlin. Panitsa, G. 2001: ‘Aspects of Aspect: Acquiring Grammatical Aspect in Modern Greek: The Interaction of Aspect with Aspectual Adverbials in Children’s Grammars’, in UCL Working Papers in Linguistics, 13 (London: Department of Phonetics and Linguistics, University College London), 405–24. Rothstein, S. (ed.). 1998: Events and Grammar (Dordrecht: Kluwer). 2000: ‘Incrementality and the Structure of Accomplishments’, talk delivered at the Paris Conference on Tense and Aspect, 15–18 November 2000. 2001: ‘What are Incremental Themes?’ ZAS Working Papers in Linguistics, 22: 139–57. Sag, I., and Szabolcsi, A. (eds.). 1992: Lexical Matters (Stanford, Calif.: CSLI Publications; distributed by University of Chicago Press). Shopen, T. (ed.). 1985: Language Typology and Syntactic Descriptions, iii. Grammatical Categories and the Lexicon (Cambridge: Cambridge University Press). Snyder, W. 1995: ‘Language Acquisition and Language Variation: The Role of Morphology’ (Ph.D. diss., MIT). Strigin, A., and Demjjanow, A. 2001: ‘Secondary Predication in Russian’, ZAS Working Papers in Linguistics, 25: 1–79. Talmy, L. 1985: ‘Lexicalization Patterns: Semantic Structure in Lexical Forms’, in Shopen (1985), 57–149. Tenny, C. 1987: ‘Grammaticalizing Aspect and A·ectedness’ (Ph.D. diss., MIT). 1992: ‘The Aspectual Interface Hypothesis’, in Sag and Szabolcsi (1992), 1–27. 1994: Aspectual Roles and the Syntax–Semantics Interface (Dordrecht, Boston, and London: Kluwer Academic Publishers). Tortora, C. 1998: ‘Verbs of Inherently Directed Motion are Compatible with Resultative Phrases’, Linguistic Inquiry, 29/2: 338–45. Vendler, Z. 1957: ‘Verbs and Times’, Philosophical Review, 56: 143–60; repr. in Vendler, Linguistics in Philosophy (Ithaca, NY: Cornell University Press, 1967). 97–121. Verkuyl, H. J. 1989: ‘Aspectual Classes and Aspectual Composition’, Linguistics and Philosophy, 12: 39–94. 14 The ‘Swimming Duck’ in Greek and Hittite Joshua T. Katz There has been considerable squabbling in the secondary literature over the Greek word for ‘duck’. At first glance, Att. νAττα/Ion. νAσσα looks as though it might be related to Lat. anas, gen. anatis and the names for this animal in so many other Indo-European languages, in which case it, too, would go back, somehow, to PIE *h ‹enh -t-, *h nh -t-‹ (vel sim.). Connecting the 2 2 2‡ 2 Greek word to anas and superficially similar forms throughout the family (e.g. Skt. a» t‹§- and Mod. Germ. Ente) is, however, not at all simple, in the first place because both *#h en- and (by the ‘Lex Rix’) *#h n- should have 2 2‡ yielded *
ν-, with an initial alpha. In an article published in 1991, Helmut Rix reconsiders the whole question and comes to the interesting and attractive conclusion that νAττα has been influenced by the verb meaning ‘swim’, ν χω, ν χοµαι (← PIE *(s)neh - ‘bathe, swim’). The purpose of the present 2 paper is to suggest some modifications to Rix’s scenario and to show that This paper, a version of which was presented at the 206th Meeting of the American Oriental Society in Philadelphia in March 1996, expands on and revises a passing suggestion in Katz (2001: 210, with n. 16). It is a pleasure to dedicate a small and ‘anatine’ GraecoHittite etymology to Anna Morpurgo Davies, whose contributions to Greek and Anatolian linguistics have been astounding. For helpful comments I am grateful to Gillian R. Hart, P. Oktor Skj¤rv…, Brent Vine, Calvert Watkins, Michael Weiss, and especially H. Craig Melchert; I hereby acknowledge with thanks support from the National Science Foundation, the American Council of Learned Societies, and the Institute for Advanced Study.  For the repertoire of descendant forms in Indic, Iranian, Italic, Germanic, Baltic, and Slavic, as well as supposedly in Greek, see e.g. Rix (1991) and J. A. C. Greppin in Mallory and Adams (1997: 171), the latter of whom reconstructs a second word for this bird in ProtoIndo-European and beyond, *pad- (‘ “duck, teal ?” ’), and notes that the ‘species indicated by PIE “duck” . . . is not certain although the mallard is by far the best attested species’. Buck (1949: 178) lists many of the major Indo-European words for ‘duck’, some of which are obviously unrelated to *h ‹enh -t- and to each other (e.g. lacha in Irish, hwyad in Welsh 2 2 (whose etymology has proved especially controversial: see Lockwood 1981: 181–3, Lindeman 1983, Hamp 1989: 196–7, and now also Hamp 1998–2000), kaczka in Polish, and, of course, duck itself).  For the evidence for this root and its s-mobile (discussed at the end of this paper), see now Th. Zehnder in Rix (2001: 572–3). See also Garc‹§a Ramon ‹ (2000b: 122–3 and passim). 196 Joshua T. Katz the Hittite word for ‘duck’, lah|(h|)anza(n)-(MUS#EN), which no one has tried to connect to *h ‹enh -t-, in fact goes back to much the same sort of pre-form 2 2 as the Greek. The Proto-Indo-European word for ‘duck’ contains a root *h enh - not 2 2 found outside this feminine noun, whose basic form Rix reconstructs as nom. *h ‹e /‹onh -t-s, gen. *h nh -t-‹es. In Rix’s opinion, this same amphiki2 2 2‡ 2 netic paradigm underlies νAττα as well, according to the following series of developments, which are complicated enough to make the chart worth reproducing verbatim from the end of his paper (Rix 1991: 198): Genetiv *h nh -t-‹es 2 2 *h ‡nh -t-‹os 2 2 *sn‡ h t-‹os 2 *sn»at-‹os *sn»at-ia»‹-s „ *sn»ak h„ -ia»‹-s > *n»a‹tt s»as „ να»´ σσας/ν σσης/ν ττης. e e e I. II. III. IV. V. VI. VII. Nominativ *h o‹ nh -t-s oder *h ‹enh -t-s 2 2 2 2 *h n‹h -t-s 2‡ 2 *s‹nh t-s 2 (*s‹anat-s → ) *sn»a‹t-s *sn»a‹t-ia „ *sn»a‹k h„ -ia > *n»a‹tt sa „ ν2σσα/νAσσα/νAττα The crucial step is the third: it is not possible to arrive at a Greek form with an initial nu from *h (e)nh -, at least not without considerable dif2 2 ficulty, but since ducks are conventionally associated with swimming and since the inherited root that means ‘bathe, swim’ begins *(s)n- (which, with or without the sibilant, would reduce in Greek to #ν-), we have to  I do not understand the attempt of Hamp (1989: 197; see also Hamp 1998–2000) to reconcile *h enh - with the well-known root *h enh - ‘breathe’ (cf. e.g. Gk. νεµος ‘wind’ 2 2 2 1 and Lat. animus ‘soul’).  I have nothing to add to Rix’s cautious and ultimately indecisive discussion (Rix 1991: 190–1, with special reference to M. Mayrhofer) of the relative antiquity of the t-stem (as above) and its clear by-form in -ti- (as e.g. in Skt. a» t‹§-). Hamp (1990: 16–17) argues that ‘for Indo-European we can justify only a Wurzelnomen *an t’ (17).  There is a large literature on the Lex Rix (see in the first place Rix 1970)—mostly pro, occasionally contra. Su¶ce it to say that I am wholly unconvinced by the objections of Fredrik Otto Lindeman to the law in general and by his own analysis of νAττα as the regular outcome of *h nh -t-‹§h (e.g. Lindeman 1990: 19 and passim (response by Rix 1991: 192–4), 2‡ 2 2 1994: 43–4 and passim, and 1997: 53–7). Mei¢ner (1998) has ingenious but in my view often improbable alternative explanations for some major examples of the Lex Rix, whose validity seems to him sub iudice; he writes of the ‘extremely problematic’ Greek word for ‘duck’ that it ‘can easily be subject to onomatopoeic changes which significantly reduce its value as evidence’ for the law (39–40).  Rix (1991: 190 n. 18) points to two pieces of Classical evidence for the folk-etymological connection between these water birds and their habitual aquatic activity: Athen. 9, 395  τAς δd ν ττης κα . . .,
φ: Vν κα τZ ν χεσθαι . . . εFρηται and Varro, LL 5. 78 ‘dicta . . . anas a nando’. See also Isid. Etym. 12. 7. 51–2 ‘Ans [sic] ab assiduitate natandi aptum nomen accepit. . . . Anseri nomen ans dedit per derivationem, uel a similitudine, uel quod et ipsa natandi frequentiam habeat’ (see Maltby 1991: 33 and 38). e The ‘Swimming Duck’ in Greek and Hittite 197 do—thus Rix—with a ‘volksetymologisch motivierte Dissimilation’ (Rix 1991: 198) of *h . . . h to *s . . . h . The outcome of this alteration, *sn»at-, 2 2 2 is then recharacterized with the feminine su¶x *-ia ( < PIE *-ih )—hardly 2 „ a surprise given that *h (e)nh -t- is grammatically feminine and, I would 2 2 add, that many cultures view ducks as in the first place female—and the resulting *sn»at-ia- is supposedly further changed to *sn»ak h-ia- under the „ „ influence of the verb ν χω, which has in the meantime acquired a velar. Finally, the pre-form *sn»a‹k h-ia would indeed yield νAττα in Attic and νAσσα „ in Ionic. There are a lot of steps here, including one (the replacement of *sn»atby *sn»ak h-) that may be unnecessary (see below), but the idea that the word for ‘swim’ is involved is insightful and intuitively correct. Still, although Rix is right to object to Martin Peters’s attempt to explain the lack of an initial vowel in νAττα as a ‘nicht ad hoc’ loss of the first laryngeal (so that PIE *HRH C- develops into Gk. RE» C-), it is hard to agree with i i Rix that the fact ‡that *h and *s are both spirants makes his own suggested 2 dissimilation especially likely. I propose instead that speakers of pre-Greek  Compare Rix (1991: 194: a ‘Dissimilation, f•ur die man zudem ein semantisches Motiv anf•uhren kann’); and (1991: 195: ‘Ebensogut wie von einer semantisch motivierten Dissimilation k•onnte man so auch von einer phonetisch gest•utzten Volksetymologie reden’).  Perhaps no other bird except the goose is quite so prototypically female. In English, for example, female members of the family Anatidae are called duck and goose, but these are also the generic terms (rather than their mates, the marked drake and gander); cf. e.g. cat (vs. tom-cat), cow (vs. bull), and sheep (vs. ram) as opposed to bitch (vs. dog), vixen (vs. fox), and she-wolf (vs. wolf). It is worth noting that not only are all reflexes of PIE *h (e)nh -t2 2 feminine (this is not surprising, for the word is a t-stem), but so, too, are almost all other basic words for ‘duck’ in Indo-European, regardless of source (e.g. OE duce (vs. (ME) dr»ake), Ir. lacha (vs. bardal), W. hwyad (vs. ceiliog hwyad), and Mod. Gk. π)πια (vs. αρσενικ π)πια) ); the obvious exceptions are Fr. canard (vs. cane) and Sp. pato (more usual than pata). - in Ar. Ach. 875, see Rix (1991:  On the pseudo-Boeotian accusative plural form να»´ σσας 186 n. 1), Colvin (1999: 167 and 179), and Katz (2000).  Rix (1991: 197) writes that ‘Die Umbildung war individuell, aber sie ist semantisch so gut motiviert, wie es nur w•unschbar ist’, adding in a footnote that Pierre Chantraine in his etymological dictionary s.v. νAσσα (see now Chantraine 1999: 752–3) denies that there could be a connection between this noun and the verb ‘swim’ (‘ni d‹emontrable ni probable’ (753)). The same idea is to be found in a passing remark of C. J. Ruijgh ap. Schrijver (1991: 95: - y α, of να»´ χω’); compare also Beekes (1987: 5 n. 5: νAττα ‘ν2σσα might alternatively reflect *ναχ‘cannot continue *h nh t-. The word must have had *neh - (and it was not cognate with the 2 2 2 other “duck”-words)’; otherwise Beekes (1985: 63–4)). Meier-Br•ugger (1993) follows up on Rix’s article and a¶rms his belief in the old etymology (due in the first place to G. Curtius) of Gk. νAσος ‘island’ as ‘schwimmend(e Erde)’ (though if I am reading his one-page note rightly, he moves from reconstructions in the first paragraph with *-k hi- to the implication „ two clusters, see in the second paragraph that we have to do instead with *-ti-; on these „ n. 13); see also now Leu#sina (1999: 83 and passim).  See Peters (1980: 26 n. 18) and Rix (1991: 194). Note also the idea of Griepentrog (1995: 299 n. 22): perhaps ‘uridg. *anH t- mit grundsprachlichem a’. 2 198 Joshua T. Katz replaced the inherited word for ‘duck’, *h ‹enh -t-, with a phonologically 2 2 similar and structurally identical form *(s)n‹eh -t- ‘swimmer’ (compare the 2 comment of Ruijgh in n. 10) and that this, once recharacterized as feminine, *(s)n»a‹t-ia (as though from an anachronistic PIE *(s)neh -t-‹§h ), developed 2 2 „ directly into νAττα. There are numerous parallels for renaming something in the natural world with reference to a salient trait, some of which, as in the kind of transferred epithet that I suggest, involve the maintenance of the original name’s morphology. Note that it may even be the case that *(s)n»a‹t-ia is the immediate precursor of νAττα, despite Rix’s belief that „ the -t- is first replaced by the velar in (the pre-form of) ν χω: certainly the reconstruction *(s)n»a‹k h-ia cannot be summarily excluded, for no one „ disputes that intervocalic *-k(h)i- yields -ττ- in Attic and -σσ- in Ionic; but „ certainly, too, the precise conditions under which PIE *-ti- yields -ττ-/-σσ„ (as e.g. in κρεττων/κρσσων ‘better, stronger’) rather than only -σ(σ)- (as e.g. in τσ(σ)ος ‘so much’) remain controversial, and I find rather more intriguing than Rix does Peters’s idea that names of female creatures that contain the su¶x *-ia show the former (‘nicht-lautgesetzlich’) treatment. „ For my purposes, though, it matters little whether the word for ‘duck’ goes back to *(s)n»a‹t-ia or a remade *(s)n»a‹k h-ia (or, for that matter, to „ „ *(s)n»a‹k ht-ia (cf. νασσα ‘queen’, which probably comes from *uanaKt„ „ ia)); anyone who does not accept the former can simply say that the noun „ ‘duck (← swimmer)’ gains the same velar extension as the verb ‘swim’, ν χω.  For the retention of a similar inflectional category in a roughly comparable sort of transference, see Watkins (1978: 10–11) on Gk. λφι,
λφιτ- ‘barley (← the white stu·)’, which owes its stem *-it- to a Proto-Indo-European word for some kind of grain, *s‹ep-it ( > Hitt. #seppit, gen. #seppitta#s).  The most important discussion of *-k(h)i- vs. *-t (h)i- in Greek remains Peters (1980: 140– „ 3 and 287–91); handy overviews may be found„ in e.g. Lejeune (1972: 103–11), Rix (1992: 90–3), and Sihler (1995: 189–94), and see also the further literature cited in Meier-Br•ugger (1992: ii. 113–14). For the justification for *-ti- (specifically *-t-i-, with a morpheme boundary) „ he admits (see 142 n. 96) that in the word for ‘duck’, see Peters (1980:„ 141–3), though even the force of the best parallel for νAττα/νAσσα, namely µλιττα/µλισσα ‘bee’ ( < *m‹elit-ia; „ the preference of some scholars—e.g. Sihler 1995: 193, with n. 1—for a more complicated pre-form involving the root ‘lick’ strikes me as unnecessary), is vitiated somewhat by the existence in synchronic Greek of a clear stem µελιτ- ‘honey’; Rix (1991: 196–7) provides a clear and careful account of the issues, giving Peters a great deal of credit before coming down in favour of his own solution for the word for ‘duck’ that involves the sequence *-k hi-. „  On the ‘sens d‹etermin‹e’ of the archaic presential formant -χ(ω) in this and some other Greek verbs, see most notably Chantraine (1932: 77–85) (81–4 specifically on ‘l’opposition d‹elicate’ (82) in Homer between νω ‘ “nager” sans qu’un but soit envisag‹e’ (81) and ν χω ‘nager vers un but’ (82) ); see also Chantraine (1958: 330–2) and Garc‹§a Ramon ‹ (2000b: 123). As for the form of the verb ν(%)ω, it is generally believed that it owes its -ε- to influence from the semantically very similar verb πλ(%)ω (Garc‹§a Ramon ‹ 2000b: 122–3 n. 12 notes The ‘Swimming Duck’ in Greek and Hittite 199 One may well ask why it is worth spilling ink over what would appear to be little more than a minor adjustment of Rix’s scenario, one that amounts largely to the positing of an old noun *(s)n‹eh -t-. The answer is 2 that a very similar pre-form provides, in my view, the etymology of the word for ‘duck’ in another archaic Indo-European language, and one to which Greek has obvious geographic and cultural proximity. Hittite is the language, lah|(h|)anza(n)-(MUS#EN) the word—but neither Rix nor anyone else has ever suggested a connection with Gk. νAττα. Hittite texts present us with a few dozen names for birds, and yet it is striking how little of the ornithological terminology of ancient Anatolia appears to have cognates elsewhere in the Indo-European world: Hitt. h|a»"ra#s, gen. h|a»"rana#s ‘eagle’ ( < *h er-on-) is unique, or virtually so, in having 3 a clear pedigree. Now, the word lah|(h|)anza(n)- does not on its surface much resemble νAττα or *(s)n‹eh -t- (or, for that matter, anas or *h ‹enh -t-), 2 2 2 and so I can hardly claim transparency for the derivation I am about to put forth. Nevertheless, as we shall see, a Graeco-Anatolian isogloss for the ‘swimming duck’ has its attractions. Let us begin with the meaning of lah|(h|)anza(n)-, which not everyone has agreed does designate a duck. In his Hethitisches etymologisches Glossar, Johann Tischler reports that various researchers have imagined it to be a stork, a seagull, and even a kind of fish; he himself remains neutral, defining it simply as ‘ein Vogel’, while noting that the Chicago Hittite Dictionary considers it an ‘Entenart’. And indeed, the editors of this dictionary, Hans G. G•uterbock and Harry A. Ho·ner, assemble the textual evidence and make an excellent case that this creature does really belong to the family Anatidae: the existence of an unpublished 1984 Madrid master’s thesis by G. Merinero Cort‹es entitled ‘Los grupos l‹exicos de *sn»a y *plew-: contribucion ‹ al estudio del vocabulario indoeuropeo’).  Zinko (1987) provides a handy account of Hittite bird names. On eagles in Hittite and other Anatolian languages, see now Katz (2001). As for other birds, Fortson (1996) (and briefly already ap. Watkins 1995: 286 n. 16) proposes that the hapax h|uwala#s (KUB 43. 60 Ro. i. 14) is cognate with owl (rejected as ‘gratuitous’ by Puhvel 2001: 141), and Greppin (1975) makes the somewhat less straightforward suggestion that the hapax tarl»anMUS#EN (KUB 8. 62 Ro. i. 6) means ‘stork’ (like Arm. ta_rełn (see Greppin 1978: 17 and 21–2), which he sees as an Anatolian borrowing), in which case (though he does not actually say so) it could perhaps have the same basic root as Eng. stork (compare Zinko 1987: 10–11, who mentions the quasiequation but prefers a di·erent interpretation of tarl»a-). Finally, it is widely believed that Hitt. h|anzana- means ‘black’ and is cognate with such Indo-European words for ‘blackbird’ # in n. 5, and most as Mod. Germ. Amsel (see e.g. Oettinger 1980: 45, with reference to B. Cop recently Ofitsch 1999; Puhvel 2001: 137 maintains his long-standing opposition to this idea).  See Tischler (1990: 12–13), but compare also Tischler (1982: 44: ‘ein Vogel, Art Ente’) and now (2001: 90: ‘ein Vogel; “Ente”?, “Storch”?, “M•owe”?’). 200 Joshua T. Katz Certain factors aid in determining the identity of this bird: (1) it was a sea or seashore bird; (2) there was a period of time each year (winter?) when it was absent from H | atti and the look-alike (?) MUS#EN H | URRI (shelduck, scientific name: Tadorna tadorna) was present; (3) the males had a head color (represented by gold overlay on models) di·erent from the females, while the body coloration of both could be represented by silver overlay. . . . The lah|(h|)anzana-, like the MUS#EN H | URRI , was a member of the duck family. We shall see that the translation of lah|(h|)anza(n)- simply as ‘duck’—an animal for which there does not otherwise seem to be any proper Hittite word—is as linguistically felicitous as it is philologically appropriate. There are already a number of derivations of our word in the scholarly literature, all from the past two decades. In 1986, Norbert Oettinger, stating that the bird in question is a gull, proposed a pre-form *leh -on-, invoking 2 as a comparison the etymologically obscure Greek word λ)ρος ‘sea-mew’ (supposedly from ‘*l -ro-’). Although from a phonological point of view 2 a nominative *leh -on-s would indeed yield something written lah|(h|)anz(a) 2 (with a purely graphic final vowel; but see below on the various endings of the word), Oettinger’s idea is unlikely to be correct: for one thing, as others e  Thus G•uterbock and Ho·ner (1980: 7), who give a full accounting of the passages in which the word is attested on pp. 6–7 (and see now also Puhvel 2001: 8–9 and Kassian, Korol•ev, and Sidel{tsev 2002: 530–4, 828–9, and passim, as well as Aykut 1992: 94–5). Their first point is implied by an eschatological text, KUB 43. 60 (Ro. i. 12–13 ‘If it is from the sea, let the lah|anza bring it . . .’), edited by Watkins (1995: 284–90) (see also Fortson 1996: 71–2 and Katz 2001); the second and third are clear from the royal funerary ritual of the #salli#s wa#stai#s, recently re-edited by Kassian, Korol•ev, and Sidel{tsev (2002), in which ducks—both live ones (when available; if not, then shelducks) and decoys made out of metal-plated wood, wool, and dough—play a conspicuous role in the ceremonies on the 13th day (and also, it now seems, on the second: see van den Hout 1995: 205 and 211 and Kassian, Korol•ev, and Sidel{tsev 2002: 121–2). Aside from KUB 43. 60, whose subject is the mortal soul, the lone attestation of the word outside the funeral rites is in KBo. 1. 34 Ro. 8, a fragmentary vocabulary list: the apparent association of ducks with death may well not be coincidental (compare Watkins 1995: 288 and see also Katz 2001: 210 n. 16). As for the relationship between lah|(h|)anza(n)- and MUS#EN H | URRI, which is indeed usually said to mean ‘shelduck’ (for the wider Near Eastern background, see notably Landsberger 1966: 262–8 and Salonen 1973: 143–6 and 298; specifically for Hittite, see e.g. Beckman 1983: 90–1, 101 (‘probably the Tadorna casarca, a member of the duck family known in English as the “sheldrake” ’), and 314), Taracha (2000: 147) notes that one can ‘jedoch entgegen CHD . . . wohl nicht schlie¢en, da¢ lah|(h|)anza(na)- . . . dem H | URRI-Vogel a•u¢erlich a• hnlich ist’.  Many scholars translate MUS#EN.GAL (lit. ‘big bird’) as ‘duck’: see e.g. Ho·ner (1967: 23 and 36) and Beckman (1983: 90–1 and 314); Tischler (2001: 246) gives it as ‘ “Gans”?, “Ente”?’.  See Oettinger (1986: 29 n. 42). Taracha (2000: 146–7) accepts Oettinger’s suggestion on the not especially well-supported assumption that lah|(h|)anza(n)- has the same referent as the bird described in KUB 58. 104 Ro. ii 24{, which he imagines as some sort of ‘Seeschwalbe’ (see 147, with n. 71): 1 h|apa#s MUS# EN KU›.BABBAR ‘1 silberner “Vogel des Flusses”’ in his transcription and translation (80–1). The ‘Swimming Duck’ in Greek and Hittite 201 have noticed, a better Hittite comparandum for λ)ρος than lah|(h|)anza(n)may be lari(ya)- ‘gull (?)’, a word attested in KBo. 10. 24. iii. 11{ as the nominative plural lar»§»e#s (the duplicate KBo. 30. 5 Vo. iii. 1{ has la-a-r[i, with plene-writing of the first syllable) and specified on the next line as aruna#s ‘of the sea’. The following year, in 1987, Christian Zinko, too, plumped for a reconstruction *leh -on-, thinking of lah|(h|)anza(n)- as some sort of 2 bog-bird and, unlike Oettinger, actually assigning a meaning to the root *leh (u)-, namely ‘pour’ (cf. Hitt. l»a"h|(h|)u(wai)- < PIE *l‹eh -u-). Most re2 „ 2 cently, Jaan Puhvel has suggested, with just a touch of di¶dence, that our word may mean ‘loon’ and be cognate with the name of this bird in Old Norse, l‹omr (Eng. loon (dialectal still loom) is a Scandinavian borrowing): he reconstructs l‹omr as ‘*laA mos’ (i.e. *la?!h mos) and lah|(h|)anza(n)- as 1 2 ‘*laA m-s’; as for the root, it is in his view perhaps that of Skt. √r»a- ‘bark’ 1‡ and Lat. l»atr»are ‘id.’, that is to say, another root of the form conventionally written *leh -. Against this derivation it may be pointed out that 2 Puhvel does not even try to justify the very peculiar-looking (extended) root ‘*lah (-)m-’ and, furthermore, that there is no clear basis for his as2 sumption that PIE *-ms# yields Hitt. -anz(a) rather than, say, -u#s; in ‡ as a morpho-phonological parallel for the inflecaddition, Puhvel invokes tional type the word #sumanza(n)-, but as noted below, Melchert has now shown that the extraordinarily heavy weight that this one form has borne in explanations of the various nouns in -anza(n)- is wholly unwarranted. One other etymology of lah|(h|)anza(n)- has made it into print in the past decade, that of H. Craig Melchert in a 1994 paper on reflexes of the  See Neumann (1986: 380) and Watkins (1995: 141 n. 16), the latter of whom suggests that lari(ya)- refers to the ‘abundant blackheaded gull, Larus ridibundus, whose present winter range covers almost all of central Anatolia as well as its littoral’. I note that even closer to lari(ya)- is the Greek i-stem λ)ρις*, a variant of λ)ρος employed in the 3rd cent.  by the epigrammatist Leonidas of Tarentum: AP 7. 652. 5 and 654 (5–6 Dλιζ#οις λαρδεσσι „ κκλαυµαι is reminiscent of lar»§»e#s „ aruna#s t‹uh|h|andat). It is often said that Arm. lor ‘quail’ (in the first place an i-stem) is somehow the same word as λ)ρος (both borrowed from a non-Indo-European source?): for assessments of the chances (not great) that this is so, see e.g. Solta (1960: 421–2) and Greppin (1978: 81–2).  For the root, see now M. K•ummel in Rix (2001: 401), who registers it as ? 2.*leh -, with 2 a question mark. Zinko (1987: 9–10) points to Oettinger’s own analysis of Lat. l»ama ‘marsh, bog’ (see Oettinger 1979: 424, with reference to R. Schmitt-Brandt), as well as to words in Baltic and Slavic, in arguing that the ‘Benennung erfolgte nach dem Lebensraum des Vogels, dem Wasser (Sumpf, T•umpel), vielleicht auch nach seinem Nest bzw. Brutst•atte (H•ohle, Grube)’ (10); Tischler (1990: 13) registers his tentative approval.  See Puhvel (2001: 8–9, as well as 12, where the root—listed as 1.*leh - by M. K•ummel 2 in Rix 2001: 400–1—is labelled ‘onomatopoeic’) and also (2002: 282–3). I note that while it is likely that ON l‹omr goes back to *leh - ‘bark’, this etymology is not in fact assured (see 2 de Vries 1961: 365–6).  On the development of *-ms#, see notably Melchert (1994a: 182), with references. ‡ 202 Joshua T. Katz feminine gender in Anatolian. Concentrating on the phenomenon known as ‘i-Motion’, Melchert argues that this develops out of the Proto-IndoEuropean feminine su¶x *-ih - and tries to explain in some detail its 2 inflectional patterns throughout Anatolian. What is interesting for our purposes is his observation that the lack of clear examples of a feminine counterpart to participial *-e/ont- in Hittite (unlike in Luwian, Lycian, and Lydian) ‘could be due to phonological loss’—specifically, masculine *-e/ont-s and feminine *-nt-ih might well have fallen together as -anz(a)— 2 ‡ and the suggestion that there may in fact be a few relics of *-nt-ih -, first 2 among them the word in which we are interested, which he‡ defines as ‘a migratory bird, probably a duck’ and derives from *leh -nt-ih - ‘the 2‡ 2 traveling one’. In the earliest versions of the present paper and in Katz (2001: 210 n. 16), where I first put forth my own etymology of lah|(h|)anza(n)-, I followed Melchert’s suggestion closely, agreeing with the morphology (a feminine participle) but proposing a root other than (yet another) *leh -. 2 However, in his 2003 paper, which he kindly made available to and discussed with me prior to publication, Melchert reconsiders the whole question of the origin of the small and chaotically inflected set of nouns in -anza(n)-. By far the most discussed of the seven known words in this class is #sumanza(n)-, allegedly ‘cord, binding’ and cognate with Gk. 4µ ν ‘membrane’—but Melchert shows that the previously established alternative meaning ‘(bul)rush’ is valid for all occurrences of #sumanza(n)- (as first suggested to him by Harry Ho·ner) and that the Hittite has nothing to do with 4µ ν. Among the ‘serious consequences’ of this is, in Melchert’s words, that ‘there is no basis for taking animate n-stems with secondary nom. sg. in *-Vn+s as a source of the -anzan-type nor for any of the complex scenarios by which these stems allegedly were altered to the attested inflection’. Now, the assumption that #sumanza(n)- goes back to something like *suh 1 m»e‹n + s has played a large role in the etymologies of lah| (h|)anza(n)- hitherto proposed (including Puhvel’s (see above) and Melchert’s own (see n. 25)), which either do not engage with the question of why there are n-stem  See Melchert (1994b), whose observations follow the lead of Oettinger (1987).  See Melchert (1994b: 233: ‘perhaps nom. sg. *-‹ntih > *-‹ant»§ > *-anti > -anz(a)’, with ‡ 2 epithet *“the traveling one”, n. 4: ‘I suggest that [lah|(h|)anza(n)-] may be a transferred specifically a feminine participle (virtual) *leh ntih - (this would not exclude the comparison 2 2 with Grk. λ)ρος ‘gull’ made by Oettinger . . ‡.). The original nom. sg. *leh ntih , acc. sg. 2‡ 2 leh nt»§m (Stang’s Law), weak *leh nt- . . . would have led to a very irregular paradigm 2‡ 2‡ lah|h|anz(a), *lah|h|anzin, *lah|h|ant-. I would assume that this was reshaped after the type of #sumanz(a), #sumanzan- “cord”.’  Thus Melchert (2003: 131). The account of -anza(n)-that everyone had used as a helpful foil is Oettinger (1980) (55 on lah|(h|)anza(n)-). The ‘Swimming Duck’ in Greek and Hittite 203 forms in the paradigm or somehow regard the inflection of #sumanza(n)as secondarily responsible for them. As Melchert demonstrates, however, once one examines #sumanza(n)- and the rest of the forms in -anza(n)- with unprejudiced eyes, it becomes nearly certain that the original nominative singular is [-antsa], not [-ants] (as otherwise almost universally believed), and that it is to this asigmatic (!) base that a su¶x *-(H)on- is added. What this all means is that any account of lah|(h|)anza(n)- must take seriously the origin of the n-stem inflection. Melchert’s and my first attempts to see an old feminine participle in this word fail in the morphological details because it is di¶cult to imagine any reasonably archaic su¶x(es) that would have been a natural addition to a participle in *-nt-ih -, much 2 ‡ less have yielded Hittite forms in [-a(n)]. Instead, I now tentatively accept Melchert’s current account of the ‘most likely derivation’ of the words in -anza(n)-: an ‘original pattern of verbal adjective (*lahhant- “traveling, migrating”) → action noun (*lahhant-i-“traveling, migration”) → new thematic adjective (*lahhanty-o- “traveling, migrating”) → “individualizing” noun (*lahhantyo-on- *“the migrating one” > “shelduck”)’. The question that remains is, ‘What is this verbal adjective “*lahhant-” (vel sim.) that Melchert, in both his original paper and (2003), translates as “traveling”?’ Is there really a root *leh - ‘travel’? Certainly there is no 2 other evidence for such a primary verb, which means, incidentally, that a participial form of a verb known anyway only from Anatolian would be doubly isolated. Instead, Melchert has in mind a comparandum in Hittite itself, a noun, whose semantics, however, has heavy martial overtones that would not seem to be especially compatible with the behaviour of ducks, migrating birds though they may be: l»a"h|h|a-, generally said to mean in the first place ‘military campaign’. The other Hittite words based on this— the denominative verb lah|(h|)iyai-, for example—likewise seem to have to  Thus Melchert (2003: 136), who on pp. 136–7, with n. 11, also provides two alternative series of derivations, including one with the ‘Ho·mann-su¶x’, which ‘would allow direct derivation of the possessive adjective from the action noun: *lahhant- “traveling, migrating” → *lahhant-i- “traveling, migration” → *lahhanti-h on- “traveling, migrating” 3 (then secondarily substantivized perhaps via a transferred epithet)’ (137). I note that since MUS#EN H | URRI appears to mean ‘shelduck’ (see above, with n. 17), Melchert’s translation ‘shelduck’ for lah|(h|)anza(n)- is over-specific and incorrect.  Definitions include the following: ‘1. military c[a]mpaign, 2. journey, trip, voyage’ (G•uterbock and Ho·ner 1980: 4; full textual discussion on pp. 4–6), ‘Feldzug; Reise’ (Tischler 1990: 8), and ‘war(path), field-expedition, (military) campaign’ (Puhvel 2001: 1; full textual discussion on pp. 1–6). Puhvel (2001: 5) tries to explain the nuances as follows: ‘lahh(a)occupies a semantic interspace between KARAS# “army” and KASKAL “road, trek” and means “military on the move”, hence “warpath, warfare”, especially far-flung expeditionary campaigning rather than generalized hostilities.’ 204 Joshua T. Katz do principally with war, and all putative relatives elsewhere in Anatolian, too, have more to do with power than with simple travel. In sum, one does not need to state the case as forcefully as Puhvel now does to see that the idea of the lah|(h|)anza(n)- as a ‘travelling duck’ is at least not obvious. In theory, it would be possible to imagine that l»a"h|h|a- gained its typical martial sense rather late and that the meaning ‘(any old) trip’, though synchronically marginal, is actually archaic. In order to evaluate this, we would need to find a cognate outside Anatolian and examine its meaning. As it happens, despite numerous attempts to etymologize the word, no consensus has been reached. Nevertheless, most scholars fall into one of two camps: those who are not convinced by any of the extra-Anatolian congeners that have been proposed and those who think that there is one in Greek, namely λα(%)ς. Now, if there are no cognate forms, then there is, of course, no reason to doubt the usual view of the semantics of l»a"h|h|a-; but, - is related, for on most accounts, in fact, the very same thing holds if λας the basic meaning of the Greek word wholly supports the idea that l»a"h|h|ais at heart a military term.  G•uterbock and Ho·ner (1980: 7) gloss the verb as ‘to attack, make war on, operate against’ when it is transitive and ‘to travel, go on an expedition, wander, roam, march, operate, go to war’ when it is intransitive (full textual discussion on pp. 7–9); compare Tischler (1990: 11: ‘ins Feld ziehen, marschieren; reisen’) and Puhvel (2001: 2: ‘go to war, wage war, (go on) campaign; make war on, attack, take on, confront; brave (natural obstacles, notably mountains)’). Note especially l»a"h|h|u#s lah|h|i#sk-, a figura etymologica meaning ‘conduct campaigns’. The other relevant Hittite words are lah|h|iyatar (G•uterbock and Ho·ner 1980: 10: ‘military expedition, campaign, military obligation’), (LU‹)lah|h|iyala- (Puhvel 2001: 5 translates this as ‘warlord’, but G•uterbock and Ho·ner 1980: 9–10 argue for the largely non-military ‘traveler (?)’; see the clear discussion of postulated *‘Kriegsheld, Feldherr’ vs. attested ‘Reisender’ in Tischler 1990: 8–9, with particular reference to G. Neumann), and lah|h|ema- (Puhvel 2001: 5, following R. H. Beal, has ‘military field action, raid, maneuver’, but G•uterbock and Ho·ner 1980: 10 suggest ‘errand (?)’). It is unclear whether such reduplicated forms as lah|lah|h|iya- ‘be agitated’ and lah|lah|(h|)ima- ‘agitation’ belong in this group as well: Oettinger (2001: 461) thinks they do, Puhvel (2001: 12) thinks they do not, and Tischler (1990: 13–14) is basically neutral (but slightly negative).  For a full account of forms and bibliography, see Tischler (1990: 8–9).  See such statements in Puhvel (2001: 1–6) as ‘The CHD, glossing lahh(a)- by “journey, trip, voyage” and lahhiyai- by “travel”, ignored the always inherent or implicit military sense’ (2). - goes back to Sturtevant (1931: 120) and has  The connection between l»a"h|h|a- and λας received substantial support over the decades, notably from Heubeck (1969: 543–4, with n. 30). For a bibliographical overview of the many ideas that have been put forward, see Tischler (1990: 9–11), who himself believes that l»a"h|h|a- is ‘[e]tymologisch nicht befriedigend gedeutet’ and states that the Graeco-Hittite comparison is ‘sowohl semantisch als auch morphologisch unbefriedigend[]’ (9). Puhvel (2001: 5–6) gives consideration to two of the - (which ‘continues to claim primacy’ (5)) and the etymologies of l»a"h|h|a-: the link with λας implausible idea of Roberto Gusmani (see most notably Gusmani 1968: 14–17), for which Puhvel himself then proposes a variation, that the dative-locative singular l»a"h|h|i is e·ectively The ‘Swimming Duck’ in Greek and Hittite 205 The literature on the two basic words for ‘people’ in Greek, λα(%)ς (Att. λε#ς) and δAµος, is unusually large because it is by no means just linguists, curious about their derivations and semantic relationship, who are interested in them: Hellenists of all sorts work to understand Greek societal structures, and the status of ra-wo- (only in compounds, notably - ας - ‘hero (vel sim.)’)) and da-mo- in the Mycenaean age ra-wa-ke-ta (†λαγτ - λαο - and δAµος in Homer is no small issue. (especially at Pylos) and of λας, One common view holds that originally, the da-mo-/δAµος was the normal - was the troops (‘Kriegsvolk’). The populace (‘Volk’), while the ra-wo-/λας starkest and most cited exposition of this opinion is that of Alfred Heubeck, who writes, ‘Wir vermuten also . . ., dass es im Bereich des mykenischen Wanaks von Pylos zwei Bev•olkerungsklassen gegeben hat: 1. den l»awos, dem alle milit•arischen Aufgaben obliegen und der die h•ochsten Beamten des Staates stellt . . ., und 2. den d»amos, der mit Ackerbau und Viehzucht, aber auch mit dem Handwerk und dem (niedrigen?) Kultdienst befasst - denotes a warrior ist.’ To be sure, the idea that the word ra-wo-/λας class in our earliest documents has come under attack, notably by James T. Hooker for Pylos and Michel Casevitz for Homer, and it is certain that Heubeck has somewhat overstated the case. Nevertheless, it is also certain that da-mo/δAµος has no special military connotation whereas Homeric - (though perhaps not ra-wo-) often does. In view of this, I, for one, λας - and l»a"h|h|a- semantically very satisfactory. find the connection between λας From a morphological point of view, the equation is admittedly not exact: l»a"h|h|a- would seem to reflect *l‹oh -o-, whereas λα(%)ς must go back 2 the same as the isolated Homeric form δα ‘in battle’ (note that J. Schindler ap. Oettinger 1979: 447 connects δα to the Hittite verb z»a"h|(h|)- ‘strike, fight’; see also e.g. Melchert 1994a: - is Bietenhard (2002), who argues unconvincingly that it is a 96). The latest word on λας Semitic borrowing.  Morpurgo Davies (1979) provides an elegant account of the titles borne by members of Mycenaean society and ‘used to indicate di·erent human groups’ (87; see 93, 96–8, and 107 on ra-wa-ke-ta). For attestations and full surveys of the secondary literature, see Aura Jorro (1985–93: i. 152–5) (on da-mo and derivatives) and (1985–93: ii. 228–34) (on ra-wa-ke-ta and (at least potentially) related forms; a notable bibliographical omission is Tr•umpy 1986: 26–9 - ας), - as well as and 159–62, on the correspondence between ra-wa-ke-ta and alphabetic λαγτ Schmidt (1982) (on δAµος) and (1991) (on λας).  See Heubeck (1969) (quotation on p. 539). Among the dozens of other important contributions, I single out Benveniste (1969: ii. 89–95); Milani (1991) provides a recent overview. I have been unable to obtain a copy of A. Dihle’s 1946 G•ottingen dissertation, ‘Λας, θνος, δAµος: Beitr•age zur Entwicklungsgeschichte des Volksbegri·s im fr•uhgriechischen Denken’.  See Hooker (1987: 261–4) (a no-nonsense account of ra-wa-ke-ta and the force that Dum‹ezilian trifunctionality has exerted on scholars’ understanding of its sense) and Casevitz (1992) (‘la fonction guerri›ere n’est au vrai qu’un des aspects partiels de λας’ (198, with reference to an earlier paper)). 206 Joshua T. Katz to *leh uo‹ -. Provided that the two words are indeed related, as I am inclined 2„ to believe, we probably have to do with an extended root *leh -(u-), whose 2 „ meaning would seem to be something like ‘plunder’—if, as Heubeck has - is etymologically linked to the Greek word for ‘booty’, Att. argued, λας λεα/Ion. ληη (and its cretic-avoiding (?) epic by-form λης, gen. ληδος). - is, then, the substantivization of an adjective *leh -u-‹oThe noun λας 2 „ ‘having plunder’, while λεα ( < PGk. *l»au‹§ia < PIE *leh -u-‹§io-) is either 2 „ „ „ „ a genitival derivative of the word for ‘troops’ (‘that of the troops’) or, perhaps, a gerundive (‘that which is to be plundered’). Note, too, that the denominative verb ληζοµαι* ‘seize as booty’ has a cognate in Anatolian if indeed CLuv. ( )lawarr(iya)- ‘strip, despoil’ comes from a virtual pre-form *leh -uo» r-i‹e /‹o- rather than being connected to Hitt. duwarni/a- ‘break’. 2 „ „ Let us return now to lah|(h|)anza(n)-. We have seen that Melchert’s derivation of this word from, in Proto-Indo-European terms, something like *l‹eh -ont- with the meaning ‘travelling (as an army?)’ is morphologically 2 very attractive but semantically less so. Is it possible to do better? I suggest that it is, specifically by starting out with a participle *(s)n‹eh -ont- ‘swim2 ming’. This is semantically thoroughly unproblematic, of course, and has in    Alternatively, we might posit an underlying u-stem, *leh -u-. Because all the Greek and 2 Anatolian forms discussed in this paragraph except l»a"h|h|a- presuppose a *-u-, it does not „ seem likely that λας contains the (unanalysable?) Proto-Indo-European su¶x *-uo‹- (on „ which see most recently Garc‹§a Ramon ‹ 2000a).  Garc‹§a Ramon ‹ (2000a: 66 n. 9) suggests instead that the root is actually the one (mentioned above) that means ‘pour’: ‘vorstellbar, wenn man bereit ist, anzunehmen, da¢ das Heer sich u• ber das Schlachtfeld ergie¢t, d.h. “sich ausbreitet” (vgl. hom. [προ]χοντο oft in der Ilias, z.B. Β 465 "ς πεδον προχοντο Σκαµ)νδριον)’.  For the basic idea, see Heubeck (1969: 542). Heubeck prefers to connect λεα to λας rather than to (
πο-)λα3ω ‘have the benefit of ’ (on which see most recently Blanc 2000), as has been more widely supposed; however, Michael Weiss, to whom I owe special thanks for his advice on the material in this paragraph, suggests that all three words belong together (compare already Prellwitz 1892: 175). The troublesome forms λ)ων and λ)ε in Hom. Od. 19. 229–30 should probably be left aside since the sense ‘seize as prey’ (Aristarchus glosses λ)ων as
πολαυστικ$ς χων, "σθων (Hesych. λ 472)) may not be right—Leumann (1950: 233–6) and Nussbaum (1987: 230–2) argue for ‘scream’, Prier (1980) and J. Russo in Russo, Fern‹andez-Galiano, and Heubeck (1992: 89) for ‘gaze’—and a derivation from *l(e)h -(u-) 2 „ would in my view be anything but straightforward even if it were.  For the traditional connection of ( )lawarr(iya)- with duwarni/a-, see in the first place Carruba (1966: 17–18), as well as e.g. Oettinger (1979: 151) and Melchert (1994a: 238, 270, and 274). I first learnt the idea about ληζοµαι from Michael Weiss in 1995; he has some doubts, however, that it is really right, noting that the consistent -rr- in Luwian (?—but see Starke 1982: 362 on (ar-h|a) la-wa-<ri->it-ta in KBo. 18. 147 Vo. 5{, as well as Tischler 1990: 47–8) is hard to explain. Garc‹§a Ramon ‹ (2000a: 66–7 n. 9) discusses the semantic nexus λας†l» a"h|h|a-†( )lawarr(iya)- as well, citing a personal communication from Melchert (who in turn tells me that he owes to Weiss and Ed Brown his understanding that the definition of ( )lawarr(iya)- is ‘strip, despoil’ rather than ‘break’ or ‘destroy’, as it is often glossed, e.g. in Melchert 1993a: 126 and 1994a: 238 and passim).       The ‘Swimming Duck’ in Greek and Hittite 207 addition the not insignificant advantage of establishing a root-connection with Gk. νAττα and thereby o·ering a single explanation for a pair of problematic words for one and the same creature in two neighbouring languages. The problem with my solution is obvious: why should *(s)neh 2 yield a Hittite form with an initial l-? As is well known, there are two generally accepted examples of Hittite words that begin with an l- even though they continue PIE *#(C)n- (where C = a consonant regularly lost in this context in Anatolian). The first is l»a"man, lamn- ‘name’, which acts in the wider linguistic literature as a Paradebeispiel of regressive dissimilation. If someone knows just one word of Hittite, it is likely to be l»a"man, which in spite of its l- is obviously related to the words for ‘name’ in every other branch of Indo-European: Lat. n»omen, Toch. A n~ om, B n~ em, etc. The details of the Proto-Indo-European paradigm are much disputed, but it is probably proterokinetic, with the alternating stems *h n‹eh -mn- and *h nh -m‹en-. Since there is simply no trace of 1 3 ‡ 1‡ 3 initial *h - in Anatolian, we are in e·ect dealing with the dissimilation 1 of an initial *n- before another nasal (or two). The second example is Hitt. lammar, lamn-, a noun that indicates a small unit of time (standard translations include ‘moment, instant’ and ‘hour’) and can also be used adverbially to mean ‘instantly, immediately’: this word is usually taken to reflect an r/n-stem *n‹om-r, *n‹em-n- to the root *nem- ‘allot’ and compared with Lat. numerus ‡‘number’ and the Old Latin adverb numer»o ‘immediately’. Notice that the dissimilation is datable to pre-Hittite times, quite possibly to Common Anatolian: the Hieroglyphic Luwian cognate of Hitt. lammar (dat.-loc. lamn»"§) is attested in the dative-locative as la-mi-n‹§-‹ • YU • K 2) ‘at the moment’. It is possible that Oettinger is right (KARAHO to see yet another example of the same phonetic process in the background  Rosenkranz (1988) o·ers an idiosyncratic and wholly unbelievable alternative account of the forms in question.  See e.g. Anttila (1989: 74).  See e.g. Melchert (1994a: 67 and 82–3, with literature); see also the discussion and many references in Tischler (1990: 27–9).  I cannot accept the ‘conjecture (and no more)’ of Hamp (1988) that PIE *#h n- regularly 1 yields Hitt. #l-; thus also Melchert (1994a: 169: ‘not credible’).  The root *nem- may perhaps survive in Hittite as a verb lam-, sometimes spotted in KUB 41. 23 and said to mean something like ‘become mixed’: see Oettinger (1979: 525–6), as well as e.g. Tischler (1990: 26) and Puhvel (2001: 50–1).  See in the first place Duchesne-Guillemin (1946: 85) and Neumann (1955: 171); see also Tischler (1990: 30) and Puhvel (2001: 58).  See Nowicki (1981: 253–4). Melchert (1994a: 82) writes, ‘Given [this] example, I see no reason to take HLuv. la-m(a)-ni-ya- “call upon” as a borrowing from Hittite lam(ma)niye- “name, call”.’ Notice that the words for ‘name, designation’ in Luwian (HLuw. a‹ -ta ⁄ -ma-(n)za), Lycian (ad~aman-), and Lydian (~etamν) all begin with a vowel, reflecting 45 the old weak stem, just like OIr. ainm: a generalized *h nh -mn(-) gives in the first instance 1‡ 3 ‡ 208 Joshua T. Katz of the much-discussed prohibitive negative particle l»e , but the details are uncertain. Can we specify the conditions of this phonological change more precisely? Melchert, observing the parallelism between the words for ‘name’ and ‘moment’, suggests that the dissmilation takes place in Common Anatolian ‘in the presence of two following nasals’. But even if this (or the further specification of the two nasals as *m followed by *n) did accurately describe the situation, it is unclear to me how it could be defended: if the change is sporadic (as distant dis- and assimilations very frequently are), then the most that one could say is that the more nasals there are in a given string, the more likely it is that one of them will be changed (the ‘tongue-twister principle’); and if the change should in fact turn out to be (quasi-)regular, then it is surely an unreasonable rule that generates l . . . N N from *n . . . i j N N while blocking this same dissimilation in *n . . . N . Solely on theoretical i j grounds, then, the usual description of the phenomenon as CAnat./Hitt. (*)#l . . . N < PIE *#(C)n . . . N is perfectly satisfactory, and note that Melchert elsewhere refers to it simply as dissimilation before a ‘proximate nasal’. Given that there is thus a non-ad hoc way to derive an initial l- in Hittite from PIE *n, I propose that the pre-form *lahhant- that seems (with Melchert) to underlie the Hittite word for ‘duck’ goes back not to a semantically problematic (if phonologically uncontroversial) construct *l‹eh -ont2 *‹anman, later *‹adman, and finally a‹daman with anaptyxis (see Melchert 1994a: 83) and so evidently does not meet the conditions of the dissimilation.  There are two schools of thought on l»e (for a summary, see Tischler 1990: 50–2): some see it as going back to an imperative *l‹eh ‘let (o·), leave!’ (the essence of this idea is to 1 be found already in Pedersen 1938: 163), while more think it reflects a negative of the form *n»e‹ (cf. e.g. Lat. n»e), the old prohibitive negative *m»e‹ (cf. e.g. Gk. µ ), or some sort of cross between the two. Morpurgo Davies (1975: 157 n. 4), in her classic article on negation in Anatolian, very tentatively favours *n»e‹ as the source, and Oettinger (1994: 310) now ingeniously suggests that the dissimilation arises from *n»e‹ ‘in den h•aufigen Verbindungen l»e-man (modal/irreal) und l»e-mu “mich nicht, mir nicht” ’ (see also 310 n. 10 and 330).  Thus Melchert (1994a: 82).  To be sure, some scholars (e.g. Duchesne-Guillemin 1946: 85, Oettinger 1994: 310–11, and Kimball 1999: 336–7) restrict the dissimilation to specifically *n . . . m. But if the change is indeed (quasi-)regular, then it is hard to believe that a language would have dissimilation of *n . . . m but not of *n . . . n. In any case, it will become clear that my etymology of lah|(h|)anza(n)- presupposes the more general rule.  Thus Melchert (1994a: 169). I note in passing that there is a great deal of evidence in Anatolian for sporadic phenomena that involve nasals and liquids, which are, after all, the sounds cross-linguistically most frequently involved in non-adjacent assimilation and dissimilation (the classic account of the latter remains Grammont 1895): for examples and discussion, see e.g. Kronasser (1966: 58–61), Melchert (1994a: 169, 171, and 317), Oettinger (1994: 310–13 and passim), and Kimball (1999: 336–7). The ‘Swimming Duck’ in Greek and Hittite 209 ‘travelling’, but rather to the semantically straightforward *(s)n‹eh -ont2 ‘swimming’. The question that remains concerns the status of the initial *s- in the root that I write as *(s)neh -, though scholars have tradi2 tionally not put the sibilant into parentheses. Why is our word not, say, *slah|(h|)anza(n)-? There are at least two possible answers to this question. The first is that the root does indeed have an s-mobile and that Anatolian (which does not to my knowledge provide evidence for any verb that means ‘swim’) inherits the s-less variant. Until recently, this might not have been thought an especially satisfying solution, for it seemed that in every language in which the root is attested, the sibilant either appears (cf. Skt. √sn»a- and YAv. sn»a- ‘bathe, wash’, OIr. sna•§d ‘swims’, and perhaps Umbr. snata ‘wet (?)’) or would in any case have been lost by regular phonological change (cf. Gk. ν χω ‘swim’, Lat. n»are ‘id.’, and MW nawf ‘swim(ming)’, as well as Arm. nay ‘wet’, if the last really does belong). However, it is now generally agreed that Toch. B n»ask- ‘bathe’ goes back to *nh -sk„ ‹e /‹o-, and ‡ 2 have proof since Tocharian retains the inherited sequence *#sn-, we thus that the root is indeed *(s)neh -, with optional *s-. The problem is that 2 Puhvel and Sara E. Kimball have argued persuasively that the Hittite verb sanh|- ‘flush, rinse’ goes back to a generalized zero-grade *snh -, so for 2 lah|(h|)anza(n)- to reflect an s-less pre-form it is necessary to ‡accept a very early split in Anatolian between *sn(e)h - (as in sanh|-) and *(s⁄ )neh - (sur2 2 viving only as ‘duck’)—which, given the semantic distance between ducks and flushing, is of course possible. It is, however, the other scenario that I am weakly inclined to favour: Anatolian does inherit the full form *sneh 2 from Proto-Indo-European, but the sibilant in the consonant cluster *#snis then lost by regular phonological change before Hittite and perhaps even by Common Anatolian times, a supposition for which there are no counter-examples. Melchert observes as ‘noteworthy’ that Hittite has an ‘apparently systematic lack of /sn-/’, and I know of no evidence for an initial sequence sn- in any other Anatolian language either. In conclusion, I suggest that Hitt. lah|(h|)anza(n)- does indeed mean ‘duck’ and develops more or less directly, along the lines now proposed by  See e.g. Van Windekens (1976: 312, with reference to work going back to 1937–8!), Schrijver (1991: 169), Adams (1999: 334), Garc‹§a Ramon ‹ (2000b: 122–4), and Th. Zehnder in Rix (2001: 572); compare also Hackstein (1995: 173).  See Puhvel (1979: 299–300) and Kimball (1992 [1994]: 90–1 and passim), as well as Kimball (1999: 243–4).  See Melchert (1994a: 111).  Note, though, that no Proto-Indo-European root in *sn- or *(s)n-, with the exception of the one for ‘bathe, swim’, seems to make an appearance in Anatolian. Whatever the etymology of the obscure Lycian word s~nta ‘ten (??)’ may be (see Eichner 1992: 89–91 and Melchert 1993b: 64, both with references), it surely does not go back to PIE *sn-. 210 Joshua T. Katz Melchert, from a fossilized participial form *(s)n‹eh -ont- ‘swimming’. This 2 idea builds on and reinforces the essentials of Rix’s derivation of the name of the same bird in Greece, νAττα. Despite appearances, the etymology does not have grave morpho-phonological di¶culties and captures one of the creature’s most salient properties: it swims.        Note. Where reprint information is given, references in the text are to the first printing. Adams, D. Q. 1999: A Dictionary of Tocharian B (Amsterdam: Rodopi). Anreiter, P., and Jerem, E. (eds.). 1999: Studia Celtica et Indogermanica: Festschrift f•ur Wolfgang Meid zum 70. Geburtstag (Budapest: Archaeolingua). Anttila, R. 1989: Historical and Comparative Linguistics, 2nd edn. (Amsterdam: Benjamins). Arbeitman, Y. L. (ed.). 1988: A Linguistic Happening in Memory of Ben Schwartz: Studies in Anatolian, Italic, and Other Indo-European Languages (Louvain-laNeuve: Peeters). Aura Jorro, F. 1985–93: Diccionario mic‹enico (2 vols.; Madrid: Consejo Superior de Investigaciones Cient‹§ficas). Aykut, _I. 1992: ‘Bo"gazk•oy metinlerinde gec«en anlamlar§ bilinen ve bilinmeyen kus« isimleri (KUB XXXVIII–LVIII ve IBoT IV)’, Anadolu Medeniyetleri M•uzesi [pub. 1993]: 87–98. Beckman, G. M. 1983: Hittite Birth Rituals, 2nd edn. (Wiesbaden: Harrassowitz). Beekes, R. S. P. 1985: The Origins of the Indo-European Nominal Inflection (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). 1987: ‘The PIE Words for “Name” and “Me”’, Die Sprache, 33: 1–12.  Kassian, Korol•ev, and Sidel{tsev (2002: 531 and 533), who are inclined to accept Melchert’s analysis of the Hittite word as ‘migratory (bird)’, write that my etymology (as sketched in Katz 2001: 210, with n. 16) is ‘not very plausible . . . for the following reasons: 1) why should just this kind of ducks [sic] be called according to their manner of swimming while the most distinctive feature of lahhanzan-ducks is the fact that they migrate (what [sic] serves as an argument in favour of the derivation from *lahhai- “to travel, etc.”). 2) the correspondence IE *n- — Hitt. l- is abnormal. Of course, we have Hitt. laman vs. IE *n»omn, *n»men- and Hitt. lammar vs. Lat. numerus, but we explain it with the dissimilation n—m‡> ‡ l—m (cf. AHP [ = Melchert 1994a]: 82, 171); for lah(h)ant- this explanation is not possible’ (533, footnote omitted). Their first objection cannot be taken seriously: people do in fact think of ducks as swimmers, and anyway, there is no need for the etymology to be based on the implication that the lah|(h|)anza(n)- is migratory. The second point is a bit trickier (though I note that the reference to Melchert is misleading since he does not restrict the dissimilation to *n . . . m rather than *n . . . N): I grant that l»a"man and lammar both show dissimilation before an [m] at the onset of the next syllable whereas my etymology of lah|(h|)anza(n)- requires dissimilation before an [n] in the next syllable’s coda, but see my comments above, with n. 49. The ‘Swimming Duck’ in Greek and Hittite 211 Benveniste, E‹. 1969: Le Vocabulaire des institutions indo-europ‹eennes (2 vols.; Paris: Minuit). 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πολα3ω: s‹emantique et e‹ tymologie’, Glotta, 76 [pub. 2002]: 162–7. Buck, C. D. 1949: A Dictionary of Selected Synonyms in the Principal Indo-European Languages: A Contribution to the History of Ideas (Chicago: University of Chicago Press). Carruba, O. 1966: Das Beschw•orungsritual f•ur die G•ottin Wi#surijanza (Wiesbaden: Harrassowitz). and Meid, W. (eds.). 2001: Anatolisch und Indogermanisch—Anatolico e indoeuropeo: Akten des Kolloquiums der Indogermanischen Gesellschaft, Pavia, 22.– 25. September 1998 (Innsbruck: Institut f•ur Sprachen und Literaturen der Universit•at Innsbruck). Giorgieri, M., and Mora, C. (eds.). 1995: Atti del II Congresso Internazionale di Hittitologia (Pavia: Iuculano). Casevitz, M. 1992: ‘Sur le concept de “peuple”’, in L‹etoublon (1992), 193–9. Chantraine, P. 1932: ‘Deux notes sur des formes verbales grecques’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 33: 77–90. 1958: Grammaire hom‹erique, vol. i, 3rd edn. 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Zinko, C. 1987: ‘Bemerkungen zu hethitischen Vogelnamen’, Grazer Beitr•age, 14: 1–22. 15 Names in -e and -e-u in Mycenaean Greek John Killen It is clear that Mycenaean Greek, like its later Classical counterpart, contains a large number of compound personal names in -»es: a-pi-me-de, /Amphim»ed»es/, e-u-me-ne, /E(h)umen»es/, etc. Many more of the -»es names in Mycenaean, however, are more or less certainly of non-Greek origin: names in -e derived from the pre-Hellenic language(s) of Crete and the Greek mainland which have been assimilated into Greek declensional patterns by being treated as s-stems. The clearest examples include names like the theonyms a-re and pa-de and the personal names i-ka-se, qo-ja-te, si-nu-ke, su-ke-re, su-se, and wa-je, none of whose forms can readily be explained in terms of Greek. As has often been observed, more of these— and other—non-Greek names are attested at Knossos than at the principal mainland sites at which we have tablets: Pylos, Mycenae, and Thebes. Of the names just mentioned, only a-re is attested on mainland records, by way of such derivatives as the names a-re-i-jo and a-re-i-ze-we-i. It is also sometimes suggested—though this is less generally agreed—that Mycenaean has examples of a further type of -»es name familiar in Classical Greek: shortened (hypocoristic) names formed from one of the two elements of a compound name in -»es. Examples of the type in Classical Greek include Κρ)της, derived from Τιµοκρ)της vel sim., Φρης, derived from Φερλαος vel sim., and Μνης, derived from Ε,µνης vel sim. or Μενεκρ)της vel sim.; and among those who have argued for the existence of similar names in Mycenaean are O. Landau (1958: 167 n. 1) and G. Neumann (1983: 332–3). For instance, both Landau and Neumann suggest that the name I am extremely grateful to Professor C. J. Ruijgh and Dr T. Mei¢ner for their very helpful comments on a draft of this paper. Any remaining errors are of course entirely my own responsibility.  See e.g. Landau (1958: 268); Heubeck (1961: 31); Ilievski (1978: 12).  On the inflexion of such names in later Greek, including the increasing popularity in the 5th cent. at latest of the type Κρ)της, Κρ)τητος in place of the expected Κρ)της, Κρ)τεος (Attic -ους), see Risch (1987: 284). See also Ruijgh (1996: 214). 218 John Killen te-pe (PY Jn 725. 2) is Τρπης (a name for which there is some limited evidence in later Greek), and a derivative of this type; while Neumann (1983: 332–3) suggests that a further example may be wa-de(-o) (PY Sa 766), which he interprets as /W»ad»es/ and suggests is derived from the second element of a name like Λη#δης in Homer, which von Kamptz has explained as an original Λα%ο-%)δης, lit. ‘he who pleases the people’, and ∆ηµ)δης in later Greek. (The possibility that wa-de is /W»ad»es/ had earlier been noted by M. Lejeune (1958: 116) and J. Chadwick (1973: 589).) In 1987, however, in his paper in Tractata Mycenaea, E. Risch published a more radical suggestion: that while shortened names in -»es of the type just mentioned do exist in Mycenaean, these are very rare (Risch 1987: 283–4), and that a much more widespread phenomenon in the dialect is names in -»es which have been shortened from compound names which do not themselves show this ending (286–9). For instance, with the personal name mo-re (KN Dv 1214) he compares the longer personal name mo-ro-qo-ro (PY Ea 439+); and with the personal name te-pe (PY Jn 725. 2) he compares the personal name Τρπανδρος, attested in the seventh century , the muse’s name Τερψιχρη (Hes. Th. 78), and the epithet τερψµβροτος in Homer. (As we saw, Landau and Neumann had previously suggested that te-pe was Τρπης, but had taken it as a derivative of a name like :Επιτρπης.) Moreover, in support of this explanation of mo-re, te-pe, etc., he points to the existence alongside many of these forms of short names in -e-u, Greek -ε3ς, which it is possible to argue contain the same (Greek) roots, and are derived from the same or similar longer (compound) names. (As he points out, many of the -ε3ς names in Classical Greek are clearly hypocoristics.) Thus with mo-re and mo-ro-qo-ro he compares the name mo-re-u (PY Jn 389. 6; 431. 13; 750. 10); and with te-pe and Τρπανδρος he compares the name te-pe-u (PY An 340. 9). Nor, Risch suggests, is the -»es : -eus phenomenon confined to s-stems which have been shortened from longer terms and to -ε3ς names which are hypocoristics. Another possible pairing he points to is the man’s name ka-ke (KN As (2) 1516. 10) and the man’s name ka-ke-u (PY Jn 750. 8), where the -ε3ς name has evidently been derived from a trade name (/khalkeus/ ‘smith’) and is not a hypocoristic, and where the -»es name, if it is a variant of /Khalkeus/, will be a short (uncompounded) name, rather than one shortened from a longer term. Risch also suggests that there may be further pairs of the same type in the material. In Table 15.1 I set out the principal evidence which Risch adduces in support of his contention. This is based mainly on Risch’s own table (1987:  Landau (1958: 167 n. 1); Neumann (1983: 332 n. 11).  On the distinction between these two types of ‘short’ name, see Heubeck (1983: 178–9). Names in -e and -e-u in Mycenaean Greek 219 298); but I have added two items which Risch mentions in the body of his paper but not in his table, and excluded a few others which he has included in the table for a di·erent purpose. Tabl e 15.1. Risch’s Evidence Compound names etc. Names in -e-u Names in -e 1. mo-ro-qo-ro 2. Τρπανδρος Τερψιχρη 3. pe-ri-to-wo Πειρθοος 4. (ku-na-ke-ta) mo-re-u te-pe-u mo-re te-pe pe-ri-te-u pe-ri-te (dat.) ku-ne-u ku-ne 5. qo-wa-ke-se-u ta-ti-qo-we-u βοε3ς qo-we 6. a-re-ka-sa-da-ra 7. 8. /*heksi-/ 9. a-re-ke-se-u a-we-ke-se-u 10. pu -ke-qi-ri 2 11. a-e-ri-qo-ta 12. 13. ka-ke-u pu-te-u 14. 15. (pe-re-ke-u) ]sa-me-u[ *16. *17. o-ke-te-u a -ke-u 3 ]we-ke-se (?) e-ke-se i-ke-se pu -ke (2) a-e-ri-qe (?) ka-ke pu-te pe-re-ke (?) sa-me[ ]s.a.-me ]o-ke-te a -ke[ 3 Round brackets indicate that the term quoted is not attested as a personal name, but as an occupational term. * indicates evidence regarded by Risch as more doubtful. A question mark after a form indicates doubt about whether the form exists, or is a personal name rather than a verb. How convincing is Risch’s case? Do we have evidence in Mycenaean for names in -»es which have been shortened from longer names, etc. which do not themselves end in -»es, and is there a regular pattern in the dialect 220 John Killen whereby short or shortened names in -»es form pairs with short or shortened names in -eus? As Risch himself notes, we are faced at the outset with a major difficulty in seeking to answer this question: the opaqueness of the Linear B writing system, which means that the same graph can often reflect two or more di·erent underlying phonetic realities. This di¶culty is particularly acute when one is dealing with personal names, since there is no clue in the context as to what the graph indicates, and when the names have few syllables, as they frequently do here. (It is only with longer names, like a -ku-pi-ti-jo, doubtless /Aiguptios/, lit. ‘(the) Egyptian’, that the risks of 3 misinterpretation are seriously reduced.) For example, as Risch himself points out (1987: 287), the name ka-ke at Knossos, which as we have seen he suggests is /Khalk»es/ and forms a pair with the name ka-ke-u, evidently (Greek) /Khalkeus/, lit. ‘(the) smith’, might in fact not be /Khalk»es/ at all, but a non-Greek /Gag»es/, /Karg»es/, vel sim. None the less, he suggests that his list of possible examples of the -»es vs. -eus phenomenon is sufficiently impressive to make his case a convincing one. Is, however, his claim justified? I begin by examining each of the items of evidence adduced by Risch. The number before each lemma refers to the number of the item in the table above. 4 (ku-na-ke-ta) : ku-ne-u : ku-ne 5 qo-wa-ke-se-u, ta-ti-qo-we-u : βοε3ς : qo-we In his study, Risch accepts Chadwick’s interpretations of ku-ne and qo-we on MY Fu 711 as personal names in -»es. It is now virtually certain, however, that these interpretations should be rejected: that L. R. Palmer was correct in taking both terms as datives of terms for animals: ku-ne as /kunei/ ‘to the dog’ and qo-we as /g wowei/ ‘to the ox’ (Palmer 1983: 283–7). The recently published Fq tablets from Thebes contain a number of references to issues of barley (as o·erings?) to sacred (?) animals; and ku-ne, there clearly /kunei/, occurs on Fq 229. 9 and perhaps Fq 292. 4. In addition, the genitive singular or plural ku-no is attested on Fq 205. 3, 236. 5 (as well as on TH Gp 150. 2 and perhaps on Gf 163. 1); and the dative plural ku-si, /kunsi/, is found on Fq 130. 4. There is little doubt that ku-ne on Fu 711 is this same term (and hence that the parallel qo-we is the dative of /g w»ous/), given the other points of contact between this record and the Fq tablets. With ka-ra-u-ja, Gr. γραRα ‘to the old woman’ (a reference to Demeter??, Palmer  Chadwick (1973: 557, 578); cf. Chadwick (1985: 198–9). Names in -e and -e-u in Mycenaean Greek 221 1983: 287), on MY Fu 711. 8, compare the reference to ka-ra-wi-ja, doubtless a variant spelling of the same term, on TH Fq 169. 4 and perhaps also on Fq 207. 1, 228. 2; and note that the commodities issued on Fu 711 include barley (HORD) and flour (FAR), which are the two commodities listed on the Fq tablets. It is clear, then, that we have no evidence in Mycenaean for an alternation Κυνε3ς/Κ3νης, nor, almost certainly, for a short name /G w»ow»es/ derived from qo-wa-ke-se-u vel sim. It is still possible that ku-ne-u is /Kuneus/, and that it is a hypocoristic (as J. L. Perpillou has cautiously suggested, 1973: 213). But we cannot exclude the possibility that even this is not the case: that its first element derives from a non-Greek source, and has nothing to do with κ3ων. Risch (1987: 289) notes the existence of a name ku-ni-ta at Knossos (B 798. 9), which he compares with ku-ne-u and ku-ne; but another term probably beginning with ku and certainly ending in -ni-ta, ]ku-ru-ni-ta (KN X 1525. 1; probably complete at left), has a distinctly nonGreek appearance. (Compare the similarly non-Greek-looking ku-ru-no, probably read on KN As (1) 608. 1 and certainly attested in the genitive on PY Ea 801.) 6 a-re-ka-sa-da-ra : a-re-ke-se-u 8 /heksi-/ : e-ke-se 9 i-ke-se 7 a-we-ke-se-u : ]we-ke-se (?) Risch begins by accepting Heubeck’s (1957: 274) view that a-re-ke-se-u (KN Da 1156), doubtless /Alexeus/, is a hypocoristic derived from *9λεξ)νωρ, 9λξανδρος: a name represented in Mycenaean by the feminine a-re-ka-sada-ra, /Alexandr»a/, on MY V 659. 2. He then suggests that various terms in -se on the tablets are—or may be—names of the same short type which show -s»es rather than -seus as their endings. These are ]we-ke-se (KN Xe 5540. ), with which he compares the -seus name a-we-ke-se-u (PY Cn 285. 5, .6+), evidently /Awekseus/ (cf. Gr.
ξω); e-ke-se (KN B (5) 799. 7), with which he compares names like e-ke-da-mo (PY Cn 285. 11, KN Uf 1522. 5), /Ekhed»amos/; and i-ke-se (KN Xd 143), with which he compares the name i-ke-ta (KN B (5) 799. 8), evidently /Hiket»as/. There must, I would suggest, be considerable doubt as to whether any of these forms lends support to Risch’s case. Given its context, ]we-ke-se on Xe 5540.  is as likely to be a verb /wekse/ ‘(he) brought’ (cf. Cypr., Pamph.  If the sign following a-re-ka-sa-da-ra- here is ka rather than qe it will doubtless be an error for the latter. 222 John Killen %χω, Lat. veho), as a personal name; and there must be serious question as to whether either e-ke-se or i-ke-se is a name of Greek origin. There are several names in -se on the tablets besides these: i-ka-se (KN Sc 258. b), immediately reminiscent of i-ke-se; ta-ra-pe-se (PY Vn 865. 4); su-se (KN Da 5192), ]se (KN B(5) 806. 4), and perhaps ]j.a.-s.e. (KN Dv 8716). All but one are at Knossos, where, as we have seen, non-Greek names are particularly frequent (e-ke-se and i-ke-se are also Knossian); and none of the more complete forms is readily explicable as Greek. Note, too, besides i-ke-se the name i-ke-se-ra on KN Dk(1) 1077, Dv 1496, whose morphology—as Risch himself admits (1987: 288)—is again di¶cult to explain in terms of Greek. *15 ]sa-me-u[ : sa-me[, ]s.a.-me Though it is still not certain that ]sa-me-u[ on KN L(3) 455. 2 is complete, two of the Thebes Wu sealings, published in 1990 and therefore not known to Risch when he was writing his article, show the dative sa-me-we following the preposition pa-ro (see Wu 59, 60), thus confirming the existence of a nominative sa-me-u. It is also possible, though unfortunately not finally certain, that there was a name sa-me at Knossos. We have no idea whether sa-me[ on X 38 is complete or not; but there is a reasonable chance that ]s.a.-me on B (5) 805. 1 is (a) correctly read (for the form of the suggested sa, compare that of sa on B (5) 799 v. 1) and (b) complete. (The preceding term pa-wi-no[ is almost certainly the same name as recurs on B (5) 799. 4; and the space between no[ and ]sa is consistent with the hypothesis that a VIR ideogram—and nothing else—separated the two words.) But even if sa-me did stand here, it would still not be certain that it forms a pair, of the type that Risch is positing, with sa-me-u. J. L. Melena has suggested (Piteros, Olivier, and Melena 1990: 155) that sa-me-u is /Sameus/ and in origin an ethnic derived from the place name /Sam»a/, Σ)µη (contrast Σαµαος, the derivative of this in later Greek); and this is certainly not inconceivable. Though ethnics in -eus are very rare in Mycenaean, they do exist; and the personal name o-ko-me-ne-u is attractively—though inevitably not certainly—explained as /Orkhomeneus/, viz. in origin an ethnic derived from the place name Orchomenus. Clearly, if sa-me-u were /Sameus/ and in origin an ethnic, sa-me could be an -»es form of the same name. But we cannot exclude another possibility: that sa-me is an entirely non-Greek     Godart, Killen, and Olivier (1970: 161–2) (Killen); Chadwick (1973: 591). Risch notes this (1987: 288), and puts a question mark after ]we-ke-se in his table. On ra-je-u < ra-ja, see Killen (1987: 328–31). See e.g. Chadwick (1973: 564). Names in -e and -e-u in Mycenaean Greek 223 name (adapted as usual to the Greek -»es declensional pattern), whether containing the same (non-Greek) root as Σ)µη or not. Just as many of the terms beginning with σα- in Classical Greek are clearly of non-Greek origin, so almost all the terms in sa- on the tablets appear to derive from non-Greek sources. (The only probable exception is sa-pa-ka-te-ri-jaat Knossos, where the initial sa-pa- appears—exceptionally—to represent spha-.) Moreover, names in -me with a non-Greek appearance include pi-ja-se-me (KN As (2) 1516. 19), whose initial pi-ja-, shared with pi-ja-ma-so (PY Fn 324. 11) and pi-ja-mu-nu (KN Ap 5748. 2), is often compared with Anatolian pi-ja- ‘give’ (and especially Luwian pi-ja-ma- ‘gave’) in names such as Pijamaradu; probably ze-me(-qe[) (KN L 588. 1); and possibly ke-ma-qe-me (KN Uf (2) 839. a) and si-ra-pe-te-m . e. (KN V (6) 832. 2) (to which I would myself add as further possibilities di-du-me (KN L 588. 3) and ra-te-me (KN V (4) 653. 4): see the Appendix below). *16 o-ke-te-u : ]o-ke-te Though Greek interpretations of o-ke-te-u (PY Jn 693. 6) have been suggested, none is generally accepted. Palmer (1963: 51) proposes /Okteus/, i.e. a ‘numerical’ proper name derived from Uκτ# ‘eight’; Ventris and Chadwick (1956: 422), and Chadwick (1973: 564), tentatively suggest /Okheteus/ (cf. Uχετς ‘channel’), though this would involve abandoning the (plausible) explanation of Uχετς as containing the root *wegh- ‘I transport’; while Georgiev suggests /Onkh»esteus/, comparing the place name :Ογχηστς. Even if the name is Greek, however, it is far from certain that ]o-ke-te (KN Xd 116. a) is its equivalent with an -»es ending. First, though the term is probably complete at the left (we dot the square bracket in KT5), it is not certainly a personal name. And second, even if it is a personal name, there are grounds for suspecting that it is of non-Greek origin. Names in -te which are di¶cult to explain in terms of Greek include ku-pe-re-te (KN B (5) 799 v. 1), po-ki-te (KN B (5) 806. 3), qo-ja-te (KN Od 667 lat. inf.; Od (1) 681. b), and perhaps ki-te (KN L 588. 3); and it is noticeable that another is o-ko-te (KN Vc (1) 126; Vd 7545; Xd 7558), which is so reminiscent of o-ke-te that Risch himself (1987: 286 n. 21) wonders whether it might not be a variant spelling of it.  See e.g. Risch (1987: 289–90).  Chantraine (1968–80: 844) notes that some usages of Uχω might suggest that besides the Uχω derived from *wegh- there was also an Uχω derived from *segh- ‘hold’, ‘contain’. As he also notes, however, these could be due to popular etymology.  See Landau (1958: 89). 224 John Killen 14 (pe-re-ke-u) : pe-re-ke (?) *17 a -ke-u : a -ke[ 3 3 Neither of these ‘pairs’ can safely be adduced in support of Risch’s case. As Risch himself notes (1987: 287), pe-re-ke (KN L 520. 1) is not certainly a personal name (for arguments in favour of taking it as /plekei/ ‘(it) weaves’, as L. R. Palmer has suggested (1963: 297), see Killen 1996–7: 125–6); and not only is it not now generally believed that a -ke-u (PY Ta 641. 1) is a personal 3 name, the fragment containing a -ke[ (1443) has been joined to KN Dv 3 1139, making it clear that the term is not complete, but is part of the name a -ke-ta. 3 3 pe-ri-to-wo : pe-ri-te-u : pe-ri-te pe-ri-to-wo (KN Vc (1) 195; V (3) 655. 2; X 9198) is very likely /Perithowos/; and pe-ri-te-u (KN B (5) 5025. 1, C 954. 2, PY An 654. 1) could be a hypocoristic /Peritheus/ derived from it (though another suggestion is that it is /Perintheus/, in origin an ethnic derived from the place name Πρινθος, and a third that it is /Peristheus/, a hypocoristic derived from Περισθνης). There is a problem, however, for Risch’s hypothesis as regards pe-ri-te (PY Vn 130. 2). Like all previous commentators, Risch takes this as dative; but he suggests that it is the dative in -e of a nominative in -e, thus leaving open the possibility that the name is /Perith»es/, corresponding to /Peritheus/ (Risch 1987: 287, 292). There are, however, severe di¶culties for the view that besides the regular -e(h)os, -e(h)i declension of terms in -»es in Mycenaean (pe-ri-me-de-o, e-u-me-de-i, pa-de-i, etc.) there is also evidence for datives in -e. Among the forms that are regularly quoted in support of this contention are pu-ke on MY Ge 604. 5 and the theonyms pa-de and a-re at Knossos. As I have argued, however, first in Killen (1992: 357 n. 16), and again in a paper delivered in 2000 (Killen forthcoming), all three of these terms are probably better explained as nominatives. (As I note in Killen forthcoming, for instance, support for the conclusion that pa-de and a-re are nominatives of rubric on the Fp tablets is provided by the parallel *56-ti on Fp (1) 15. 2, which we now know is very unlikely to be dative, and must therefore probably be a nominative of rubric (as e-ri-nu in parallel to pa-de on Fp (1) 1 almost certainly is: Killen 1992: 356).) It follows, therefore, that if pe-ri-te is dative, it is almost certainly dative of a consonant-stem      See e.g. Chadwick (1973: 536). For a di·erent view, however, see Ruijgh (1967: 194). See e.g. Chadwick (1973: 571).  See e.g. Ventris and Chadwick (1956: 191, 423). See e.g. Ruijgh (1967: 257 n. 116). For this suggestion, see e.g. Ruijgh (1967: 88). pa-de Fp (1) 1. 4, 48. 2; Fs 8. ; Ga (3) 456. 1; a-re Fp (1) 14. 2; Mc 4462. . Names in -e and -e-u in Mycenaean Greek 225 name. (Ilievski 1959: 110 n. 19 suggests /Peirins/, comparing the term for ‘chariot-basket’ in Homer.) It should, however, be added that it is perhaps not entirely inconceivable that pe-ri-te is nominative, and not dative. In the parallel entries on Vn 130. 3–13, the preposition pa-ro is followed by a personal name in the dative. In the entry in line 2, however, the first in the series, pe-ri-te precedes pa-ro, which is written above and to the right of it. Is it possible, the question comes to mind, that the scribe here began with the intention of writing the names of the suppliers (?) of the vessels (?) that are dealt with on the tablet in the nominative, and did so in this first instance; then decided to alter the pattern of entry on the tablet from nominative of rubric to prepositional phrase; added the pa-ro after pe-ri-te; but failed to make the necessary change in its case form? Such a scenario does not seem inconceivable; on the other hand, there can clearly be no certainty that this is what did happen, and we cannot therefore regard pe-ri-te as an -»es equivalent of pe-ri-te-u with any real confidence. And even if it is this, the possibility would still be open that it is not /Perith»es/ from /Perithowos/ but /Peristh»es/ from /Peristhen»es/, i.e. a name comparable to the -»es shortened names of Classical Greek. 1 mo-ro-qo-ro : mo-re-u : mo-re The personal name mo-ro-qo-ro (PY Ea 439, 800) is attractively, though inevitably not certainly, interpreted as /Molog wros/; the descriptive term µολοβρς ‘glutton’, which may in origin be a compound meaning ‘animal which eats plant-shoots’ (Chantraine 1968–80 s.v.), occurs in the Odyssey (17. 219+), and the name Μλοβρος is found in Thucydides (4. 8. 9). mo-re-u (PY Jn 389. 6; Jn 431. 13; Jn 750. 10) might then be a hypocoristic derived from this, or from another compound in mo-r-. (Risch also mentions the title mo-ro-qa, perhaps /mo(i)ro-qqu»as/ ‘share-holder’, in this connection.) On the other hand, Chadwick (1973: 562), Perpillou (1973: 216), and others have suggested that the term might be /M»oleus/, from the Homeric word µ$λος ‘struggle, toil of war’. (As Perpillou notes, this term is preserved in Classical anthroponymy in the name Ε,µωλων (Bechtel 1917: 325).) But what of mo-re (KN Dv 1214)? Once again, there must at least be some doubt as to whether this is a term of Greek origin. Non-Greek-looking names in -re are relatively common on the tablets, particularly at Knossos, among them the theonym a-re and the personal names su-ke-re (KN As 40. 6; As (2) 1516. 20), da-nwa-re (KN Db 1302; Sc 5058), i-za-re (KN B (5)  Cf. Ruijgh (1967: 257 n. 116).  See e.g. Chadwick (1973: 562). 226 John Killen 805. 3), and wa-*86-re (KN Dc 1117); and while disyllabic names of this type are certainly rare, a-re is clearly one, and ke-re (As (2) 1516. 17; B (5) 805. 4) may be another. (Though ke-re could be /Kr»es/, lit. ‘(the) Cretan’, it might alternatively have links with su-ke-re.) Again, while the syllable mo is not as common as others in names of non-Greek appearance (it may be significant that this is one of the Linear B signs which do not seem to occur in Linear A), it does appear in a number: de-ni-mo (KN Dc 1303), u-ra-mo-no (KN As (2) 1516. 6; Da 1315), ku-mo-no-so (KN Da 1313; cf. ku-mo-no KN Dk (1) 945, though this might be Greek /Gumnos/), mo-ni-ko (KN Da 1288; V (2) 337 v. 1), ka-mo-ni-jo (KN Da 1293), mo-da (PY Jn 601. 5), mo-i-da (MY Au 102. 8, 657. 3). It is true that we have no certain example of an ending Co-re in an apparently non-Greek name, if we exclude, as we should, ]p.a.-mo-re[ on KN X 8832 (the reading here, though reasonably secure, cannot be relied on; the word is not certainly complete; and the status of the term remains uncertain). It is possible, however, that me-to-re (KN Da 5295; Og (2) <4467>. 2; PY Na 924; TH Fq 132. 5+) provides a counter-example. Though Risch (1987: 297) suggests that this might be /Met»or»es/ ‘living between the mountains’, other commentators prefer to leave it uninterpreted, and a non-Greek origin clearly cannot be excluded. It does not seem impossible, therefore, that mo-re is another Knossian non-Greek name, and that even if mo-re-u contains a Greek root, it has no connection with it. 2 Τρπανδρος, Τερψιχρη : te-pe-u : te-pe As we have seen, it has for long been suggested that te-pe is a hypocoristic Τρπης, and it is certainly in favour of a Greek interpretation of the word that we have no evidence for non-Greek names in -pe. Even if it is Τρπης, however, the question will still remain whether Landau and Neumann are right in taking it as based on an -»es compound name, like :Επιτρπης, or Risch right in taking it as based on Τρπανδρος vel sim. But what of te-pe-u? This could certainly be /Terpeus/ and be derived from Τρπανδρος vel sim.; among those who have envisaged this possibility before Risch is Chadwick (1973: 585: ‘te-pe-u . . MN: Terpeus? [Formed on Τρπανδρος?]’). Equally, however, there can be no certainty that both terms contain the same root. For instance, it is not perhaps wholly inconceivable that te-pe-u is in origin the masculine equivalent of the feminine trade name te-pe-ja ‘maker of te-pa cloth’ (KN Le 641. 4; PY Ad 921; TH Of 35. 1). Though te-pa cloth was normally woven by women, and there is scant evidence for men weavers of any kind on the records, it is not impossible that there were some male Names in -e and -e-u in Mycenaean Greek 227 weavers of this fabric, just as there is now evidence (at Thebes) for male *o-nu-ke-we ‘makers or users of o-nu-ke decoration’, as well as the female o-nu-ke-ja who are recorded among the textile workers at Pylos. 10 pu -ke-qi-ri : pu -ke 2 (2) Though Risch does not mention it, there must be a reasonably good chance, # (1958: 254 n. 25) and Lejeune (1972: given the length of the term, that Cop 152 n. 63) are correct in interpreting pu -ke-qi-ri (PY Ta 711. 1; also attested 2 in the dative pu -ke-qi-ri-ne on the recently published TH Gp 119. 1 and 2 via the derived pu -ke-qi-ri-ne-ja on Th Of 27. 3) as /Phugeg wr»§s/, a name 2 meaning ‘he who avoids the burden’. Though compounds involving φυγas their first member in Classical Greek always show φυγο- (Chantraine 1968–80 s.v. φε3γω), *φυγε- must have been the original form, and is therefore entirely conceivable for Mycenaean; βρ, βρθος could well be derived from a root with an initial labiovelar (*g wr»§-) (Chantraine 1968–80 # and Lejeune have suggested s.v. βριαρς); and names with the sense Cop for pu -ke-qi-ri are certainly attested in later Greek. (Lejeune 1972: 152 n. 63 2 mentions Φυγοστρατδης etc. as well as more complimentary equivalents in Μεν-: Μναιχµος, Μενεκρ)της, etc.) But what of Risch’s suggestion that pu -ke (also spelt pu-ke) is a short2 ened name derived from pu -ke-qi-ri, i.e. if pu -ke-qi-ri is /Phugeg wr»§s/, a 2 2 hypocoristic /Phug»es/? It is clearly an attraction of Risch’s proposal that pu -ke and pu -ke-qi-ri are the only names attested on the tablets which 2 2 begin with pu -ke(-); and it is di¶cult to argue that pu -ke is a non-Greek 2 2 name which if pu -ke-qi-ri is /Phugeg wr»§s/ has nothing to do with it. 2 Though names in -ke are anyway very rare, the only certain examples being the woman’s name si-nu-ke at Knossos (Ap 639. 11) and the men’s names ka-ke and ]-we-ke at the same site (As (2) 1516. 10; B (5) 799. 5), and while si-nu-ke at least seems certain to be of non-Greek provenance, none of these names is from the mainland. That pu -ke is a short form of pu -ke2 2 qi-ri clearly cannot be excluded as a possibility; at the same time, however, the possibility must also remain open that pu -ke is indeed /Phug»es/, but 2  For the dative singular o-nu-ke-wi at Thebes, see Oh 206. 2; for o-nu-ke-ja at Pylos, see Ab 194, Ad 675.  Professor Ruijgh suggests another possibility to me: ‘he who escapes heavy violence’. (He notes that the zero-grade stem *gwrih - of βριαρς might be an amalgam of *gwrh 2 ‡ 2 ‘heavy’ and *gwih - ‘violence’ (cf. βαρ3ς, βα).) 2  As both Professor Ruijgh and Dr Mei¢ner point out to me, the ο of φυγοπτλεµος etc. is likely to derive analogically from the contrasting φιλοπτλεµος etc.  Note Heubeck’s comment (1961: 45 n. 69): ‘Griech. ist viell. auch pu -ke . . .’. 2 228 John Killen is derived, like the Classical hypocoristics in -»es, from a compound name which is itself in -»es. Though we have no evidence in Classical Greek for a name *Φ3γης derived from an -ηςcompound name, we do, as we have seen, have Μνης, which it is possible in some cases at least has been shortened from a name in Μενε-; and there is clearly no reason in principle why a name of this type might not have existed. 11 a-e-ri-qo-ta : a-e-ri-qe (?) Though the interpretation of a-e-ri-qo-ta remains controversial, it is clearly a compound name of Greek origin; and it is di¶cult to dissociate the three initial syllables of the term from a-e-ri(-qe) on PY Jn 832. 1. If, therefore, the -qe here were part of the name, it would undoubtedly be attractive to take this as a hypocoristic in -»es derived from a-e-ri-qo-ta, just as the certainly complete a-e-ri-qo on PY An 192. 2, Jn 431. 13 is attractively interpreted as a hypocoristic in -»on or -os derived from the same name. Unfortunately, however, it is very uncertain that -qe, which is written above the level of the rest of the term, is part of the name and not the copulative -qe, /-k we/ ‘and’. Indeed, given the context, the latter can even be argued to be the likelier of the two possible explanations of the sign: in which case a-e-ri is perhaps to be explained as a hypocoristic /A(h)eris/, again derived from a-e-ri-qo-ta. 12 ka-ke-u : ka-ke As we have noted earlier, ka-ke-u, the name of a smith on PY Jn 750. 8, is doubtless /Khalkeus/. This is certainly the meaning of ka-ke-u when it occurs as a trade name on the Jn tablets and elsewhere at Pylos; and ‘noms parlants’ of workers are not unknown on the tablets: cf. po-me, almost certainly /Poim»en/, the name of a shepherd or sheep-owner at Knossos (Dd 1376). But what of ka-ke, attested as a name on KN As (2) 1516. 10? Though we clearly cannot exclude the possibility that this is an -»es alternative form of /Khalkeus/, it would equally be unwise to dismiss the possibility that it is a non-Greek name which has nothing to do with ka-ke-u. As we have seen under 10 above, while names in -ke are exceptionally rare  See p. 217 above.  For the suggestion that the first element is A(h)eri-, dative of an otherwise unattested e-grade variant of ορ ‘sword’, and not, as generally (and I believe more plausibly) supposed, A»(h)eri- (cf. Hom. Kρι ‘at dawn’), see Hajnal (1992). On the second element, see e.g. Leukart (1994: 48–66).  See e.g. Ruijgh (1967: 296 n. 27).  See e.g. Duhoux (1976: 107).  See e.g. Ruijgh (1967: 296 n. 27). Names in -e and -e-u in Mycenaean Greek 229 on the tablets, and while one of them, pu -ke/pu-ke at Mycenae, stands a 2 reasonable chance of being Greek, the woman’s name si-nu-ke at Knossos is evidently of non-Greek origin, and the same might be true of ]-we-ke at the same site. It would certainly not come as a surprise if ka-ke were nonGreek, given its context. Of the thirty-one names which are recorded on KN As(2) 1516 as those of the members of the establishment of the l»aw»aget»as at Knossos, of which ka-ke is one, twenty-eight are included by Chadwick (1973) in the Glossary. Of these, only two (a-ko-ra-jo and ka-ri-se-u) are regarded by Chadwick as certainly Greek; four (po-to, pi-ri-no, i-te-u, and pu-wo) are given as possibly Greek; and the remainder (twenty-two names), including ka-ke and pu-te (see below), are left uninterpreted, and in most cases at least are plainly of non-Greek origin. 13 pu-te-u : pu-te Two alternative explanations have been o·ered in the past for pu-te-u (PY Jn 431. 12): that it is either /P»utheus/ or /Phuteus/. If either explanation is correct, the term could clearly be a hypocoristic: as Perpillou has noted (1973: 173), a hypocoristic *Πυθε3ς (from a name like Πυθαγρας) is attested by way of the name Πυθεδης in the fifth century ; while /Phuteus/ (mentioned as a name in the Etymologicum Magnum and by Stephanus of Byzantium: Perpillou 1973: 215) could be a hypocoristic of a name in -phutos (cf. Πρσφυτος, Bechtel 1917: 460). Note, too, the names pu-ti-ja and pu -ti-ja at Pylos: unless the pu- stands for phu-, the first might be 2 /P»uthi»as/, another hypocoristic derived from Πυθαγρας vel sim., and the second /Phuti»as/, another hypocoristic from a name in -phutos (Ruijgh 1967: 159). But what of pu-te, attested, like ka-ke, on KN As (2) 1516? There must be real uncertainty as to whether this forms a pair with pu-te-u of the type which Risch is positing. As is often pointed out, it might not even end in -»es; since the occupational term pu-te /pu -te, /phut»er/ ‘planter 2 (of orchards)’ is attested on the tablets, including at Knossos, it might be a name /Phut»er/ derived from this. Risch notes, rightly, that names derived from agent nouns in -t»er are otherwise di¶cult to point to in Mycenaean; and names derived from trade names in -eus, fem. -eia, are certainly more common. (See ka-ke-u, /Khalkeus/; ke-ra-me-ja, /Kerameia/ (cf. ke-ra-me-u, /kerameus/ ‘potter’); po-ni-ke-ja, very likely /Phoinikeia/  See e.g. Chadwick (1973: 575).  See e.g. Landau (1958: 113).  Though, as Dr Mei¢ner points out to me, in later Greek, when -t»er has by and large been replaced by -t»es, names like Να3της are not uncommon. 230 John Killen and derived from the feminine of */phoinikeus/ ‘worker in purple’.) Given, however, that names derived from occupational terms, of various types, are relatively frequent on the tablets, it would clearly be unwise to exclude the possibility that pu-te is one of them. Another possibility is that it is a hypocoristic Πυθ ν, a name attested in the fifth century  (Thuc. 6. 104. 1) (Heubeck 1961: 46). Alternatively, it might be a name with a non-Greek root. As we have already noted under 16, apparently non-Greek names in -te on the tablets include ku-pe-re-te, po-ki-te, qo-ja-te, o-ko-te, and perhaps ki-te; and many of the names with initial pu- on the tablets also appear to have non-Greek origins, including pu-da-so[ (KN), pu-ma-ra-ko (PY), pu-na-to (KN), pu-nu-so (KN), pu-ri (KN), pu-wa-ne (PY), pu-za-ko (PY), and pu-zo (KN). What conclusions should we draw in the light of this information? Despite the di¶culties in handling this material, for the reasons we mentioned at the outset, the following observations do seem warranted. 1. Some of the items of evidence adduced by Risch in support of his contention have certainly to be disregarded in the light of new evidence. See the discussion under 4, 5 of ku-ne and qo-we and under *17 of a -ke[. 3 Doubts must also exist about the status as names of pe-re-ke (see 14) and ]we-ke-se (see 7). 2. It is striking how many of the names in -»es which appear in Risch’s table occur at Knossos, and there alone. Given that names at Knossos are known to include a large number which are of non-Greek provenance, the possibility inevitably suggests itself that some at least of these names have a similar origin: that they are not short or shortened names with Greek roots, as Risch’s hypothesis requires. These suspicions are increased when it can be shown that a number of these terms have elements in their forms which  See the references in n. 1 above.  Compare Heubeck (1961: 46): ‘Die meisten der auf -e endigenden PN der Lineartafeln stammen aus Knossos und machen wiederum einen ungriech. Eindruck.’ (The list that follows this comment includes, besides names like ke-re and pu-te, which Heubeck thinks are probably Greek, the following of the names discussed or mentioned in this paper, none of which he suggests has a Greek origin (bold indicates names mentioned in Risch’s table): e-ke-se, i-ka-se, i-za-re, ka-ke, ku-pe-re-te, me-to-re, mo-re, pi-ja-se-me, po-ki-te, qo-ja-te, ra-te-me, si-nu-ke, su-ke-re, te-ra-pe-te, wa-je, wa-*86-re, ze-me(-qe).) Risch himself notes the frequency with which the -e members of his supposed ‘pairs’ occur at Knossos, with the -e-u members at Pylos (1987: 293), but naturally does not conclude from this that the -e names are non-Greek (though he asks the reader to compare Ilievski 1978: 21, which refers to Landau’s observation—see n. 1 above—that a greater percentage of non-Greek names occurs at Knossos than on the mainland). For a similar observation about Mycenaean personal names in -i, viz. that a significantly higher proportion occurs at Knossos than on Names in -e and -e-u in Mycenaean Greek 231 they share with names which are certainly or probably from non-Greek sources. Names which appear from parallels to have a strong chance of being non-Greek are e-ke-se (see 8), i-ke-se (see 9), and ]o-ke-te (see *16); and at least a degree of suspicion must also fall on ]s.a.-me (see 15), ka-ke (see 12), pu-te (see 13), which might alternatively not be a name in -»es at all, but one in -t»er, and mo-re (see 1). Note that this list includes all the terms in the table which on Risch’s hypothesis have to be explained as short rather than shortened names, viz. ]o-ke-te, ]s.a.-me, ka-ke, and pu-te. If these were all Greek terms in -»es, the appearance of names of this type only at Knossos would be somewhat surprising, and must again raise doubts in the mind as to whether Risch is correct in interpreting them as Greek. 3. In contrast, the two strongest contenders for identification as shortened (Greek) names in -»es come from the mainland: 2 te-pe and 10 pu -ke/pu-ke. 2 In both cases, however, we cannot exclude the possibility that they are derived from compound names which are themselves in -»es, rather than from names of other types (Τρπανδρος, /Phugeg wr»§s/), as Risch suggests. 4. Finally, as regards the names in -e-u in Table 15.1, some could certainly be hypocoristics. Although, as Perpillou has noted (1973: 212–13), the opaqueness of the Linear B writing system makes identifications of individual examples of these very uncertain, short names in -ε3ς are common in later Greek, and it would not be surprising if they were also present in Mycenaean. As regards Risch’s ‘pairs’, however, not only must there be doubt as to whether any of the items on the -e side of the equation are in fact shortened or short names in -»es of the type he is positing (rather than non-Greek names, or Greek names in -»es which have been shortened from compounds in -»es), it is also open to question whether some at least of their supposed -e-u partners in fact contain the same roots: whether mo-re-u, for example, contains the same root as mo-re. Apart from the opaqueness of the writing system, the existence of large numbers of terms in -e-u in Mycenaean makes such accidental homography a substantial risk. It is also just possible that a further phenomenon lies behind some of these ‘pairs’. Quite commonly on the tablets we find what appears to be the same non-Greek personal name in two or more di·erent forms: which in some cases at least appears to reflect a desire to give a non-Greek name a more Greek-looking appearance. Among such doublets are du-ni (KN) the mainland, and that this skew is again to be explained as due to the non-Greek origin of many of the Knossos names, see Morpurgo Davies (1999: 400–1).  See Perpillou (1973: 213–14) for discussion of possible examples.  Killen (1992: 358–9); Morpurgo Davies (1999: 400–1). (Note that one of the possible 232 John Killen vs. du-ni-jo (KN, PY), du-ri (KN) vs. du-re-u (PY), and tu-ti (KN) vs. tu-tije-u/tu-si-je-u (PY); and while we have no certain example of a ‘pair’ of this kind involving an -e name on the one hand and an -e-u name on the other, there are a few possible examples of this, including ke-re (KN) vs. ke-re-u (KN, PY), if ke-re is non-Greek and not e.g. /Kr»es/ (see under 1 above), and pa-de (KN) vs. pa-de-u (PY), if the latter is not ‘priest of Pa-de’ or a man’s name. (One also recalls 9ρε3ς as the form of the god’s name Xρης in Lesbian and Boeotian.) It is just possible, therefore, that some of the ‘pairs’ in Risch’s list have a similar explanation: that o-ke-te-u (PY) is not Greek /Okteus/, /Okheteus/, vel sim. but a -eus form of a non-Greek name ]o-ke-te (KN); that mo-re-u (PY) is not Greek /M»oleus/ vel sim. but a -eus form of a non-Greek name mo-re (KN); etc. (As in Homer, many of the -eus names in Mycenaean do not have a Greek etymology.) In sum, then, while it is clearly impossible to rule out the possibility that Mycenanean contains short and shortened Greek names in -»es which have a di·erent origin from those in Classical Greek, there must equally be considerable doubt as to whether Risch’s hypothesis is correct. APPENDIX Besides his pairs of names ending in -e and -e-u, Risch suggests that we have examples of pairs involving (Greek) names in -e and -o. He mentions in this connection di-du-me KN L 588. 3 (though he admits that the term occurs in an unclear context) vs. di-du-mo MY Oe 129. a (dat.) (cf. di-du-mo[ KN X 5751), lit. ‘Twin’, and ko-we KN Ws 8498. γ, which he suggests may be a name /Korw»es/, contrasting with the appellative ko-wo, /korwos/ ‘son’. He then draws attention to three further names in -e: (i) pa-re KN Dl (1) 8177, Sc 247, 249?, with which he compares pa-ra-to KN Db 1373 and pa-ra-ti-jo KN C(2) 914. ; (ii) ko-sa-ma-ne ‘pairs’ I mention in Killen 1992, ma-di : ma-di-j.o.[, should probably be excluded from the list. As we now know, thanks to the evidence of datives like ma-di-je on the recently published tablets from Thebes, the inflexion of many (and possibly all) i-stem terms in Mycenaean mirrors that of the u-stems, which makes it likely that ma-di-jo (if it is the correct reading) is not an alternative, Graecized form of the nominative ma-di, but the genitive of the name. On the other hand, it is now more likely that qe-ri : qe-ri-jo is such a ‘pair’. I noted that qe-ri might be /Kwh»eris/, Gr. Th»eris, and qe-ri-jo /K wh»eri»on/, Gr. Th»eri»on, but ought to have added that the appearance of the genitive qe-ri-jo-jo (which is clearly the genitive of a name in -os, not -»on) on the Thebes sealing Wu 58, first published in 1990, must inevitably raise doubts about the second interpretation.)  For the suggestion that this is a theonym, and should be compared with the Knossian god’s name pa-de, see e.g. Palmer (1963: 259).  See e.g. Ruijgh (1967: 88 n. 73) (who also, however, notes that it could be a theonym).  See e.g. Lejeune (1958: 339). Names in -e and -e-u in Mycenaean Greek 233 PY An 615. 16 (not, he notes, certainly a personal name), with which he compares ko-sa-ma-to KN Ga (1) 685, PY Ep 212. 8+; and (iii) ra-te-me KN V (4) 653. 4, which he tentatively suggests may be a name beginning with /Lathe-/, for which first element he compares λαθ)νεµος (Simon. 508. 4 Page) and λαθικηδ ς (Hom. Il. 22. 83). There must, however, be serious question as to whether any of these terms, all but one of which are at Knossos, do have Greek roots. Taking the last three names first, though pa-re might be Greek /Phal»es/ vel sim., it might equally be a non-Greek name in -re (see under 1 above); neither ko-sa-ma-ne (which stands a very good chance of being a man’s name) or ko-sa-ma-to is readily explicable in terms of Greek, and names in -ne on the records include the apparently nonGreek wo-si-jo-ne (KN), pa-ra-ne (KN), wi-ra-ne (KN), and pu-wa-ne (PY); and ra-te-me could equally be non-Greek: on non-Greek names ending in -me, see under 15 above. Nor can there be any confidence that ko-we and di-du-me are Greek. ko-we (on a sealing) remains entirely obscure; and while di-du-me might well be a personal name (the first in a sequence of three quoted in asyndeton), and while it is immediately attractive to compare it with Greek δδυµος, used as a name at Mycenae and perhaps elsewhere at Knossos, the resemblance might only be fortuitous. On non-Greek names in -me, see under 15; and for names with apparently non-Greek roots which show the initial sequence di-d- see di-de-ro KN Dv 1504 (with which is regularly compared di-de-ru, probably attested in Linear A), di-de[ KN B(5) 799. 4 (which might again be di-de-ro), and possibly di-da-ma-o PY Xa 184.        Bechtel, F. 1917: Die historischen Personennamen des Griechischen bis zur Kaiserzeit (Halle: Niemeyer). Chadwick, J., 1973: Documents in Mycenaean Greek, 2nd edn. (Cambridge: Cambridge University Press). 1985: ‘What Do We Know about Mycenaean Religion?’, in Davies and Duhoux (1985), 191–202. Chantraine, P. 1968–80: Dictionnaire e‹tymologique de la langue grecque (4 vols.; Paris: Klincksieck). # # antika, 8: 241–64. Cop, B. 1958: ‘Zwei mykenisch-griechische Wortdeutungen’, Ziva Davies, A. M., and Duhoux, Y. (eds.). 1985: Linear B: A 1984 Survey (Louvain-laNeuve: Cabay). Deger-Jalkotzy, S., Hiller, S., and Panagl, O. (eds.). 1999: Floreant Studia Mycenaea:  See e.g. Chadwick (1973: 568): ‘Phal»es?’  It is followed immediately by VIR 1, and the terms in parallel position on An 615. 13 and .15 are ]r.e.-u-ko (cf. the MN re-u-ko on MY Oi 705. 2) and wa-ra-ki-no (cf. the MN wa-ra-ko-no on PY Jn 845. 12). 234 John Killen • sterreiAkten des X. Internationalen Mykenologischen Colloquiums (Vienna, O chische Akademie der Wissenschaften). Duhoux, Y. 1976: Aspects du vocabulaire ‹economique myc‹enien (cadastre–artisanat– fiscalit‹e) (Amsterdam: Hakkert). Godart, L., Killen, J. T., and Olivier, J.-P. 1970: ‘123 raccords de fragments dans les tablettes de Cnossos’, Minos, 10: 151–65. Hajnal, I. 1992: ‘Der mykenische Personenname a-e-ri-qo-ta’, in Olivier (1992), 285–301. H•andel, P., and Meid, W. (eds.). 1983: Festschrift f•ur Robert Muth: Zum 65. Geburtstag am 1. Januar 1981 dargebracht von Freunden und Kollegen (Innsbrucker Beitr•age zur Kulturwissenschaft, 22; Innsbruck: Amoe, Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Heubeck, A. 1957: ‘Weitere Bemerkungen zu den griechischen Personennamen auf den Linear B-Tafeln’, Beitr•age zur Namenforschung, 8: 268–78. 1961: Praegraeca: Sprachliche Untersuchungen zum vorgriechisch-indogermanischen Substrat (Erlanger Forschungen, 12; Erlangen: Universit•atsbund Erlangen). 1983: Review of H. von Kamptz, Homerische Personennamen: Sprachwissenschaftliche und historische Klassifikation (1982), in G•ottingische Gelehrte Anzeigen, 235: 177–180. and Neumann, G. (eds.). 1983: Res Mycenaea: Akten des VII. Internationalen Mykenologischen Colloquiums (G•ottingen: Vandenhoeck @ Ruprecht). # antika, 9: 105–28. Ilievski, P. H. 1959: ‘The Adverbial Su¶x -θεν in Mycenaean’, Ziva 1978: ‘Some Observations on Mycenaean Personal Names of Non-Greek Origin’, in Actes du IIe Congr›es International des E‹tudes du Sud-Est Europ‹een, iv (Athens: Association Internationale des E‹tudes du Sud-Est Europ‹een), 9–23. and Crepajac, L. (eds.). 1987: Tractata Mycenaea. Proceedings of the Eighth International Colloquium on Mycenaean Studies (Skopje: Macedonian Academy of Sciences and Arts). Killen, J. T. 1987: ‘Notes on the Knossos Tablets’, in Killen, Melena, and Olivier (1987), 319–31. 1992: ‘Names in -i on the Knossos Tablets’ in Olivier (1992), 351–63. 1996–7: ‘The Find-Places of the Tablets from the Western Magazines at Knossos: Some Matters Arising’, Minos, 31–2: 123–32. Forthcoming: ‘The Language of Religious Texts: Some Fresh Thoughts on Old Problems’, to appear in Proceedings of the 11th International Mycenological Colloquium (Austin, Texas, 2000). Melena, J. L, and Olivier, J.-P. (eds.). 1987: Studies in Mycenaean and Classical Greek Presented to John Chadwick (Minos, 20–2; Salamanca: Ediciones Universidad de Salamanca). Landau, O. 1958: Mykenisch-griechische Personennamen (Studia Graeca et Latina Gothoburgensia, 7; G•oteborg: Almqvist @ Wiksell). Lejeune, M. 1958. M‹emoires de philologie myc‹enienne, vol. i (Paris: Centre National de la Recherche Scientifique). Names in -e and -e-u in Mycenaean Greek 235 1972: M‹emoires de philologie myc‹enienne, vol. iii (Rome: Edizioni dell’Ateneo). • sterreiLeukart, A. 1994: Die fr•uhgriechischen Nomina auf -t»as und -»as (Vienna: O chische Akademie der Wissenschaften). Morpurgo Davies, A. 1999: ‘The Morphology of Personal Names in Mycenaean and Greek: Some Observations’, in Deger-Jalkotzy, Hiller, and Panagl (1999), 389–405. Neumann, G. 1983: ‘Zur Deutung einiger mykenischer Personennamen’, in Heubeck and Neumann (1983), 328–34. Olivier, J.-P. (ed.). 1992: Mykena•§ka: actes du IXe colloque international sur les texts myc‹eniens et e‹g‹eens (Bulletin de correspondance hell‹enique, suppl. 25; Athens and Paris: E‹cole Franc«aise d’Ath›enes). Palmer, L. R. 1963: The Interpretation of Mycenaean Greek Texts (Oxford: Clarendon Press). 1983: ‘Studies in Mycenaean Religion’, in H•andel and Meid (1983), 283–96. Perpillou, J.-L. 1973: Les Substantifs grecs en -ε3ς (Paris: Klincksieck). Piteros, C., Olivier, J.-P., and Melena, J. L. 1990: ‘Les inscriptions en lin‹eaire B des nodules de Th›ebes (1982): la fouille, les documents, les possibilit‹es d’interpr‹etation’, Bulletin de correspondance hell‹enique, 114: 103–84. Risch, E. 1987: ‘Die mykenischen Personennamen auf -e’, in Ilievski and Crepajac (1987), 281–98. Ruijgh, C. J. 1967: E‹tudes sur la grammaire et le vocabulaire du grec myc‹enien (Amsterdam: Hakkert). 1996: Scripta Minora ad Linguam Graecam Pertinentia, vol. ii (Amsterdam: Gieben). Ventris, M., and Chadwick, J., 1956: Documents in Mycenaean Greek (Cambridge: Cambridge University Press). 16 Sella, subsellium, meretrix : sonantes-voyelles et ‘e·et Saussure’ en grec ancien Charles de Lamberterie En 1967, Anna Morpurgo Davies a pr‹esent‹e au premier Congr›es international de myc‹enologie, qui se tenait a› Rome, une communication sur le traitement de *r et *l en myc‹enien et en arcado-chypriote (Morpurgo ‡ d’acribie que nous lui connaissons, combin‹e Davies 1968). Avec‡ l’esprit a› un refus salutaire de r‹ep‹eter les id‹ees rec«ues, notre coll›egue et amie conteste l’enseignement traditionnel (‘standard view’) selon lequel *r est repr‹esent‹e par ορ/ρο en arcado-chypriote; elle consid›ere, pour sa part,‡que la vibrante-voyelle aboutit normalement dans ces dialectes a› αρ/ρα. Pour le myc‹enien, en revanche, elle se rallie a› la doctrine dominante selon laquelle *r est repr‹esent‹e par or /ro, mais en retenant certains exemples qui plaident ‡ un traitement ar /ra. L’id‹ee-ma^§tresse de cette e‹ tude est qu’on ne peut pour se satisfaire d’un double traitement, et qu’il faut essayer de trouver un principe de r‹epartition entre les deux r‹ealisations de la vibrante-voyelle. Au terme d’un examen critique de l’ensemble du dossier, A. Morpurgo Davies propose la r›egle suivante: ‘In Mycenaean and Arcado-Cyprian *r tends to evolve in or /ro after u and in ar /ra elsewhere’ (Morpurgo Davies ‡1968: 811). „ Force est de reconna^§tre que les conclusions de cette e‹ tude n’ont pas recueilli une approbation unanime. Le t‹emoignage du chypriote pourrait aller dans le sens de la r›egle propos‹ee, bien que les donn‹ees soient loin d’^etre claires. En revanche, les dialectologues ont g‹en‹eralement refus‹e de suivre A. Morpurgo Davies dans sa contestation du traitement *r > ορ/ρο en arca‡ qu’est l’ordinal dien, et notamment dans son rejet de l’exemple classique arc. ττορτος = att. τταρτος < gr. com. *κ wτρτος, rejet fond‹e sur l’existence ‡  Voir Egetmeyer (›a para^§tre: 80–2), avec la conclusion suivante: ‘La r‹epartition de ar / ra et or /ro est loin d’^etre claire, bien que la majorit‹e des bons exemples pr‹esente /a/. La voyelle labiale dans ka-te-wo-ro-ko-ne /kat‹eworgon/ pourrait e^ tre due a› l’influence du /w/ pr‹ec‹edent, malgr‹e le contre-exemple wa-ri-mi-yo-ne /Warm‹§y»on/ dont l’interpr‹etation est incertaine’ (82). Sella, subsellium, meretrix 237 a› T‹eg‹ee de l’anthroponyme Τταρτος qui repr‹esenterait le traitement authentique de *r dans le dialecte. La critique a› laquelle A. Morpurgo Davies ‡ soumet (›a la suite d’O. Szemer‹enyi) l’interpr‹etation admise de l’‹equation myc. to-pe-za /τρπεζα/ = τρ)πεζα comme reflet d’un e‹ tymon *k wtr-ped-ya ‡ a rencomportant au premier membre une forme du num‹eral ‘quatre’, contr‹e elle aussi de s‹erieuses r‹eticences (Morpurgo Davies 1968: 803–4). Dans une ample e‹ tude parue peu apr›es les Actes du congr›es de Rome, Franc«oise Bader a propos‹e des vues tout aussi radicales que celles d’A. Morpurgo Davies dans le sens exactement oppos‹e, a› savoir que pour les quatre sonantes-voyelles *r, *l, *n et *m ‘le traitement v‹elaire pouvait coexis‡ ‡ n’importe ‡ ‡ quel dialecte du grec alphab‹etique ter avec le traitement -a- dans comme en lin‹eaire B’ (Bader 1969: 51); tout en avouant que ‘la distribution des formes, en l’‹etat actuel de nos connaissances, d‹efie l’analyse structurale, et ne peut e^ tre d‹ecrite qu’empiriquement’ (57), F. Bader soutient qu’il faut n‹eanmoins reconna^§tre cette dualit‹e de traitement. Ou› en est-on de ce d‹ebat plus de trente ans apr›es, et quel est le point de vue le plus plausible? Je me garderai bien, pour ma part, de proner ^ quelque ‘juste milieu’ entre un exc›es de rigueur et un exc›es de laxisme, et cela pour deux raisons: d’abord parce que ce serait quelque peu caricaturer les travaux que je viens de citer que de leur coller les e‹ tiquettes de rigorisme et de laxisme, et ensuite parce que le ‘juste milieu’, dans les d‹ebats scientifiques comme en d’autres domaines, n’est bien souvent que l’alibi d’un conservatisme paresseux. Il est vain de pr‹etendre adopter le point de vue de Sirius, l’essentiel est de faire avancer les questions. Mais pour cela il faut renoncer d’abord a› l’espoir de trouver une solution-miracle qui puisse tout expliquer. On comprend, d›es lors, que dans une e‹ tude post‹erieure consacr‹ee au myc‹enien, A. Morpurgo Davies ait port‹e un diagnostic lucide mais quelque peu d‹esabus‹e: There is no agreement about the development of vocalic liquids and nasals in Mycenaean. Unless we adopt the more drastic view that the liquids at least are still preserved as vocalic r and l indicated by various graphic devices, we must ‡ ‡  Morpurgo Davies (1968: 795–6), avec la conclusion suivante: ‘the final assessment of the origin of ττορτος remains somewhat uncertain’. D‹efense bien argument‹ee de la th›ese classique chez Dubois (1986), tome i, ⅓16 et n. 203 (avec bibl.).  Dans la discussion qui a suivi cette communication, H. M•uhlestein a d‹efendu avec de bons arguments l’interpr‹etation traditionnelle de myc. to- /τορ-/ = τρα- < *kwtr-, en faisant ‡ valoir notamment qu’elle e‹ tait appuy‹ee par to-mi-ka /τρµισκα/ ‘au fil quadruple’ (813). Cette analyse est g‹en‹eralement accept‹ee aujourd’hui: voir en ce sens DELG s.u. µτος et τρ)πεζα, et DMic s.u. to-mi-ka et to-pe-za, avec histoire de la question. L’argument cher a› O. Szemer‹enyi (‘testis unus, testis nullus’), d‹ej›a contestable en lui-m^eme, ne s’applique donc pas. 238 Charles de Lamberterie reckon with di·erent vocalisms as the result of originally unitary phonemes: we have . . . qe-to-ro-po-pi ‘quadrupeds’ with k wetro- < *k wet(w)r - vs. po-da-ko, i.e. podargos < *pod(H )rgos. We are at liberty to explain the a/o ‡alternations as due 2‡ to analogical levellings of various sorts, or to di·erent phonological developments in di·erent environments, or to di·erent dialects in Mycenaean itself, or even to a combination of all these factors. What we lose, however, is the somewhat naive faith in an early ‹etat de langue in which all treatments are wonderfully simple and regular in contrast with the later intricacies. (Morpurgo Davies 1985: 80) Est-ce a› dire qu’il faille renoncer? Je ne le pense pas. Je crois au contraire que ce serait trahir la pens‹ee de notre coll›egue et amie que de voir dans ces lignes une incitation au scepticisme. On peut au moins essayer de poser quelques jalons, et cela dans deux directions: 1. Il faut mettre a› part podargos et, plus g‹en‹eralement, l’ensemble des formes qui se rattachent a› la racine
ργ- ‘briller’. Si cette racine est en grec immobile, c’est que
ργ- repose sur la convergence du degr‹e plein i.-e. *h erg„ - (skr. arj-) et du degr‹e z‹ero *h rg„ - (skr. rj-), en vertu du ph‹enom›ene 2 2 ‡ connu sous le nom de ‘loi de Rix’.‡ En indo-europ‹ een, les ‘laryngales’ (*H) e‹ taient de pures consonnes et avaient donc un coe¶cient de syllabicit‹e inf‹erieur a› celui des sonantes (*R); elles se comportaient a› cet e‹ gard comme les autres obstruentes (*T, *S), ce qui dans notre racine entra^§nait au degr‹e z‹ero une syllabation *h rg„ -, conserv‹ee par l’indo-iranien 2‡ (*h rg„ -r‹o- > v‹ed. rjr‹a-, *h rg„ -i- > rji) et l’anatolien (*h rg„ -i- > hitt. harki2‡ 2‡ 2‡ ‡ ‡ ‘blanc’). L’innovation du grec, partag‹ee par l’arm‹enien, consiste en ce que dans ces langues les laryngales ont accru d’une mani›ere consid‹erable leur coe¶cient de syllabicit‹e, comme le montrent les fameuses ‘voyelles proth‹etiques’ du grec et de l’arm‹enien. Ce coe¶cient est devenu sup‹erieur a› celui des sonantes, avec le r‹esultat que l’‹echelle d‹ecroissante de syllabicit‹e V –R–H–T a e‹ t‹e remani‹ee en V –H–R–T. De l›a un bouleversement de la structure syllabique, a› savoir un d‹eplacement du centre de la syllabe vers l’initiale, car la r‹ealisation vocalique de la laryngale a entra^§n‹e une r‹ealisation consonantique de la ci-devant sonante-voyelle: i.-e. *h rg„ - > 2‡ gr.-arm. * rg„ - > gr.
ργ-, arm. arc-, avec coloration en a de la voyelle * 2 d‹egag‹ee par la laryngale *h (de m^eme *h r- > * r- > gr. "ρ-, *h r- > * r- > 2 1‡ 3‡ 1 3 gr. Uρ-). En d’autres termes, l’expression saussurienne de ‘quasi-sonantes’ e e e e  L’‹etude la plus r‹ecente sur le r syllabique est celle de Haug (2002: 49–67) (voir ci-dessous ‡ n. 11).  Rix (1970), repris dans Rix (1992: 69). Voir Collinge (1985: 236–7); Mayrhofer (1986: 129–31). Contra: Lindeman (1997: 54–7).  Par cette expression, j’entends l’aptitude plus ou moins grande d’un phon›eme donn‹e a› constituer le centre d’une syllabe. Sella, subsellium, meretrix 239 pour qualifier ce que nous appelons aujourd’hui les laryngales est erron‹ee pour l’indo-europ‹een, mais assez juste pour le grec; ce sont m^eme, a› vrai dire, des ‘super-sonantes’, pour lesquelles il n’y a aucun inconv‹enient a› employer les symboles * , * , * . Dans ces conditions, l’‹equation gr.
ργς < 1 2 3 *
ργρς = skr. rjr‹a- s’explique sans di¶cult‹e, tout comme gr.
ργι = skr. ‡ rji  = hitt. harki-, et l’on comprend l’absence de ορ comme reflet de *r dans ‡toute cette famille: elle vient de ce qu’en grec une s‹equence *HRT-‡ a un ‡ traitement di·‹erent de celui de *TRT-. ‡ 2. La ‘drastic view’ a› laquelle fait allusion A. Morpurgo Davies est l’id‹ee, avanc‹ee par Alfred Heubeck, selon laquelle le flottement entre -o- et -o-rodans certains mots (ainsi ma-to-pu-ro et ma-to-ro-pu-ro) indiquerait qu’›a l’‹epoque de la r‹edaction des tablettes le /r/ e‹ tait encore conserv‹e comme tel dans la langue grecque: vue a› vrai dire‡‘r‹evolutionnaire’, comme le dit notre amie (Morpurgo Davies 1985: 107), et qui se d‹emarque des deux autres tentatives d’explication: celle selon laquelle ma-to- refl‹eterait /µατορ-/ et ma-to-ro- /µατρ-ο-/, avec voyelle de liaison emprunt‹ee aux compos‹es a› premier membre th‹ematique, et celle selon laquelle l’‹el‹ement -ρο- de µατροserait une autre r‹ealisation de l’ancienne sonante-voyelle. Cette solution extr^eme n’a gu›ere e‹ t‹e accept‹ee: ainsi que le remarque a› juste titre R‹emy Viredaz, ‘le rem›ede est pire que le mal’, car si le /r/ existait encore ef‡ notation constante, fectivement a› l’‹epoque des tablettes, on attendrait une alors que nous avons pr‹ecis‹ement le contraire; la di·‹erence de graphie doit bien correspondre a› une di·‹erence de prononciation (Viredaz 1983: 170–1). e e e Ce qui, en revanche, est hautement probable, c’est que la couche la plus ancienne de la langue e‹ pique atteste bel et bien le /r/ syllabique. ‡ prolong‹e Je fais ici r‹ef‹erence au travail pionnier de Hugo M•uhlestein, par les recherches de Paul Wathelet, en me limitant a› l’exemple le plus c‹el›ebre. L’h‹emistiche „„ :Ενυαλ1ω
νδρεϊφντIη # ‘Enualios tueur de guerriers’ (4 ₅ Il.), visiblement formulaire mais monstrueux, tant pour la mor Dans son article de 1968, A. Morpurgo Davies envisageait cette hypoth›ese, mais pour la rejeter: ‘Though Hitt. h|arki#s points to an initial laryngeal this need not have influenced the treatment of the sonant’, dit-elle a› propos de myc. po-da-ko /podargos/ et to-ma-ko /stomargos/ (802). Cela correspondait a› l’‹etat des connaissances de l’‹epoque, mais depuis l’article de Rix (1970) nous pouvons en juger autrement.—J’entends ici par R la vibrante, la lat‹erale et les nasales; sur le traitement des semi-voyelles i/y et u/w dans cet environnement, voir Peters (1980: 5–125).  Cette seconde solution est notamment celle de F. Bader (1969: 17–19). A. Morpurgo Davies, pour sa part, laissait la question ouverte (1968: 802–3 et 807). D’autres auteurs consid›erent ma-to- comme une simple faute pour ma-to-ro- (ainsi Viredaz 1983: 171); mais le fait que cette variation se retrouve ailleurs (ainsi to-no et to-ro-no, sur quoi voir cidessous) invite a› tenir les deux formes pour authentiques.  M•uhlestein (1958: 361–5) (et 1987: 186–7); Wathelet (1966: 170–1). 240 Charles de Lamberterie phologie que pour le m›etre, sous la forme ou› il est transmis, devient parfaitement r‹egulier si l’on admet qu’il recouvre un plus ancien *„„ :Ενυαλ1ω
νρφντRα- # (θωθθωθθωω, avec υ- selon la r›egle), dont le dernier mot est ‡ base de l’anthroponyme de Cnossos a-no-qo-ta /9νορχ wντας/ - (cf. a› la aussi a-na-qo-ta, s’il faut y voir une variante /9ναρχ wντας/ du m^eme nom); l’ensemble proc›ede d’un compos‹e grec commun /*anr-k hw‹ont»a-/ qui continue, avec un su¶xe *-t»a- de date grecque, le compos‹e‡i.-e. *h nr2 ‡ g hw‹on- conserv‹e dans v‹ed. nr-h‹an-. Cette analyse brillante rec«oit une belle ‡ confirmation dans le fait que chez Hom›ere le nom de qualit‹e transmis
(ν)δροτAτα (acc.) ‘vaillance’ est a› lire
νρ τAτα (θθωθ) pour le m›etre; il faut donc partir de g.c. *anrt»at- (cf., avec un‡autre su¶xe, v‹ed. nrmn.a‹ - ‘virilit‹e, ‡ toujours, assur‹ement, discuter telle‡ ou telle pi›ece courage’). On pourra de ce dossier, ou contester tel ou tel des autres exemples assez nombreux qui ont e‹ t‹e all‹egu‹es en faveur de /r/ chez Hom›ere—je le ferai moi-m^eme ‡ avoir le go^ut de l’hypercritique pour dans un instant—mais il faut vraiment s’imaginer qu’on puisse les r‹ecuser tous en bloc. Le vrai, c’est le tout, et force est de reconna^§tre que l’ensemble a une force probante consid‹erable, pr‹ecis‹ement parce que c’est un ensemble et qu’il permet d’instaurer une articulation coh‹erente entre le texte hom‹erique, les tablettes myc‹eniennes et les donn‹ees de la grammaire compar‹ee, ce qui est une r›egle d’or en mati›ere de linguistique historique. Cela invite a› suivre P. Wathelet quand il interpr›ete la correptio de la formule hom‹erique Hδd τραπζας # comme la trace de *τρ- < i.-e. *k wtr-, ce qui corrobore l’interpr‹etation classique de ‡ myc. to-pe-za‡ /τρπεζα/ (Wathelet 1966: 162–4). Au total, il y a de bonnes  En myc‹enien m^eme, H. M•uhlestein a propos‹e de comprendre le mot a-no-qa-si-ja - ‘massacre de guerriers’, d‹eriv‹e du nom d’agent (degr‹e z‹ero (g‹en.) comme /
νορχ wασας/ *-ghwn -t-+ -iy»a-). Si cette interpr‹etation pouvait e^ tre e‹ tablie, il conviendrait de rapprocher, pour ‡le second membre, v‹ed. vrtra-h‹atya- ‘meurtre de Vrtra’ (avec une finale l‹eg›erement ‡ ‡ di·‹erente), d‹eriv‹e du nom d’agent vrtra-h‹an-. Mais le contexte n’est pas clair, et ce n’est ‡ DMic s.u.). qu’une possibilit‹e parmi d’autres (voir  La bibliographie du sujet est consid‹erable. L’id‹ee est aujourd’hui largement accept‹ee, avec de bonnes raisons, bien qu’on ne puisse parler d’un consensus omnium (Haug 2002: 62). Voir, entre bien d’autres, Schmitt (1967: ⅓⅓222–7); Heubeck (1971: 74–8); Lamberterie (1990: 326–7 et 750–1); Leukart (1994: 51–6); Watkins (1994: 730–3—article de 1987, avec histoire de la question et nombreuses r‹ef‹erences); (1995: 499). Le point de vue contraire est d‹efendu en dernier lieu par Dag Haug (2002: 40 et 49–67), qui se rallie aux vues d’Eva Tichy et de son ma^§tre Nils Berg selon lesquelles ces cas de correptio rel‹everaient de la th‹eorie du m›etre au lieu de r‹ev‹eler un fait de langue. Mais a› ce compte, certains des exemples les mieux assur‹es de traces de % chez Hom›ere risqueraient d’^etre e‹ limin‹es eux aussi au profit d’une th‹eorie du m›etre, ou d’autres explications encore moins convaincantes (‘hiatus expressifs’ ou autres fantaisies). Ayant assum‹e la t^ache (agr‹eable) de directeur de la th›ese de D. Haug apr›es le d‹ec›es de N. Berg, je lui avais fait part de mon d‹esaccord sur ce point, ce qu’il signale courtoisement dans l’avant-propos du livre issu de sa th›ese; je n’en suis que plus a› l’aise pour souligner la grande qualit‹e de son travail. Sella, subsellium, meretrix 241 raisons de consid‹erer, avec Cornelis J. Ruijgh, que sur ce point la couche la plus ancienne de l’‹epop‹ee refl›ete un e‹ tat de langue plus archa•§que que celui des tablettes myc‹eniennes. Je voudrais maintenant, sur la base de ces pr‹emisses, e‹ tudier la formation et l’origine du mot θρνος ‘si›ege’. Usuel depuis Hom›ere, ce nom du ‘si›ege’ est bien attest‹e dans la s‹erie Ta de Pylos, c‹el›ebre dans l’histoire des e‹ tudes myc‹eniennes pour avoir fourni, voici exactement un demi-si›ecle, une confirmation d‹ecisive au d‹echi·rement du lin‹eaire B par Michael Ventris. Il a e‹ t‹e aussitot ^ reconnu, sous la forme to-no, par les auteurs de Documents: to-no is probably for thornos, cf. Cypr. θρναξ· 4ποπδιον Hesych. A spelling to-no = thronos would do violence to the spelling rules (but cf. to-ro-no-wo-ko = thronoworgos? on 39 = As 1517). Cette interpr‹etation est garantie par le fait que, dans les trois tablettes ou› il appara^§t (Ta 707, 708, 714), le mot est joint a› ta-ra-nu /θρ2νυς/ ‘subsellium’, qui dans d’autres tablettes de la s‹erie (710, 721, 722) est accompagn‹e de l’id‹eogramme 220. A cela s’ajoute que, comme l’ont signal‹e encore M. Ventris et J. Chadwick, le lexique de la s‹erie Ta trouve plus d’un e‹ cho dans l’Odyss‹ee, ce qui invite a› rapprocher Od. 1. 130–2 (accueil d’Ath‹ena par T‹el‹emaque a› Ithaque): α,τhν δ: "ς θρνον ε\σεν γων, 4πZ λτα πετ)σσας καλZν δαιδ)λεον· 4πZ δd θρAνυς ποσν Kεν. π_ρ δ: α,τZς κλισµZν θτο ποικλον . . . Il mena la d‹eesse s’asseoir sur un beau fauteuil incrust‹e, sur lequel il avait e‹ tendu une housse de lin, et sous lequel il y avait un escabeau pour les pieds. Pour luim^eme, il approcha une chaise cisel‹ee . . . L’association des deux termes n’est d’ailleurs pas propre a› l’Odyss‹ee, car ce passage est connu pour faire e‹ cho a› un e‹ pisode de l’Iliade (18. 388–90, r‹eception de Th‹etis par H‹ephaistos et son e‹ pouse Charis):  Ruijgh (1985: 162–3, repris dans 1996: 240–1); (1995: 85–91); (1997a : 41–4). Cf. aussi Watkins (1994: 732), avec r‹ef‹erence a› des travaux de M. L. West qui vont dans le m^eme sens.  Il s’agit de la fameuse ‘tablette des tr‹epieds’ (voir Docs, p. 25).  Docs, p. 343 (commentaire de la tablette no 242 = Ta 707).—Ce fait a› lui seul su¶rait a› prouver, s’il en e‹ tait besoin, le caract›ere exceptionnel de ce livre fondateur. Ce n’est e‹ videmment pas A. Morpurgo Davies qui me d‹ementira dans cette appr‹eciation.  Docs, p. 333: ‘The spelling of the objects to-no and to-pe-za will be discussed below; but the first, which regularly forms a pair with thr»anus, is evidently the equivalent of θρνος “chair”, the second of τρ)πεζα “table”.’—J’emprunte la traduction par ‘subsellium’ au MGL d’A. Morpurgo Davies (cf. aussi, a› propos de to-no, ‘haud dubie sella significatur’).  Docs, p. 334, avec r‹ef‹erence a› Od. 19. 53–62. 242 Charles de Lamberterie ƒΩς ρα φων σασα πρσω γε δα θε)ων. τhν µdν πειτα καθεσεν "π θρνου
ργυρο λου καλο+ δαιδαλου· 4πZ δd θρAνυς ποσν Kεν. Ainsi dit la toute divine, et, la conduisant plus avant, elle fait asseoir Th‹etis sur un si›ege a› clous d’argent, un beau si›ege ouvrag‹e, avec un banc sous les pieds. (trad. P. Mazon) M^eme chose encore dans le passage de la ∆ιZς
π)τη ou, › pour convaincre Sommeil d’endormir Zeus, H‹era lui promet un cadeau somptueux (Il. 14. 238–41): δ$ρα δ τοι δ#σω καλZν θρνον, φθιτον αε, χρ3σεον· bΗφαιστος δ κ: "µZς π)ϊς
µφιγυ εις τε3ξει:
σκ σας, 4πZ δd θρAνυν ποσν Nσει, τ1$ κεν "πισχοης λιπαρο^ς πδας ελαπιν)ζων. Je te donnerai en e‹ change un pr‹esent, un beau si›ege, indestructible, en or. C’est mon fils, H‹ephaistos le Boiteux, qui le fabriquera et l’ouvrera lui-m^eme. Au-dessous il mettra un appui pour tes pieds, et tu y pourras poser tes pieds luisants pendant les festins. Dans tous ces textes, l’insistance sur la qualit‹e du travail de l’artisan et la richesse de la d‹ecoration correspond parfaitement a› ce que nous trouvons dans les inventaires de Pylos, au point de donner l’impression de continuit‹e d’un genre litt‹eraire. Le scribe et l’a›ede sont plus proches l’un de l’autre qu’on ne le croit d’habitude. Cette continuit‹e est illustr‹ee aussi par le fait que, chez Hom›ere comme a› Pylos, il ne s’agit pas d’un si›ege ordinaire, mais d’un fauteuil r‹eserv‹e a› un personnage de haut rang. Si le dossier myc‹enien est clair du point de vue philologique, il n’en va pas de m^eme en ce qui concerne l’‹etymologie. Le seul el‹ ‹ ement incontestable,  La relation entre les donn‹ees myc‹eniennes et celles de l’‹epop‹ee est signal‹ee par R. Janko dans son commentaire du chant 14 de l’Iliade (Cambridge: Cambridge University Press, 1992). Cf. aussi la note d’A. Heubeck ad Od. 1. 130 (Oxford: Oxford University Press, 1988): ‘This type of chair is regularly o·ered to guests as a mark of honour’, et celle de M. Fern‹andez-Galiano ad Od. 21. 139 (Oxford: Oxford University Press, 1992). Voir aussi l’‹etude de J.-L. Perpillou mentionn‹ee a› la note suivante.  Le compos‹e to-no-e-ke-te-ri-jo (PY Fr 1222) contient probablement θορνο-, mais le second membre est discut‹e: relev‹e des interpr‹etations DMic s.u., a› quoi il faut ajouter les arguments qu’a donn‹es J.-L. Perpillou (1981: 227–8) en faveur de θορνο-h ελκτ ριον (le mot ‘semble e‹ voquer une circonstance dans laquelle ce type de si›ege e‹ tait rituellement montr‹e et pour cela tir‹e hors de son local habituel’). Le m^eme auteur a propos‹e aussi (1981: 225–30) d’interpr‹eterle terme discut‹e e-to-ni-jo (voir DMic s.u.) comme "νθρνιον, ‘privil›ege attach‹e a› l’entr‹ee dans des fonctions auxquelles peut e^ tre associ‹ee la notion de θρνος: c’est un si›ege c‹er‹emoniel et son role ^ para^§t consid‹erable dans le palais, symbole de pouvoir religieux ou temporel’ (227). Il fait valoir en ce sens, outre le luxe d’ornementation de la s‹erie Ta de Pylos, les passages hom‹eriques ou› θρνος se rapporte a› un si›ege de rang honorifique e‹ lev‹e, Sella, subsellium, meretrix 243 et sur lequel tout le monde s’accorde, est que l’alternance de to-no et de to-ro-no correspond a› celle de θρναξ et de θρνος. Pour en rendre compte, deux voies ont e‹ t‹e propos‹ees: 1. La majorit‹e des auteurs admettent une m‹etath›ese, en posant comme forme ancienne θρνος, qui contiendrait le m^eme su¶xe -ονο- que χρνος ‘temps’ ou κλνος ‘tumulte’. Mais Ferdinand de Saussure tenait au contraire la forme en θορ- pour la plus ancienne, du fait qu’il voyait dans ce nom du ‘si›ege’ le d‹eriv‹e a› degr‹e o d’une racine i.-e. *d her- ‘soutenir, (s’)appuyer’ (Saussure 1878: 77), et la forme myc‹enienne to-no inviterait a› lui donner raison. 2. D’autres expliquent cette alternance en partant d’un ancien *θρ´ νος: ‡ ese ainsi P. Wathelet et A. Heubeck, qui invoquent a› l’appui de cette hypoth› les quelques cas de correptio chez Hom›ere (par exemple dans la formule „„ κατ_ κλισµο3ς τε θρνους τε #, 8₅ Od.), et F. Bader, qui pour le type rapproche aπνος ‘sommeil’, d‹eriv‹e en *-no- b^ati sur le degr‹e z‹ero *sup- de la racine i.-e. *swep- ‘dormir’ (Bader 1969: 34–5). Les termes du d‹ebat sont bien r‹esum‹es par R. Viredaz: La double forme myc. to-no +thornos . . ., cf. θρναξ . . ., et grec alph. θρνος, myc. to-ro-no- . . ., a e‹ t‹e expliqu‹ee comme double traitement de *thr‹nos . . . Toutefois il ‡ est aussi possible de partir de *th‹ornos ( < *dhr-no-? *dhor -no-?), et d’expliquer 2 ‡ alors la m‹etath›ese en θρνο- par l’influence de +thr»anus, les deux mots etant ‹ souvent associ‹es. (Viredaz 1983: 172). e Avons-nous des raisons de choisir entre ces di·‹erentes solutions? Il y a, me semble-t-il, des arguments d‹ecisifs qui obligent a› renoncer a› l’hypoth›ese d’un ancien *θρ´ νος. En ce qui concerne le dossier hom‹erique, l’essentiel a e‹ t‹e dit, voici ‡pr›es de quarante ans, par Arie Hoekstra dans un ouvrage classique dont les conclusions demeurent pleinement valides (Hoekstra ce en quoi il se distingue de κλισµς (Od. 1. 130–2 est clair a› cet e‹ gard).—L’interpr‹etation de to-ro-no-wo-ko (KN As 1517) comme θρονο-%οργο ‘fabricants de si›eges’ a parfois e‹ t‹e contest‹ee, mais elle demeure de loin la meilleure (DMic s.u.). En revanche, to-ni-ja et api to-ni-jo ne semblent pas avoir de rapport avec ce groupe et restent obscurs (DMic s.u.).  Ainsi GEW i. 686–7 (donn‹ees myc‹eniennes iii. 107); DELG 442–3; Lejeune (1972: ⅓138).—F. Bader (1969: 35) conteste avec raison l’usage parfois excessif que l’on a fait de ce su¶xe -ονο- pour rendre compte de mots obscurs; la segmentation χρ-νος est, de fait, quelque peu arbitraire. Il reste que les termes en question m‹eriteraient un r‹eexamen, mais cela d‹epasserait les limites de notre propos.  Wathelet (1966: 165) (mais l’auteur n’envisage cette hypoth›ese qu’avec r‹eserve); Heubeck (1971: 63–4 (donn‹ees myc‹eniennes) et 78 (donn‹ees hom‹eriques)).  Sauf erreur de ma part, A. Morpurgo Davies ne cite pas θρνος dans ses deux e‹ tudes sur le traitement de /r/. Je serais port‹e a› y voir l’indice qu’elle exclut implicitement cette ‡ solution. 244 Charles de Lamberterie 1965: 144–5). Sur les 53 exemples de θρνος, la plupart sont a› scander avec un groupe initial θρ- qui fait position, notamment dans une tournure visiblement formulaire comme "π θρνου
ργυρο λου # (4₅ ); on rel›eve aussi, dans le m^eme sens, „„
πZ θρνου Cρτο φαεινο+ # (Il. 11. 665, cf. Od. 22. 364, avec une variante 4π), „„ λπε δd θρνον (Il. 15. 124), „„ "π θρνον (Il. 8. 442), et bien d’autres. En regard de cette syllabation, les exemples de correptio, qui pour la plupart sont attest‹es dans l’Odyss‹ee, ne semblent gu›ere anciens. Mieux encore, un certain nombre d’entre eux pourraient attester indirectement la m^eme syllabation *θρνος que dans θρναξ et myc. to-no. A. Hoekstra soutient en e·et, apr›es d’autres, l’id‹ee que # σεσατο δ: εν θρν1ω „„ (Il. 8. 199) et # Sζετο δ: εν θρν1ω „„ (Il. 15. 150) reposent sur le remaniement r‹ecent d’un plus ancien δ: "ν θρν1ω „„. Dans le m^eme sens, C. Gallavotti fait remonter l’h‹emistiche formulaire „„ κατ_ κλισµο3ς τε θρνους τε # (8₅ Od.) a› un plus ancien „„ κατ_ κλισµο^ς θρνους τε #, ainsi dactylis‹e (Gallavotti 1968: 846). Bien entendu, une telle manipulation du vers, parfaitement licite lorsque le textus traditus est aussi bizarre que εν θρν1ω, est impossible dans d’autres cas. Rien n’autorise, par exemple, a› retrouver sous # "ν δd θρνοι περ τοχον „„ (Od. 7. 95) un plus ancien "ν θρνοι, car la particule est n‹ecessaire a› la syntaxe; il en va de m^eme pour # ς 7α θρνους (Od. 4. 51), et a› plus forte raison pour # α,τ_ρ πειτα θρνους „„ (Od. 22. 438 = 452). Ce sont l›a des exemples authentiques de correptio, mais nous avons la preuve tangible qu’ils appartiennent a› la cat‹egorie des abr›egements r‹ecents. D’apr›es mes propres d‹ecomptes, le seul passage de l’Iliade qui rel›eve de ce type est Il. 15. 142 ƒΩς επο+σ: @δρυσε „„ θρν1ω νι θο+ρον Xρηα, sous lequel on ne saurait sans arbitraire r‹etablir un plus ancien @δρυσεν „„ "ν θρν1ω („„ θωθθ), car il faudrait pour cela remplacer θο+ρον par un mot a› initiale vocalique, ce qui, sans e^ tre impossible si l’on songe aux formules Uξ^ν Xρηα # et ολον Xρηα #, serait pousser un peu loin la r‹ee‹ criture du texte hom‹erique. Mais ce vers se trouve au voisinage de Il. 15. 150 # Sζετο δ: εν θρν1ω „„. A cela s’ajoute que la correptio est ici rendue possible par la c‹esure; de l’aveu m^eme de  Le m^eme syntagme θρνου
ργυρο λου # est pr‹ec‹ed‹e de δd en Od. 22. 341; cf. aussi θAκε θρνον
ργυρηλον # en Od. 8. 65.—A. Heubeck a du^ e^ tre e‹ gar‹e par quelque malin g‹enie pour e‹ crire: ‘A form *thrnos (but also thronos) would fit the verse-end formula θρνος ‡
ργυρηλος’ (1971: 78); les meilleurs savants ne sont jamais a› l’abri d’une distraction.  J’exclus e‹ videmment de ce relev‹e les exemples non pertinents du type de καλZν θρνον (Il. 14. 238) ou "ς θρνον (Il. 24. 553), etc.  Hoekstra (1965: 145), avec r‹ef‹erence a› J. N. Lee, ‘Some Vestigial Mycenaean Words in the Iliad’, Bulletin of the Institute of Classical Studies, 6 (1959), 7.  On pourrait e^ tre tent‹e d’ajouter (mais c’est nettement plus douteux) „„ "ν 4ψηλοσι θρνοισι # (Od. 8. 422) < „„ 4ψηλος θρνοισι (?), ou „„ "π ξεστοσι θρνοισι # (Od. 15. 408) < ξεστος θρνοισι (?), en admettant un syncr‹etisme ancien du locatif et de l’instrumental. Sella, subsellium, meretrix 245 P. Wathelet, la licence m‹etrique de l’abr›egement se rencontre volontiers en cette position, et rien par cons‹equent ne permet de restituer un plus ancien *θρ´ ν1ω. Il en va de m^eme pour Od. 6. 308 νθα δd πατρZς "µοο „„ ‡ θρνος ποτικκλιται α,τIA ou Od. 10. 352 τ)ων j µdν βαλλε „„ θρνοισ: νι 7 γεα καλ). C’est e‹ videmment a› partir de tels exemples que les a›edes se sont autoris‹es a› pratiquer la correptio a› l’int‹erieur d’un h‹emistiche, et cela dans l’Odyss‹ee seulement. La conclusion, in‹eluctable, a d‹ej›a e‹ t‹e tir‹ee par A. Hoekstra. Sur ce point comme sur beaucoup d’autres, la langue e‹ pique se r‹ev›ele composite. On est m^eme en droit d’y voir un raccourci d’histoire, car elle atteste directement θρνος (avec un groupe θρ- qui fait normalement position, exception faite des cas de correptio, qui appartiennent en l’occurrence a› la couche la plus r‹ecente), et indirectement *θρνος, c’est-›a-dire deux formes irr‹eductibles l’une a› l’autre. La comparaison avec myc. to-no/to-ro-no montre que cette dualit‹e est ancienne dans la langue. De toute mani›ere, quand bien m^eme la correptio du groupe θρ- aurait un caract›ere ancien (ce qui, nous venons de le voir, n’est pas le cas), elle ne saurait e^ tre consid‹er‹ee a› elle seule comme une preuve su¶sante pour poser un /r/. Il faudrait encore, pour cela, que la sonante-voyelle soit garantie par‡l’‹etymologie. Prenons le cas de βροτς ‘mortel’. Ce qui invite a› rechercher une forme *µρτς sous les tours formulaires du type de #
σπδος
µφιβρτης „„ (3 ₅)‡ ‘le bouclier qui prot›ege l’homme’ ou δειλοσι βροτοσι(ν) # ‘aux malheureux mortels’ (6 ₅, cf. Hδd βροτοσι #, πAµα βροτοσι #, σAµα βροτοο „„, etc., ou encore εaδουσι βροτο λλοι # < εaδουσι µµρτο ou εaδουσιν µρτο), c’est que l’‹etymon ainsi restitu‹e est ‡ exact de arm. mard ‡ le r‹epondant ‘homme’ (nom.-acc.) < *mrtos (-om), ‡ mani›ere, g‹en. mardoy < *mrtosyo (Wathelet 1966: 166–8); de la m^eme l’expression # ν^ξ‡
βρτη (Il. 14. 78) ‘nuit immortelle’ fournit la trace indirecte d’un compos‹e *µρτος qui forme une e‹ quation parfaite avec v‹ed. ‡ comme dans le cas de
νρ- < i.-e. *h nr-, amr‹ta- < i.-e. *n-mrto-. Ici encore, 2 ‡ ‡ ‡ ‡ ‡ c’est la continuit‹e entre le texte hom‹erique et les donn‹ees comparatives qui a valeur de preuve. Il faut donc voir ce qu’il en est, a› cet e‹ gard, de θρνος/  Wathelet (1966: 150–1) (mais sans mention de ce passage).  Le mot gr‹eco-arm‹enien *mr-t‹o- ‘mortel’ proc›ede lui-m^eme de l’adj. verbal i.-e.*mr-t‹o‡ ‘mort’ (v‹ed. mrt‹a-), avec pour ‡le sens une innovation qui est une isoglosse remarquable ‡ entre ces deux langues et qui est due a› l’influence de l’antonyme *n-mr-to- ‘immortel’ (voir ‡ ‡ de Lamberterie 1997: 73).  Voir le commentaire de R. Janko ad loc., avec histoire de la question.—L’existence du couple antonymique ‘mortel/immortel’ dans la pr‹ehistoire du grec (voir note pr‹ec‹edente) est un argument de plus en faveur de cette analyse. 246 Charles de Lamberterie θρνος, et notamment, puisque ces deux formes ne reposent pas sur un original commun, chercher a› e‹ tablir laquelle est la plus ancienne. Le rattachement de ce nom du ‘si›ege’ a› la racine i.-e. *d her- ‘tenir, (s’)appuyer, (se) fixer’, qui est traditionnel, m‹erite certes d’^etre conserv‹e, mais il est insu¶sant si l’on s’en tient l›a et rel›eve m^eme, a› la limite, de la ‘Wurzeletymologie’. Il importe avant tout d’‹etablir quelle est la situation a› l’int‹erieur de la langue grecque, et a› cet e‹ gard la seule chose claire est que θρνος ne saurait e^ tre s‹epar‹e de θρ2νυς. Nous avons vu que les deux mots e‹ taient e‹ troitement li‹es en myc‹enien de Pylos et dans l’‹epop‹ee hom‹erique. Mieux encore, θρAνυς d‹esigne chez Hom›ere non seulement un ‘tabouret de pied’, mais aussi un ‘banc de rameurs’ (Il. 15. 729). Il est di¶cile de savoir d’ou› vient au juste la flexion en -υ- de ce mot (myc. nom. pl. ta-ra-nu-we /θρ)νυες/, PY Ta 721, Vn 46), mais elle semble, quoiqu’ancienne, e^ tre secondaire, car le mot θρ2νος, de m^eme flexion que θρνος, est bien attest‹e dans la langue classique avec les acceptions de ‘poutre transversale, planche en travers, banc, escabeau, chaise perc‹ee’. S’ils sont li‹es entre eux, ces deux mots θρνος/θρνος et θρ2νος/θρ2νυς sont, en revanche, isol‹es du reste de la langue: ils n’appartiennent pas a› une famille e‹ tymologique et sont d‹enu‹es d’assise verbale. Au reste, d’une mani›ere g‹en‹erale, seul l’indo-iranien semble avoir conserv‹e des formes verbales primaires de la racine *d her-; ailleurs, on ne trouve que des for Dans la discussion qui va suivre, je laisse de cot‹ ^ e le mot θρνα (n.pl.) ‘ornements tiss‹es d’une e‹ to·e, fleurs’, attest‹e une fois dans l’Iliade (22. 441), dont l’‹etymologie est inconnue et qui en tout cas para^§t d‹enu‹e de tout lien avec le nom du ‘si›ege’ (GEW i. 686; DELG 442). Les compos‹es hom‹eriques et po‹etiques en θρονος posent un probl›eme philologique ardu, car on ne sait au juste s’ils proc›edent de θρνος ou de θρνα. Sur cette question, qui ne nous retiendra pas ici car elle importe peu pour notre propos, et sur le sens exact de θρνα, voir en dernier lieu Jouanna (1999).  Voir GEW i. 678–9 et 686–7; DELG 439 et 442–3; IEW 252–4.  Voir Chantraine (1933: 119).—Peut-on rapprocher la relation θρ2νος : θρ2νυς de
π :
π3 (arc.-chypr., myc.), et consid‹erer la finale de hom. θρAνυς comme un myc‹enisme? Ce serait de loin la solution la plus simple, mais cela ne r‹esout pas le probl›eme de l’origine de u. Poser une alternance su¶xale *-no-/*-nu- h‹erit‹ee de l’indo-europ‹een ne serait pas exclu a priori, mais ce serait le type m^eme de la solution de facilit‹e. La question a-t-elle, tout compte fait, une si grande importance?  Les t‹emoignages que l’on a cherch‹es en ce sens se r‹ev›elent inconsistants, et sont bien cit‹es comme tels par H. Frisk et P. Chantraine (r‹ef. n. 30). La glose "νθρεν· φυλ)σσειν (Hsch.) est bien loin pour le sens. L’infinitif θρ σασθαι qu’on a voulu comprendre comme ‘s’asseoir’ chez un po›ete comique du e–e s. est isol‹e et mal e‹ tabli, au point que les fragments attribu‹es jadis a› cet auteur pr‹esum‹e, Phil‹etas, ne sont pas retenus dans les PCG de R. Kassel et C. Austin (voir la note dans le t. vii (1989), 317). Quant au verbe θρησκε3ω ‘observer une loi religieuse’ (Hdt.+), l’analyse en est douteuse et un d‹ecoupage θρη-σκε3ω est arbitraire, sans parler de la di·‹erence de sens (GEW i. 682; DELG 440). Il faut en outre - ce qui est un pur postulat. voir dans θρη- un ionisme si l’on veut en rapprocher θρα-,  Voir EWAia i. 778–9 et LIV 145–6. Sella, subsellium, meretrix 247 mations nominales isol‹ees, du type de lat. firmus ‘solide’, etc. Sans pr‹etendre proc‹eder a› un examen d‹etaill‹e de cet ensemble, je me limiterai a› nos deux substantifs. On s’accorde a› consid‹erer que θρ2νος (-υς) repose sur une base lourde, que P. Chantraine pose comme *dhre -, en admettant qu’il s’agit l›a 2 d’une ‘autre structure radicale’ que dans θρνος, qu’il segmente en θρ-νος. J. Pokorny, quant a› lui, d‹erive θρ2νος ‘von der schweren Wurzelform’, ce qui est juste, mais propose pour le nom du ‘si›ege’ un d‹ecoupage θρ-νος e‹ videmment irrecevable. En r‹ealit‹e, le lien e‹ troit entre les deux termes invite au contraire a› les expliquer en partant de la m^eme base radicale, et d›es lors une solution simple appara^§t possible: analyser θρ2νος (-υς) comme une formation a› degr‹e z‹ero radical reposant sur i.-e. *d hrh -no- (et/ou ‡ 2 mais c’est *-nu-, s’il faut pour cette finale remonter plus haut que le grec, l›a un point de peu d’importance), et θρνος comme une formation a› degr‹e o *d hor-no- < *d horh -no-, avec chute de la laryngale en vertu de l’‘e·et 2 Saussure’. Telles sont les deux formes h‹erit‹ees. Quant a› la forme θρνος, elle s’explique par une m‹etath›ese de θρνος due a› l’influence de θρ2νος (-υς), en raison de la relation e‹ troite entre le nom du ‘banc’ et celui du ‘si›ege’. Cette mise en perspective s’accorde bien avec ce qu’enseignent les donn‹ees philologiques, car il est patent que θρνος et θρναξ sont des formes r‹esiduelles, en regard de θρνος qui est la forme vivante. Dans le compos‹e *θορ ορ ορνο-%ορ ορ οργς > θρονο-%οργς ‘fabricant de si›eges’ (myc. to-ro-no-wo-ko), l’anticipation du -ρ- est due probablement a› un fait d’ordre phon‹etique, ce qui a contribu‹e aussi a› g‹en‹eraliser ult‹erieurement la forme en -ρο- dans le simple. Rappelons bri›evement ce que l’on entend par l’‘e·et Saussure’—j’emprunte cette expression, qui me para^§t heureuse, a› Alan J. Nussbaum (1997). Il s’agit, au d‹epart, d’une tr›es br›eve note que l’on trouve dans la contribution de F. de Saussure aux M‹elanges Nicole: e Le type τρ-νος en regard de τρε-τρον n’a pas a› passer pour fortuit ou anormal, mais pour ‹  (de m^eme βρον-τ contre -βρεµ-της, ;ρφ-νη contre "ρφ-ω, ;γκ-ος contre "νεκ-, τλ-µα contre τελα-µ#ν, πτ-µος contre πτα-µαι,  Solution que R. Viredaz a entrevue pour θρνος (1983: 172), mais en ne la mentionnant que comme une possibilit‹e parmi d’autres et sans fournir d’analyse de θρ2νος (-υς), alors que l’essentiel me para^§t e^ tre pr‹ecis‹ement de proposer une e‹ tymologie qui puisse rendre compte des deux termes a› la fois.—J’avais sugg‹er‹e a› D. Haug l’explication expos‹ee ici, et il en a fait e‹ tat dans une note de son ouvrage (2002: 58 n. 18), ce dont je le remercie.  A propos de la glose h‹esych‹eenne θρναξ· 4ποπδιον, q LερZν 9πλλωνος "ν τIA ΛακωνικIA,
π τε θρνακος Θορν)κιος 9πλλων, J.-L. Perpillou (1981: 228) remarque avec raison que ‘cette mention renvoie au pass‹e d’une Laconie non encore spartiate’, et souligne le lien avec myc. to-no /θρνος/.  Si l’auteur parle d’‘e·et’ et non de ‘loi’, c’est e‹ videmment parce que la ‘loi de Saussure’ renvoie, comme chacun sait, a› tout autre chose (voir Collinge 1985: 149–52). 248 Charles de Lamberterie etc.). Ceci n’emp^eche pas des doublets, dus ^ aux r‹efections post‹erieures: tels πτ-µος et ποτα-µς, iλµος et ;λε-µος. (Saussure 1905: 582 n. 2) Ces quelques lignes n’auraient probablement eu que peu d’‹echo si Antoine Meillet, trois ans plus tard, ne les avait signal‹ees dans le chapitre de ses Dialectes indo-europ‹eens consacr‹e au ‘traitement de ’, en y ajoutant d’autres exemples en grec m^eme et en e‹ largissant le ph‹enom›ene a› d’autres langues que le grec (Meillet 1922: 68–70). Accept‹ees plus tard par Hermann Hirt (on parle parfois de ‘loi de Saussure–Hirt’), ces vues font partie depuis longtemps du bien commun des comparatistes, et cela d’autant plus qu’elles sont corrobor‹ees par des ph‹enom›enes du m^eme ordre a› l’initiale: il est bien connu, par exemple, que la ‘proth›ese vocalique’ du grec fait souvent d‹efaut dans les formations a› degr‹e o, ainsi dans µοιχς ‘adult›ere’ en regard de Uµεχω ‘faire de l’eau’. Je n’entreprendrai pas ici de retracer l’histoire de la question; une r‹ef‹erence a› l’excellent article d’A. Nussbaum dans la Festschrift Beekes m’en dispensera. Et je ne poserai pas non plus le probl›eme, pourtant essentiel, de savoir si la chute de la laryngale en cette position est une innovation du grec ou au contraire un h‹eritage indoeurop‹een. Ce probl›eme est d’ailleurs li‹e a› celui, plus g‹en‹eral, de savoir comment se comportent dans cet environnement les di·‹erents dialectes indo-europ‹eens: la r‹eponse n’est pas donn‹ee d’avance. L’un des exemples qui appartiennent en propre a› Meillet dans l’ouvrage que je viens de citer est celui de πρνη (Archil.+) ‘prostitu‹ee’, sous la forme d’une ligne laconique: ‘πρνη “meretrix” : "πρασσα, πιπρα»´ σκω’ (Meillet 1922: 68). L’id‹ee a e‹ t‹e souvent accept‹ee par la suite, mais elle ne fait pas l’unanimit‹e. H. Frisk laisse le choix entre deux solutions, celle du degr‹e o et celle du degr‹e z‹ero (avec -ορ- comme traitement de /r/), qui vient d’E. Schwyzer; quant a› P. Chantraine, il opte r‹esolument ‡pour le degr‹e z‹ero. Que le nom grec de la ‘prostitu‹ee’ se relie au verbe ‘vendre’ e  Nussbaum 1997 (avec r‹ef‹erence pp. 181–2 a› l’ouvrage classique de Beekes 1969, ou› la question est abord‹ee pp. 238–42, 254 et passim). Cf. aussi, dans le m^eme volume de la Festschrift Beekes, Rasmussen (1997: 260–1, avec des vues personnelles sur le statut de o), et Ruijgh (1997b : 277).  Dans l’article signal‹e, A. Nussbaum, a› la suite de Meillet, a reconnu de bons exemples de l’‘e·et Saussure’ dans les langues italiques; pour le balto-slave, en revanche, il semble qu’il n’en aille pas de m^eme (Lindeman 1997: 193–4). Il faut d’ailleurs distinguer plusieurs cas de figure. Le fait qu’il n’y ait pas de d‹egagement d’une voyelle dans cet environnement n’emp^eche pas qu’il puisse y avoir un reflet de la laryngale (par exemple sous la forme d’une intonation rude en balto-slave, ou d’absence de l’allongement Brugmann en indo-iranien).  Ainsi Beekes (1969: 239–40); Nussbaum (1997: 182); Ruijgh (1997b : 277); Lindeman (1997: 193).  GEW i. 581 (avec bibl.); DELG 888. Pourtant, dans sa Formation des noms, P. Chantraine retenait l’autre solution (1933: 193). Sella, subsellium, meretrix 249 n’est gu›ere contestable, si l’on songe que chez Hom›ere ce verbe s’applique surtout au trafic des esclaves. Mais comme le verbe repose sur une structure - < i.-e. *perh -/prh -, le seul reflet possible d’une apophonique περ"α-/πρα2 -2 ce‡ qui formation a› degr‹e z‹ero serait *πρα»´ -να, donne raison a› Meillet. Il faut donc partir d’un substantif abstrait *πορνα»´ ‘trafic’ < i.-e. *por-n»a‹- < *porh -n‹eh -, du type de ποιν ( < *k woi-n»a‹-) ‘prix a› payer’, qui a d‹esign‹e 2 2 secondairement la ‘femme objet de trafic’, avec la remont‹ee de l’accent qui accompagne le passage de l’abstrait au concret. On notera, au passage, le voisinage lexical de ces deux mots qui appartiennent au vocabulaire du commerce; c’est une raison de plus pour y voir les repr‹esentants de la m^eme classe d‹erivationnelle. Comme exemple de coexistence du degr‹e z‹ero et du degr‹e o dans une formation en *-no-, on rappellera qu’en regard de aπνος ‘sommeil’ ( < i.-e. *sup-no-, cf. v.sl. s"un"u), l’arm‹enien, qui est la langue la plus proche du grec a› l’int‹erieur de la famille indo-europ‹eenne, a k un < *swop-no-: arm. k un est a› aπνος dans le m^eme rapport qu’en grec m^eme θρνος a› θρ2νος (-υς). Le m^eme ph‹enom›ene se constate aussi dans d’autres formations suffixales. L’un des meilleurs exemples est celui qu’a mis en e‹ vidence A. Nussbaum, a› savoir gr. ολος/iλος, skr. s‹arva-, lat. sollo- ‘entier’ < i.-e. *s‹ol-wo- < *s‹olh -wo- (avec ‘e·et Saussure’) en regard de lat. salvus, osq. salavs ‘sain et 2 sauf ’ < ital. *salavos < i.-e. *slh -w‹o- (Nussbaum 1997: 186–92). Il resterait a› ‡ 2 justifier ces di·‹erences de vocalisme, mais ce n’est pas le lieu ici d’aborder cet immense probl›eme. Je me bornerai, en conclusion, a› observer qu’en ce qui concerne les noms du ‘si›ege’ et du ‘banc’, l’essentiel avait e‹ t‹e dit par F. de Saussure dans deux passages du M‹emoire : ‘θρνος est la m‹etath›ese de *θρνος assur‹e par θρναξ· 4ποπδιον, Κ3πριοι H‹es. sur la racine θερ’, et ‘nous avons vu . . . que θρνος pour *θρνος appartient a› la racine θερ, non a› θρα- (θρ2νος)’ (Saussure 1878: 77, 101). Cela laissait subsister une di¶cult‹e quant a› la relation formelle entre deux mots si proches l’un de l’autre, mais la br›eve note des M‹elanges Nicole permet de ramener ces deux bases radicales a› l’unit‹e. Anna Morpurgo Davies, qui est, comme nous le savons tous,  Sur la forme et le sens du verbe, voir en dernier lieu Lamberterie (2000: 128–9). Je pense que P. Chantraine s’est laiss‹e abuser par la ressemblance ext‹erieure du nom πρνη avec les formes dialectales (‹eoliennes) du verbe que sont πορν)µεν· πωλεν et πορν)µεναι· πωλο3µεναι (Hsch.), formes qui refl›etent bien, quant a› elles, un authentique degr‹e z‹ero, en regard de πρνηµι qui doit son vocalisme radical a› l’influence de l’aor. "πρασ(σ)α.  Le substantif *k woi-n»a‹- pourrait d’ailleurs e^ tre lui aussi un exemple de l’‘e·et Saussure’, si l’on songe que lit. k‹aina ‘prix’ a une intonation rude et qu’en grec m^eme la base τ-ι- de τ-ιµ atteste une racine set.. Mais on pose d’ordinaire deux racines, une racine anit. signifiant ‘(faire) payer’ et une racine set. signifiant ‘honorer’ (ainsi DELG 925 et 1119–21). Peut-^etre faudrait-il reconsid‹erer le dossier, mais cela d‹epasserait les limites de notre propos.  Voir Meillet (1936: 19 et passim); Schindler (1966). 250 Charles de Lamberterie l’un des meilleurs connaisseurs de la linguistique du e si›ecle, ne me contredira certes pas si je rappelle tout le profit que l’on peut tirer, aujourd’hui encore, de la lecture de Saussure: pour pr‹esumer, en 1878, l’existence d’un substantif θρνος qui devait e^ tre identifi‹e trois quarts de si›ecle plus tard gr^ace au g‹enie de M. Ventris, il fallait le m^eme don de divination que pour attribuer a› l’indo-europ‹een les fameux ‘coe¶cients sonantiques’ dont le d‹echi·rement du hittite a confirm‹e plus tard la r‹ealit‹e.            Bader, F. 1969: ‘De myc‹enien matoropuro, arepazoo a› grec µατρπολις,
λειφβιος: le traitement des sonantes-voyelles au premier mill‹enaire’, Minos, 10 [pub. 1970], 7–63. Beekes, R. S. P. 1969: The Development of the Proto-Indo-European Laryngeals in Greek (La Haye et Paris: Mouton). Chantraine, P. 1933: La Formation des noms en grec ancien (Paris: Klincksieck). Collinge, N. E. 1985: The Laws of Indo-European (CILT 35; Amsterdam et Philadelphia: Benjamins). Cowgill, W., et Mayrhofer, M. (‹eds.). 1986: Indogermanische Grammatik, tome i/2 (Heidelberg: Winter). Crielaard, J.-P. (‹ed.). 1995: Homeric Questions (Amsterdam: Gieben). DELG = P. Chantraine, Dictionnaire e‹tymologique de la langue grecque: histoire des mots, i (Α–∆); ii (Ε–Κ); iii. (Λ–Π); iv/1 (Ρ–Υ); iv/2 (Φ–Ω), par J. Taillardat, O. Masson et J.-L. Perpillou, sous la direction de M. Lejeune, avec la contribution de F. Bader, J. Irigoin et P. Monteil (Paris: Klincksieck, 1968–80). Docs = M. Ventris et J. Chadwick, Documents in Mycenaean Greek, 2e e‹ d. (Cambridge: Cambridge University Press, 1973). DMic = Diccionario mic‹enico, e‹ d. F. Aura Jorro, sous la direction de F. R. Adrados (2 tomes; Dicconario griego-espa~nol, suppl. 1–2; Madrid: Consejo Superior de Investigaciones Cient‹§ficas, 1985–93). Dubois, L. 1986: Recherches sur le dialecte arcadien (3 tomes; BCILL 33–5; Louvainla-Neuve: Peeters). Egetmeyer, M. A para^§tre: Grammaire historique du dialecte grec ancien de Chypre (th›ese pr‹epar‹ee a› l’E‹PHE‹ sous la direction de Laurent Dubois et soutenue en 1996). EWAia = M. Mayrhofer, Etymologisches W•orterbuch des Altindoarischen (3 tomes; Heidelberg: Winter, 1986–2001). Gallavotti, C. 1968: ‘Tradizione micenea e poesia greca arcaica’, dans Atti e memorie del 1o congresso internazionale di micenologia, Roma 27 settembre–3 ottobre 1967 (3 tomes; Incunabula Graeca, 25; Rome: Edizioni dell’Ateneo), ii. 831–61.  Voir Morpurgo Davies (1996: 331–3), ou› l’importance du M‹emoire est soulign‹ee a› juste titre. Sella, subsellium, meretrix 251 GEW = H. Frisk, Griechisches etymologisches W•orterbuch (3 tomes; Heidelberg: Winter, 1960–72). Haug, D. 2002: Les Phases de l’‹evolution de la langue e‹pique: trois ‹etudes de linguistique hom‹erique (Hypomnemata, 142; G•ottingen: Vandenhoeck @ Ruprecht). Heubeck, A. 1971: ‘Syllabic r in Mycenaean Greek?’, Minos, 12 [Acta Mycenaea, 2], ‡ 55–79. Hoekstra, A. 1965: Homeric Modifications of Formulaic Prototypes: Studies in the Development of Greek Epic Diction (Amsterdam: North Holland). IEW = J. Pokorny, Indogermanisches etymologisches W•orterbuch (2 tomes; Berne: Francke, 1959–69). Jouanna, J. 1999: ‘Le tr^one, les fleurs, le char et la puissance d’Aphrodite’, REG 112: 99–126. Lamberterie, C. de, 1990: Les Adjectifs grecs en -υς: s‹emantique et comparaison (2 tomes; BCILL 54–5; Louvain-la-Neuve: Peeters). 1997: compte rendu de J. Clackson, The Linguistic Relationship between Armenian and Greek (Oxford: Blackwell, 1994), dans Kratylos, 42: 71–8. 2000: ‘Probl›emes s‹emantiques de la reconstruction en indo-europ‹een’, dans Th‹eories contemporaines du changement s‹emantique (MSL,  9; Paris et Louvainla-Neuve: Peeters), 109–34. Lebrun, Y. (‹ed.). 1966: Linguistic Research in Belgium (Wetteren: Universa). Lejeune, M. 1972: Phon‹etique historique du myc‹enien et du grec ancien (Paris: Klincksieck). L‹etoublon, F. (‹ed.). 1997: Hommage a› Milman Parry: le style formulaire de l’‹epop‹ee hom‹erique et la th‹eorie de l’oralit‹e po‹etique (Amsterdam: Gieben). Leukart, A. 1994: Die fr•uhgriechischen Nomina auf -t»as und -»as (SBPh 558; Vienne: • sterreichische Akademie der Wissenschaften). O Lindeman, F. O. 1997: Introduction to the ‘Laryngeal Theory’ (Innsbrucker Beitr•age zur Sprachwissenschaft, 91; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). LIV = Lexikon der indogermanischen Verben, sous la direction de H. Rix, avec la collaboration de M. K•ummel, T. Zehnder, R. Lipp et B. Schirmer, 2e ed. ‹ (Wiesbaden: Reichert, 2001). Lubotsky, A. (‹ed.). 1997: Sound Law and Analogy: Papers in Honor of Robert S. P. Beekes on the Occasion of his 60th Birthday (LSIE 9; Amsterdam et Atlanta: Rodopi). Mayrhofer, M. 1986: ‘Lautlehre’, dans Cowgill et Mayrhofer (1986), 73–216. Meillet, A. 1922: Les Dialectes indo-europ‹eens, 2e e‹ d. (Paris: Champion). 1936: Esquisse d’une grammaire compar‹ee de l’arm‹enien classique, 2e e‹ d. (Vienne: Imprimerie des PP. M‹ekhitharistes). MGL = A. Morpurgo, Mycenaeae Graecitatis Lexicon (Incunabula Graeca, 3; Rome: Edizioni dell’Ateneo, 1963). Morpurgo Davies, A. 1968: ‘The Treatment of *r and *l in Mycenaean and Arcado‡ ‡ Cyprian’, dans Atti e memorie del 1o congresso internazionale di micenologia, Roma 252 Charles de Lamberterie 27 settembre–3 ottobre 1967 (3 tomes; Incunabula Graeca, 25; Rome: Edizioni dell’Ateneo), ii. 791–814. Morpurgo Davies, A. 1985: ‘Mycenaean and Greek Language’, dans Morpurgo Davies et Duhoux (1985), 75–125. 1996: La linguistica dell’Ottocento (Bologne: Mulino). et Duhoux, Y. (‹eds.). 1985: Linear B: A 1984 Survey (BCILL 26; Louvain-laNeuve: Peeters). M•uhlestein, H. 1958: ‘Interpr‹etations de mots myc‹eniens’, Athenaeum, 36 [Atti del 2e colloquio internazionale di studi minoico-micenei, Pavia, 1–5 IX 1958], 360–8. 1987: Homerische Namenstudien (Beitr•age zur klassischen Philologie, 183; Francfort-sur-le-Main: Athen•aum). Nussbaum, A. J. 1997: ‘The “Saussure E·ect” in Latin and Italic’, dans Lubotsky (1997), 181–203. Perpillou, J.-L. 1981: ‘Discussions myc‹eniennes, I. E-to-ni-jo; II. Abstraits verbaux en myc‹enien?’, Bulletin de la Soci‹et‹e de Linguistique de Paris, 76: 225–30 et 231–40. Peters, M. 1980: Untersuchungen zur Vertretung der indogermanischen Laryngale im • sterreichische Akademie der Wissenschaften). Griechischen (SBPh 377; Vienne: O Rasmussen, J. E. 1997: ‘Processes of Grammaticalization in Indo-European Verbal Derivation’, dans Lubotsky (1997), 249–62. Rix, H. 1970: ‘Anlautender Laryngal vor Liquida oder Nasalis sonans im Griechischen’, M•unchener Studien zur Sprachwissenschaft, 27: 79–110. 1992: Historische Grammatik des Griechischen: Laut- und Formenlehre, 2e e‹ d. (Darmstadt: Wissenschaftliche Buchgesellschaft). Ruijgh, C. J. 1985: ‘Le myc‹enien et Hom›ere’, dans Morpurgo Davies et Duhoux (1985), 143–90. 1991: Scripta Minora ad Linguam Graecam Pertinentia (Amsterdam: Gieben). 1995: ‘D’Hom›ere aux origines proto-myc‹eniennes de la tradition epique’, ‹ dans Crielaard (1995), 1–96. 1996: Scripta Minora ad Linguam Graecam Pertinentia, tome 2 (Amsterdam: Gieben). 1997a : ‘Les origines proto-myc‹eniennes de la tradition e‹ pique’, dans L‹etoublon (1997), 33–45. 1997b : ‘Les lois phon‹etiques relatives aux laryngales et les actions analogiques dans la pr‹ehistoire du grec’, dans Lubotsky (1997), 263–83. Saussure, F. de. 1878: M‹emoire sur le syst›eme primitif des voyelles dans les langues indo-europ‹eennes (Leipzig: Teubner); rempr. dans Saussure (1922), 1–268. 1905: ‘D’µ λυσις a› Τρπτολεµος’, dans M‹elanges Nicole: recueil de m‹emoires de philologie classique et d’arch‹eologie o·erts a› J. Nicole, a› l’occasion du XXXe anniversaire de son professorat; rempr. dans Saussure (1922), 576–84. 1922: Recueil des publications scientifiques, e‹ d. par C. Bally et L. Gautier (Gen›eve: Soci‹et‹e anonyme des e‹ ditions Sonor). Schindler, J. 1966: ‘Bemerkungen zum idg. Wort f•ur “Schlaf ”’, Sprache, 12: 67–76. Sella, subsellium, meretrix 253 Schmitt, R. 1967: Dichtung und Dichtersprache in indogermanischer Zeit (Wiesbaden: Harrassowitz). Viredaz, R. 1983: ‘La graphie des groupes de consonnes en myc‹enien et en cypriote’, Minos, 18: 125–207. Wathelet, P. 1966: ‘La coupe syllabique et les liquides voyelles dans la tradition formulaire de l’‹epop‹ee grecque’, dans Lebrun (1966), 145–73. Watkins, C. 1994: Selected Writings, i. Language and Linguistics; ii. Culture and Poetics (2 tomes; Innsbrucker Beitr•age zur Sprachwissenschaft, 80; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). 1995: How to Kill a Dragon: Aspects of Indo-European Poetics (New York and Oxford: Oxford University Press). 17 - ‘K•ase’ Zu griechisch τυρς Michael Meier-Br•ugger - ist bereits mykenisch in Pylos belegt (DMic ii. 379). Das griech. Wort τυρς Die Schreibweise tu-ro weist auf ein myk. t»urr‹o- bzw. a•lter t»urio‹ - (Ruip‹erez 2 „ 1972: 257). Die daraus entwickelte alphabetgriech. Form t»ur‹o- ist regelhaft, vgl. etwa Uλοφ3ροµαι (seit Homer: LfgrE s.v.) ‘klagen, jammern’ mit -»ur- < *-"uri- (Lejeune 1972: 155) (in den Dialekten au¢er dem Lesbischen und dem „ Thessalischen schwindet bei den Konsonantengruppen -ri- und -li- das i, „ „ „ ein davor stehendes e, i oder u wird gel•angt (ein bereits langer Vokal bleibt nat•urlich lang!)). Mit τυρς wird seit Homer ein ‘Topfenk•ase’ bezeichnet (Kroll 1919; Richter 1968: H64; Gutsfeld 1999; Auberger 2000). Man hat l•angst gesehen, dass das avestische Neutrum t»u iri- ‘k•asig gewordene Milch, Molke’ und das dazu geh•orige av. Adjektiv t»u iriia- ‘k•asig gewor- zusammenzustellen sind (Bartholomae 1904: 656). den, verk•ast’ mit τυρς Das alphabetgriech. τυρς ist zwar, wie wir jetzt wissen, aus *t»urio‹ - ent„ standen, es sieht aber nach der Beseitigung des i wie ein -o-st•ammiges „ *t»ur‹o- aus. Und von diesem angeblichen *t»ur‹o- musste die a•ltere Forschung notgedrungen auch ausgehen, vgl. Frisk, GEW ii. 948 s.v.: ‘mit aw. t»u iri- . . . bis auf die Stammbildung . . . identisch’. Und: Auch nach der Entzi·erung des Myk. wird das alphabetgriech. τυρς z.T. weiterhin als *t»ur‹o- gesehen und das myk. t»urio‹ - als dazu gebildetes Diminutiv betrachtet (so Lejeune „ 1972: 156). Misslich ist bei dieser Annahme aber, dass die regul•are Form der Diminutiva nicht -io‹ -, sondern -iio- lautet und dass die Diminutiva erst „ „ nachhomerisch im 6. und 5. Jh. v. Chr. gel•aufig geworden sind (Chantraine 1933: 65), ferner, dass es nicht einzusehen ist, warum das Myk. gerade das Diminutiv, das Alphabetgriech. dagegen die normale Form verwenden sollte. Die ganze Argumentation gegen die Annahme von Lejeune auch bei Ruijgh (1977: 536; vgl. auch Chantraine 1999: 1147). - als aus *t»urio‹- entwickelt Die Folgerung, auch das alphabetgriech. τυρς „ zu sehen, hat sich inzwischen aber durchgesetzt, vgl. bereits Frisk, GEW iii s.v. mit Bezug auf Ruijgh (1967: ⅓238 p. 275 mit Anm. 22): ‘Wegen - ‘K•ase’ Zu griechisch τυρς 255 myk. tu-ro will Ruijgh . . . τυρς auf *τυρi ς ( = aw. t»uirya-) zur•uckf•uhren; 2 „ sehr wohl m•oglich’. Die direkte Gleichsetzung von griech. *τυρi ς mit av. „ t»uiriia- stammt so von Frisk. Ihr ist voll zuzustimmen. In der Diskussion aber bleibt weiterhin die Beurteilung des griech. und av. Wortausganges - y ς peut s’expliquer comme forme th‹ematique -io‹ -, vgl. Ruijgh a.O.: ‘τυρ „ de *t»uri-’. Die Thematisierung der griech. und av. Form ist wohl richtig gesehen, sie bedarf aber einer Begr•undung. Weiter f•uhrt hier die morphologische Analyse des Fachterminus λο+σσον (Theophrast) ‘wei¢er Kern im Tannenholz’. Dieser l•asst sich einleuchtend aus *louki-‹o- verstehen und stellt die -o-Ableitung vom -i-st•ammigen Ab„ „ straktum *louki- im Sinne von ‘Wei¢e habend’ dar, s. Nussbaum (1999: „ 403); Balles (1997: 162 mit Anm. 44); referierend Meier-Br•ugger (2002: 288). Wie Frau Balles zeigt, ist eine kleine, aber konsistente Gruppe von weiteren -o-Ableitungen von -i-st•ammigen Basen aus der Indogermania zu nennen, aus dem Griech. u.a. καινς (seit Homer) ‘neu’ < *kn.i-‹o- mit „ einem *kn.i-, das mit dem indoiranischen Abstraktum *kani- ‘Lebensab„ schnitt der Jugend’ (der Versuch der Bedeutungsangabe stammt von mir) zu vergleichen ist (Mayrhofer, EWAia i. 298). Ein weiteres sch•ones Beispiel kenne ich von A. J. Nussbaum. Er hat es 2001 in seinem Berliner Blockseminar verwendet. Die Tierbezeichnung χορος (sicher seit Homer; der vor kurzem in Theben bekannt gewordene myk. Beleg ko-ro ist umstritten) ‘Ferkel, junges Schwein’ l•asst sich auf *gh‹ori-o- im Sinn von ‘*gh‹ori- = „ Borsten habend’ zur•uckf•uhren. Die ganze Gruppe dieser -o-Ableitungen zu -i-St•ammen mit Ausgang -io- sind in der bisherigen Forschung meist nicht „ ad•aquat beurteilt worden, vgl. das Sammelsurium bei Risch (1974: 166–7). Problemlos l•asst sich nun im Anschluss an *louki-‹o- auch griech. und „ „ av. *t»uri-‹o- im Sinn von ‘*t»uri- habend, aus *t»uri- bestehend = k•asig gewor„ den, verk•ast = K•ase’ anreihen. Ich habe diese meine Analyse ohne Platz f•ur weitere Erl•auterungen in Meier-Br•ugger (2002: 287) in der Tabelle angedeutet. Das direkt im Avestischen so belegte Basiswort *t»uri- ist vermutlich ein -i-Abstraktum zu einem -ro-Adjektiv *t»u-ro-. In *t»u- liegt vermutlich die schwundstufige Verbalwurzel *teuh - (s. M. K•ummel in „ 2 LIV 2 639) ‘schwellen, stark werden’ vor, s. die Hinweise bei Frisk, GEW ii. 948 (weit verbreitete, aber nicht allgemein anerkannte Ansicht seit F. Solmsen). Das -ro-Adjektiv *t»u-r‹o- bzw. a•lter *tuh -r‹o- ist dann mit uridg. 2 ‹ -r‹o- (von uridg. *ku ‹ eh - ‘anschwellen’, wozu *kuh M. K•ummel in LIV 2 1 „ 1 339; = ved. ‹su»‹-ra- ‘stark, m•achtig, heldenhaft; Held, Krieger’, s. Mayrhofer, - ‘ohne EWAia ii. 650–1 mit dem weiteren, auch griech. Material wie -κυρος Rechtskraft’ und Ableitung κ3ριος) und mit uridg. *uiH-r‹o- ( = ved. v»§r‹a„ 256 Michael Meier-Br•ugger ‘kraftvoller Mann, Held’, s. Mayrhofer, EWAia ii. 569–7 mit dem weiteren Material) zu vergleichen. Anna Morpurgo ist eine Meisterin guter Argumentation. Ich sch•atze ihre zahlreichen Arbeiten zur griechischen Sprachwissenschaft u• ber alles und widme ihr diese hier vorgetragene Einsicht in den morphologischen Bau des griechischen, avestischen und wohl auch bereits grundsprachlichen K•asewortes *tuh ri-‹o-, um ihr das Ausscheiden aus dem aktiven Dienst in 2„ Oxford etwas abzufedern.       Auberger, J. 2000: ‘“Du prince au berger, tout homme a son content de fromage . . .”’, REG 113: 1–41. Balles, I. 1997: ‘Reduktionserscheinungen in langen Wortformen als Ursrpung morphologischer Doppelformen im Urindogermanischen: die Su¶xformen *-io„ und *-iio-’, Sprache, 39 [pub. 2000], 141–67. „ Bartholomae, Chr. 1904: Altiranisches W•orterbuch, (Stra¢burg: Tr•ubner; 2. Nachdruck Berlin und New York: de Gruyter, 1979). Chantraine, P. 1933: La Formation des noms en grec ancien (Paris: Klincksieck). 1999: Dictionnaire e‹tymologique de la langue grecque, nouvelle ‹edition mise a› jour avec un suppl‹ement sous la direction d’A. Blanc, Ch. de Lamberterie und J.-L. Perpillou (Paris: Klincksieck). DMic. = F. Aura Jorro, Diccionario mic‹enico (2 B•ande; Madrid: Consejo Superior de Investigaciones Cient‹§ficas, 1985–93). Eichner, H., und Lusch•utzky, H. Chr. 1999: Compositiones Indogermanicae in Memoriam Jochem Schindler (Prag: Enigma Corporation). Frisk, GEW = Hj. Frisk, Griechisches etymologisches W•orterbuch (3 B•ande; Heidelberg: Winter, 1960–72). Gutsfeld, A. 1999: ‘K•ase’, in Der Neue Pauly, vi (Stuttgart und Weimar: Metzler, 1999), 134–5. Kroll, W. 1919: ‘K•ase’, in Paulys Realencyclop•adie ( = RE), x/2 (Stuttgart: Metzler, 1919), 1489–96. Lejeune, M. 1972: Phon‹etique historique du myc‹enien et du grec ancien (Paris: Klincksieck). LfgrE = Lexikon des fr•uhgriechischen Epos, begr•undet von Bruno Snell, seit 1980 im Auftrag der G•ottinger Akademie hrsg. vom Thesaurus Linguae Graecae in Hamburg (G•ottingen, 1955– ). LIV 2 = Lexikon der indogermanischen Verben, unter der Leitung von H. Rix, 2. Aufl. (Wiesbaden: Reichert, 2001). Mayrhofer, EWAia = M. Mayrhofer, Etymologisches W•orterbuch des Altindoarischen (2 B•ande; Heidelberg: Winter, 1991–6). - ‘K•ase’ Zu griechisch τυρς 257 Meier-Br•ugger, M. 2002: Indogermanische Sprachwissenschaft, 8., uberarbeitete • und erg•anzte Auflage unter Mitarbeit von Matthias Fritz und Manfred Mayrhofer (Berlin und New York: de Gruyter). Nussbaum, A. J. 1999: ‘*Jocidus: An Account of the Latin Adjectives in -idus’, in Eichner und Lusch•utzky (1999), 377–419. Richter, W. 1968: Die Landwirtschaft im homerischen Zeitalter (Archaeologia Homerica, II/H; G•ottingen: Vandenhoeck @ Ruprecht). Risch, E. 1974: Wortbildung der homerischen Sprache, 2. Aufl. (Berlin und New York: de Gruyter). Ruijgh, C. J. 1967: E‹tudes sur la grammaire et le vocabulaire du grec myc‹enien (Amsterdam: Hakkert). 1977: Rez. von Lejeune (1972), in Ruijgh (1991), 522–38. 1991: Scripta Minora, Bd. i (Amsterdam: Gieben). Ruip‹erez, M. S. 1972: ‘Le dialecte myc‹enien’, in Ruip‹erez (Hrsg.), Acta Mycenaea (2 B•ande; Minos, 11–12; Salamanca: Universidad de Salamanca, 1972); Nachdr. in Ruip‹erez (1989), 231–61. 1989: Opuscula Selecta: Ausgew•ahlte Arbeiten zur griechischen und indogermanischen Sprachwissenschaft, hrsg. von J. L. Garc‹§a-Ramon ‹ (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). 18 Two Mycenaean Problems Torsten Mei¢ner 1 Introduction One of the remarkable features of Mycenaean is the fact that on a number of occasions identical lexical items or comparable morphological formations are found in two di·erent written forms. Often these can be explained on the basis of our knowledge of the writing system, such as the alternation between ke-se-ne-wi-jo, ke-se-ni-wi-jo, and ke-se-nu-wi-jo, all rendering /ksenwijos/, showing varying syllabification and the use of a ‘dead’ vowel respectively. Similarly, to-ra-ka and to-ra both render /t h»or»aks/, showing the facultative rendering of a stop in the coda of a syllable. Sometimes, however, the oscillation cannot easily be explained with reference to the vagaries of the graphic system. In what follows, two such cases will be discussed. 2 re-ke-(e)-to-ro-te-ri-jo On the olive-oil tablets from Pylos, the names for two Mycenaean festivals, formed with a su¶x -te-ri-jo, are found: to-no-e-ke-te-ri-jo (one attestation) and re-ke-to-ro-te-ri-jo. While the interpretation of the former is still disputed, the meaning of the latter seems clear, but it too presents di¶culties as it is also found written as re-ke-e-to-ro-te-ri-jo. Thus PY Fr 1217 reads .1 e-ra -wo, pa-ko-we, we-ja-re-pe[ 3 .2 re-ke-e-to-ro-te-ri-jo .3 pa-ki-ja-na-de OLE+ A V 1 Oil, sage-scented, for perfuming [or similar], at/for the re-ke-e-to-ro-te-ri-jo festival, to pa-ki-ja-na. I am grateful to John Killen and Olga Tribulato for helpful comments.  Some used to think that to-no-e-ke-te-ri-jo, occurring only on PY Fr 1222, was a shrine rather than a festival (see Docs2 p. 482), but the parallelism of the formation as well as the now almost certain interpretation of wa-na-so-i as a place name (rather than as a personal name or title) render this unlikely.  See DMic s.v. Two Mycenaean Problems 259 The shorter form occurs on PY Fr 343: .a e-ti-we, po-]se-da-o-ne re-ke-to-ro-te-ri-jo OLE[ For Poseidon at the re-ke-to-ro-te-ri-jo festival e-ti-we-type oil. The tablets are written by two di·erent scribes, S1217 and ‘hand 4’ respectively. That the festival is the same is self-evident, and supported by the fact that the tablets belong to the same set. Whether or not e-ti-we refers to a scent or perhaps colour, sage-scented and e-ti-we-type oil are compatible with each other, as is shown by Fr 1224: .a pa-ko-we, e-ti-we pa-ki-ja-ni-jo-jo me-no, po-se-da-o-ne OLE+ PA Z 2 In the month of Pakianios for Poseidon sage-scented, e-ti-we-type oil. Thus it cannot be excluded that the two tablets Fr 1217 and 343 refer to the very same occasion. The reading of this festival name as lek hestr»ot»erion and its interpretation as ‘the spreading of the bed/couch’, for which Latin lectisternium seems to furnish a parallel that is almost too good to be true, are relatively uncontroversial. The Latin festival is very ancient, having been performed for the first time in 399  in order to avert a plague; this happened on the advice found in the libri Sibyllini, and the Latin parallel may, in fact, even be a loan translation of the Greek term. As nothing remains of the Sibylline books, however, this must remain speculative. What is evident is that the Greek term is structured just like the Latin one, containing the word for ‘bed’, λχος, and a second element -στρω-τ ριον from the root *sterh - ‘to spread, scatter’. What is not clear, however, is 3 why the word is spelt in two di·erent ways. Scribal error cannot ultimately be ruled out, but as the word is found only in the two attestations quoted above, such an assumption is quite disingenuous and unsatisfactory. In order to explain the oscillation, several proposals have been put forward: (a) The first is that there were two variant forms of the second member, namely -στρωτ ριον and a prefixed form -εν-στρωτ ριον or -εσστρωτ ριον. But apart from general doubts about the use of a prefixed  Bennett (1958: 19 et passim); Foster (1974: 147).  Cf. ρτις· κρηµνς, i.e. ‘purple dye’.  See DMic ii. 238 for references.  See LIV 2 599–60. 260 Torsten Mei¢ner verb "ν-/"σ-στρνυµι in composition, it seems very unlikely that the festival should have had two di·erent names. (b) More ingenious is the suggestion that the seemingly aberrant re-ke-e should be interpreted as a dual form λχε(h )ε. In support of this, one could argue that in the Latin festival the images of the gods were put on the couch in pairs, but it is far from certain that this also implies the existence of two beds, and even if this were the case, it would be unparalleled to find a dual form as a first member of a compound. (c) The interpretation that seems to have found the most favour was proposed by Lejeune himself (1963: 374): re-ke and re-ke-e represent λεχεσand λεχεει- respectively. The former would be a regular compositional stem form for an s-stem, type Homeric "γχσπαλος, the latter a dative, and Lejeune expressedly referred to the locative form Uρει- found in later compounds. But again this proposal meets with some di¶culties: Uρει- as a first member of a compound does not occur in Homer, and where it is found, the locative form is usually justified by the sense of the compound, as in Pindar’s Uρειδρµος ‘running on the hills’; only the formation Uρεχαλκος ‘mountain-copper’ (Hes.+) shows a freer usage of Uρει- as a compositional form. But there is an important di·erence: Uρε-χαλκος can be explained as an analogical spreading due to the frequent usage of this word in the locative (sg. and pl.) in compounds. For λχος this is a priori much more unlikely, and indeed a first member λεχει- is nowhere to be found; the common expression στορσαι λχος (Il.+) finally makes it clear that a locative would be syntactically unsuitable. There is also a morphological difficulty here, since dative/locative forms of s-stems in Mycenaean routinely prefer the ending -i, while -ei is not just extremely rare but limited to place names (cf. ti-mi-to a-ke-e if the latter, as seems probable, contains the word γκος). A dative/locative re-ke-e- would thus be morphologically suspicious, especially since it is likely not to be the original first member of the compound. Consequently, none of the proposed interpretations seems to be entirely convincing. In principle, an explanation that does not assume the existence of two di·erent formations but reduces the variation to phonetic factors would be preferable. Let us first consider what seems—without  Cf. Lejeune (1971: 374): ‘Mais ce *λεχε-ενστρ#τηριον [sic] n’est pas convaincant; ce n’est gu›ere l’usage du grec de pr‹esenter en composition des seconds termes pr‹everb‹es.’  Originally put forward by Palmer: see DMic ii. 238.  Cf. again Lejeune (1971: 373): ‘aucun compos‹e grec n’a jamais pr‹esent‹e, en fin de premier terme, une d‹esinence de cas direct a› quelque nombre que ce soit’.  See again DMic ii. 238.  See Risch (1974: 218). Two Mycenaean Problems 261 further justification—to be taken as the regular form, re-ke-to-ro-te-ri-jo. There is actually no agreement as to what the shape of the first member is. Some (e.g. Docs2 p. 582) read λεχε-, others, such as Lejeune (above), λεχεσ-. In fact, a survey of compounds with an s-stem as their first member shows that the compositional form in -εσ- occurs only when the second member begins with a stop. A form *λεχεσ-στρωτ ριον would have been reduced to λεχεστρωτ ριον, like δυστηνς < *δυσ-στηνς. The connection with στορσαι was still felt, as is shown by the frequent στορσαι λχος, and therefore λεχε- was regarded as the first member. In post-Mycenaean Greek, only one compound in λεχε- before a consonant is found, λεχεποη(ς). λεχε-ποης, epithet of the River Asopus, was taken by Risch (1974: 190 n. 9) as a verbal governing compound (of the type φεροικος) ‘im Gras lagernd’, despite the fact that it is very unusual—though admittedly not entirely without parallels—for the nominal second member not to be the direct object of the verbal first member. Also, it seems likely that *leghis ‘sich hinlegen’ rather than ‘liegen, lagern’, and this is confirmed by λχεται· κοιµ2ται (Hesychius). Taken as a verbal compound, λεχε-ποη(ς) therefore should mean ‘sich ins Gras legend’, and this is quite unsuitable as an epithet for a river. It is perhaps more likely that λεχε-ποης is in origin a bahuvrihi compound ‘for whom the meadow is the bed’, i.e. ‘having a grassy bed’. No other compounds of the word for ‘bed’ with a second member beginning with a consonant are attested, and neither λεχεσ- nor λεχο- is ever found. It would thus appear, remarkably, that λεχε- is in fact the standard compositional form of the word for ‘bed’, beginning life in Myc. re-ke-to-ro-te-ri-jo. On the other hand, it must have been clear that a segmented λεχε- was unusual. It could easily have been remodelled on the basis of the living Myc. paradigm, i.e. to λεχεh -, and I would suggest that re-ke-e can be interpreted as a conscious attempt to write just this: the scribe used -e- in order to render h, with e as a dead vowel, just as in wa-na-ka for wanaks etc. If it is unusual to find this for a sound that is not a stop, the spelling re-kee-to-ro-te-ri-jo had the additional advantage of clearly marking graphically the morpheme boundary in the compound. If correct, this would also demonstrate that intervocalic h was still very much pronounced and in all  Quite possibly :Ορστης in Leukart’s ingenious interpretation as < *Uρεσ-στας (1994: 121 and 157–8) also belongs here. As Leukart points out (157 n. 77), later spellings like αρισστος do not a·ect this but rather show a syllabification ..s.t.. with a syllable boundary between simple s and t.  Apart from common compositional forms of s-stem nouns in -εσ- and -ο-, cf. also Homeric Σθεν-λαος.  See LIV 2 398. 262 Torsten Mei¢ner likelihood a phoneme and not just a glide, at least at Pylos, where spellings like ke-re-a are at any rate regular. Rather than indicating two di·erent 2 formations or a stem vs. a case form as the first member, the oscillation between re-ke-to-ro-te-ri-jo and re-ke-e-to-ro-te-ri-jo shows nothing more than two di·erent stem forms, one that resulted from regular sound change, the other owing its existence to remodelling from the paradigm. 3 po-ne-to While Mycenaean nominal morphology is reasonably transparent, relatively little is known for certain about the Mycenaean verb, owing to the few verbal forms attested. Where they are attested, they often present considerable problems. One such problem became apparent recently as a result of Killen’s new reading and interpretation of PY Eq 36 (Killen 1999: 343–4). He takes the phrase po-ne-to-qe-mi as pon»e"toi k we min ‘and he works it’ and notes that there are three possibilities for what the spelling actually represents: (a) athematic pon»etoi much like the type Aeolic φληµι. However, Killen notes Schwyzer’s opinion (1938: 729) that this type arose as a post-Mycenaean analogy after the type τµαµι. But it should not be overlooked that the denominative type φληµι is not necessarily comparable to the iterative/ intensitive formation πονοµαι vs. primary πνοµαι; Garc‹§a-Ramon ‹ (1975: 53) sets these verbs, with good reason, apart from the denominatives. (b) pon"etoi, ‘viz. if the »e of φληµι is due to analogy, what was presumably the form of the athematic before lengthening’. This seems very di¶cult from a morphological point of view and is unlikely. (c) thematic pon»etoi with »e resulting from the contraction of "e +"e . Killen ends his discussion by stating that it does not seem possible to decide once and for all between these possibilities. If his interpretation of po-ne-toqe-mi is correct, then clearly (c) is a very attractive option. Killen himself notes the contrast with the clearly thematic to-ro-qe-jo-me-no and argues  re-ke-to-ro-te-ri-jo/re-ke-e-to-ro-te-ri-jo may not be the only such oscillation, but it is by far the most clear-cut one. Cf. also ka-na-a-po on KN V (2) 7510, which may be the same personal name as ]ka-na-po on KN V (4) 5536. 2; but this is very uncertain for obvious reasons and the name is not clear in its formation or interpretation. a-te-re-e-te-jo on PY Tn 996. 1 may be a variant of a-te-re-te-a on KN So 849. 1, but again this is uncertain and even if correct, the same interpretation as put forward above may hold good. Interestingly, it seems that ]-we-e-a on PY Xn 872. 2 (now known to be part of the same tablet as PY Un 2 853) may have to be read as pa-we-e-a and not as we-we-e-a ; but again this is not certain. 2 2 If right, we may be faced either with a very unusual spelling of pa-we-a or with a regularly 2 formed adjective of material from pa-wo. I am grateful to J. Killen for pointing out these variant spellings and new reading to me. Two Mycenaean Problems 263 that (q)e-jo is a historical spelling for what was actually pronounced /eo/ and that contraction may have taken place between two like vowels /ee/ but not between two unlike vowels. This is a distinct possibility and there is no evidence to the contrary. It is worth looking at the scenario in a wider context. From a comparative point of view, of course, a thematic inflexion would be expected for an iterative deverbative formation. Yet it is well known that in a number of Greek dialects, at least Aeolic and Arcado-Cypriot, vocalic verbs follow the athematic inflexion; and in Mycenaean itself the much-discussed 3rd sg. te-re-ja and inf. te-re-ja-e may point in the same direction. In Aeolic, at least, this includes the iterative class: cf. φορ µεθα Alc. 208a. 4. It seems that Mycenaean holds the key for the explanation of this development. Ignoring the present of these verbs because of the uncertain history and distribution of the endings of the 2nd sg. in -εις and in particular of the 3rd sg. in -ει, and concentrating instead on the pragmatically frequent imperfect, using the principles of contraction set up in the interpretation of po-ne-to, we can establish the following paradigm: 1st sg. 2nd sg. 3rd sg. /(e)phoreyon/ > /(e)phoreyon/ /(e)phoreyes/ > /(e)phor»es/ /(e)phoreye/ > /(e)phor»e/ One need not reconstruct beyond the sg. to realize that this is an oddsounding paradigm, oscillating between the clearly thematic -eyon and seemingly athematic -»es etc., comparable to the equally non-ablauting type (")µ)νην, -ης etc., and probably also by this stage to the type (")τµας ( < τµαµι). Mycenaean thus shows precisely the split paradigm from which Aeolic, Arcado-Cypriot, and possibly some Doric dialects developed the largely athematic, and the remaining dialects the thematic, inflexion of this class.  Thematic ποτονται in Alc. 322 is a direct loan from Homer; Lesbian otherwise only has πταµαι (see Hock 1972: 76 and Bl•umel 1982: 173 and n. 175). Late Cypriot has seemingly thematic u-na-po-re-i in ICS 231. 2 (Kafizin), which may be a rethematization or else a Mischbildung (see Thumb and Scherer 1959: 169). In any case, it is not usable as evidence (see also Hock 1972: 279–80); otherwise evidence from Arcado-Cypriot for this verb class is completely lacking.  Hock (1972: 495 et passim) points out the important fact that the present 3rd sg. of the ‘Aeolic’ inflexion never shows the expected reflexes of the athematic ending *-ti but instead looks thematic. But it is unclear whether this points to an incomplete ‘athematization’ or whether the athematic ending could have been *-∅ (as in Myc. te-re-ja?), for which inscriptional ποη and ;ρη in Theocr. 30. 22 have been quoted, but both are very uncertain (cf. Hock 1972: 157 ·.).  I mention in passing that the athematic inflexion of this type is found only in those 264 Torsten Mei¢ner The question then is how this fits in with te-re-ja, te-re-ja-e. The interpretation of these denominal forms is di¶cult. Either our contraction has already a·ected /a/ + /e/ in Mycenaean—in which case these forms could actually be thematic and would have nothing to do with the problem under discussion (but this may be overstretching the point)—or, as is commonly assumed, they are athematic (but with the same infinitive ending found also in thematic verbs), either as an inherited feature or having perhaps been influenced by the ancient athematic formations in *-(n)»ami. Whatever the case, the distribution of forms in Mycenaean Greek gives excellent support to the long-developed theory that the athematic inflexion in the denominal verbs of the type τµαµι and the rarer type στεφ)νωµι is a Common Greek archaism while the type in -ηµι developed much later, and the analogy invoked for this was aided by contracted po-ne-to.        Bennett, E. L. 1958: The Olive Oil Tablets of Pylos (Salamanca: Universidad de Salamanca). Bl•umel, W. 1982: Die aiolischen Dialekte (G•ottingen: Vandenhoeck @ Ruprecht). Deger-Jalkotzy, S., Hiller, S., and Panagl, O. (eds.). 1999: Floreant Studia Mycenaea: Akten des X. internationalen mykenologischen Colloquiums in Salzburg (2 vols.; Vienna: Verlag der o• sterreichischen Akademie der Wissenschaften). DMic = F. Aura Jorro, Diccionario mic‹enico (2 vols.; Madrid: Consejo Superior de Investigaciones Cient‹§ficas, 1985–93). Docs2 = J. Chadwick, Documents in Mycenaean Greek, 2nd edn. (Cambridge: Cambridge University Press, 1973). Foster, E. 1974: The Manufacture and Trade of Mycenaean Perfumed Oil (Ann Arbor, Mich.: University Microfilms). dialects that do not show a di·erence between the outcome of inherited *-»e- and that of a contraction of *-"e- + *-"e- which may have served as a further motivation for the athematization: here "φρη and "µ)νη ended in the same vowel.  Homeric 3rd sg. δαµνR2 (Od. 11. 221) is no help: the Alexandrian reading δ)µνα may well be correct, and even if not, it would only show the thematization of an old athematic verb—something that could even be invoked, a› la rigueur, for Myc. te-re-ja, te-re-ja-e.  See Garc‹§a-Ramon ‹ (1975: 53) and in particular Hock (1972: 246–7) (with further references), who has shown that in the Thessaliotis the thematic inflexion of the e-verbs is an archaism while in the Pelasgiotis and Perrhaebia it seems to have been replaced by the athematic inflexion. Hock does not, however, distinguish between iterative formations and e-verbs of other origins.  And possibly instrumentative formations in *-»emi (cf. Jasano· 1978: 123 ·.), though at least the present of such formations, if they can be postulated for early Greek, was clearly on the way out.’ Two Mycenaean Problems 265 Garc‹§a-Ramon, ‹ J. L. 1975: Les Origines post-myc‹eniennes du groupe dialectal ‹eolien (Salamanca: Universidad de Salamanca). Hock, H. H. 1972 : The So-Called Aeolic Inflection of the Greek Contract Verbs (Ph.D. diss., Yale, 1971; Ann Arbor, Mich.: University Microfilms). ICS = O. Masson, Les Inscriptions chypriotes syllabiques, enlarged edn. (Paris: Boccard, 1983). Jasano·, J. H. 1978: Stative and Middle in Indo-European (Innsbruck : Institut f•ur Sprachwissenschaft). Killen, J. 1999: ‘New Readings and Interpretations in the Pylos Tablets’, in DegerJalkotzy, Hiller, and Panagl (1999), ii. 343–53. Lejeune, M. 1971: ‘Notes myc‹eniennes’, in M‹emoires de philologie myc‹enienne, deuxi›eme s‹erie (1958–1963) (Rome: Edizioni dell’Ateneo), 359–75. Leukart, A. 1994: Die fr•uhgriechischen Nomina auf -t»as und -»as (Vienna: Verlag der o• sterreichischen Akademie der Wissenschaften). LIV 2 = H. Rix et al. (eds.), Lexikon der indogermanischen Verben, 2nd edn. (Wiesbaden: Reichert, 2001). Risch, E. 1974: Wortbildung der homerischen Sprache (Berlin and New York: de Gruyter). Schwyzer, E. 1938: Griechische Grammatik, i. Allgemeiner Teil, Lautlehre, Wortbildung, Flexion (Munich: Beck). Thumb, A., and Scherer, A. 1959: Handbuch der griechischen Dialekte, pt. 2, 2nd enlarged edn. by A. Scherer (Heidelberg: Winter). 19 On Some Greek nt-Formations Martin Peters In the revised version of my Ph.D. thesis I followed the claim made by members of the Erlangen School and, most notably, Helmut Rix that in PIE nt-participles built on athematic non-Narten root presents or root aorists simply inflected the hysterokinetic way, i.e. added the e-grade variant of the su¶x *-ent- to the zero grade of the verbal root in the strong cases, and the zero grade of the su¶x *-nt- to the very same zero grade of the root in ‡ the weak cases (Peters 1980: 24–5). Reasonable as such a view might seem at first sight, since it is capable of explaining why it is the zero grade of the root that regularly shows up in nt-participles of a non-Narten pedigree, I abandoned it immediately upon the publication of my monograph, and this was mostly due to a careful (re)reading of Anna Morpurgo’s seminal contribution to the E‹trennes . . . Lejeune (Morpurgo Davies 1978). The general lesson to be learnt from this gem of hers is that participial stems in *-ont- (such as, for example, from PIE *h es- ‘to be’ Mycenaean e-o /e(h)»on/, 1 (-)e-o-te /(-)e(h)ontes/, Common [non-Attic alphabetic] Greek "ντ-, Lat. s»ons ‘guilty’) that alternate with forms having *-ent- instead of *-ont- (such as, for example, from the very same root *h es- Aeolic and Doric "ντ-) are 1 to be judged lectiones di¶ciliores, since the presence of variants in *-entcan easily be attributed to an analogical reshaping on the model of related 3rd pl. indicative/injunctive forms ending in *-ent(i). Accordingly, since I  As for the nt-participles built on Narten paradigms, I obviously had no doubts about a non-ablauting *g„ erh -nt-type inflexion later in that book (Peters 1980: 193–4 n. 149). 2‡  Remarkably, this view is still upheld in Stefan Scha·ner’s most valuable monograph on the traces of Verner’s Law to be detectedin Proto-Germanic noun inflexion (Scha·ner 2001: 611 ·.; there he also shares my former views (see n. 1) about the formation and inflexion of nt-participles belonging to Narten paradigms).  In this respect Anna Morpurgo was preceded by Jerzy Kuryłowicz (1968: 269), as she acknowledges, and also by Raimo Anttila (1970: 172) and Alan J. Nussbaum (1976: 252 n. 27), while later on she was explicitly followed by Michael Meier-Br•ugger (1999: 519), and implicitly by Alfred Bammesberger (1981: 290 n. 10; 1984: 15–16) and C. J. Ruijgh (1992: 459; 1998: 220). According to Viredaz (1993: 335), Doric εντες was just the result of an irregular phonological treatment of Common Greek eont- (an idea which Meier-Br•ugger also toys with). Such an approach would not work, however, with the rest of the Greek participles ending in (*)-ent-, -εσσα, such as δρακντ- and
κ)µαντ-, to be mentioned immediately On Some Greek nt-Formations 267 first fell for Anna Morpurgo’s analysis of "ντ- I have always clung to the idea that in late PIE and also still in early Proto-Greek nt-participles that were built on non-Narten root formations inflected the *h s-ont-/*h s-nt1 1 ‡ way only, while nt-participles that were built on Narten root presents and aorists rather followed the *g„ erh -ont-/*g„ (e)rh -nt- pattern consistently. 2 2‡ below, and also Fεσσα. Needless to say, within the framework that I have now adopted all the Greek participles of the φ)ντ- and στ)ντ- type (among them, of course, all the innumerable aorist participles in (*)-sant-) are obviously to be explained by a Proto-Greek remodelling process of the very same kind as is assumed here for Aeolic and Doric "ντ- (see also below in the text). For yet another way to cope with Greek (*)-ent-, see n. 4 below.  That is, of the holokinetic type as far as the su¶x is concerned, but having generalized the zero grade of the root probably for the reasons given in n. 6 below. That in PIE nt-participles were exclusively shaped and inflected that way was more or less explicitly stated by Raimo Anttila (1970: 172) and Alfred Bammesberger (1981; 1984: 12 ·.; 1986: 101). Incidentally, claiming holokinetic inflexion for nt-participles also implies that the original locative of the singular paradigm ended in *-ent-i or *-»ent (see Schindler 1994: 397); I think it is by such a locatival *-»ent that both Proto-Germanic *s»en ‘soon’ (see Anttila 1970) and the Common Tocharian *-‹¤nt- allomorph of the participial su¶x -nt- ought to be explained. (In Tocharian, quite a lot of oblique singular forms are best traced back to PIE locative singular forms: see also n. 5 below and note that B -e~nc- by its su¶x-final -c- clearly points to provenance from a case form with desinence-initial *-i- or *-e-.) Accordingly, there is even the remote possibility that all, most, or at least some of the cases of (*)-ent- prevailing in Greek were due to an analogical spread of the original locative allomorph of the nt-su¶x; Greek was not Tocharian, however, and as a rule did not generalize a stem variant that originally had shown up exclusively in the locative singular.  It is highly doubtful that ablaut of the root syllable ought to be reconstructed for this paradigm, as has been claimed by some scholars (see Scha·ner 2001: 613 ·., with literature). Incidentally, I think that a weak-stem allomorph with the full grade of the root *g„ erh -nt- or perhaps rather locatival *g„ erh -ent(-) is also presupposed by Tocharian B 2‡ 2 nom. pl. *‹sr» an~ > ‹sr»ay, obl. pl. ‹sr»an- ‘adult men’ (see Carling 2003: 92–3 for the attestations and the semantics), because from these plural forms it can be inferred that the word was a member of the (receding) kantwo/kantwa/*k•antw»an~ class, which implies that in ProtoTocharian the respective nom. sg. ended in *-»a"s (as the proto-form of B kantwo ‘tongue’ certainly did, and probably also the ancestor forms of p»anto ‘support’ and t»ano ‘grain’, which belong to the only other members of this class plausibly etymologized so far) rather than in *-»os from PIE *-»o(n) or *-»o(u) (as the proto-forms of okso ‘ox’ and *poko ‘arm’ „ members of the expanding okso/oksai/oksai~n class), certainly did, which belonged to typical because otherwise *‹srai~n/n- matching oksai~n and pokai~n would have been the plural forms to be expected (see Winter 1989: 115 ·. for a full list of the relevant forms and a slightly di·erent diachronic approach); now in the particular case of B nom. sg. *‹saro from Late Proto-Tocharian *k‹•ar»a"s as far as I can see there is only one plausible etymological analysis available, and this is *ger"an(t)s, which I guess could have been based on a loc. sg. *g„ erh 2 ent(-) (see n. 4 above), or perhaps also on a weak-stem allomorph *g„ erh -nt- that by some 2‡ analogical process had developed into *gerant-; as for possible parallels, B nom. sg. walo ‘king’, according to Klingenschmitt (1994: 404), is also to be traced back to a proto-form ending in *-"an(t)s. (This is, however, far from certain because of B ylai~na• kte ‘Indra’, most ably discussed in Lubotsky 1994; perhaps B walo and ylai- rather derive from unextended n-stem nominative and vocative forms *uelH»o(s) and *uelHon, respectively.) „ „  As can already be gleaned from my remarks in Peters (2002: 115 n. 38). If my memory 268 Martin Peters As a corollary, nt-participles in (*)-ent- such as Pindaric δρακντ- or the participial stem *kamant- evidenced by poetic (mostly Homeric and Pindaric)
κ)µαντ- ‘untiring’, which seem to fit the original athematic root aorists beneath thematic δρακον ‘saw’ and καµον ‘laboured, became weary’ much better than thematic δρακον and καµον themselves, precisely by having (*)-ent- instead of -οντ-, attest to the former existence of 3rd pl. root aorist forms such as *(e-)drk„ -ent and *(e-)k„ mh -ent in Greek, 2 ‡ ‡ mills and this is, of course, most welcome additional grist to the of the likes of me who adopted Watkins’s view that the thematicization of root aorists in Greek was based on 3rd sg. middle forms with an athematic ending *-e rather than on 3rd pl. active forms with an athematic (sic) ending *-ont. At the same time, δρακντ- and
κ)µαντ-, if taken as relic forms and seen together with all the participles of the φ)ντ- and στ)ντ- type, clearly point to the conclusion that in the active participles of both athematic present and athematic aorist stems a general replacement of *-ont-/*-nt‡ by the regular outcomes of the *-ent(-) and *-nt(-) elements in the endings ‡ does not deceive me, this is what the late Joki Schindler thought about the formation of nt-participles after taking up his Harvard appointment (a view that I was stubborn enough not to adopt for a couple of years). Notice that in a form such as *g„ erh -ont-(/-nt-) the 2 ‡ was e-grade variant of the root (which is expected to show up in holokinetic paradigms) identical with the ‘weak-stem’ root variant, i.e. the root allomorph proper to the whole middle and the (1st, 2nd, and ) 3rd pl. and dual forms of the active of the Narten indicative/ injunctive which the nt-form belonged or had once belonged to synchronically; this means that from Narten participles such as *g„ erh -ont-(/-nt-) a morphological rule could have 2 ‡ simply to be a¶xed to the ‘weakbeen abstracted according to which *-ont-/*-nt- had ‡ stem’ root allomorph of any given root present or root aorist indicative/injunctive: that is, the consistent use of the zero grade of the root in nt-participles from non-Narten root formations need not in fact be explained in terms of an original hysterokinetic inflexion.  I think
κ)µαντ- must have been both Ionic (see the argument in Peters 1989: 247) - and 9κ)µαντες above all Aloni (1986: 25 ·.) and Jameson, and Attic; see for Attic 9κ)µας Jordan, and Kotansky (1993: 109).  See for δρακντ- the argument by Forssman (1964), which incidentally was not taken into account by Ruijgh (1998: 220). (Evidently most, if not all, thematic aorists of Greek are to be derived from PIE athematic root aorists.) By the way, I do not think that there ever existed an archaic participle *damant- paralleling -καµαντ-: see my remarks in Peters (1989: 247). I would also now refrain from including -φ)εσσα in a list of rather archaic (poetic) nt-participles ending in (*)-ent-, -εσσα, as I did in Peters (1980: 24): see my alternative account in Peters (1993: 104–5 n. 84).  As was already explicitly stated on behalf of δρακντ- by Bammesberger (1981: 290 n. 10; 1984: 15–16).  See Watkins (1969: 100–1), and for similar views advanced more recently Peters (1998); Praust (1998: 79–80, 108 n. 196); Rasmussen (2002: 380–1). Of course, other forms such as Mycenaean e-e-si, ki-ti-(j)e-si, etc., and indirectly also forms such as Fεσσα and τ)λαντα etc., militate strongly against reconstructing athematic 3rd pl. forms with an ending *-ont(i) for Proto-Greek as well.  See n. 3 above. On Some Greek nt-Formations 269 of the related 3rd pl. forms of the active paradigms must have taken place even as early as the period of Proto-Greek, with only a few of the most common present participles, such as *h s-ont- (from *h es- ‘to be’), *h i-ont1 1 1„ (from *h ei- ‘to go’), having escaped at least for a while. Accordingly, the 1 „ process of thematicization which was inflicted upon most of the athematic root aorists inherited from PIE cannot have been triggered by the presence of related participles in *-ont- either, because inherited participial stems in *-ont- such as *drk„ -‹ont- and *k„ mh -‹ont- must have turned into ‡ 2 at a time when the related the likes of *dr k‹ent- and‡ *k m‹ant- already indicative/injunctive paradigms still inflected the athematic way. Now there is nothing flawed in explaining participles ending in (*)-entby the former presence of related active 3rd pl. forms ending in *-ent(i), as long as there is some reason to assume active inflexion of the respective tense/aspect stem. While this certainly holds for δρακντ- and
κ)µαντ-, the matter is di·erent with another form from my 1980 list, viz. κ3εσσα ‘pregnant’ transmitted by Hesychius. Since the related Vedic aorist a‹‹svat ‘swelled’ may be based on a 3rd sg. middle form *e-k„ uH-e and in Greek - that is attested in the itself it is only the middle of the sigmatic aorist κυσmeaning ‘conceive, get pregnant’, I consider it rather doubtful that there had ever existed an active 3rd pl. root aorist form *(e-)k„ uH-ent meaning ‘they conceived’ in PIE or even only in Proto-Greek. Luckily enough, for κ3εσσα another sort of explanation seems available which is backed by some other evidence from Greek itself. There exists an enigmatic hapax εγκυαρ in Greek, which occurs in the inscriptional phrase οις λευκη εγκυαρ Del.3 725. 6 (from Miletus); it is either adjectival (meaning ‘pregnant’) or substantival (meaning ‘pregnant animal’), and one would certainly have expected to find either a form of γκυος itself (which was one of the common terms in Greek for ‘pregnant’), or perhaps a derivative of γκυος that was formed by means of ‘individualizing, substantivizing’ *-e/on- or *-e/ont- rather than with heteroclitic *-r/-n(t)-. Now if Greek indeed had a derivative of γκυος in *-e/ont-/*-nt-, ‡ i.e. an adjective *enkuue/ont-/*-nt- ‘pregnant’ of which in all likelihood „ ‡ e e  That is, in the end even the participles belonging to εµ and εGµι were reshaped on the model of related 3rd pl. forms ending in *-ent(i) in some dialects, witness Aeolic and Doric "ντ-, and also Fεσσα transmitted by Hesychius.  As was claimed indeed by Ruijgh (explicitly in 1998: 220–1, implicitly as early as in 1992: 459–60).  See now for these two su¶xes the studies by Melchert (2000) and Oettinger (2001).  Incidentally, this formation can be equated with Latin inci»ens ‘pregnant’ in case one is willing to assume that within the history of Latin *enku- could have turned into /inki-/ by the same process that made *enklu- develop into /inkli-/ in inclitus, the well-known variant 270 Martin Peters the substantivized neuter meaning ‘pregnant animal’ alone was in use at least at the final stage of development, and if this nt-formation was somehow able to escape the familiar levelling process by which the respective strong-stem allomorphs in -e/ont- became regularly generalized in almost all of the other Greek stems ending in -nt-, then the expected nom.-acc. plural form of this neuter noun (which was probably mostly used as a collective) is precisely *enkuuata (at least to judge from other archaic neuter „ nom.-acc. plural forms showing the zero grade of the su¶x, such as βλεµνα and κ)ρηνα), and at least in theory a form like this may well have been capable of being (re)interpreted as the plural form of a neuter r/n-stem, and accordingly could have given rise to a new nom.-acc. (singulative) singular form εγκυαρ. Since I cannot conceive of any other viable approach, let alone a better one, to account for εγκυαρ, our reconstruction of an adjective *enkuue/ont- might seem to be vindicated, and so by now we can „ even feel free to set up an *-ih - feminine that belonged to this adjective. 2 Such a feminine can only have been *enkuuessa in case the corresponding „ neuter ended in *-ent rather than in *-ont in the nom.-acc. singular, and *enkuuessa was certainly capable of being reanalysed as a participle of a „ compounded verb (matching Homeric 4ποκυσαµνη this way) and thus also of becoming decompounded in any dialect that had, or in the mind of anyone who knew of the existence of, feminine participles in -εσσα such as σσα and Fεσσα. One may object, however, that a (collective) plural form *enkuuata „ would rather have triggered the back-formation of a new (singulative) singular form *enkuuaton, to judge from πρβατον and lots of other singular „ forms in -ον that were based on originally athematic (collective) plural forms ending in -α. Naturally, the best way to counter such an argument is to produce parallels. So let us see if there are other nom.-acc. singular form of inclutus ‘famous’ (as for the semantics, see now Schmidt 1997: 553 ·.; cli»ens is not an outcome of clu»ens and accordingly should not be quoted as a parallel: see most recently Seldeslachts 2001: 72–3). For another way to cope with inci»ens see now K•olligan (2002: 148).  The reason why *-ata was preserved instead of being replaced by *-e/onta may have been that the (collective) plural forms of this noun were much more frequently used than the nom.-acc. form of the singular; the same was certainly true for another term from the very same semantic field, πρβατα ‘small cattle; cattle; sheep’ (which originally was an athematic noun as well, thematic πρβατον representing just a di·erent sort of back-formed nom.-acc. (singulative) singular: see Egli 1954: 41 ·. and, more recently, Leukart 1987: 344–5).  In theory, κ3εσσα could also be taken as a *-uent- derivative from a root noun *k„ uH-, but there is no other evidence from Greek itself in„ favour of such an analysis.  See the most valuable collection of relevant material in the booklet by Egli (1954) mentioned in n. 16. On Some Greek nt-Formations 271 forms ending in -αρ that are best explained in a way similar to the one we have envisaged here for εγκυαρ. There is certainly one that Schwyzer once took to be of such a kind, viz. ;πεαρ ‘awl’; but Vine (1995) made a good case for deriving this word from an original denominal *-uer/n- formation instead. This is why I shall „ now try to prove that at any rate Arcadian 4φαρ ‘mistletoe (viscum album)’ can be taken as another instance of that peculiar kind of back-formation posited above to account for εγκυαρ. As is well known, 4φαρ in Hesychius is provided with the following interpretamentum: τZ "πιφυµενον τας πε3καις κα "λ)ταις, i.e. ‘what grows upon the pines and the silver firs’. Accordingly, it seems to make sense to have a stab at deriving 4φαρ from an archaic kind of participial formation that had once belonged to the paradigm of "πιφ3οµαι ‘to grow upon’, i.e. at least for morphological reasons from a predecessor of the nt-participle of the verb’s active root aorist e/opi + p h»u-. In accordance with the claims made above, the expected original inflexion of such a participle is *e/opi + p huuont-/p huuat-, with *-at- showing „ „ up even in the nom.-acc. plural form of the neuter, and indeed a nom.acc. collective plural form may also have been the unmarked form of the paradigm in the case of a plant name such as ‘mistletoe’, at least in the prehistoric period. Now precisely in Arcadian the variant with *opi, i.e. *opi + p huuat-, could have developed into *op huuat- not only by haplology, „ „ but also by a treatment of *opi(+) quite analogous to the very special one that κατ)(+) and πεδ)(+) were subject to in this dialect (and also Laconian) if followed by a word/verb that started with an obstruent, and of course *op huuat- may thereupon have turned into *up huuat- simply by vowel „ „  I dismiss λειφαρ ‘unguent’, which alternates with a form in -α λειφα, as another possible parallel, since it was rather the variant in -α that was the analogically innovated form (see Morpurgo Davies 1968: 801).  An original meaning ‘what has grown upon’ nevertheless also makes excellent sense with respect to semantics; note that mistletoe is easiest to detect upon its host when the latter has been stripped of its needles and it becomes evident that specimens of the parasite plant probably have grown there for some considerable time. (Note also that Greek τ)λαντα ‘(pair of) scales’, which is most probably a form of a former root aorist participle, was taken to be the form of an old root present participle on semantic grounds even by the great Felix Solmsen (1912–13: 499).) Incidentally, according to Balles (1999: 140), the Germanic term for viscum album (‘*mi-zd-o-’) had a quite similar original meaning, viz. ‘was darauf (n•amlich auf dem Baum) bzw. inmitten (des Baumes) sitzt’.  See e.g. Dubois (1988: i. 133–4, 139–40). I think it is perfectly safe to assume that *opi(+) had once been in use as a variant of "π(+) in Arcadian as well, to judge from its sporadic attestation as such a variant form in other dialects of the first millennium such as Thessalian, and above all from what Anna Morpurgo Davies has taught us about Mycenaean e-pi and o-pi (Morpurgo Davies 1983); see also Dubois (1988: i. 138). 272 Martin Peters assimilation, and *up huuat- eventually into 4φατ- simply by application „ of Kal‹en’s Rule (Kal‹en 1918: 1–38). So all that we finally need in order to make 4φαρ an outcome of the original participle of the root aorist e/opi + p h»u- is precisely the very special kind of back-formation that was proposed above for εγκυαρ. Now a collective plural *up huuata which triggered the creation of a „ singulative singular *up huuar is not only a most welcome parallel, it may „ also tell us why *enkuuata in fact behaved di·erently from the normal „ pattern adopted by the likes of πρβατα. Since *enkuuata and *up huuata „ „ both ended in *-uuata (whereas πρβατα did not), the presence of either „ an *-uu- or merely a *-u- element in front of (*)-ata seems to have been „ „ crucial, and it is indeed easy to give a reason why this may have been so: there certainly was no neuter su¶x *-uato- in Greek, but there existed quite a lot „ of neuter nouns with su¶xal *-uar /*-uata; accordingly, it does not come „ „ as a great surprise in the end that the likes of πρβατα and the collective plural forms in *-uuata went di·erent ways, the first following the model „ of the innumerable to-formations, the second adopting the pattern of the neuter *-uar /*-uat- stems. „ „  Alternatively, one could toy with the idea that Arcadian had *upi as a variant of *opi, as Mycenaean probably did (at least to judge from u-pi-ja-ki-ri-jo); Mycenaean u-pi- itself is best explained as due to Panagl’s Rule (see Panagl 1975: 424 ·. and 1989), which seems to have mostly operated in Mycenaean, but according to its discoverer was sporadically applied to Arcadian (and Lesbian) forms as well.  Two very sophisticated alternative accounts of 4φαρ have been put forth relatively recently, one by Charles de Lamberterie (1994: 331 ·.) and another by my extremely gifted student Sasha Nikolaev (2002: 126–7 n. 6). It is to him that I owe the idea that εγκυαρ and 4φαρ are birds of a feather.  According to my account, there could indeed have existed nom.-acc. singular forms ending in *-uar even in Arcadian (see Peters 1986: 313 for my view on the outcomes of *r in „ what most people subsume under the heading of ‘Achaean dialects’). As for the accent‡ of 4φαρ, I think that the PIE root aorist *b h‹uH-t inflected the acrostatic way, i.e. had a 3rd pl. - Od. 5. 481, and *b h»u‹nt from *b h‹uH-nt (to judge from the joint evidence of Homeric "φυν, ‡ Vedic a‹ bh»uvan) and accordingly as its participle *b h‹uH-ont-, also carrying the accent on the root syllable, so *up h‹uuata with accent on the *-u- was to be expected anyway. Now if it „ comes to *-uar /*-uat- stems that could have provided a model for the creation of *up h‹uuar, „ „ „ I should think a sure bet would be *on»auar /*on»a‹uata, and the Arcadian dialect (unlike „ „ quite well have preserved the original epic diction, which has ;νειαρ ‘advantage, food’) may accent on the root vowel *-»a- and not have shifted it onto the prothetic vowel o-: that is, in Arcadian a form *on»a‹uar may have existed, which of course could only have served as a „ model for a new singulative singular *up h‹uuar, which also carried the accent on the second „ syllable. On Some Greek nt-Formations 273        Aloni, I. 1986: Tradizioni arcaiche della Troade e composizione dell’Iliade (Milan: UNICOPLI). Anttila, R. 1970: ‘Soon Again’, Die Sprache, 16: 171–4. Balles, I. 1999: ‘Zum germanischen Namen der Mistel’, Historische Sprachforschung, 112: 137–42. 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A question that arises from this passage, and from others like it, is that of the Hellenistic and post-Hellenistic grammarians’ sources of knowledge about Homeric accentuation. This question has been discussed since the early nineteenth century and still deserves attention, but it is not the subject of the present essay. Instead we shall consider a di·erent, perhaps less immediately obvious, question: what is meant here by ‘Attic’? The language of Plato, or perhaps Menander? If so, how would Herodian have known how Plato or Menander accented a word? Or does the term refer to the speech of some contemporaries of Herodian? Or of some contemporaries of some of I am grateful to many friends and colleagues for discussions about Herodian, and in particular to Eleanor Dickey for valuable criticism of a draft of this essay and to John Penney for careful editing. It gives me much pleasure to o·er to Anna Morpurgo Davies, to whom I owe my interest in such questions, an attempt to understand something about the ancient Greeks’ understanding of their language.  Abbreviations for ancient authors and works, and the editions used, are as in Dyck (1995: 7–17) (except that Σ = sch.).  See Lehrs (1833: 269–71; 1837: 175); Steinthal (1863: 459–60); Wackernagel (1893: 33–8; 1914; 1943: 181–2); Wilamowitz-Moellendor· (1916: 8–9); West (1981). 278 Philomen Probert Herodian’s sources? Or is the term ‘Attic’ just used loosely here to include the Attic-based Koine? Some fragments of Herodian refer to ‘later’ Attic or its speakers, and further questions arise as to the meaning of this term: (2) οaτως συνθεσαι τε kς θυσαι τε. iσοι δd προπαροξ3νουσι, πταουσι· τAς γ_ρ µεταγενεστρας 9τθδος j τοι)δε
ν)γνωσις. (Σ Il. 2. 339b (A)) συνθεσαι τε (is accented) like θυσαι τε. Those who put an acute on the antepenultimate syllable (συνθσια τε) are wrong. For this sort of reading belongs to later Attic. Herodian prescribes the accentuation συνθεσαι for Homer, commenting that συνθσιαι is not Homeric but ‘later Attic’. What period is meant by ‘later’, and how did Herodian know about the accentuation of ‘Attic’ at di·erent periods? Stephan (1889), investigating the meanings of Herodian’s terms for various dialects, came to the following conclusions. The terms j συν θεια and j κοινh συν θεια referred to the Koine in our sense, which Herodian regarded as having arisen roughly after Alexander the Great. The Koine is contrasted with five other, ‘old’, dialects: Attic, Ionic, Doric, Aeolic, and Boeotian. Distinctions are drawn between older and later forms of Attic, Ionic, and Aeolic, but in each case the ‘later’ form is still an ‘old’ dialect by contrast with the Koine, i.e. one of the dialects used by authors who lived before Alexander. The ‘later’ forms of the ‘old’ dialects are regarded as having arisen at some point after the time of Homer; it is clear from several passages that Herodian thought Homer used forms from various di·erent ‘old’ dialects, but that he did not use forms peculiar to their ‘later’ varieties or to the even later Koine. Stephan’s conclusions are well supported and must be fundamentally correct. But Herodian’s use of terms for Attic, later Attic, and the Koine in relation to discussions of accentuation is worthy of special attention. Serious grammatical discussion of accents, and the availability of signs for accents, began in the Hellenistic period. It is clear that there was some tradition about the accentuation of some pre-Hellenistic variety or varieties of Greek, in particular about the accentuation of Homer, but it is worth  Other Herodianic ways of referring to the Koine include the use of the first-person plural (‘we say x’, or ‘in our dialect’), expressions involving the word ν+ν or νυν ‘now’, and the term j
ν_ χερα `µιλα: see Stephan (1889: 89–105) (discussing also instances in which the word συν θεια or the first-person plural is used in other ways). On the terms κοινς, κοινν, κοιν$ς, κατ_ κοινhν δι)λεκτον, and j κοινh δι)λεκτος, see below with n. 7.  For Herodian’s view that Homer did not use forms peculiar to ‘later Attic’, see passage (2); for the same exclusion of ‘later Ionic’ forms from the language of Homer, see Σ Il. 18. 266a (T). Accentuation in Old Attic, Later Attic, and Attic 279 asking for how many di·erent varieties of Greek, and especially of preHellenistic Greek, the Hellenistic and post-Hellenistic grammarians had information about the accent. Were they really able to distinguish between the accentuation of Homer, that of an earlier and that of a later Attic, and that of the Koine (in addition to various other dialects), or did they have, for example, information about the accentuation of the Koine and about that of Homer, into which they fitted the accentuation of Attic of di·erent periods according to some notions as to whether the Attic of a particular age would have agreed in accentuation with the Koine or with Homer? Wackernagel (1893: 38) thought that on the whole the Hellenistic grammarians applied to the texts of ‘Attic’ authors the same accents and accentual rules as applied to the Koine, whose accentuation they knew from their own speech, and he attached little significance to the frequent oppositions made by grammarians between the accentuation of ‘Attic’ or ‘old Attic’ on the one hand and that of Koine or ‘new Attic’ on the other. In some cases he thought the accentuation assigned to ‘old Attic’ (or to ‘old Ionic’) was that known from the tradition of accenting Homer. In other instances he thought the distinction arose because an accent that the Hellenistic scholars assigned to a particular word was di·erent from the one used by later scholars such as Herodian; the later scholars therefore recorded the accentuation prescribed by the earlier grammarians alongside their own accentuation of the word, labelling the former ‘Attic’ or ‘old Attic’ and the latter ‘Koine’ or ‘new Attic’. He allowed that a performance tradition may have preserved some information about the accentuation of Attic tragedy, but did not elaborate on this suggestion. His discussion of the whole question is very brief and rather elliptical: Was die alten attischen Texte betri·t, so wurden sie wohl im Ganzen nach der κοιν des dritten Jahrhunderts akzentuiert, obwohl f•ur die Trag•odie die Tradition der B•uhnensprache in Betracht gekommen sein mag. Dass so oft attischer oder altattischer Akzent gemeinsprachlichem oder neuattischem Akzent entgegengesetzt wird, ist von nicht so grossem Belang. Bei Herodian zu Β 339. Ε 54. Ξ 521 und περ µον. λεξ. 33, 11 (ebenso wie zu Σ 487, wo vom Spiritus die Rede ist) ist altattisch mit homerisch gleichwertig, wie bei Herodian zu Σ 266 altionisch. In anderen F•allen scheint mit ‘attisch’ der in alexandrinischer Zeit fixierte Akzent der attischen Autoren dem in der Gemeinsprache der Kaiserzeit u• blichen entgegengesetzt zu werden. Geh•ort dahin auch das thucydideische τροπαον f•ur sonstiges τρπαιον? Ich bedaure, dass mir der Raum fehlt, u• ber diese Dinge ausf•uhrlicher zu sprechen. (Wackernagel 1893: 38) Notice that Wackernagel’s view is based on an assumption, which I paraphrased above without comment, that in the relevant passages it is a 280 Philomen Probert fundamentally two-way distinction that is being drawn: ‘Attic’ or ‘old Attic’ on the one hand is opposed to ‘Koine’ or to ‘new Attic’ on the other. This two-way distinction corresponds in some cases to a distinction between the accentuation of Homer and that of the Koine and in others to a distinction between Hellenistic Koine and the later Koine of the Roman period; either way the contrast is between one older and one newer variety. The intention of this essay is firstly to show that in some cases Herodian made at least a three-way distinction between the accentuation of Homer or of old Attic, that of later Attic, and that of the Koine, and secondly to consider briefly some of the possible consequences of such a three-way distinction. I restrict attention deliberately to the fragments of Herodian, since the use of relevant terms by other grammarians deserves separate investigation. Scholarship on Herodian is, however, plagued by the di¶culty of knowing for certain when something is a genuine Herodianic fragment. For present purposes we are fortunate in being able to rely heavily on the following good sources of Herodian’s doctrines: [Arcadius]’ epitome of Herodian’s Περ καθολικAς προσ1ωδας; the Iliad scholia deriving from Herodian; Herodian’s surviving treatise Περ µον ρους λξεως; and statements elsewhere to which Herodian’s name is explicitly attached. Other sources will be used with caution where they can add something substantial. A basic assumption, even though a commonly made one, needs to be stated. The surviving works of Herodian on accentuation give the impression that on the whole they describe not a particular variety of Greek but simply ‘normal’ Greek accentuation, Greek accentuation par excellence. Specific varieties of Greek are mentioned from time to time for points on which they di·er from this ‘normal’ standard. I take Herodian’s view of ‘normal’ accentuation to be based on the accentuation of the Koine familiar to him or to his Alexandrian predecessors. In other words, when accentuation is prescribed without comment for a word that was in use in the Koine, I take the accentuation given to be the, or at least a, Koine accentuation of the word. A similar assumption applies to three of the passages we shall discuss (6, 7, and 17), which refer to a particular accentuation as κοινν. Consani (1991: 27–30), largely anticipated by Stephan (1889: 105–26), has shown that Herodian used this term not to mean ‘in the Koine’ but ‘in most Greek dia See Dyck (1993).  There are occasional passages for which this assumption cannot be maintained because the συν θεια (‘Koine’) is mentioned as the variety that apparently diverges from what is ‘normal’: see [Arcad.] 93. 7, 208. 16–19. These stand out as very unusual compared to the number of passages in which Attic or another non-Koine dialect is mentioned as the divergent variety, and I therefore suspect that they do not preserve Herodian’s original wording very well. Accentuation in Old Attic, Later Attic, and Attic 281 lects’ (i.e. rather generally, not only in one specific dialect). Forms said to be κοιν) often happen to be the Koine forms as well (see Consani 1991: 28), but they are not always and therefore not necessarily. Nevertheless, I make the assumption that in discussions of accents such κοιν) or ‘general Greek’ accents were in fact the Koine accents. If not, it would be very di¶cult to imagine where such accents could have come from; the grammarians clearly had accentual information about some non-Koine varieties, but their resources were not limitless and Koine was the variety whose accentuation was by far the most accessible to them. 2 Instances of Agreement between Homer and the Koine against ‘Later Attic’ In order to discover as much as possible about the distinctions between di·erent linguistic varieties that Herodian made and used when discussing accentuation, it is useful to collect the fragments of Herodian on the accentuation of particular words or classes of words for which he mentions di·erent accentuations for di·erent linguistic varieties. Often a particular fragment makes only a two-way distinction, between variety A and variety B, but another fragment on the accentuation of the same word or class of words makes a di·erent two-way distinction, between variety A and variety C. C agrees in accentuation with B but we know that the term ‘C’ is not merely a synonym of ‘B’. In other words, we appear to have three linguistic varieties, A, B, and C, with B and C agreeing on the particular accent under discussion and disagreeing with A. The passages we discuss first are ones that, as we shall see, reveal a situation involving the language of Homer, the Koine, and ‘later Attic’, with Homer and the Koine agreeing with one another against ‘later Attic’.                     συνθεσαι Several fragments of Herodian relate to the fact that first-declension nouns with paroxytone nominative singular are also paroxytone in the nominative plural, except that at least some are proparoxytone in ‘Attic’ or in ‘later Attic’ (the first of these fragments was also quoted above as (2)):  Stephan argued that the term κοινν as well as κοιν$ς and j κοινh δι)λεκτος referred to the ‘original’ dialect or to ‘original’ forms from which other dialect forms were derived. Consani takes κοινς (including κοινν), κοιν$ς, and κατ_ κοινhν δι)λεκτον to refer not to an ‘original’ dialect but to the consensus of most Greek dialects, but observes (1991: 29) that forms idiosyncratic to a particular dialect are typically taken as derived from ‘κοιν)’ forms. Unlike Stephan, however, Consani shows that Herodian uses j κοινh δι)λεκτος (with the article) for the Koine in our sense, di·erently from κοινς, κοιν$ς, and κατ_ κοινhν δι)λεκτον. Cf. the observations of Thumb (1901: 6 n. 1) and Maidhof (1912: 7–8). 282 Philomen Probert (3) οaτως συνθεσαι τε kς θυσαι τε. iσοι δd προπαροξ3νουσι, πταουσι· τAς γ_ρ µεταγενεστρας 9τθδος j τοι)δε
ν)γνωσις. (Σ Il. 2. 339b (A)) συνθεσαι τε (is accented) like θυσαι τε. Those who put an acute on the antepenultimate syllable (i.e. συνθσια τε) are wrong. For this sort of reading belongs to later Attic. (4) οaτως *κηβολαι kς ε,στοχαι· φαµεν γ_ρ iτι τZ
ναδιδναι τZν τνον τ$ν µεταγενεστρων "στν 9ττικ$ν, iτε περ το+ “πIA δh συνθεσαι” διελαµβ)νοµεν. (Σ Il. 5. 54 (A)) Εκηβολαι is accented like ε,στοχαι.For we said that retracting the accent (i.e. to the antepenultimate syllable) is a characteristic of the later Attic speakers, when we discussed πIA δh συνθεσαι. (5) αL ες ΑΙ ε,θεαι παρεσχηµατισµναι
ρσενικος `µοτονο+σι τας ε,θεαις τ$ν δων
ρσενικ$ν· τ3πτοντες τ3πτουσαι, χαρεντες χαρεσσαι, ταχες ταχεαι, ε κα µh τZν α,τZν τνον· "ναντοι "νανται, Βυζ)ντιοι Βυζ)ντιαι, Nµεροι Nµεραι (τZ τριγενς, jµραι δd τZ µονογενς). οL δd 9θηναοι (προ)παροξ3νουσ τινα µονογενA· Nµεραι ε,πρ)ξιαι τιµ#ριαι αFτιαι. ([Arcad.] 152. 21–153. 4) The nominatives in -αι derived from masculines have the accent on the same syllable as the nominatives of the corresponding masculines: τ3πτοντες τ3πτουσαι, χαρεντες χαρεσσαι, ταχες ταχεαι (even if the latter does not have the same type of accent), "ναντοι "νανται, Βυζ)ντιοι Βυζ)ντιαι,Nµεροι Nµεραι (i.e. the adjective; the nominative of the noun is jµραι). But the Athenians make some of the nouns proparoxytone: Nµεραι ε,πρ)ξιαι τιµ#ριαι αFτιαι. The scholia (3) and (4) prescribe penultimate accentuation for the nominatives plural συνθεσαι and *κηβολαι in the Homeric text, noting that antepenultimate accentuation (συνθσιαι, *κηβλιαι) is incorrect (for Homer) and a characteristic of ‘later Attic’ or ‘later Attic speakers’. The existence of a linguistic variety ‘later Attic’ is thus taken for granted, and the point made that its accentuation is not always applicable to Homer. In passage (5), where Homer is not under discussion, the accentuation of nominative plurals of first-declension nouns with paroxytone nominative singular arises again, but this time the contrast is between ‘the Athenians’, who make certain of these nouns proparoxytone, and, implicitly, ‘normal’ Greek accentuation or Koine. The accentual phenomenon attributed here to ‘Athenians’ is the same as that attributed in (3) and (4) to ‘later Attic’. From these discussions of first-declension nominative plurals we thus learn of three distinct varieties: the language of Homer; the Koine; and ‘later Attic’, also called simply the speech of ‘the Athenians’. We can be sure that ‘later Attic’ and the Koine are not identical because the linguistic forms used by these two Accentuation in Old Attic, Later Attic, and Attic 283 varieties are di·erent. The language of Homer here agrees with the Koine against ‘later Attic’. ρ µος, τοµος, µοος,    γελοος A situation parallel to the one we have just seen emerges from passages (6), (7), (8), and (9): (6) τZ δd Sτοιµος
ττικν, τZ δd *τοµος κοινν. ([Arcad.] 70. 7) bΕτοιµος in Attic, *τοµος generally. (7) :ΕρAµος. ο,δdν ες µος λAγον 4πdρ δ3ο συλλαβ_ς προπερισπ#µενον τ1$ η παραλ γεται,
λλ_ µνον "ρAµος, kς Fδε χ$ρον "ρAµον [Il. 10. 520]. 9ττικο µντοι προπαροξ3νουσι τhν λξιν. Ετοµος. ο,δdν ες µος λAγον 4πdρ δ3ο συλλαβ_ς τIA οι διφθγγ1ω παραληγµενον προπερισπ2ται,
λλ_ µνον τZ *τοµος. κα το+το δd παρ: 9ττικος τος νεωτροις φασ προπαροξ3νεσθαι. (Hdn. Mon. 938. 20–6) :ΕρAµος. No properispomenon word of more than two syllables and ending in -µος has η in the penultimate syllable, except "ρAµος, as in kς Fδε χ$ρον "ρAµον (Il. 10. 520). But Attic speakers make the word proparoxytone. Ετοµος. No word of more than two syllables, ending in -µος, and with -οιin the penultimate syllable, is properispomenon, except for *τοµος. And they say that even this word is proparoxytone among the later Attic speakers. (8) ρηµος (
ττικ$ς, "ρAµος δd παρ_ τ1$ ποιητIA) . . . ([Arcad.] 69. 12–13) „Ερηµος (in Attic, but "ρAµος in Homer) . . . (9) δι, φησ, τZ
χρεος . . . προπαροξ3νεσθαι Uφελει. € δηλαδh κα "ποουν οL 9ττικο, kς κα "ν τ1$ "ρAµον κα *τοµον, τος Οµηρικος· κα α,τ_ γ_ρ οL νε#τεροι 9ττικο
ναλγως <προ>παρ#ξυναν, 'ς φησιν Ηρωδιανς. (Eust. 217. 44–218. 1) Therefore, he (Herodian) says,
χρεος ought (by the rules) . . . to be proparoxytone. The speakers of Attic actually did this, as in the case of the Homeric words "ρAµος and *τοµος. For the later Attic speakers made these too <pro>paroxytone according to the rule, as Herodian says. [Arcadius] in (6) tells us that Sτοιµος is the Attic form, *τοµος the ‘general’ (i.e. Koine) form. Consistently with this passage, (7) gives the forms "ρAµος and *τοµος as the ‘normal’, i.e. Koine, forms, and contrasts ρηµος and Sτοιµος, said to be used by ‘Attic speakers’ or ‘later Attic speakers’. In (8) (and compare the Homeric quotation in (7)) the ‘Attic’ form ρηµος is  Van der Valk prints the manuscript reading παρ#ξυναν, but as he notes ad loc. this reading makes no sense and it is clear from the context that προπαρ#ξυναν is intended. 284 Philomen Probert contrasted with ‘Homer’s’ form "ρAµος. Finally, passage (9) ascribes both ρηµος and Sτοιµος to ‘later Attic speakers’ while implying that "ρAµος and *τοµος are the Homeric forms. Again Homer agrees with the Koine against ‘Attic’ or ‘later Attic’. The ‘later Attic’ forms ρηµος and Sτοιµος have undergone the accent shift known as ‘Vendryes’ Law’: a properispomenon word ending in a sequence consisting of light plus heavy plus light syllables (e.g. "ρAµος, *τοµος) tended to become proparoxytone in ‘Attic’. Another word whose ‘Attic’ accentuation is due to Vendryes’ Law is `µοος, ‘Attic’ iµοιος, mentioned in the following passages: (10) τ_ ες ΟΙΟΣ 4περδισ3λλαβα προπερισπ$νται, ε "πιθετικ_ εFη q κ3ρια `µοφωνο+ντα τος "πιθτοις·
λλοος αδοος `µοος γελοος παντοος. ([Arcad.] 50. 1–3) Words of more than two syllables in -οιος are properispomenon, if they are adjectives or proper names with the same form as adjectives:
λλοος αδοος `µοος γελοος παντοος. (11) τZ µdν `µοος kς “
λλοος”
ναγνωστον· τZ γ_ρ προπαροξ3νειν µεταγενεστρων "στν 9ττικ$ν. . . . (Σ Il. 14. 521a (A)) Οµοος is accented like
λλοος. For the paroxytone accentuation (iµοιος) is characteristic of later Attic speakers. In (10) [Arcadius] simply prescribes `µοος with no mention of iµοιος, suggesting that the Koine form familiar to Herodian was `µοος. The scholion (11) prescribes the same form `µοος for Homer, ascribing iµοιος to the ‘later Attic speakers’. These fragments on `µοος therefore agree with those on "ρAµος and *τοµος in suggesting that Homer and the Koine agreed with each other against ‘later Attic’. A parallel situation is suggested for γελοος/γλοιος by an Aristophanic scholion and a passage in the Etymologicum Magnum, both of which may well have a Herodianic basis: (12) “γλοιον”
ττικ$ς, “γελοον” δd κοινν. j δd σηµασα j α,τ . (Σ Ar. Ra. 6) Γλοιον in Attic, γελοον generally. But the meaning is the same.  See Vendryes (1904: 262–3; 1905–6).  The scholion Σ Il. 14. 521b (b(BCE3)T) records exactly the opposite of (11): τZ δd iµοιος προπαροξ3νεται· τZ γ_ρ `µοος µεταγενεστρων "στν 9ττικ$ν (‘iµοιος is proparoxyone. For `µοος is characteristic of later Attic speakers’). One of the two scholia has clearly inverted Herodian’s doctrine; this has to be Σ Il. 14. 521b, whose version would make `µοος/ iµοιος unique among words displaying variation ascribable to Vendryes’ Law in having the form `µοος rather than iµοιος in ‘later Attic’.  Compare passage (13), in particular, with (10) and (11). Accentuation in Old Attic, Later Attic, and Attic 285 (13) τ_ δd δι_ το+ ΟΙΟΣ Uνµατα 4πdρ δ3ο συλλαβ_ς Pπαντα προπερισπ2ται· ο\ον, παντοος,
λλοος, *τεροος· οL δd µεταγενστεροι τ$ν 9ττικ$ν τZ γελοος κα `µοος προπαροξ3νουσιν· ο,κ ε. (EM 224. 40–4) Words of more than two syllables in -οιος are all properispomenon. Thus, παντοος,
λλοος, *τεροος. But the later Attic speakers make γελοος and `µοος proparoxytone. That is not good. The scholion (12) draws a contrast between ‘Attic’ γλοιος and ‘general’ (i.e. Koine) γελοος; passages (10) and (13) also suggest that the Koine accentuation is γελοος, and (13) ascribes γλοιος specifically to ‘later Attic speakers’. The word γελοος/γλοιος is not attested in Homer (except in the quadrisyllabic form γελοϊον at Il. 2. 215), and we cannot therefore ask whether Homer again agreed with the Koine in the accentuation γελοος. The available facts on γελοος/γλοιος are, however, parallel to those for "ρAµος/ρηµος, *τοµος/Sτοιµος, and `µοος/iµοιος. We shall see in ⅓3 that the situation is rather di·erent for some other words a·ected by Vendryes’ Law. For the moment, however, we merely note that some instances of accentual variation resulting from Vendryes’ Law follow the pattern of agreement between Homer and the Koine against ‘later Attic’. 3 Agreement between ‘Later Attic’ and the Koine against ‘Old Attic’ or ‘Homer’: τροπαον and χρεος Wackernagel, quoted in ⅓1, mentioned the variation in accent attested for τροπαον/τρπαιον. The accentuation τρπαιον results from Vendryes’ Law, as did ρηµος from "ρAµος. We have just seen that for some words a·ected by Vendryes’ Law the proparoxytone accentuation (ρηµος) is characteristic of ‘later Attic’, while Homer and the Koine agree in having the properispomenon form ("ρAµος), i.e. in not showing the e·ects of Vendryes’ Law. [Arcadius] suggests, however, that in the case of τροπαον/ τρπαιον the Koine had the form τρπαιον, the form a·ected by Vendryes’ Law, while ‘Attic’ had the una·ected form τροπαον: (14) τ_ δι_ το+ ΑΙΟΝ µονογενA τρισ3λλαβα προπαροξ3νεται· bΗραιον (τZ τµε Cf. Eust. 205. 44–206. 1, where Herodian’s older contemporary Aelius Dionysius is reported to have ascribed γελοος (and `µοος and *τοµος) to ‘old Attic speakers’.  There is an alternative tradition (alluded to in the last sentence of (12)) that γελοος and γλοιος di·ered in meaning, but this tradition is not Herodianic: see Lentz (1867–70: i. 137).  For a situation in which Homer and the Koine agreed against ‘later Ionic’, see Σ Il. 18. 266a (T). 286 Philomen Probert νος) λαιον ∆ρκαιον Κρκαιον τρπαιον (κα τροπαον
ττικ$ς). ([Arcad.] 138. 21–3) Trisyllabic nouns in ΑΙΟΝ are proparoxytone: bΗραιον (‘precinct’) λαιον ∆ρκαιον Κρκαιον τρπαιον (and τροπαον in Attic). Further information on τροπαον/τρπαιον is provided by some passages that may well derive at least in part from Herodian but that one cannot simply take with confidence as further Herodianic fragments. They help, however, to elucidate [Arcadius]’ statement in qualifying the ‘Attic’ speakers who said τροπαον as speakers of old ‘Attic’: (15) π2ν κτητικZν ο,δτερον
πZ θηλυκο+ γεγονς, τρτην
πZ τλους χει τhν Uξεαν· ο\ον, κεφαλ , κεφ)λαιον· γυν , γ3ναιον· iθεν κα
πZ το+ τροπ , τρπαιον. οL δd παλαιο 9ττικο προπερισπ$σιν. (EM 769. 14–17) Every neuter possessive noun derived from a feminine has an antepenultimate acute, as κεφ)λαιον from κεφαλ , γ3ναιον from γυν , and hence also τρπαιον from τροπ . But the old Attic speakers make τροπαον properispomenon. (16) τροπαον j παλαι_ 9τθς, Mς στιν Ε(πολις, Κρατνος, 9ριστοφ)νης, Θουκυδδης· τρπαιον j να 9τθς, Mς στι Μνανδρος κα οL λλοι. . . . (Σ Thuc. 1. 30. 1) Τροπαον in old Attic, to which Eupolis, Cratinus, Aristophanes, and Thucydides belong. Τρπαιον in young Attic, to which Menander and the others belong. The Thucydidean scholion (16) states explicitly that speakers of ‘young Attic’ used τρπαιον, the accentuation prescribed by [Arcadius] in (14) that we took there to relate to the Koine. If these conclusions are correct, ‘young Attic’ here agrees with the Koine against ‘old Attic’. The scholion (16) is striking in using the absolute term j να 9τθς ‘young Attic’ rather than a form of νε#τερος ‘younger’ or of µεταγενστερος ‘later’, the comparatives normally used by Herodian to refer to ‘later Attic’ or its speakers. The use of an absolute term instead of a comparative may or may not be significant, but it goes together here with a fairly precise definition of ‘old’ and ‘new’ Attic. The authors said to belong to ‘old Attic’ wrote in the fifth century , Menander who belonged to ‘new Attic’ in the fourth century. We therefore appear to have a dividing line between ‘old’ and ‘young’ Attic of about 400 . However, it is important to notice that particularly since the term j να 9τθς does not occur in any indisputably Herodianic passage, we may well have at least partly non-Herodianic material here.  Cf. Σ Ar. Thesm. 697.  The phrase does occur four times in Choeroboscus’ discussion of the form IJδη at Choer. Th. ii. 86. 7–24, a passage that Lentz takes to be based on Herodian’s Περ παθ$ν (see Hdn. Accentuation in Old Attic, Later Attic, and Attic 287 The following passages on another word a·ected by Vendryes’ Law,
χρεος/χρειος ‘useless’, reveal that again the Koine form was the proparoxytone χρειος, but [Arcadius] in (17) states that the ‘Attic’ form is
χρεος while the scholion (18) states that the ‘Attic’ form is χρειος: (17) . . . χρειος (τZ κοινν,
χρεος δd τZ 9ττικν, kς
στεος) . . . ([Arcad.] 99. 25–100. 1) Xχρειος (in general, but the Attic form is
χρεος, like
στεος) . . . (18)
χρεον ƒδ#ν…· ∆ιον3σιος κα Τυραννων τhν πρ#την Uξ3νουσιν, 'σπερ κα παρ_ τος 9ττικος, κα
ναλγως· . . . j µντοι παρ_ τ1$ ποιητIA
ν)γνωσις . . . <προ>περιεσπ)σθη· . . . (Σ Il. 2. 269a1 (A))
χρεον ƒδ#ν…: Dionysius and Tyrannio put an acute on the first syllable, as in Attic and as the rule demands. . . . But the reading for Homer . . . is properispomenon. . . . Since the sources for other words a·ected by Vendryes’ Law suggest that proparoxytone accentuation in relevant words is characteristic of ‘later Attic’ while ‘old Attic’ had the properispomenon form, it would not be surprising if the form χρειος similarly belonged to ‘later Attic’ while
χρεος were the ‘old Attic’ form. This assumption resolves the apparent inconsistency in the use of the term ‘Attic’ between (17) and (18): in (17) 9ττικν refers to ‘old Attic’ while in (18) οL 9ττικο refers to speakers of ‘later Attic’. The use of ‘Attic’ interchangeably with both of these more precise designations may seem absurd, but we have already seen οL 9θηναοι,
ττικν, 9ττικο, and
ττικ$ς used in relation to ‘later Attic’ (passages (5), (6), (7), and (8)) as well as
ττικ$ς with reference to ‘old Attic’ (14). In each of these cases we could identify the ‘Attic’ as ‘later’ or ‘old’ by examining other passages discussing the accentuation of the same words; in the present case such evidence is not available but similar inconsistency in the use of the term ‘Attic’ needs to be assumed. Passage (17) tells us that the ‘general’ (i.e. Koine) accentuation of
χρεος/ χρειος was χρειος. The Koine therefore agreed with ‘later Attic’ against ‘old Attic’ in the accentuation of this word just as it did in the case of τροπαον/τρπαιον. From (18) we learn that according to Herodian, who παθ. 326. 2–19). I do not take the passage to be based very closely on Herodian, not only because of the phrase j να 9τθς but because Choeroboscus’ assertion that Homer belonged to j παλαι_ 9τθς represents a view slightly di·erent from Herodian’s: see Stephan (1889: 32–6).  I incline to think that Herodian did not work with a hard-and-fast dividing line between ‘old’ and ‘later’ Attic, but this question cannot be discussed here.  Cf. the more abbreviated scholion Σ Il. 2. 269a2 (b(BE3)Til). Compare also Eust. 217. 39–218. 1. 288 Philomen Probert disagreed with two earlier grammarians, the Homeric form was
χρεος. The situation according to Herodian is therefore that for this word Homer and ‘old Attic’ agreed with one another against ‘later Attic’ and the Koine. 4 Conclusions In ⅓2 we examined fragments of Herodian that reveal agreement in accentuation between Homer and the Koine against ‘later Attic’. The fact that the Koine and ‘later Attic’ may disagree in accentuation demonstrates that they are not simply equivalent as far as Herodian’s knowledge of their accentuation is concerned. In ⅓3 we examined fragments revealing agreement between ‘later Attic’ and the Koine against Homer and/or ‘old Attic’. These passages would fit much better than would those of ⅓2 with Wackernagel’s view that Herodian was essentially contrasting something old with something new (either traditional accentuation of Homer with Koine or earlier with later Koine). Since, however, the instances of agreement between Homer and the Koine against ‘later Attic’ (⅓2) do not allow an interpretation as simply something old vs. something new, there is no particular reason to assume such an interpretation for the passages in ⅓3 either. We need to assume because of the passages in ⅓2 that Herodian had information on the accentuation of a linguistic variety he called ‘later Attic’ that was distinct from his ‘normal’ variety (the Koine). We must also assume that he had information on a variety he thought of as being Homer’s, clearly not identical to the Koine even if its accentuation agreed with that of the Koine in these cases: from passages (17)–(18) on
χρεος/χρειος we see that the accentuation assigned to a word for Homer can be di·erent from that of the same word in the Koine. We may conclude that Herodian assumed the existence of at least three distinct linguistic varieties: the language of Homer, ‘later Attic’, and the Koine. A fourth variety, ‘old Attic’, never disagrees with Homer where a distinction is drawn between ‘old’ and ‘later’ Attic, yet Herodian’s evidence for ‘old Attic’ accentuation cannot have been based exclusively on traditional pronunciation of Homer because the word τροπαον/τρπαιον, with its specifically ‘old Attic’ accentuation τροπαον, is not attested in Homer. It remains to ask quite what ‘old’ and ‘later’ Attic meant to Herodian. We know that Herodian made use of several Hellenistic works for information on the accentuation of Attic, including the treatise Περ 9ττικAς  For more cases in which the accentuation assigned to a word for Homer is di·erent from that assigned to the same word, or to words of the same category, in the Koine, see the works of Lehrs, Steinthal, Wackernagel, and West cited in n. 2. Accentuation in Old Attic, Later Attic, and Attic 289 προσ1ωδας composed by Trypho in the first century , and that Herodian himself was also the author of a Περ 9ττικAς προσ1ωδας. My suspicion is that Herodian took over a distinction between earlier and later Attic from the Hellenistic grammarians, and that these grammarians had access to information about the pronunciation of Athenians and to some sort of folk memory of Athenian accentuations that were no longer in use or perhaps used only by older or more linguistically conservative speakers. Wackernagel’s suggestion about the Tradition der B•uhnensprache of Attic tragedy may very well be relevant. Evidence that the Hellenistic grammarians already distinguished between earlier and later Attic when discussing accents is meagre, but one fragment of Trypho on accentuation is transmitted with the term οL παλαιο 9ττικο, which may go back to Trypho himself. Furthermore, Choeroboscus in a discussion of jµραι/Nµεραι ‘days’ and similar nominative plurals (cf. ⅓2) attributes the proparoxytone accentuation to οL . . . 9θηναοι . . . κα µ)λιστα οL νε#τεροι ‘the . . . Athenians . . . and especially the later [or younger?] ones’, adding kς
παγγλλουσιν οL περ 9ττικAς συνηθεας γρ)ψαντες ‘as those who write on Attic usage report’ (Choer. Th. i. 403. 16–19). Choeroboscus’ immediate source is almost certainly Herodian, but the phrase οL περ 9ττικAς συνηθεας γρ)ψαντες does not look like a reference by Choeroboscus to Herodian but a reference by Herodian to some predecessors. Velsen (1853: 22) suspected, plausibly enough, that the information reported went back specifically to Trypho’s Περ 9ττικAς προσ1ωδας. In any case, we may draw the conclusion that one or more of the Hellenistic grammarians Herodian used made distinctions between earlier and later 9θηναοι or 9ττικο. One of Herodian’s Hellenistic sources for Attic accentuation, a grammarian named Philemon, is most likely to be the glossographer Philemon who  For Herodian’s use of Trypho’s Περ 9ττικAς προσ1ωδας, see Hdn. Mon. 948. 1–2 (cf. Tryph. fr. 7); Σ Ar. Av. 876c (cf. Tryph. fr. 7); Hunger (1967: 13–14) (fr. 53). In addition, Herodian used Chairis or Chares (Hdn. Mon. 947. 29; Σ Ar. Av. 876c; cf. Tryph. fr. 7, with Velsen (1853) ad loc.) and a Philemon (Hunger 1967: 13, frr. 52, 53) for information on Attic accentuation. On Philemon, see below.  See EM 804. 20; Σ Ar. Eq. 487a; AP iv. 181. 32–182. 2 (see Cramer ad loc. and Lentz 1867–70: i, pp. lxxiii–lxxiv); Hunger (1967: 14–15) (fr. 58); Velsen (1853: 10).  ‘Amm.’ 73 = Tryph. fr. 12. Interestingly, the di·erence in accentuation between Dρπαγ ‘seizing’ and Dρπ)γη ‘hook’ ascribed here to the παλαιο 9ττικο is mentioned at [Arcad.] 116. 16–18 as if it were simply ‘normal’, suggesting that the distinction was not peculiar to the παλαιο 9ττικο but also characteristic of the Koine. This conclusion is strengthened by the fact that the same distinction is found in modern Greek. I do not know what to make of these facts.  In any case [Arcad.] 152. 21–153. 4 (passage (5)) and our passage have a common source, since the examples ε,πρ)ξιαι τιµ#ριαι αFτιαι occur in the same order in each.  Cf. the use of φασ ‘they say’ in passage (7). 290 Philomen Probert lived around 200  and made a collection of Attic glosses (so Hunger 1967: 13); he will in any case be the same Philemon who appears as a source for Trypho’s knowledge of Attic accentuation at ‘Amm.’ 405 ( = Tryph. fr. 15). Athenaeus (11, 469 ) refers to the glossographer as Φιλ µων ` 9θηναος (‘Philemon the Athenian’), while Trypho’s source at ‘Amm.’ 405 is qualified as τZν
γξωνα or
γξονα, a corrupt designation for which Frellonius conjectured Αξωνα (‘from the Attic deme Aixone’). Every indication thus suggests that the Philemon used by Herodian lived in Attica; he therefore allows us to connect the ‘Attic’ accentuation discussed by Hellenistic grammarians and then by Herodian with the speech of Athens or Attica rather than with e.g. Atticizers living in Alexandria or Rome. The conclusion that Herodian’s ‘old Attic’, ‘later Attic’, and Koine are genuinely separate linguistic varieties, and that his information on ‘old Attic’ and ‘later Attic’ is based on Hellenistic wisdom that recorded some linguistic reality relating to Attica, lends more Belang than Wackernagel thought to the contrasts Herodian draws between the Koine and various forms of Attic. In particular, by taking these contrasts seriously we may now add further evidence, and some clarification, to an aspect of Vendryes’ description of the accent retraction in words such as "ρAµος/ρηµος or τροπαον/τρπαιον. Vendryes (1904: 263, 1905–6: 222–3) thought the retraction of the accent was a particular characteristic of later Attic but that it was also responsible for the accentuation of a good number of words in the Koine. We may now list some words for which the retracted form is specifically attested for later Attic but excluded from the Koine (ρηµος, Sτοιµος, iµοιος) and some others for which it is attested for later Attic and also for the Koine (τρπαιον, χρειος). The accentuation of such words should be added to the list of respects in which the Koine combined Attic and non-Attic elements.        Consani, C. 1991: ∆ι)λεκτος: contributo alla storia del concetto di ‘dialetto’ (Testi linguistici, 18; Pisa: Giardini). Dyck, A. R. 1993: ‘Aelius Herodian: Recent Studies and Prospects for Future Research’, in Haase and Temporini (1993), 772–94. (ed.). 1995: Epimerismi Homerici, pt. 2 (Berlin and New York: de Gruyter).  See Wendel (1938).  Wendel (1938), and hesitantly Velsen (1853: 19), identify Trypho’s source with the glossographer. Accentuation in Old Attic, Later Attic, and Attic 291 Haase, W., and Temporini, H. (eds.). 1993: Aufstieg und Niedergang der R•omischen Welt, II. . i (Berlin and New York: de Gruyter). Hunger, H. 1967: ‘Palimpsest-Fragmente aus Herodians Καθολικh Προσ1ωδα, Buch • sterreichischen Byzantinischen Gesellschaft, 16: 1–33. 5–7’, Jahrbuch der O Lehrs, K. 1833: De Aristarchi Studiis Homericis, 1st edn. (K•onigsberg: Borntr•ager). 1837: Quaestiones Epicae (K•onigsberg: Borntr•ager). Lentz, A. (ed.). 1867–70: Herodiani Technici Reliquiae (Leipzig: Teubner). Maidhof, A. 1912: Zur Begri·sbestimmung der Koine besonders auf Grund des Attizisten Moiris (Beitr•age zur historischen Syntax der griechischen Sprache, ed. M. v. Schanz, 20; W•urzburg: Kabitzsch). Steinthal, H. 1863: Geschichte der Sprachwissenschaft bei den Griechen und R•omern, 1st edn. (Berlin: D•ummler). Stephan, H. 1889: De Herodiani Technici Dialectologia (Strasbourg: Heitz). Thumb, A. 1901: Die griechische Sprache im Zeitalter des Hellenismus: Beitr•age zur Geschichte und Beurteilung der Κοιν (Strasbourg: Tr•ubner). Velsen, A. von (ed.). 1853: Tryphonis Grammatici Alexandrini Fragmenta (Berlin: Nicolai). Vendryes, J. 1904: Trait‹e d’accentuation grecque (Paris: Klincksieck). 1905–6: ‘L’accent de γωγε et la loi des prop‹erispom›enes en attique’, M‹emoires de la Soci‹et‹e de Linguistique de Paris, 13: 218–24. Wackernagel, J. 1893: Beitr•age zur Lehre vom griechischen Akzent (Programm zur Rektoratsfeier der Universit•at Basel; Basel: Reinhardt). 1914: ‘Akzentstudien, III: Zum homerischen Akzent’, Nachrichten von der K•oniglichen Gesellschaft der Wissenschaften zu G•ottingen: Philologisch-historische Klasse, 1914: 97–130. 1943: ‘Graeca’, Philologus,  49: 177–92. Wendel, C. 1938: ‘Philemon (13)’, in RE, 1st ser., xix/2. 2150–1. West, M. L. 1981: ‘The Singing of Homer and the Modes of Early Greek Music’, Journal of Hellenic Studies, 101: 113–29. Wilamowitz-Moellendor·, U. von. 1916: Die Ilias und Homer (Berlin: Weidmann). 21 Indo-European *(s)mer- in Greek and Celtic Peter Schrijver 1 Greek The early Greek paradigm of the verbal root *smer- consists of a transitive present µεροµαι ‘receive something as a portion’ (Nµισυ µερεο τιµAς ‘receive half the honour (as your due)’, Il. 9. 616), which reflects *smer-ye/o-, and a variety of forms that can be reduced to a single ProtoGreek perfect. The active singular perfect stem *se-smor- survives in the Aeolic third-person singular µµορε ‘is the due receiver of something’ (with genitive, e.g. Il. 1. 278: `µοης µµορε τιµAς ‘is the receiver of common honour’). The zero-grade root is attested in middle forms: Ionic third-person singular middle pluperfect ε@µαρτο ‘it was destined’ (Il. 21. 281) < *he-hmar- < *se-smr-, and presumably Doric third-person singular middle perfect µβραται·‡ ε@µαρται (Hesych. 2313) ‘it is destined’ < *hehmra- < *se-smr-. The substantivized perfect middle feminine participle, ‡ carries the meaning ‘fate’. Ionic ε@µαρµνη, These facts have long been recognized. The archaic perfect morphology has persuaded Indo-Europeanists that the origins of this verb must be sought in Proto-Indo-European (thus recently LIV 2 570). Support comes from an accompanying set of ablauting nominal forms, such as: µρος ‘fate, destiny, doom, death, corpse’ < *sm‹or-oµορα ‘part, portion; lot, destiny; proper destiny, propriety, doom’ < *sm‹or-ih 2 µρος ‘part, portion, destiny, share, turn’ < *sm‹er-es- Yet the other cornerstone of IE reconstruction beside archaic morphology, viz. comparative evidence from other IE languages, would seem to be almost completely lacking. The only reliable counterpart that has been identified so far is Latin mere»o, mereor ‘to earn, merit, deserve’. All other  If ε,-µαρ ς ‘easy, convenient’ reflects *-smr-‹es- (with analogical syllabic r after the ‡ *-krt‹e:s), it is an archaic hysterodynamic ‡ type (Aeolic) κρτος ‘strength’, -κρατ ς < *kr‹et-os, ‡ counterpart of the proterodynamic s-stem *sm‹er-os (Forssman 1966: 135 ·.).  Hittite marriya- ‘zerst•uckeln, schmelzen, aufl•osen’ probably does not belong here: see Indo-European *(s)mer- in Greek and Celtic 293 Latin forms belonging to the etymon, such as merenda, meretrix, meritum, are transparent derivatives of the verb, which, being an atypical e-grade »e-verb (old statives have zero grade, old iterative-causatives o-grade of the root), may well be denominal. As words attested only in Latin and Greek are suspected of having been borrowed (cf. pirus, πιος ‘pear-tree’), the main argument for a PIE origin of the etymon remains Greek morphology. And even if Greek morphology su¶ces for this purpose, the question remains whether the rich semantic range of the Greek etymon compared with the homogeneity of Latin is a Greek innovation or an inheritance from PIE. It is the aim of this short contribution to bolster the case for a PIE origin of the etymon and of some of its semantic properties (portion → fate → doom → death, corpse) by producing Celtic evidence that, as far as I can see, has hitherto been overlooked. 2 Irish ma(i)rt Old and Middle Irish mart, a masculine o-stem, occurs beside mairt, which, on the evidence of the genitive sg. and nominative pl. marta, is an i-stem. It is a rare word, so that the question which of the two inflexions is original (if not both) cannot be plausibly answered. The meaning can only be grasped approximately. The Dictionary of the Irish Language (DIL) comments: ‘A death, esp. one caused by accident or violence; often a slaughter, a massacre . . .; a poetic word, occurring in rhetorics, prophecies, etc.; interpretations given below are conjectural.’ A typical example is found in a poem commemorating the flooding of L‹§athmuine in Lebor na hUidre. The legendary L‹§ B‹an, daughter of King Eochu mac Maireda, was one of the very few persons to survive the flood. Having spent three hundred years in the water in the company of her lapdog, which had meanwhile changed into an otter, she was fished out by a certain B‹eoan mac Inli. On that occasion she chanted a long poem on the fate that had befallen her and her family. One of the stanzas goes as follows (LU 3007–10): Tischler (1990: 129–30). IEW ’s connection (969–70) with *smer- ‘remember’ is unsatisfactory for reasons of semantics.  LIV 2’s reconstruction (570) *smr-h y‹e- (with secondary e-grade) is unsatisfactory as 1 ‡ yelong as it has not been shown that *-h can yield *-aye- (rather than *-ye-) and *-aye1 can yield *-»e- (rather than *-»a-). 294 Peter Schrijver Mara matan matan mairt n‹§ fuar ‹ ethar ni fuar ‹ bairc is and dolluid ba sc‹el ngl‹e Lind Muni dar L‹§athmune. Morning of the flood (?), morning of mart I found boat nor ship Then came—a clear story Lake Muini over L‹§athmuine. As the poem mentions the morning just before the flood, mart could in theory be understood as premonition of death/massacre, as impending death. This interpretation receives support from a number of instances where mart/mairt is used in prophecies of battles and deaths: Mairt hi Crinda c‹ein mbess bith hi foichret sl»uaig H»erend grith ‘mart at (the battle of) Crinda, (famous) as long as the world shall be, in which the hosts of Ireland will reverberate’ (Baile in Sc‹ail, ZCP 13 (1921), 376, l. 20 [Rawl.]) Bebaid Cormac c‹ain marb dia mairt hi t»oeb Cletig, adc»oinfet G»oidil ‘Fine Cormac will die, dead by his mart at Toeb ‹ Cletig, the Irish will lament him’ (Baile in Sc‹ail, ZCP 13 (1921), 376. l. 25 [Rawl.]) Bid mairb dia mairt i toaibh Cletig ‘They [sc. Fergus and Enda] will be dead by their mart in Toeb ‹ Cletig’ (Baile in Sc‹ail, ZCP 13 (1921), 376 n. 7 [H], a condensed version of this and the previous quotation from Rawl.) Mairt i Liphimaig arath‹a, bebaid and in r»§gn‹§a ‘mart in the plain of the Li·ey is impending, there the king’s nephew/champion will die’ (Baile in Sc‹ail, ZCP 13 (1921), 377, l. 4 [Rawl.]) m‹§focul marmarta, translated in DIL as ‘a bad word of great death’ ( = a prognostication of slaughter?) (O’Davoren’s Glossary, Archiv f•ur Celtische Lexicographie, 2 (1904), 628) Hence I tentatively suggest that mart, mairt approximately means ‘prognosticated or impending death, death fate’. Irish has what might seem to be a di·erent word mart, which means ‘cow destined to be slaughtered, victim, slaughtered cow’. This probably represents a highly specialized usage of the first mart. Its meaning can be understood as an extension of ‘impending death’ to ‘animal that is for the chop’. In the version of Cormac’s Glossary that is found in the Yellow Book of Lecan, mart is explained etymologically as follows: mart quasi morti .i. o»n b‹ass ‘mart, as if (Latin) morti, that is, death’. The Irish word cannot be  The manuscript has m‹ar‹e, which does not seem to make sense. I tentatively emend to mara, Gsg. of muir ‘sea’. Indo-European *(s)mer- in Greek and Celtic 295 explained as a straightforward loanword from Latin mors, mortis as in that case the attested form should have been *moirt. The glossator adduced the Latin gloss because of its similarity to the Irish word with a view to constructing its etymology. This background renders the semantic adequacy of the gloss doubtful: the only reliable conclusion one can draw from the entry in Cormac’s Glossary is that mart must have had a meaning su¶ciently close to ‘death’ in order to make a credible comparison with mors in the eyes of an early Irish scholar. The similarity of mart to the Latin loanwords martir ‘martyr’ and martre ‘martyrdom’ may have influenced his understanding of the origin and meaning of mart, too, but neither can account directly for the etymology in the modern sense of the word. What does seem to be possible, however, is that ma(i)rt is the result of an ‹etymologie crois‹ee of Lat. mortis with Irish marb ‘dead’ < *mr-wo- (De Bernardo Stempel 1987: 129), but this proposal leans heavily on‡the semantic reliability of the gloss in Cormac’s Glossary. Less probable is that mart is a R•uckbildung of martrae (De Bernardo Stempel 1999: 569; what could have been the model?) or that it drew its vocalism from a supposedly reduplicated *mr-mr-t- (Hamp 1973: 153–4; phonologically di¶cult: *mr-mr-t- should have become *mrimrit-). On these and other proposals, see Irslinger (2002: 299). LEIA M-21 therefore understandably rejects the opinion that mart is ultimately a Latin loanword. It regards the relation between mart and mors as one of common inheritance of a PIE root *mer- ‘to die’. This interpretation too leans heavily on the supposed meaning ‘death’ of the Irish form, however, which, as we saw, is unreliable. Moreover, the feature ‘prognostication’ that appears to be present in many instances of ma(i)rt in poetry is then considered a secondary development, which is no more than an arbitrary presupposition. Before committing ourselves to an opinion for or against LEIA’s etymology, however, the Brittonic material needs to be addressed. 3 Brittonic *mar t As far as I am aware it has not been recognized that Brittonic has a close cognate of Irish mart, which occurs as Welsh marth, Cornish marth, and Breton marzh. Welsh marth is a rare and nowadays obsolete word. Geiriadur Prifysgol Cymru translates it tentatively as ‘sorrow, distress, ?painful wonder or surprise, fright; ?shame, disgrace’. The question arises whether all or any of these rather di·erent glosses are supported by the material. An evaluation 296 Peter Schrijver is rendered di¶cult by the fact that marth usually occurs in contexts which allow a number of semantic interpretations. The twelfth-century poet Gwalchmai ap Meilyr uses our word twice in an elegy on the death of Madawg ap Maredudd: Llawurydet urydeu yt Madawc ys meu Marth gofyeu gyfesgar. (ll. 57–8) Sad thoughts of Madawg have I Separation (evokes) memories of marth. Eil marth mawr mor de, eil yrth, eil syrth se. (l. 87) This (is yet) another great marth, so burning, another shock, another collapse. Caerwyn Williams, who edited and translated the poem, interpreted marth as ‘sadness, sorrow’, which is possible in principle, but so are many other translations conveying similar feelings, including a close equivalent of its Irish cognate, ‘untimely death’. A rather di·erent context from the formulaic, elegiac usage of marth is found in J I, 1073: Marth y llygoden ny bo namyn vn ·eu idi. Marth to the mouse that has but one hole. Although a translation like ‘sorrow’ cannot be excluded, an interpretation ‘premature, impending death’ or ‘death fate’ vel sim. has the advantage of being less bland and of allowing a connection with both the Welsh elegiac usage and Irish mart. The earliest Welsh instance of marth has a di·erent shade of meaning. It occurs in the Old Welsh elegy on the death of Ywain, which is ascribed to Aneirin and found in Recension A. Here it says: Marth ym pa vro llad vn mab marro. (It is a) marth in which country Marro’s only son has been killed. An approximate translation of marth as ‘premature death’ or ‘sorrow’ seems excluded. Editors usually take it to mean ‘(sorrowful) surprise, wonder’. Both Koch (‘I wonder’) and Jackson (‘I marvel’) translate marth with a finite verb. What is expressed here is, of course: ‘Which country produces such powerful warriors that these were capable of slaying Marro’s only son?’  Caerwyn Williams (1994: 151–2 (text),159–60, 305 (Modern Welsh translations: tristwch, poenus)).  Williams (1978: i, 19–20); Jackson (1969: 115) (A. 1); Koch (1997: 52–3). Indo-European *(s)mer- in Greek and Celtic 297 This particular meaning is found in Middle Cornish, too. Lines 2391–2 of Passio Christi are part of an argument between two doctors. One of them says: er the pyn cousaf cowal marth am bues ath lauarow I contradict you utterly I’m astounded [lit. marth I have] by your words. The derivative marthus means ‘miracle’, as in Passio Christi 81–2, where Satan addresses Jesus: mar sos dev a nef golow dysqua lemman marthusow. If thou art God from shiny heaven now show (thy) miracles. This semantic thread can be picked up in Middle Breton marz ‘miracle’. An illustrative example is stanza 98 of Tremenvan an Itron Maria (Hemon 1981): Euel maz pegas quen cruel En cor· vayllant ayoa santel Ez manas hep goap e dou dornn Ha nenndoae marz beden arzornn. When so cruelly he grasped At the precious, holy body, His hands—this is no joke—dropped o· —wasn’t it a miracle?—at the wrists. 4 Evaluation As far as the scanty material allows, the Celtic dossier now seems complete. Brittonic and Irish presuppose a noun *marto- and/or *marti- with two distinguishable semantic specializations: (1) ‘impending or premature death’ (Irish and Welsh), with a specialized development to a nomen concretum ‘(animal) characterized by impending death’, whence ‘cow that is to be slaughtered’, whence ‘slaughtered cow’ (Irish); (2) ‘unnatural or supernatural action (with potentially fatal consequences)’, whence ‘wonder, marvel’ and ‘miracle, marvel’ (Old Welsh, Cornish, and Breton). 298 Peter Schrijver If we let go of the notion that ‘death’ was the essential feature of the semantic make-up of the word underlying these Celtic nouns, the gap between both meanings can be bridged. Greek o·ers a close parallel: µρος spans the semantic distance between ‘fate, destiny’ and ‘doom, death, corpse’, where ‘death’ clearly is a specialized development of the meaning ‘fate’. Within a Christian context, the supernatural control exerted by fate becomes equal to ‘divine intervention’, whence ‘miracle’, which in turn can give rise to ‘feeling of wonder’, whence ‘surprise, wonder’, as happened in so many European languages (Engl. (to) wonder, (to) marvel; German Wunder, wundern, etc.). Rather than a mere typological semantic parallel, Greek µρος is a cognate of the Celtic forms. On the assumption that its root, *smer-, contains a mobile s-, Celtic *marto-, *marti- can be reconstructed as *mar-sto-/-sti- < *mr-sto-/-sti-. The reconstruction of *s is required in order to produce the correct vocalization of syllabic r. On stV-su¶xes in Celtic, see Schrijver ‡ (1995: 406 ·.). As Celtic and Greek share root as well as meaning and the root is definitely ascribable to PIE, it is probable that its use in connection with the notion of fate and the role of fate in determining one’s point of death goes back to PIE as well. 5 Brittonic and Latin We have seen that Breton marzh adopted the meaning ‘miracle’ in a Christian sense. In Cornish, it is the derivative marthus that carries that meaning. Its plural, marthegyon (Passio Christi 770; Resurrectio Domini 1259), points to a Proto-British reconstruction *marth-•ud, with *-d. Hence the su¶x is not to be confused with that of Breton marzhus, Middle Cornish marthys ‘miraculous’, which reflects Latin -»osus. Within Celtic a su¶x *-•ud remains unexplained. In late Latin, virt»us ‘virtue’ was often used with the Christian meaning ‘miracle’, and it is with this meaning that the word was borrowed into Old Irish (fiurt) and Welsh (gwyrth); both reflect the nominative. Breton berzud, burzud (with a common assimilation) is based on the Latin oblique stem, virt»ut-. This regularly yielded Breton *gwerzud, which, however, must have adopted the labiodental voiced fricative of French vertu. Breton *verzud was then interpreted as a Breton lenited form, as is usual in the case of such loanwords, and a new unlenited form, *berzud, was created. As Cornish is closely related to Breton (both languages cannot be meaningfully distinguished until at least the eleventh century ), probably it originally had  Cf. Breton beaj from French voyage and see Jackson (1967: 97). Indo-European *(s)mer- in Greek and Celtic 299 an exact counterpart of berzud, viz. *gw•§rth•ud, which would have become Middle Cornish *gwyrthus. By crossing this with the inherited word for ‘miracle’, marth, Middle Cornish marthus arose, which ousted *gwyrthus.        Caerwyn Williams, J. 1994: Gwaith Meilyr Brydydd a’i ddisgynyddion (Cardi·: University of Wales Press). De Bernardo Stempel, P. 1987: Die Vertretung der indogermanischen liquiden und nasalen Sonanten im Keltischen (Innsbruck: Innsbrucker Beitr•age zur Sprachwissenschaft). 1999: Nominale Wortbildung des a•lteren Irischen (T•ubingen: Niemeyer). DIL: C. Marstrander et al., Dictionary of the Irish Language (incorporating Contributions to a Dictionary of the Irish Language) (Dublin: Royal Irish Academy, 1913–76). Ernault, E‹. 1888: Dictionnaire e‹tymologique du breton moyen (Paris: Thorin). Forssman, B. 1966: Untersuchungen zur Sprache Pindars (Wiesbaden: Harrassowitz). GPC: Geiriadur Prifysgol Cymru (Cardi·: University of Wales Press, 1950–2003). Hamp, E. 1973: ‘Celtic and Indo-European Words in *MVL-’, Celtica, 10: 151–6. Hemon, R. 1981: Trois po›emes en moyen-breton (Dublin: Dublin Institute for Advanced Studies). IEW : J. Pokorny, Indogermanisches etymologisches W•orterbuch (Bern: Francke, 1959). Irslinger, B. 2002: Abstrakta mit Dentalsu¶xen im Altirischen (Heidelberg: Winter). Jackson, K. 1967: A Historical Phonology of Breton (Dublin: Dublin Institute for Advanced Studies). 1969: The Gododdin (Edinburgh: Edinburgh University Press). Koch, J. 1997: The Gododdin of Aneirin (Cardi·: University of Wales Press). LEIA M: J. Vendryes, Lexique e‹tymologique de l’irlandais ancien: M–P (Dublin: Dublin Institute for Advanced Studies, 1961). LIV 2: H. Rix et al., Lexikon der indogermanischen Verben, 2nd edn. (Wiesbaden: Reichert, 2001). Schrijver, P. 1995: Studies in British Celtic Historical Phonology (Amsterdam and Atlanta: Rodopi). Tischler, J. 1990: Hethitisches etymologisches Glossar, v–vi. L–M (Innsbrucker Beitr•age zur Sprachwissenschaft; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Williams, I. 1978: Canu Aneirin (Cardi·: University of Wales Press).  The idea that marth, marthus, marz(h) can be completely explained as Latin loanwords based on virtus (e.g. Ernault 1888: 333, who refersto Stokes) cannot be maintained for formal reasons (ma- remains unexplained). 22 Χαρε κα πει ε (AVI 2) Rudolf Wachter 1 Introduction and Evidence Between about 560 and 525 bc (i.e. in the Peisistratan era), many Athenian potters and painters produced a particular type of wine-cup, usually called the ‘little-master cup’ (Beazley 1932). Most of these are ‘lip-cups’. Some bear no figured decoration (‘plain’ cups), many have figured decoration on the lip (Ext.: A, B) and a plain interior (Int.), or a plain lip and inside a figure-decorated tondo, or, rarely, there is figured decoration inside and out. In a closely related type of cup, in which the lip is less clearly marked o· from the bowl and painted black, the handle zone is often decorated, mostly with several to many figures, the interior rarely (‘band-cups’). On many lip-cups and some band-cups there are meaningful inscriptions, almost exclusively in the handle zone. The majority are potter’s signatures (` δενα "ποεσεν); painter’s signatures (` δενα γραφσεν) are extremely rare. The other frequent type of inscription usually begins with χαρε κα π-. A typical lip-cup is shown in Fig. 22.1. The inscriptions are in such a prominent position—mostly written on both sides of the cup—that Beazley said: We know the names of some five-and-fifty Attic black-figure artists in all: so that more than half are known from little-master cups and nearly half from little-master Earlier versions were read at the ‘Mittelrheinisches Symposium’ (Giessen, 11 Jan. 2002) and the ‘Metageitnia’ (Neuch^atel, 18 Jan. 2002), in the Archaeological Institute, Heidelberg (30 Jan. 2002), and at the conference ‘The New Look of Ancient Greek’ at Berkeley (13 Apr. 2002). Although you heard the main points on the last occasion, Anna, I hope you will still like it in your Festschrift. Χαρε!  Apart from palmettes next to the handles—a very elegant ‘nothing’!  Mostly a reserved tondo with one or two concentric circles and a central dot.  Nonsense or imitation inscriptions are frequent too, also on figure-decorated bandcups.  Beazley, Para., 77/1; Wachter (2004: no. 76); the same inscription, no doubt by the same hand, on Vatican G 61, Para. 77/2, CAVI 7025. Χαρε κα πει ε (AVI 2) Fig. 22.1. Lip-cup with details of the inscriptions on sides A and B. See n. 4. Switzerland, private. Reproduced by permission of the owner. Photographs ‹ Rudolf Wachter 301 302 Rudolf Wachter cups only. What is the reason for this preponderance? Is it not that whereas, in most sorts of vase, inscriptions are an inessential adjunct to the decoration, in the little-master cup, and especially in the lip-cup, they are an integral part of the total design? (Beazley 1932: 194). But we should go on and ask: Why did the little-masters create this design in the first place? Was the decorative design not secondary and did it not reflect the artists’ primary need to produce cups that could exhibit these inscriptions in such a prominent way? And we should further ask: What could have been the motivation for this sudden exuberance of writing? Can we find some criteria for their writing a signature on one cup and a χαρε address on another? And what about the several versions of the χαρε formula? If we want to get a full view of the formula and its variants, Henry Immerwahr’s Corpus of Attic Vase Inscriptions is an excellent starting point. The CAVI entries of the vases here analysed are published (with addenda and corrigenda), and anomalies in the inscriptions discussed, in a separate article (Wachter 2004), in order not to overload the present argument. The situation is as follows: Œ The most frequent variant is χαρε κα πει ε. It occurs on at least 46 vases by many di·erent painters; only very few contain mistakes. On 3 more there is χαρε σ3, κα πει ε, and on 6 Σ3, χαρε κα πει ε τοι. Fifty-four are lip-cups and 1 is a band-cup. Œ The next most frequent variant is χαρε κα πει τε»´ νδε, where we have to supply a feminine noun, e.g. κ3λικα. It is attested on 24 vases, 23 lip-cups, and 1 band-cup. On four of them there is τεδι, probably just emphatic - »´ . Some unusual forms will be discussed below, ⅓4. τενδι Œ No more than 2 vases (lip-cups) have χαρε κα πει µε. They are ‘speaking objects’, showing a frequent communicative trick in inscriptions by the Greeks, Romans, Etruscans, etc. On vases it can be observed - ας - µ: with many of the potters’ and painters’ signatures (e.g. :Εχσεκ - ε). "ποεσεν Œ The three-word variant χαρε κα πει occurs on 18 vases. Since most of them are very exceptional cases, it cannot have been a standard form,  See also Boardman (1974: 65); Lissarrague (1987: 61).  On CAVI see Wachter (forthcoming). A short discussion of the formulae in Immerwahr (1990: 48).  For the lack of nu see Wachter (2004: ⅓4, introd.).  Two vases of this group show full formulae too. There are single examples on a bandcup, an eye-cup, a cup of type A, an oinochoe, an amphora. Three show a kalos-inscription as well. One, a band-cup, has irregular πιεις. Four show clear mistakes, one of them labels too. Two are uncertain. Only one or two can be called ‘normal’. Χαρε κα πει ε (AVI 2) 303 despite its frequency, and will have been a reduction of the preceding versions. Œ There are 2 or 3 vases which show the variant χαρε κα πει σ3, an emphatic extension of the three-word variant; 1 vase has it the other way round: σ3, χαρε κα πει. All are lip-cups. Œ Finally, 4 or 5 more fragmentary vases, probably all lip-cups, show parts of χαρε κα πει but cannot be ascribed to one of the above categories, and fragments of another 14 vases, mostly lip-cups, show parts of χαρε κα and thus may also belong here (but see below, ⅓3). The total number of vases listed here is 120 (only 9 of them do not have a CAVI entry). All variants of the formula had been known for a long time, but it was di¶cult to judge the proportions and the total number. The proportions are important if we want to judge what is normal and what is exceptional, and to try to investigate the function or functions. There are three important questions we have to ask: (1) Who is talking to whom? (2) How are we to interpret πιει? (3) What is the meaning of χαρε? 2 Figured Decoration and Sizes Before we try to answer these questions we need to have a look at the figured decoration and the sizes of the cups. As for the decoration (mostly in the tondo inside or on the lip outside), it is important to note that the illustrations on the cups frequently have homoerotic connotations. On three tondo pictures, probably each by a di·erent painter, a man extends one hand under the chin of a youth, which is a widespread gesture of asking a favour, and the other hand is at the youth’s genitals, Uρχιπεδζων. One of these cups has the normal χαρε κα πει ε, the others, one certainly, one probably, the emphatic χαρε κα πει σ3. Many cups show animals, some of which, e.g. cocks or hares, were popular as gifts to "ρ#µενοι from their "ραστα. These animals, even those given as love-gifts, were meant to prepare the boy, mentally and practically, for hunting (killing included) and for fighting. These themes are alluded to on the vast majority of our cups: there are hares (in hunting contexts), goats, a ram, a hind, a deer, fawns, a mule, a wounded stag, a cock, swans, and other birds. (A cup of similar type and the same period shows a frieze  (1) Munich 2132, CAVI 5216, now damaged; a cloak and a dead hare hung up may signal the return after the common hunt. Ext. plain. (2) Ex London (Sotheby, 14–15.12.1981, no. 270), CAVI 4788, also with cloak and hare hung up. Ext. plain. (3) Copenhagen 13966, CAVI 3257.  See Dover (1978: 92); Koch-Harnack (1983).  See Koch-Harnack (1983: 54 ·.). 304 Rudolf Wachter of swans and hens with χαρετε on one side and παδες on the other, a direct address to the youngsters.) Often, animals are shown fighting (or facing each other, about to fight), particularly cocks, but also rams, panthers, and centaurs. Fighting and hunting can be combined with lions attacking a bull; a youth and a man pursuing centaurs; a youth attacking a lion or a panther; men fighting a winged lion and a sphinx. Sirens, sphinxes, and centaurs evoke an unreal, imaginative wilderness. Young riders may also be shown. Heroic scenes are almost entirely restricted to the same sphere, with Herakles and the Boar, the Hind, the Lion, and Triton, Bellerophon and the Chimaera, Theseus and the Minotaur. Also, gorgons and harpies do not seem out of place. Deities shown are Artemis or Apollo between lions. Scenes related to non-hunting sports and mythological scenes of other kinds are extremely rare and restricted to very unusual cups. On a few pieces there are kalos-inscriptions as well, praising boys in their teens: three lip-cups, two of which are ‘head cups’ (with a female head on the lip), bear the identical texts Στροβος καλς and χαρε κα πει. It therefore seems tempting to connect our cups with the homoerotic sphere, and more precisely with homoerotic courting on the part of the "ραστ ς, who by means of the cup promises his "ρ#µενος gifts and a (common) adventurous life out in the wilderness. And, of course, the immediate context was the symposium. The female world is also present, though not at all predominant: one cup shows a satyr pursuing a maenad. The six cups by Sakonides show his stereotyped female heads. There is also a scene with bulls and cows, and one with a cock and hen which may belong. Of course there are very many more lip-cups with or without inscriptions, whose paintings we might consider in this connection, but first, as far as I can see, the thematic range that we have just encountered is quite typical and near complete, and second, we should not too readily compare those lip-cups with and those without χαρε inscriptions, since they need not have had the same function. It is true that most of these painted subjects and figures were highly conventional. But that is true of almost everything painted on cups, so it is the choice that is relevant. In particular, we should stress the fact that two themes are completely absent from the cups with our types of formula, namely war (arming, departure and other chariot scenes, duels of warriors, etc.) and sex (lovemaking, satyrs masturbating, etc.),  Droop cup. Paris, Louvre CA 2512, CAVI 6676. CV , France 14, III H e, pl. 93.6–9.  We may also compare: (1) a lip-cup with Dionysus, satyrs, and maenads which bears an echo of our formula, πνε κ(α) χα()ρε : Λ3κις καλς. (2) An oinochoe of the same period - καλς beside a symposiast who is telling his flute-playing companion, χαρε with Νεοκλεδες - κα(λς). κα π[ε]ι.; on the cup that he is holding there is a gra¶to Καλ(λ)ας . Χαρε κα πει ε (AVI 2) 305 whereas on band-cups—or on the Siana cups (earlier and contemporary) and other larger black-figure cups—they occur quite often. This cannot be explained simply by layout preferences, since, for example, the band (handle zone) of the band-cup is neither higher nor wider nor easier to paint or look at than the lip. And we should not forget that most littlemaster cups were excellent and no doubt rather expensive ware, even those with little or no figured decoration. There must be a di·erent reason. As for the size of the cups, and its relation to decoration and type of formula, there are some interesting statistics too: - »´ formula are clearly the smallest, with an Œ Those with the τε»´ νδε or τενδι average diameter of 16.44 cm. The interior is decorated in only two cases, the lip always (except of course in the one band-cup). Œ The cups with ε are larger. The average is 17.97 cm., a quarter are plain inside and out (16.32 cm.), a quarter have a decorated lip and an undecorated interior (16.50 cm.) or decorated interiors and exteriors (21.36 cm.), half have a decorated interior but a plain exterior (17.88 cm.). Œ The cups with potters’ signatures (75 lip-cups checked) are even larger with an average of 20.09/21.45 cm. A third bear no figured decoration (18.46/20.12 cm.), a sixth in the interior only (20.27/21.54 cm.), over a third on the lip only (22.05/22.12 cm.), a tenth inside and out (20.40/ 24.70 cm.). Conclusions. (1) There is a clear di·erence between the τε»´ νδε cups and the ε cups in both size and decoration. This suggests that we should keep our minds open also to explanations in terms of function and cautiously speak of two di·erent formulae instead of two variants of one formula, as scholars usually do, especially since these are general tendencies observable with several painters (and probably potters). It is true that we do not have τε»´ νδε cups and ε cups proven to be by the same painter (even less, potter); but neither does the small rate of attributed cups allow the conclusion that individual artists’ predilections are a su¶cient explanation for the distribution of size, decoration, and formula. (2) It seems reasonable from the above figures to claim that a decorated interior was more of a ‘luxury’ than a decorated lip. This is understandable in view of the fact that the interior is only visible to the drinker and only if there is no wine in  The full figures in Wachter (2004: introd.).  The second figures exclude the cups by Xenokles, whose individual average is a low 15.47 cm.  This is also important because one may be tempted to explain the paradoxical distribution ‘τε»´ νδε formula (17 letters) on smaller, ε formula (14 letters) on larger cups’ simply in terms of individual fashion. 306 Rudolf Wachter the cup, whereas the exterior ‘speaks’ at least as much to the others as to the drinker. (3) As for the signed cups, which are larger still (again by an average of around 2 cm.), it seems as if the decoration was less important and an interior decoration a rather unnecessary ‘luxury’. 3 Pragmatics: Who is Speaking? Let us now turn to the formulae and ask the first question: Who is talking to whom? Here we have to consider a similar formula which also contains χαρε κα π- but no reference to drinking: χαρε κα προ- µε, sometimes "µ. As this formula occurs exclusively on lip- and band-cups of the same period and kind, it must somehow be related to the others. It is attested on 10–12 cups and means ‘χαρε, and buy me!’ (or rather ‘. . . buy me!’), with aorist imperative πρω. I would like to call this formula the merchant’s formula. About its reading and interpretation there had been some discussion before the matter was settled some forty years ago by Immerwahr on the basis of the full material. In this formula it is always the cup that is speaking, as in many potters’ and painters’ signatures, and it must have been evident to any reader that here too the true speaker was the potter, interested in a successful sale but hiding behind his product. The case is quite di·erent with our πει formulae. Those which contain an accusative at all regularly have the pronoun of the third person, τε»´ νδε, the odd cases of πει µε being clearly just casual contaminations of πει τε»´ νδε with the merchant’s formula and with the potters’ and painters’ signatures that have µε. This marked di·erence in the use of the pronoun must also reflect a pragmatic di·erence between the drinking and the merchant’s formulae. In other words, it is clear whom we should not imagine as the speaker of the drinking formulae. For if the use of the speaking-object trick is almost completely avoided, this can only mean, first, that we are not to understand the potter or painter as the (hidden) speaker, as we have to in  Even here the length of the texts can only have had partial relevance. Xenokles, for example, shows that a signature (of 17–18 letters) could easily be applied on very small cups, and even Tleson’s signature (mostly with patronymic, i.e. 22 letters) is found on many cups painted by the Tleson Painter which are smaller than some of the same painter’s cups that bear drinking inscriptions.  Immerwahr (1964), following Beazley (1935: 476), who refers to Chr. Blinkenberg (see CV , Denmark 3, pl. 117.5, text). Blatter (1973) published a new piece and came to the same conclusion; see also Blatter (1975). On several occasions in CAVI, Immerwahr corrects the wrong spelling πρου in Immerwahr (1990: 48 and index, 208).  Particularly revealing is the use of the emphatic pronoun: ‘buy me—not a cup made by someone else’. In fact, even the spelling πριοµε may be interpreted with the stressed pronoun: προ- :µ. Χαρε κα πει ε (AVI 2) 307 the similar merchant’s formula and many artists’ signatures. And second, the very fact that a third-person pronoun is used suggests that here the cup could not assume the part of the speaker. It is true that there are expressions such as iδε `
ν ρ as variants of the first-person pronoun, particularly if the speaker for a moment chooses to step back from his identity and point to himself, objectivizing himself, so to speak. But in our case, where we are dealing with an object, such a sophisticated interpretation makes no sense in view of the banal use of the pronoun µε for ‘speaking vases’ in the other types of inscription. It is much more natural, indeed inevitable, to understand a real, human speaker here, only to us it may not be as evident as it was to the Greeks who he was and in which situation he spoke which formula. - ες - γραφIn fact, one cup shows both a painter’s signature, Σακονδ σεν "µ.[], where the vase speaks of itself in the first person, and χαρε - »´ , where someone else speaks of it in the third. On the κα πε.ι τ.ε(ν)δι above-mentioned oinochoe (see n. 13) the formula χαρε κα π.ε..ι is clearly pronounced by a bearded symposiast named ∆ιον(υ»´ )σιος, who is holding a cup, to another, also bearded, who is playing the diaulos. Therefore, the speaker of the formula with the particular pronoun τε»´ νδε was most likely a human who held the cup in his hands (perhaps in one hand, pointing at it with the other) while facing the person to whom he was speaking the formula. And if it was not the painter or potter, then the most obvious person is the one who first possessed the vase when it had left the potter’s shop, i.e. the customer. It is true that, strictly speaking, this argument is only valid for the τε»´ νδε formula, as in the ε formula there is no accusative and the reader was free to supply what he wanted. But I find it hard to believe that the Greeks, familiar with χαρε κα πει τε»´ νδε, should have automatically supplied µε in the normal formula, χαρε κα πει ε. Even in the very frequent artists’ signatures without µε we should not take it for granted that everyone always understood µε, i.e. a ‘speaking object’. Whenever there is no such self-reference in a text, the most natural reaction of a human—not only in a barely literate society like Athens in the sixth century bc—is to imagine a human speaking, not the medium bearing the text. This was also the  I cannot therefore agree with Lissarrague (1987: 60): ‘khaire kai piei tende, “r‹ejouis-toi et bois-moi”. Le d‹emonstratif tende est a› la premi›ere personne et d‹esigne le vase, e‹ metteur du salut.’  Pace CV , Germany 61, pl. 40, text.  It may be di·erent with statues or statuettes, where the custom of speaking-object inscriptions will have started. 308 Rudolf Wachter reaction of the painter who added χαρε κα π[ε]ι. to the mouth of the bearded symposiast. 4 The Form πει Next we have to examine the main riddle of our formulae, namely the form πει. The discussion of this form has a long history, which can be summarized as follows. The only interpretation which accepts the form as normal Attic makes it a future form of πι»´ νειν, viz. πι»´ ηι, the second-person singular of πι»´ οµαι. The middle voice is the regular future formation of this verb, and the fact that our form is written with an epsilon almost throughout is no problem, since this is the expected spelling in the Attic local alphabet of the time of black-figure vases. On the other hand, neither a form with a short diphthong [ei] nor one with a spurious diphthong—i.e. [e»] . from contraction ["e] + ["e] or compensatory lengthening of ["e]—exists. The suggestion that our form may be the future tense was made as early as 1830 by the art historian Theodor Panofka, who interpreted it as the equivalent of an imperative. Paul Kretschmer, however, denied this possibility, saying that together with χαρε we expect an imperative (Kretschmer 1894: 196). He also did away with a few more attempts at interpretation which are indeed quite impossible from a linguistic point of view. On the other hand, he preferred the explanation by Wilhelm Schulze (1892: 388 n. 3) that we have here a combination of the aorist imperative πε and the Homeric particle ε (as in ε δ: γε), which Schulze had explained as a full-grade imperative form of the verbal root *i ‘to go’. This etymology of ε is still accepted now—at least, there are no better explanations. But ε is always in  Lissarrague (1987: 59–60), before his statement cited in n. 20, fails to consider that a primarily oral formula occasionally written down is far more plausible than an exclusively ‘mute’, written formula, added by mistake in front of the mouth of a figure by such a well-informed artist as the Taleides Painter. His distinction between ‘le plan de la figuration’ and ‘la surface du vase en tant que vase, et non plus comme support d’image’ cannot save his view, I think.  From c.400 bc the spelling πει was appropriate even in Ionic script, due to a sound change; see Schwyzer (1939: 201 etc.); Threatte (1980–96: i. 368 ·.).  Panofka (1830: 48): ‘Χαρε κα πει (2) ε, salut, et buvez bien’, with n. 2: ‘On ne s’‹etonnera pas de trouver la seconde personne du futur au lieu de l’imp‹eratif du pr‹esent.’ Threatte (1980–96: ii. 458) attributes the interpretation to Bergk but does not give a reference.  A rare form in early literature. There is only Od. 9. 347, where a monosyllabic form would also suit (see n. 57; Aeolic?), and even πν(ε), the normal form in Homer, may be restored (οGνος is often used without digamma in the Odyssey); there was no particular need for aorist.  See Dunkel (1985), who collects similar constructions ‘go! + imperative’ in other IndoEuropean languages; for Greek see 63–6 (πει is not discussed). Χαρε κα πει ε (AVI 2) 309 the first position, never postponed, and even if γε can (rarely) be added after an imperative (e.g. εGπ: γε), this does not automatically mean that, as Schulze claims, ‘sic poterat certe εG quoque verbo su¶gi’. Nor is β)σκ: Fθι, a double imperative ‘go, go!’, a decisive parallel. Schulze’s explanation of πει later found its way into the standard grammar by Eduard Schwyzer (1939: 804). Before that, Kretschmer himself had tried to confirm it by means of the Lesbian imperatives γιτ(ε) and
.γ..τ.ω, which he explained by contraction of γε + Fτε and Fτω, respectively (Kretschmer 1917: 256). But these are irrelevant, since it is clearly γε that is the particle, and the verb ‘to go’ the main verb exhibiting the di·erent endings, whereas for Schulze to be right we would need them the other way round, viz. γε (†πε) as the main verb and Fτε (†ε) the particle. The Lesbian forms are therefore no more than possible cases of the addition of γε to an imperative, and can neither support the claim that ε comes from εG ‘go!’ nor the view that such an εG ‘go!’ hides in our form πει. On the whole, Schulze’s explanation of πει is unsatisfactory in itself and insu¶ciently supported by other evidence. Schwyzer also discusses, and implicitly rejects, other suggestions which involve extracting some particle from the end of our form. One of them was put forward by Karl Brugmann, who claimed that [i] at the end should be the deictic particle »ι´ . He made the same claim for the forms γει (Doric) and δδοι (Pindar). Yet this particle is long and stressed, which does not work for γει and δδοι, and moreover it seems to be restricted to pronouns, so that we can hardly accept that it might be repeated, as in the four cups - »´ . The theory was later modified by Calvert Watkins (1969: with πει τε(ν)δι 122–3), who in turn rejects the Schulze–Kretschmer theory and prefers an explanation by recent analogy with primary forms. Yet this solution is hardly any safer, since the alleged parallels γει and δδοι, with which he too compares our πει, are forms of the present stem, where primary endings are to be expected, while our πει would have to be aorist, where they are not. Moreover, the Doric and Pindaric present forms can be explained in other, more plausible, ways, and indeed di·erently from each other. To conclude, we should be equally sceptical about hyper-analytical approaches which try to find particles in verbal forms whenever personal endings seem not to suit, as we should be about analogies with rare and dubious forms. Ad hoc explanations of this kind often ‘explain’ obscura per obscuriora. What are we trying to understand here? Is it not simply a  As rightly remarked by Threatte (1980–96: ii. 458).  For δδοι see Strunk (1961) and Wachter (2001: ⅓303); for γει Schwyzer (1939: 804, n. 2). 310 Rudolf Wachter Greek word from Athens a few years before Aeschylus was born and learnt to speak, a word which is attested many times, almost without variation, and has nothing vulgar or even colloquial about it? We have no right to consider it such an exotic thing. Threatte too takes a sceptical position, but remains undecided (Threatte 1980–96: ii. 458–9). He seems cautiously to prefer the Brugmann–Watkins explanation, sharing Kretschmer’s scepticism: ‘[the] interpretation of the form as the future πηι [sc. taken as an imperative] certainly makes good sense in all the examples, but the parallels elsewhere among the dipinti suggest that two imperatives would be preferable as in χαρε κα προ- µε’, and at the end of his discussion he reports Beazley’s view that none of the proposed explanations is convincing. Yet, as we have seen, the merchant’s formula with imperative προ- µε (which Kretschmer did not know) should not too readily be taken as an argument for the drinking formulae in view of the clearly di·erent pragmatic contexts (µε or "µ as against τε»´ νδε or no pronoun). And apart from the merchant’s formula, there are hardly any ‘parallels elsewhere’: there is, if I am not mistaken, only the cup with its exceptional πνε κ(α) χα()ρε (see n. 13). In what follows I shall argue that from a morphological point of view, Panofka’s interpretation of πει as the second-person future indicative is indeed correct. But semantically, unlike Panofka, I shall argue for a proper indicative, not an imperative, meaning. As for morphology, we have to highlight three small lip-cups with special forms of the verb. First, the two with χαιρεκαιπιαιετνδε (see n. 4 and fig. 22.1), whose πιαι can be explained as our future form with hyphaeresis (i.e. πι»´ "αι < *πι»´ εαι), perhaps because the writer came from one of the many dialect areas where ["e] + ["a] was not contracted in the Attic way. Second, a cup which was reported in the nineteenth century to contain πια, certain on A, uncertain on B. Detailed photographs show the readings A: χαιρει.[ : και] πια : τηνδ; B: χαιρει : καιπιη. : τηνδε, and the letter forms strongly suggest the same hand as for the two cups with ετνδε. On this third cup, too, the writer has left many unusual features, but few are mere blunders, and some oddities even exclude complete illiteracy; ‘semi-literate’  Beazley (1953–4: 201–2, no. 3). Beazley tried to conjecture the form πει in later poetry. But even if he had been successful in doing so—which I think he was not—this would not yield an explanation of how it had come into existence. Chantraine (1961: 268–9) says ‘obscurs’.  e.g. East Greek, as Herodotus with 2nd-person βο3λεαι, ;ψεαι, σεαι, etc.  Dresden ZV 85. Kretschmer (1894: 196) (bibl). Not in CAVI.  The missing epsilon on A is due to ‘A.W.’ (below, n. 40). The etas are East Ionic. The Χαρε κα πει ε (AVI 2) 311 will not be far o·. The most important forms on this vase are of course πα(ι) and, on B, πη(ι) (almost certain), and together with πιαι of the first two cups they are a very strong argument for πιει being the future form. As for semantics, the key to the understanding of the future form in - itself, which must be the main reason why our formulae is χαρε, not πι»´ ει this solution has been missed so far. Moreover, in order to understand the combination of an imperative and a future form, we have to adopt a historical perspective. For it is quite clear that at the time of our inscriptions - must have been widely understood as an encouragement, not the form πι»´ ει as a future indicative. A sentence like ‘χαρε, and you will drink this’, i.e. the τε»´ νδε formula, does not have a proper meaning, and the three-word version ‘χαρε, and you will drink’ also seems impossible. Of course, Greek grammar says that—not in Homer, but in classical Attic—the future could have a jussive meaning. But even if we accept the synchronic ability of the Athenian symposiasts as early as the mid-sixth century to understand our future form as an encouragement or polite order, for which I see no di¶culty, we still lack a diachronic explanation of how it had got into our formulae. For if such a jussive meaning had been intended from the start, there would have been enough clear imperative forms of the verb ‘to drink’ not to have to resort to the future (if at that time it could already have its jussive meaning). This must have been the reason for Kretschmer’s and his followers’ doubts. Indeed, the most frequent imperative forms, present πνε, aorist πθι and πε, are attested on Attic vases, and in fact they are used wherever there is not one of our stereotyped formulae. Πνε κα σ3 is said by a hetaera to her diaulos-playing friend, and the same present form occurs in the formula variant πνε κ(α) χα()ρε (see n. 13). On the foot of superfluous iota of χαιρει is, however, more di¶cult to explain, and the sequence ετνδε on the first two cups must contain a mistake (perhaps a correction by a colleague: ‘Stop using those hetas, we use epsilons here!’).  The missing iotas are likely to ‘hide’ in the second punctuation, as on Paris, Louvre F 98 bis (CAVI 6312; with ε), also by a semi-literate writer.  Apart from these and clear mistakes (see n. 8) there is one ‘proper’ form, πιεις, twice in the three-word formula χαιρεκαιπιεις on the band-cup Munich 2186 (CAVI 5238), one side of which was lost in the Second World War, but the other is still clearly legible. Threatte (1996: 458) thinks of a mistake for πει σ3, which is possible; at any rate an aorist subjunctive, - (from thematic π"ιον), leads nowhere, since its prospective use makes no sense and a πεις jussive use without a negation is against the grammar. See also n. 55.  The same is true for the two cases with µε.  Likewise in the case of the oinochoe (above, with n. 13).  K•uhner–Gerth (1898: 176); Schwyzer–Debrunner (1950: 291).  Red-figure cup by Oltos. Madrid 11267. Immerwahr (1990: no. 338) (bibl.). CAVI 4903. 312 Rudolf Wachter a cup from the Athenian Acropolis there is [χ]αρε κα πρ.π(-ι)θι, and on another vase there is also the thematic counterpart πρπιε. The form πι»´ ει, on the other hand, is never attested in such freer contexts of encouraging someone to drink, either on vases or in literature (n. 30). At this point we should remember that the two variants of the formula which make no sense with a future indicative are not the most frequent ones. The economical three-word version occurs on 18 pieces, many of them miswritten or otherwise exceptional, and that with τε»´ νδε on 24, whereas - ε is attested on at least 46 vases. So we should first try χαρε κα πι»´ ει our future indicative with this normal formula, and here we get: ‘Χαρε, and you will drink well’. This is not necessarily nonsensical, and we may - originally had had claim, from a historical perspective, that the form πι»´ ει its normal future meaning and gradually lost it to the newly developing jussive one. 5 Χαρε The question now is: What did χαρε mean? A few years ago, I examined the early history and the prehistory of this salutation. Its most archaic use is found in prayers in the Homeric epics, where it is addressed to deities and means ‘rejoice in this gift that I give you’. Sometimes there is even a complement in the instrumental dative. This is clearly the inherited use of χαρε, since in the Rigveda h‹arya, the same imperative form of the same verb, a thematic present in *-ye-/-yo-, is used in exactly the same way, also with a complement, not infrequently a libation. This religious use of the form, however, is probably just a special case of a wider use in a context of host and guest, where the one gives a present to the other and says ‘take it with pleasure’, which is also well attested in Homer. The most typical gifts in this kind of situation are food and drink, which best suit the arrival of a guest, but other objects too can be handed over with χαρε, these of course rather at the moment of departure. This basic meaning of χαρε furnishes, as far as I can see, the only explanation of the unusual fact that this expression of salutation can be used both for ‘hello’ and for ‘goodbye’. In the course of time the complement could be dropped, and the meaning of the wish ‘rejoice’ acquired a more general character, not  Foot of little-master cup. Athens, NM Acr. i, 1751. CAVI 1092. Inscription on the profile (painted, as it seems). For the missing iota (‘A.W.’) see Wachter (forthcoming: n. 21). Without a dative, προπνειν means ‘to be the first drinker’, or ‘to drink up’.  Fragmentary bottom of bowl, no decoration preserved. Athens, NM Acr. ii, 1452. CAVI - „ πρπιε ‘drink to the Thracian woman!’ 1647. On the bottom, gra¶to: Θρα»´ ισ(σ)ει  Wachter (1998a), with a short reference to our formula in n. 16. Χαρε κα πει ε (AVI 2) 313 least that of a suitable greeting to one’s fellows at a symposium. This need not mean, however, that χαρε soon became inadequate as an expression accompanying the handover of a gift, e.g. at the meeting or parting of friends. The function of our drinking formulae in all their variants, according to scholars’ unanimous opinion, is the immediate encouragement to drink when one symposiast hands the cup of wine over to the next. This is of course a plausible action in the context of a banquet, in particular a ‘literary’ one, and the handover of a filled cup would suit the original meaning of the word χαρε very well, as we have just seen. Nevertheless, I do not think that this was the primary function of our formula, especially not of its normal variant. For the future form in this sentence, which we should now translate ‘Take (this cup) with pleasure, and you will drink well!’, does quite clearly separate the action of accepting from that of drinking. Such a temporal gap, however, makes perfect sense if χαρε did not primarily mean the handover of a cup filled with wine for the purpose of immediate drinking, but its handover as a present from which it would be good to drink, perhaps right then, but above all in the future, whenever the recipient would use it. I therefore propose that the normal formula originally accompanied the handover of a cup as a gift, with the imperative χαρε as the request - as the confident prediction of to rejoice in the gift, and the future πι»´ ει prosperity from its use. 6 A Famous Early Allusion At this point of the argument one cannot help thinking of ‘Nestor’s cup’ from Ischia, which was found in a late eighth-century tomb of a 10- to 14-year-old boy:  See e.g. Il. 9. 225. Two classical passages, viz. Σ Pind. Nem. 3. 132 and Alexis frr. 116–17 PCG, were already cited by Panofka (1830: 48 with nn. 3 and 5); his third passage, Eupolis fr. 6 PCG, seems less relevant, as it may have accompanied a libation.  See e.g. Lissarrague (1987: 59): ‘c’est une invitation a› boire, qui accompagne la transmission de la coupe; le vin circule, comme il se doit, et la parole suit’ (on the vase Madrid 11267; see n. 39).  For the literary evidence for προπνειν and circulating the cup see Mau (1901), 613. 65 ·.  Here we should also remember the frequent donations to deities of drinking vessels, especially φι)λαι, from which libations were made before the gift was deposited; see e.g. DNP, s.v. ‘Phiale’ (with bibl.). For an example see Wachter (1998b). Very many fragments of cups, not least of little-master cups, have been found in the Persian Debris (‘Perserschutt’) of the Athenian Acropolis.  The tomb dates from c.720–710, the cup from c.735–720. The inscription was engraved 314 Rudolf Wachter Νστορος : .[ε"-ν τ]ι. : ε(ποτ[ον] : ποτε»´ ριον· - : ποτερ[ο] h Zς δ: uν το„δε πεσι : α,τκα κε„νον h»ι´ µερος h αιρε»´ σει : καλλιστε.[φ)]ν.ο- : 9φροδι»´ τες. We may translate ‘Nestor had a cup from which it was good to drink. But whoever will drink from this cup here will be seized with the longing of Aphrodite of the beautiful wreath.’ Joachim Latacz (1990: 233–5) has plausibly argued that the vase and its inscription belong in the context of the symposium at the transition from orality to the age of writing. But if we ask what the immediate function of the vessel may have been, I think the most obvious possibility is a love-gift to the boy in whose tomb it was found. Here too, the pronoun το+δε, as later τε»´ νδε, evokes a speaker who holds the cup in his hands while facing the person to whom he speaks and is about to give it. Let us focus on two forms in our highly archaic metrical inscription. On the one hand, there is the compound ε(ποτος, which as an attribute of ποτε»´ ριον strikes one as being an early parallel to, indeed almost an indirect - ε in our formula—if, as I think, the latter primarily testimony of, πι»´ ει referred to the vase as a gift and not to its content. On the other hand, - ε, refers to the happiness of the the future form h αιρε»´ σει, like our πι»´ ει recipient when using the cup in the future. I think that the inscription on ‘Nestor’s cup’ is just a particularly artful variation to the theme of our - ε, as the donor says: ‘Drink from this cup, and formula, χαρε κα πι»´ ει you will feel well, indeed even better than Nestor when he drank from his heavy and richly adorned cup; for you will instantaneously be seized by the fire of love!’ The only thing that we have to supply is the object of that love. This was, no doubt, left open on purpose. For there are indications that this kind of inscription was more widespread at the time than we might think. Normally it will have been the donor who hoped that the recipient would respond to his courting, but it is precisely the use of the future tense which at some point in between, but not with respect to the funeral. See Barton#ek and Buchner (1995: 129–231, esp. 147); CEG 454.  Such a (second) meaning ‘prosperous to drink from’ of ε(ποτος also follows from lines 2–3. It adds to the subtle, humorous sense of the first line (as interpreted and restored by D. L. Page and A. Heubeck; see DNP (Nachtr•age), s.v. ‘Nestorbecher’, with bibl.), since it nicely contrasts the (first) meaning ‘easy to drink from’, which—already ironically—alludes to the heaviness of Nestor’s cup in myth (Il. 11. 632–42).  See DNP, s.v. ‘Nestorbecher’. In a sentence like this, the masculine forms iς and κενον could refer to both sexes (just not exclusively to women), and a generalization of the phrase @µερος 9φροδτης to include homoerotic relationships between men and boys was common too (see Dover 1978: 63, with reference to e.g. Theogn. 1304, 1319–20; for women, Sappho fr. 1). Χαρε κα πει ε (AVI 2) 315 suggests that the cup was not only intended to serve on the spot but should bring its owner happiness in the future, and in particular render him good service in all his future love a·airs. The best assumption, therefore, is that it was the boy who had received the cup, perhaps a year or two before his premature death; and in such a case the most likely donor was a man. - ε of our Attic cups, we may infer For the normal formula χαρε κα πι»´ ει a very similar function of conveying the power of a ‘lucky object’ to the cup. Here, too, we may ask for whom the drinking should be ‘good’. For the donor? The recipient? A third party in the future? Again, this was no doubt left open on purpose. 7 The ‘Drinking Formula’ Properly Speaking The drinking formula with the accusative τε»´ νδε, however, is a di·erent matter. There is no doubt that, grammatically, the pronoun was understood to refer to the cup rather than the contents. This is confirmed by the rare cases of µε instead of τε»´ νδε, which show that the painters and potters understood the same object as for instance in their signatures with µε. But we have to stress that the verb πνειν with a direct object is not at all normal if the vessel to drink from is meant, for which the Greeks used the separative genitive (as on ‘Nestor’s cup’) or, rarely, the instrumental dative. If the accusative is used this means, for example, ‘to drink a cupful of something’, i.e. the quantity that goes into the vessel in question. Semantically speaking, therefore, the focus is nevertheless on the contents: ‘Take this (cup) with pleasure, and empty it!’ Here, the verb was no doubt always felt to express an encouragement to drink on the spot. This kind of formula was therefore particularly well suited to the symposium. Yet, if  As we have just seen (in the preceding note), the two lines were perfectly suitable both for male and for female future loves, on whom the recipient might try his cup.  It is not clear to me whether Havelock (1982: 195) thinks of the cup as a gift from its ‘elderly owner’ to the ‘boy across the table’ or just as something like a teaching aid.  For the version extended by ε τοι see Wachter (2004: ⅓3). Even here, the pronoun could be understood in two ways: (1) ‘for anyone’ (τωι, Attic), or (2) ‘for you’ (τοι, Homeric and in many dialects except Attic).  Lissarrague, above, n. 20. Others, e.g. Beazley and Magi (1939: 56), were thinking of the contents. But there is no suitable feminine word for ‘a drink’ in Greek; πσις meant ‘draught’ and ‘symposium’ in the classical language, which make no sense here. I am convinced that any Athenian understood κ3λικα.  e.g. Il. 8. 232; 4. 345–6 (see LSJ s.v. πνω, I.1).  Also in the minimal, three-word formula, which for this reason is likely to be a reduction of the τε»´ νδε, not the ε, formula; see also the above-mentioned oinochoe (n. 13). In view of this, Schwyzer (1939: 800, top) may have been right in deriving πιεις on Munich 2186 (n. 35) from πιει, although the latter, morphologically, was not an imperative. 316 Rudolf Wachter this is true, we have to argue that the future form in this particular formula is of recent origin. It is precisely this formula that has come down to us once by literary transmission too, namely in a fragment plausibly attributed to Alcaeus (seventh century bc): χαρε κα π$ τα»´ νδε (the beginning of a sapphic hendecasyllable). Its form π$ is of special importance. It may, it is true, be an artificial form, but there is no doubt that it is meant to be an imperative, thus exactly what we would expect in this formula if it were also old. We may therefore argue, in view of this Alcaean fragment, that - on the Attic vases are due to the occurrences of τε»´ νδε with future πι»´ ει contamination between, first, the normal formula with future + ε at a time when it was no longer exclusively understood as referring to the cup as a present and the future could already have its jussive meaning, and, second, a formula with a genuine imperative + τ νδε, which referred to the cupful of wine. In favour of the distinction, historically, between two formulae with two separate functions we may adduce the fact that there is never ε as well as τε»´ νδε (or the rare µε) on one and the same vase; and let us remember that we have already suggested two di·erent functions on the basis of size and decoration of the cups (above, ⅓2). Of course, the formula with imperative + τ νδε, which we should continue to call the drinking formula, could have been traditional if not archaic as well; symposia where one encouraged the other to drink wine will hardly have been an invention of the time of Alcaeus or even Homer. 8 The ‘Cup Formula’ There is an old, literary testimony for the normal formula as well, bridging the century and a half between ε(ποτον of ‘Nestor’s cup’ and the ε formula of our vases, namely a couplet by Theognis (533–4): Χαρω δ: ε πνων κα 4π: α,λητAρος
εδων χαρω δ: ε(φθογγον χερσ λ3ρην Uχων. I am very tempted to interpret this distich, with its markedly repeated  Alc. 401(a) LP, from EM 698. 52.  The epigraphical parallels for π$ (see LSJ suppl., s.v. πνω) are dubious; at any rate the forms πθι and πε did not fit the metre, nor did π$θι, whose existence we may infer from σ3µπωθι, Alc. 401(b).  In fact, the intended future use of ‘Nestor’s cup’ by the recipient for his own love would have been of this kind.  The date of the Megarian poet is much debated. Today, one usually prefers the late 7th cent. bc to the mid-6th as was the general opinion in antiquity. Χαρε κα πει ε (AVI 2) 317 χαρω δ: ε,-, as a statement answering an (imagined) χαρε κα . . . ε encouragement such as: ‘Take this cup, and (you will) drink and sing well; take this lyre and (you will) beat it to produce beautiful sound!’ - ε formula, which we should now call the cup formula, may The πι»´ ει well have been used in its old way, when a cup was handed over as a present, still at the time of our vases—the time of Ibycus and Anacreon. Indications for this are, first, the homoerotic scenes, the kalos-inscriptions, the representations of animals typical as homoerotic love-gifts, of hunting scenes etc. on many lip-cups, themes that make best sense if the cup on which they are represented was itself a gift. Second, on 10 vases with the cup formula there is a punctuation mark after χαρε, whereas in the drinking formula this kind of punctuation does not occur. This speaks strongly in favour of our explanation. In the cup formula with its—originally— two syntactically di·erent phrases (i.e. imperative + future), such a mark makes sense. In the drinking formula, the parallelism (imperative + jussive future instead of imperative) did not suggest such a separation. A similar - ε, where phenomenon can be observed in the variant χαρε σ3, κα πι»´ ει the pronoun σ3 has the same e·ect of cutting the formula into two parts; it also occurs only in the cup formula, on three vases. 9 Which Function for Which Cup and Formula? One question remains, however, namely why the cups that bear the drinking formula, i.e. those that perfectly suit the custom of the ‘circulating cup’ at the symposium, should be particularly small, as we have seen they are. Here we are touching on the problem whether or not the cups (and other vases) that we find in tombs in Etruria and Greek cities around the Mediterranean are exactly like those which were used in actual symposia, in Athens or elsewhere. We should not, I think, adopt an agnostic attitude, for the simple reason that the Athenian potters and painters are unlikely to have produced ware for export (not least to fellow Greeks) which was  For this kind of syntactically motivated punctuation see Wachter (1999); it is a ‘1+ 2’ case (ibid. 372 ·.). Punctuation was never obligatory.  The only apparent exception, Dresden ZV 85 (see above, with nn. 32 ·.), shows punctuation not only after χαρε but also before τ νδε. Although the second punctuation is due to an individual misunderstanding by the painter (see n. 34), it is nevertheless there. But it representsa di·erent principle, namely word punctuation as described by Morpurgo Davies (1987), used, for example, at Teos in Eastern Ionia. The writer of the vase, as pointed out above, is likely to have been an East Ionian, to judge from his vocalic use of eta (not heta) e.g. in the form τ νδε.  See the locus classicus for large circulating cups, Plato, Symp. 213  –214 . 318 Rudolf Wachter completely di·erent from items manufactured for local demand. So what may the function of such tiny cups with the drinking formula have been? Was it not perhaps to make young people, who could not cope with a large cup (particularly
µυστ), familiar with the customs of drinking? In addition, the constant figured decoration on the lip of these cups would suggest that they were used for young boys, although in this case the main motivation was perhaps not so much the gift of the cup as encouragement to the immediate (first?) drink together with the "ραστ ς. What I am still looking for are testimonies of how adolescents were introduced into the symposium. The gift of an animal (cock, hare) belonged at the beginning of the homoerotic relationship, as vase paintings depicting such handovers show. It is also obvious that the boys took part as waiters and musicians, for which the first attestation is Ganymede, followed by very many Attic vases with homoerotic connotations (not least the hundreds if not thousands of instances of anonymous h ο πας καλς) (Dover 1978: passim). Of course, those boys must have had the right to a drink from time to time, and children did drink mixed wine at Athens (Burkert 1985: 237–8). So it would seem plausible that an "ραστ ς could give his favourite "ρ#µενος not only hares and cocks and shared hunting trips but also a drinking cup. It is attested that in Crete the young man was given a cup, a bull, and a cloak by his lover and mentor at the end of the initiation process and after a month of hunting, drinking, eating, and so on in the woods. This has been compared with representations of the handover of a cup to a young man by an older man on an electron stater from Ionian Klazomenai (c.650–625 bc) and on a Laconian cup (c.550 bc). But the gift of a small cup such as the majority of our little-master cups, in particular those which were to be emptied on the spot (i.e. with the drinking formula), adorned with neat paintings playfully referring to a context of future hunting and fighting, would make particularly good sense at an early stage of the homoerotic relationship, e.g. for 12- to 14year-old boys. We may even argue that the very elaborate use of writing on these cups, almost as a decorative element, may have had some didactic  On this sort of question see now Reusser (2002).  Il. 20. 231–5, and Theogn. 1345–8. See also Od. 1. 148 etc., as well as the famous Πας of the Theban Κ)βιρος: Wachter (2001:  16 with ⅓475).  See also above, n. 9.  Ephorus ap. Strabo 10. 483. Burkert (1985: 261), with more testimonies in the notes. IG xii/3. 536 ·., esp. 537. See also the beginning of Pind. Ol. 7, where a father-in-law gives his young son-in-law a phiale (and compare, for the function of the phiale in the wedding ceremony, Athen. 13, 575  –).  Furtw•angler (1995: esp. 441–3 with figs. 1 and 3); it is not clear whether these are ‘cup-formula’ or ‘drinking-formula’ handovers. Χαρε κα πει ε (AVI 2) 319 purpose as a polite suggestion by the mentor that the youngster should learn to read and write, at a time when this did not yet go without saying. The two fine archaic examples, ‘Nestor’s cup’ and the so-called ‘Dipylon jug’, an oinochoe with an unfinished hexametrical inscription beginning ‘who of the dancers dances in the most elegant way’ (CEG 432), no doubt a gift to a youth and also referring to a banquet context, would support this view. In this way we also understand the relations between formula, size, and decoration of the cups examined. A cup whose main function was to be handed over to a boy when filled with wine (drinking formula) could do without painting inside, hardly visible at the handover. A cup, on the other hand, whose main function was to be a present to a boy with a wish for his prosperous future as a symposiast (cup formula) could be larger on average, since it had to go on doing good service while the boy was growing up (and his thirst increased), and could well bear a more elaborate decoration to be admired when the cup was empty (or emptied). The cups with potters’ signatures, however, still larger on average and therefore much more di¶cult to produce and more expensive, will have been mainly for adults. Figured decoration was somewhat less important, and so the thematic range could remain more or less the same; more important, it seems, was the quality of the vessel and the information on who had been its potter. Here we should briefly return to the merchant’s formula which, as we saw, occurs on about ten cups of the same time and type as those with the cup or drinking formulae, which it echoes (χαρε κα π . . .). It must therefore be seen in relation to these other formulae, and since it accompanies the handover of a cup: ‘Take with pleasure and—buy me!’ (or ‘buy me!’: see n. 19), we may even argue that it would hardly have been invented had not at least one of the others—viz. the cup formula—already referred to a change of ownership. On the other hand, it is very close to the potters’ signatures too, not only semantically, since it refers to the potters’ trade, but also formally, since quite a few of the signatures also have µε, i.e. are of the speaking-object type and thus do not go back to a human-speech formula. On the whole, however, the merchant’s formula looks rather like a joke.  See e.g. Il. 18. 590–606; Wachter (2001:  17).  Some large cups with one of our formulae may also have been for adults; see Wachter (2004: n. 28).  Although 2–3 of the 9–12 are band-cups, i.e. a higher percentage than in the cups with the other formulae (the rest are lip-cups).  Nicholas Milner suggests to me that a second meaning may be lurking behind the 320 Rudolf Wachter As for the history of the little-master lip-cup, we may suppose that its design was created to include precisely our two formulae, which had so far had an almost exclusively oral history. The main type was the cup formula applied on cups of small to medium size, which were to be love-gifts to young participants in the symposium. The second type was the drinking formula, usually applied on even smaller cups to be handed over for the sake of immediate drinking. And the potters’ signatures? Although they form the majority of the types of inscription on the lip-cups under consideration and by the mid-sixth century had already had a long tradition, we should not too readily claim that they had been the main motivation for the creation of the new cup design. For if they were so important, why are there no other types of vase, earlier or later, on which they were applied in such a prominent way? I am rather inclined to think that they reflect a secondary adaptation to the new and successful shape and design. Of course, the new design could also be used for larger cups, not meant for boys but perhaps for young adults— for example, when their first cup was broken. It is understandable that on such larger cups the potter considered it more important to write down his name so as to make sure that the young symposiast would remember him and come back to buy cups and larger ware for his own symposia. Not much later, the new fashion of red-figure painting, combined with the tradition of larger and more luxurious black-figure cups, put an end to the little-master cups and their rather exuberant writing. Finally, I would like to go back to the deep-rooted religious aspect of χαρε, adding a remark which, I think, also supports our interpretation. People in antiquity, whether in Archaic Greece or in Vedic India, when dedicating something to the gods always expected some recompense. They - ε, as I believe, often even said as much. If our cup formula χαρε κα πι»´ ει has its roots quite some time back in Greek prehistory, as an oral formula, we may infer from χαρε that it also included the wish on the part of the donor to get something back from the recipient. This can of course be readily granted. For what lover would not pin his hopes of being loved on the gifts with which he showers his beloved? Even the drinking formula with τε»´ νδε would make good sense, as a gentle urging by the adult lover that the obvious one. These cups may have been—rather rude—joke cups designed to make a fool of whoever held them in his hand and, turning to another person, spoke the formula he thought was written on the cup. Imagine what happened if one of the fellow drinkers replied: ‘Shouldn’t you rather pronounce the formula that is on the cup?’  The painters did not need to be brought to the fore at all, as the decoration of these cups was mostly brief (although often excellent), above all meant to arouse the desire for more luxurious ware. Χαρε κα πει ε (AVI 2) 321 boy should drink a cupful (his first?) on the spot so that he might perhaps more readily respond to the elder’s wooing. And if a little magic could be mixed in too, as is certain in the case of ‘Nestor’s cup’, all the better! Is not the beloved something like a god to the lover—even if Plato (Symp. 180 ) considers the adult lover, as an object of a·ection on the boy’s part, to be the more godlike and that desire occurring in this direction pleases god better than the other way round? Reality was most probably less Platonic.        Barton#ek, A., and Buchner, G. 1995: ‘Die a• ltesten griechischen Inschriften von Pithekoussai (2. H•alfte des VIII. bis 1. H•alfte des VII. Jhs.)’, Die Sprache, 37/2: 129–231. Beazley, J. D. 1932: ‘Little-Master Cups’, Journal of Hellenic Studies, 52: 167–204. 1935: ‘Some Inscriptions on Vases. III’, American Journal of Archaeology, 39: 475–88. 1953–4: ‘Ten Inscribed Vases’, 9ρχαιολογικh :Εφηµερς, 1953–4, pt. 1: 200–6. and Magi, F. 1939: La raccolta Benedetto Guglielmi nel Museo Gregoriano Etrusco, pt. 1. Ceramica (Monumenti Vaticani di archeologia e d’arte, 5/1; Citt›a del Vaticano: Tipografia del Senato). Blatter, R. 1973: ‘Eine seltene Kleinmeisterinschrift’, Arch•aologischer Anzeiger, 67– 72. 1975: ‘Nochmals ΧΑΙΡΕΚΑΙΠΡΙΟΜΕ ’, Arch•aologischer Anzeiger, 350–1. Boardman, J. 1974: Athenian Black Figure Vases (London: Thames and Hudson). Burkert, W. 1985: Greek Religion (Oxford: Blackwell). Cardona, G., and Zide, N. H. (eds.). 1987: Festschrift for Henry Hoenigswald. On the Occasion of his Seventieth Birthday (T•ubingen: Narr). Cassio, A. C. (ed.). 1999: Kat›a Di‹alekton: atti del III colloquio internazionale di dialettologia greca (Napoli–Fiaiano d’Ischia, 25–28 settembre 1996) (AION, Sez. Filologico-Letteraria, 19 [1997]; Naples: Istituto Universitario Orientale). Chantraine, P. 1961: Morphologie historique (Paris: Klincksieck). Dover, K. J. 1978: Greek Homosexuality (London: Duckworth). Dunkel, G. E. 1985: ‘IE hortatory *‹ey, *‹eyte: Ved. ‹eta . . . st‹av»ama, Hitt. eh|u = wa it, Hom. ε δ: γε’, M•unchener Studien zur Sprachwissenschaft, 46: 47–79. Furtw•angler, A. 1995: ‘Poterion und Knabenliebe: Zum Schatzfund von Klazomenai 1989’, Arch•aologischer Anzeiger, 441–50. Havelock, E. A. 1982: The Literate Revolution in Greece and its Cultural Consequences (Princeton, NJ: Princeton University Press). Immerwahr, H.R. 1964: ‘Some Inscriptions on Attic Pottery’, The James Sprunt Studies in History and Political Science, 46: 15–27, figs. 1–3. (1990), Attic Script: A Survey (Oxford: Oxford University Press). Koch-Harnack, G. 1983: Knabenliebe und Tiergeschenke (Berlin: Mann). 322 Rudolf Wachter Kretschmer, P. 1894: Die griechischen Vaseninschriften ihrer Sprache nach untersucht (G•utersloh: Mohn). 1917: ‘Literaturbericht f•ur das Jahr 1914: Griechisch’, Glotta, 8: 249–70. K•uhner, R., and Gerth, B. 1898: Ausf•uhrliche Grammatik der griechischen Sprache, pt. 2, vol. i, 3rd edn. (Hannover and Leipzig: Hahnsche Buchhandlung). Latacz, J. 1990: ‘Die Funktion des Symposions f•ur die entstehende griechische Literatur’, ScriptOralia, 30: 227–64. Lissarrague, F. 1987: Un flot d’images: une esth‹etique du banquet grec (Paris: Biro). Mau, A. 1901: ‘Comissatio’, in RE iv. 610–19. Meier-Br•ugger, M. (ed.). Forthcoming: Die Altgriechischen Dialekte, ihr Wesen und Werden: IV. Internationales Kolloquium u• ber Altgriechische Dialektologie, FU Berlin, 19.–22. September 2001. Morpurgo Davies, A. 1987: ‘Folk-Linguistics and the Greek Word’, in Cardona and Zide (1987), 263–80. Panofka, Th. 1830: Mus‹ee Blacas: monuments grecs, ‹etrusques et romains, i. Vases peints (Paris). Reusser, Ch. 2002: Vasen f•ur Etrurien: Verbreitung und Funktionen attischer Keramik im Etrurien des 6. und 5. Jahrhunderts vor Christus (Kilchberg and Zurich: Akanthus). Schulze, W. 1892: Quaestiones Epicae (G•utersloh: Mohn). Schwyzer, E. 1939: Griechische Grammatik, vol. i (Munich: Beck). and Debrunner, A. 1950: Griechische Grammatik, vol. ii (Munich: Beck). Strunk, K. 1961: ‘Der b•ootische Imperativ δδοι’, Glotta, 39: 114–23. Threatte, L. 1980–96: The Grammar of Attic Inscriptions, i. Phonology; ii. Morphology (Berlin and New York: de Gruyter). Wachter, R. 1998a: ‘Griechisch χαρε: Vorgeschichte eines Grusswortes’, Museum Helveticum, 55: 65–75. 1998b: ‘Eine Weihung an Athena von Assesos’, Epigraphica Anatolica, 30: 1–8 and pl. 12. 1999: ‘Evidence for Phrase Structure Analysis in Some Archaic Greek Inscriptions’, in Cassio (1999), 365–82. 2001: Non-Attic Greek Vase Inscriptions (Oxford: Oxford University Press). 2004: ‘Drinking Inscriptions on Attic Little-Master Cups: A Catalogue (AVI 3)’, Kadmos, 42 (in press). (forthcoming), ‘Attische Vaseninschriften: Was ist von einer sinnvollen und realistischen Sammlung und Auswertung zu erwarten? (AVI 1)’, in MeierBr•ugger (forthcoming). Watkins, C. 1969: Indogermanische Grammatik, iii. Formenlehre, pt. 1. Geschichte der Indogermanischen Verbalflexion (Heidelberg: Winter). 23 Flowing Riches: Greek φενος and Indo-European Streams Andreas Willi Flicking through the etymological dictionaries of Greek can be a sobering experience: ‘unklar’, ‘unerkl•art’, ‘inconnue’, and ‘obscure’ seem to be among Frisk’s and Chantraine’s favourite lexemes. At first sight, it may look as if there were not much harm in this: if we understand what Homer and Plato meant, why should we want to find out what Homer’s and Plato’s ancestors would have understood, had they read the same texts? However, ignoring etymologies also means ignoring cultural (pre)history and forsaking the historian’s goal of looking at past worlds through the eyes of those who were shaping them. Hence, etymologizing—sometimes regarded as the futile pastime of misguided acumen—remains a worthy form of philological work even if it is not crowned by the achievement of absolute certainty. This premiss, I hope, will justify the following reflections on the prehistory of a Greek word that stands at the centre of social classification: φενος ‘wealth’. Although various attempts have been made to elucidate the origin of φενος and the corresponding adjective
φνεις ‘rich’, Frisk (1960–72: i. 195, s.v. φενος) and Chantraine (1968–80: i. 146, s.v. φενος) pronounce a unanimous verdict on its etymology: ‘unerkl•art’, ‘inconnue’. Br‹eal’s (1905–6: 382) connection with Skr. a‹ pnas- ‘possessions, riches’, though semantically tempting, is phonologically impossible. It is true that Pindar (fr. 219 Maehler) has a dative φνει for
φνει, but to regard φνος as original and to postulate, with Pisani (1940: 515), *apsnos > φνος is problematic and undermines the exact correspondence with Skr. a‹ pnas-. Far more plausibly, φνος is a secondary formation based on the adjective
φνεις, and this in turn has been explained as syncopated from *
φενε(σ)-ιος. Since
φνεις is purely poetic in historical Greek, it must owe its shape to the epicdactylic tradition, for which a series of short syllables as in *
φενε(σ)-ιος 324 Andreas Willi presented an insurmountable metrical obstacle (cf. Ruijgh 1967: 200 n. 506; Szemer‹enyi 1964: 147–8). A number of problems also arise from an alternative suggestion first made by Pisani (1976: 284) and now presented in detail by Balles (1997). In their view, φενος is a relative of Skr. aghny‹a- ‘breeding bull’, a lexeme containing the root *g u„ hen- ‘to strike, kill’ and going back to *n-g u„ hn-iio- ‘the (ani„ mal) which must not be killed’ (see Mayrhofer 1992– :‡i. 46–7, s.v. a‹ ghny»a-). However, it seems unlikely (1) that *n-g u„ hn-o- could be a semantic equiva‡ -g uhn-iio-, (2) that an s-stem abstract lent of a gerundival verbal adjective *n „ „ noun was built on the basis of this ‡adjectival *n-g u„ hn-o-, a development for which there are no parallels, and (3) that the ‡root grade of the resulting *n-g u„ hn-es- ‘(that which must not be killed) > that which is valuable’ was ‡ remodelled into *n-g u„ hen-es- on the analogy of words like σθνος. ‡ angle, φενος has been connected with the Anatolian From a di·erent word family of Hittite happina(nt)- ‘rich’, happinahh- ‘to enrich’, and happines- ‘to become rich’. These words are agreed to be related to Latin ops, pl. opes ‘wealth’ and to the aforementioned Skr. a‹ pnas-. If Latin opulentus is dissimilated from *openont-, Hitt. happinant- would have an exact parallel (Szemer‹enyi 1954: 275–81 and 1964: 146–7; cf. Leumann 1977: 336). For happina(nt)-, a proto-form *Hopeno(nt)- can be postulated in any case. No matter if this represents *H op or *H ep, Greek
φ- < *H ebh- (?) does 1 3 2 not fit into the group. Thus, the only possibility of saving the Anatolian connection is to assume lexical borrowing into Greek (Szemer‹enyi 1964: 147; cf. Heubeck 1961: 70). Now, even if a correspondence of Greek -φ- with Anatolian -pp- (*p) and the lacking representation of Anatolian h- (which is typically rendered by some guttural in historical borrowings, cf. Heubeck 1961: 70) should be acceptable in a loanword, the theory would remain flawed. First, if Hittite happina- or its cognate in another Anatolian language equalled Greek φενος, the unprecedented change of both stem class and grammatical category (adjective → noun) would call for an explanation. Second, one would also have to consider the socio-historical implications and ask for a plausible context in which the Greeks should have taken over such a basic social term as ‘wealth’ from a—perhaps Luvian-speaking (Laroche 1963: 73)—neighbouring people. This is not to say that the Anatolian hypothesis is impossible, but before accepting it we must consider alternative ways of explaining φενος, preferably starting from Greek itself.  Unless one is willing to separate happina(nt)- from a‹ pnas- and to follow Benveniste (1962: 13), for whom the labial of
φεν- is ‘issu de *ph qui se serait d‹easpir‹e en hittite’.  The same holds for ‘Pelasgian’ hypotheses (for φενος cf. e.g. Windekens 1952: 74– Flowing Riches 325 Before doing so, one further problem must be pointed out. The oxytone accent of the adjective
φνεις does not correspond to the normal penultimate or antepenultimate accent in -ειος adjectives which are derived from s-stem nouns: compare, for example, Homeric Uνεδεια πεα, Ζε^ς *ρκεος, τλειος, etc. (Risch 1974: 129–30). There is only one lexical group which regularly has the accentuation -εις, but
φνεις ‘rich’ does not fit into it: river names such as 9λφεις, Πηνεις, and Σπερχεις (cf. Schwyzer 1939: 468). A comparison with the surprising accents of Homeric θαµεια and ταρφεια (B. Mader in LfgrE i. 1711, s.v.
φνεις) does not clarify the issue since these forms belong to the u-stem adjectives θαµ3ς and ταρφ3ς and either follow the accentuation of πυκινα (Chantraine 1942: 191–2) or retain the original accent seat seen in Skr. sv»adv»‹§, sv»advy»a‹h. because their masculine counterparts had virtually disappeared (Lamberterie 1990: ii. 644–5 and 667). For the time being, we must therefore suspend judgement on the irregular accent of
φνεις. Regular sound laws suggest for φενος a proto-form *abhen-es- † *H bhen-es- (or *H ebhen-es-). Since a complex s-stem su¶x *-nes- seems 2 2 to occur in Greek words such as θνος < *suedh-nes- beside θος < *suedh-es„ „ (Chantraine 1933: 420), one would like to posit *H ebh-nes- > φνος. How2 ever, we have seen that φνος is better regarded as a secondary by-form of φενος. A su¶x form -ενος occurs only in appearance in τµενος beside τµνω, for here the root contained a final laryngeal (*temH -: cf. Schwyzer 2 1939: 255, 362). To postulate, because of this, a root *H ebhH - for φενος 2 1 would be a desperate ultima ratio without explanatory potential. Moreover, Manessy-Guitton (1972: 108) has shown that ‘nous ne pouvons . . . pas postuler l’existence d’un authentique su¶xe -νος-. Nous n’avons que des noms a› finale -νος qui sont dus, historiquement, a› la sigmatisation par *-e/os- de bases en *-n-.’ Unfortunately, a comparison of *H (e)bhen-es- with the structurally 2 similar ;φελος < *H bhel-es- (?) also ends in an etymological cul-de-sac. 3 There is nothing to which a root *H bhen- can be connected. Taking into 2 account Manessy-Guitton’s observations, we should therefore rather ask whether *H bhen- is really a root and whether *H (e)bhen-es- is not a 2 2 secondary formation based on a pre-existing stem. 5; Szemer‹enyi 1954: 276; Heubeck 1961: 70; and hesitantly Mayrhofer 1964: 184). Further suggestions are reviewed and rejected by Balles (1997: 215–16).  Balles (1997: 220) explains
φνεις as a derivation from *φνος ‘mit dem possessiven Su¶x *-‹o- wie z.B. in ai. tamas‹a-’, but this is unparalleled in Greek and the second syllable of
φνεις is always long in epic poetry. The fact that -ε(ι)- is short in Pind. Ol. 1. 10 (but not in Ol. 7. 1) proves nothing: Pind. Ol. 1. 20 also presents 9λφες for 9λφεις (contrast Pind. Ol. 7. 15). 326 Andreas Willi At this point, a brief look at a Latin paradigm is suggestive. The old heteroclitic r/n-stems femur, iecur, and iter are normalized in two ways (cf. Leumann 1977: 359–60). Either the r-stem declension of the nominative-accusative singular is adopted in the oblique cases (femur, femoris; iecur, iecoris) or the oblique n-stem is enlarged by an element -er- before the ending (iter, itin-er-is; iocur, iocin-er-is; cf. original femur, femin-is). Usually this element is thought to be adopted from the r-stem nominative (cf. e.g. Leumann 1977: 359). However, one may wonder how plausible it is that a given ‘su¶x+ ending’-unity -(i)nis following an invariant root was split up by such an intruder. Given both the rarity of non-heteroclitic neuter r-stems (which could have acted as models for the replacement of a genitive in -is by one in -er-is) and the frequency of the neuter s-stem class which included various nouns with a complex su¶x -nes- (cf. Manessy-Guitton 1964), the ‘su¶x+ ending’-unity -(in)is may rather have been given up as a whole in favour of the far more frequent but vaguely similar ‘su¶x+ ending’-unity -(n)eris of the nouns in *-(n)es-. Forms like iocineris would then have to be analysed as n-stem iocin- + s-stem *-es-+ ending. Of course, the remodelling of the Latin r/n-stems took place only in historical times. In Greek, for instance, the oblique cases of r/n-stems like *iek u„ r „ ( > Lat. iecur) or *i»ek u„ r ( > Gk. Mπαρ) were transformed di·erently, into nt-‡ „ ‡ stems (gen. sg. Nπατος; cf. Schwyzer 1939: 518, Risch 1974: 61–3). Hence, the main point of the preceding digression is just a heuristic one: *H (e)bhen-es2 might have originated in a manner similar to that envisaged here for iocineris etc. Through the addition of a common formational su¶x to an oblique stem, a complex paradigm could become part of a more productive class. If the above explanation of iocineris is accepted, it provides a particularly close typological parallel, but mutatis mutandis the same process is also seen when (for example) the r/n-stem underlying Homeric Kµαρ is transformed into an a» -stem (jµρα) based on the non-oblique r-stem variant. To sum up, if there ever was a Greek r/n-stem belonging to a root *H ebh-/abh-, φενος could be an s-stem derivation based on the oblique 2 n-stem. In a proterodynamic neuter r/n-stem paradigm, the oblique stem would have looked exactly as required for *H (e)bhen-es-: 2  Thus e.g. Beekes (1995: 187) and Meier-Br•ugger (2002: 211–12); Schindler (1975: 10) suggests that ‘la flexion prot‹erokin‹etique a e‹ t‹e particuli›ere aux th›emes a› su¶xes complexes en -r/n’, whereas the stems with simple r/n-su¶x were originally acrostatic. However, ‘nous n’avons conserv‹e nulle part des formes de la structure **u‹ed-n-s’ because these were „ **u ‡ ‹ed-n-s → *u‹ed-n-os’, remodelled by a ‘r‹eintroduction d’un degr‹e plein dans la d‹esinence: „ by „ ‡ a ‘passage by a ‘passage a› la flexion prot‹erokin‹etique: **u‹ed-n-s → *ued-‹en-s’, or a› la „ „ ‡ flexion holokin‹etique: **u‹ed-n-s → *ued-n-‹es’ (p. 7; cf. also Schindler 1994: 397). If this dif„ ‡ ferentiation of simple and„ complex r/n-su¶xes is correct, *H (e)bh-‹en- would be based on 2 Flowing Riches ‘strong’ cases (nom./acc. sg.) ‘weak’ cases (e.g. gen. sg.) 327 *H ‹ebh-r > Gk. (*)φαρ 2 ‡ en-  > Gk. (*)
φεν*H (e)bh-‹ 2 The formation of the new s-stem *H (e)bhen-es- must belong to a pre2 Mycenaean period since the r/n-stems already possessed their Greek t-extension in Mycenaean (cf. a-re-pa-te from λειφαρ, Risch 1974: 62). Indeed, there is nothing to suggest that φενος is a young word. In historical non-poetic Greek, φενος and
φνεις are completely ousted by πλο+τος and πλο3σιος (cf. Hemelrijk 1925: 15). Moreover, *H (e)bhen-es- may even 2 date back to Proto-Graeco-Armenian if the Old Armenian gen. sg. awnoy ‘(of) possession’ belongs to a nom. *awin < *abhenos (Lindeman 1978–9). There can only be guesses as to why φενος was built. It is tempting to establish a connection between the neuter s-stem nominative and the genitive ending of the consonant stems. One might hypothesize that a partitive genitive *H (e)bh-en-(o)s was reinterpreted as an accusative when 2 it functioned as a direct object (for instance in the ancestor of a sentence like πολ^ φενος χει ‘he has [a lot [of wealth] ] ’†‘he has [much GEN ACC wealth] ). But since the stem su¶x -es- is ‘un e‹ largissement, d‹epourvu ACC de valeur s‹emantique’ (Chantraine 1933: 414), this is a question which concerns the origin of most complex s-stems, and thus has no particular bearing on the problem discussed here. Our reconstruction so far may seem exceedingly hypothetical as there is no Greek noun *φαρ, *φατος n., which would represent the normalized continuation of *H ‹ebh-r, *H (e)bh-‹en-. However, there is a (mainly 2 2 ‡ epic) Greek adverb φαρ ‘quickly, suddenly, immediately’, which ‘qualifiziert haupts[•achlich] Verben der . . . Bewegung, ferner Pr•adikate, die eine Ver•anderung ausdr•ucken’ (R. F•uhrer in LfgrE i. 1695, s.v. φαρ). That adverbial φαρ is a fossilized nominative-accusative of an r/n-stem noun is widely acknowledged: ‘le d‹eriv‹e hom.
φ)ρτερος et ion.
φαρε· ταχως κα
κπως EM. montrent qu’il s’agit d’un ancien abstrait “rapidit‹e” ’ (Benveniste 1935: 15; cf. Chantraine 1968–80: i. 146, s.v. φαρ; Frisk 1960–72: i. 194, s.v. φαρ). The n-stem variant is found as well, in the fossilized adverbial instrumental φνω(ς) ‘suddenly’. If the instrumental singular of proterokinetic a form of the second type, whereas the Greek adverbs φνως and
φνς might continue later secondary forms of the first type (on φνως/
φνς see further below, p. 328.  The notation *H (e)bh-‹en- rather than *H bh-‹en- is meant to imply that some levelling 2 2 may have occurred in the vocalism of the root; *H ebh-‹en- would of course not represent 2 a regular or ‘original’ form in a proterokinetic paradigm. 328 Andreas Willi stems had a zero-grade stem su¶x (Schindler ap. Peters 1980: 244 n. 198), φνω(ς) neatly fits into the paradigm of *H ‹ebh-r, *H (e)bh-‹en-. On the 2 2 other hand,
φν- < *H ebh-n- might also represent‡ a stage after the forma2 tion of *H (e)bh-‹en-es-, when the zero grade of the su¶x and the full grade 2 of the root had spread through the whole r/n-stem paradigm. Such a stage is not only presupposed by the usual Greek declension of original r/n-stem nouns where the dental extension is added to a zero-grade su¶x (-ατος < *-n-t-os), but also by the fossilized genitive
φνς· "ξαφνης (Hsch. α 8708 ‡ Latte). Incidentally, the existence of *H ebh-n- (
φν-) next to *H (e)bh-‹en2 2 (
φεν-) also helps to explain why *
φενε(σ)-ιος was adapted to the epic metre by syncope rather than metrical lengthening (cf. pp. 323–4). Etymologists would have a less dubious reputation if they were not inclined to behave like il matto according to Umberto Eco’s Il pendolo di Foucault (chapter 10): Il matto lo riconosci subito. E› uno stupido che non conosce i trucchi. Lo stupido la sua tesi cerca di dimostrarla, ha una logica sbilenca ma ce l’ha. Il matto invece non si preoccupa di avere una logica, procede per cortocircuiti. Tutto per lui dimostra tutto. Il matto ha una idea fissa, e tutto quel che trova gli va bene per confermarla. To argue that φενος ‘wealth’ and φαρ ‘suddenly’ are related could be a case in point: sudden wealth remains a dream for most of us. However, a glance at the etymology of πλο+τος, a synonym of φενος, may help us to remain at least among the stupidi. Chantraine (1968–80: ii. 918, s.v. πλο+τος) and Frisk (1960–72: ii. 564, s.v. πλο+τος) agree on the derivation of πλο+τος: according to the former, πλο+τος is ‘tir‹e du radical de πλ(%)ω au sens de “flotter”, d’ou› “se r‹epandre, inonder”, d’abord employ‹e pour une moisson abondante’. To speak of a large quantity of things as a ‘flood’ is familiar in English, but the metaphor of wealth as a stream of water is far more widespread than that: Œ In Sanskrit, one of the Rig Veda hymns praises Indra as a stream of wealth: y‹o r»ay‹o av‹anir mah»a‹n ‘der ein grosser Strom des Reichtums ist’ (RV 1. 4. 10, trans. K. F. Geldner; cf. RV 8. 32. 13). In Hittite, the participle of the root ars- ‘to flow’ appears to have been Œ used metaphorically to mean ‘abundant with something’ (KBo X 47g III 14 lappinit arsantes ‘ “crawling” (with lappina-plants)’, Puhvel 1980: 138; cf. Puhvel 1984– : 171, s.v. ar(a)s-, arsiya-). In Latin, a}uentia and abundantia are used as synonyms of ‘wealth’. Œ Cicero, for instance, observes that the Campanians are arrogant because Flowing Riches 329 of ‘omnium rerum adfluentia’ (Agr. 2. 95), and he attacks the Catilinarians who ‘patrimonia sua profuderunt’ because ‘eadem tamen illa quae erat in abundantia libido permanet’ (Cat. 2. 10). Œ In Modern English, both a}uence and abundance continue the Latin • berfluss semantically overlaps with tradition, and in Modern German U Reichtum. Doubtless, this short list could be extended. Even as it stands, it demonstrates that the Indo-European root *pleu- ‘to float, to swim’ and vari„ ous related terms commonly develop a¶nities with the semantic field of ‘wealth’ and ‘riches’. If we take into account that English flood also belongs to the word family of *pleu-, it becomes clear how the additional notion of „ unexpected speed or suddenness comes into play. Old Irish l‹uath, an adjective based on *pleu-/*plou- + *-to- and thus tantalizingly (though perhaps „ „ misleadingly) similar to Greek πλο+τος < *plou-to-, even means ‘quick’. An excess of possessions (‘wealth’) is thus compared to an excess of water, visualized in the form of a torrential stream or the like (‘flood’ = [stream of water] + [speed]). On the basis of the preceding remarks one may tentatively replace Benveniste’s reconstructed meaning ‘rapidit‹e’ for φαρ < *H ebh-r by a more 2 concrete one such as ‘rapid stream’, both for *H ebh-r itself and,‡ with a ten2 ‡ dency towards metaphorical usage, for the secondary derivation *H (e)bhen-es-. The semantic development leading to adverbial φαρ ‘sud2 denly, quickly’ can be compared with the German temporal adverb/interjection schwapp(s)/schwupp(s) ‘suddenly, quickly, in a flash’ beside verbal (•uber)schwappen ‘to splash, to spill’. It is clear that such an etymology remains speculative if it is not backed up by independent material. In our case, corroborative elements are found both in Greek itself and in other Indo-European languages. Let us first look at some Greek evidence. The root *sreu- ‘to flow, to stream’, though not figuring in the above list „ of terms for ‘wealth’ and ‘flood’, belongs to the same lexical field as *pleu-; „ with *sreu- the movement of water itself is described, with *pleu-, at least „ „ originally, that of things moving on the water. Thus, *sreu- fits into the „ imagery of ‘wealth’ as a ‘stream of goods’ even better than *pleu-. „ In Greek, *sreu- is represented by the verb 7ω and its relatives (7ε+µα, „  Both schwapp/schwupp and schwappen are probably related to schweben ‘to hover, to float’: Kluge–Seebold (1995: 748–9, s.vv. schwappen and schweben). 330 Andreas Willi 7ο , etc.). Among these, there is the rare adverb 7υδν, commonly translated as ‘abundantly’ (LSJ, s.v. 7υδν). 7υδν occurs once in Homer’s Odyssey, once in a fragment of Callimachus’ Hecale, and once in a (probably Laconian) gloss 7ουδν· 7ευστικ$ς (‘flowingly’: Hsch. ρ 453 Schmidt). The gloss does not reveal much, but the two literary attestations deserve our attention. In the Odyssey, the swineherd Eumaeus remembers how he was abducted from his father’s palace by a Sidonian slave who, when some Phoenician merchants arrived and seduced her, boasted to them of her own noble descent (Od. 15. 425–6, trans. A. T. Murray): "κ µdν Σιδ$νος πολυχ)λκου ε(χοµαι εGναι, κο3ρη δ: εFµ: 9ρ3βαντος "γx 7υδZν
φνειοο. Out of Sidon, rich in bronze, I declare that I come, and I am the daughter of Arybas, to whom wealth flowed in streams. The love for material wealth is plain: not only is she from rich Sidon, and not only is her father
φνεις—Arybas is 7υδZν
φνεις. The Callimachean fragment, cited by the Suda (ρ 283 Adler, s.v. 73δην = Callimachus fr. 366 Pf.) and now also found on papyrus (P. Oxy. 2376, col. , l. 3 = Call. Hec. fr. 48. 3 Hollis), contains the words 7υδZν
φν3(ν)ονται; these are glossed with
ντ το+ 73δην κα 7ευστικ$ς πλουτο+σιν. q κεχυµνως.
ντ το+ π)νυ (cf. Hsch. α 8709 Latte,
φν3ει·
φν3νει· Uλβζει). Already before the papyrus was known, Pfei·er had ascribed the Suda quotation to the Hecale because ‘Odysseae partem de Eumaeo passim Call[imachus] in Hecala imitatus est’ (Pfei·er 1949: 299). Thus, in the only attestations where a trace of context is left, the adverb 7υδν qualifies a word from the family of φενος. Both the fact that
φνεις is specified by no other adverb in Homer and the absence of 7υδν in other contexts (e.g. with real streams, rain, tears, etc.) suggest an old idiomatic connection between φενος/
φνεις and the root *sreu- as represented by „ 7υδν. Apart from the phrase 7υδZν
φν3(ν)ονται, this is confirmed by the Callimachean hapax 7υηφενη ‘a}uence’ (Hymn. 1. 84) and the corresponding adjective 7υηφεν ς (Dionysius Periegeta 337; Nonn. Dion. 10. 152). As mentioned above, Callimachus was probably inspired by the Odyssey episode in writing the Hecale, but given the new compound 7υηφενη that hardly diminishes the point: even an Alexandrian scholar-poet could not think of any alternative to strengthen the notion of φενος more appropriately. Hence, the concept of ‘flowing wealth’ was at least as firmly attached to φενος as to its synonym πλο+τος. The latter could also be visualized as a stream of water (cf. e.g. Il. 2. 670 θεσπσιον πλο+τον κατχευε Κρονων Flowing Riches 331 ‘Cronion poured out marvellous wealth’), but it was never used to coin a poetic lexeme such as *7υσπλουτος to parallel 7υηφεν ς. If φενος originated as a literal ‘rapid stream, torrent’ whose meaning was narrowed down to metaphoric ‘a}uence’ only secondarily, we find a simple explanation for the irregular accent of the adjective
φνεις. It has already been mentioned that the accentuation -εις is characteristic of river names such as Σπερχεις, the ‘Rapid’ (from σπρχω ‘to haste’). With such parallels, it was most natural to adopt the usual river-name accent for an adjective
φνεις meaning ‘rapidly streaming’. Outside Greek, the reconstruction of a heteroclitic noun *H ebh-r ‘rapid 2 ‡ stream’ finds additional support. Although there is no further Indo-European language where *H ebh-r itself can be ascertained, there are at least 2 three, and perhaps four, more‡ language families in which other stems are based on a root *H ebh- ‘river, stream’. Since a full documentation is easily 2 assembled from the relevant dictionaries, a short summary will su¶ce here: (1) In Anatolian, *H ebh- is represented by Hitt. hap(a)- ‘river’ (gen. sg. 2 ha-pa-as, all. sg. ha-pa-a), which is either a root noun or a thematic noun *H ebh-o- (cf. Rieken 1999: 19). Next to this, there is Luvian h»api2 ‘river’ and, presumably, Palaic h»apna- with an n-extension. The latter probably corresponds to dat.-loc. sg. I‹D-ni in Hittite (KUB XVII 8 IV 23), although in theory I‹D-ni could also be an r/n-stem remnant. Even if Anatolian knew IE *H ep- ‘water’ too (Watkins 1972: 41–3), 2 ‘IE *A ebh- > PAnat. *hab- must be recognized’ in all of these lexemes 1 (Puhvel 1984– : iii. 115, s.v. hapa-, after Laroche 1973: 183–4 and others; cf. Melchert 1994: 93, 191, 230).  Cf. also the scholia on Od. 15. 426 7υδZν
φνειοο (e.g. Σ V: 73δην τZν πλο+τον χοντος, τουτστι τ1$ πλο3τ1ω χ3δην πλουτο+ντος. q "πρροιαν χοντος πλο3του) and EM 706. 8–12, s.vv. 7υδν (7υδZν
φνειοο· . . .
πZ το+ περιρρεν τZν πλο+τον) and 7υηφενα (. . . σ3γκειται δd j λξις παρ_ τZ 73δην κα φενος, τουτστι τhν το+ πλουσου [read το+ πλο3του?] 73σιν).  Note also the Homeric participle 4περηφανοντες (Il. 11. 694), which is probably derived from φενος (cf. Leumann 1950: 116–17 n. 83). Although a semantic change *‘to be exceedingly rich’ > ‘to behave wantonly’ seems possible, the context of Il. 11. 694 speaks against it since 4περηφανοντες is said of the :Επειο, who are heavily indebted (Il. 11. 688: πολσιν γ_ρ :Επειο χρεος ;φειλον); a development ‘to be overflowing, overwhelming, u• berbordend’ > ‘to be reckless’ would be more in place.  A voiced labial is demanded by Sturtevant’s rule and perhaps by the Lycian theonym (?) qebelija- (Neumann 1974: 109 with n. 2, comparing Hitt. DHapaliyas; cf. Tischler 1983– : 159–60, s.v. hap(a)-). Hamp (1972) wants to connect *H ep- with Proto-Anatolian *H eb2 2 by postulating a possessive su¶x *-Hon- (i.e. *H ep-Hon- > *hab(o)n-), but this leaves 2 unexplained the voiced labial of Hitt. hap(a)- (cf. Mayrhofer 1986: 144). 332 Andreas Willi (2) In Italic, *H ebh- underlies the poetic word amnis, -is f. (later m.) 2 ‘river’ < *H ebh-ni- (cf. Ernout–Meillet 1959: 28–9, s.v. amnis). Since 2 many Latin i-stems replace older consonant stems (cf. e.g. ponti-, nocti-, Leumann 1977: 343), amnis points to an original n-stem *H ebh-n-. 2 Although *H ep-ni- would also yield amnis, the reconstruction with 2 *H ebh- is virtually certain because of the parallelism with the Celtic 2 formations. (3) In Celtic, *H ebh- appears for instance in OIr. ab f. ‘river’. This n-stem 2 is soon replaced by abann f., which corresponds to the Old British river name Abona (modern Avon) and Welsh afon f. ‘river’ (Vendry›es 1959–: A-4, s.v. ab). The flexion of OIr. ab contains an interesting peculiarity in the genitive abae: while masculine and feminine nasal stems regularly have a genitive singular with o-grade su¶x (*-on-os), abae points to *-en-s, which is characteristic of neuter nouns (de Bernardo Stempel 1999: 104–6, after Thurneysen 1946: 213). Since the heteroclitic flexion survives in Old Irish only with arbor ‘grain, corn’ < *H er(H)-u-r, gen. 2 „ arbe < *H r(H)-u-en-s, whereas other heteroclitic stems appear‡ only 2‡ „ as split or unified paradigms (de Bernardo Stempel 1999: 133, after Lambert 1978), it is quite likely that abae is not, properly speaking, the genitive of ab f., but of our neuter r/n-stem *H ebh-r. It might even 2 ‡ be that *H ebh-r itself is continued in Celtic: the superlative prefix 2 ‡ OIr. abar- ‘very’/Welsh afr-, whose etymology is doubtful (Vendryes 1959– : A-6–7, s.v. abar-), would be a regular continuation of *H ebh-r 2 and the semantic link could be sought along the lines of Greek 7υδν,‡ which a glossator paraphrased with π)νυ (cf. above, p. 330, and for the adverbialization pp. 327–8 on φαρ). (4) Germanic, too, may belong to the language groups continuing *H ebh-. 2 The intensifying Old Icelandic prefix afar- resembles Old Irish abar(Lehmann 1986: 1, s.v. abrs) and the Gothic adjective abrs, which corresponds to Greek σχυρς ‘strong, violent, raging’ (said of hunger), could go back to thematized *H ebh-r-os ‘like a rapid/raging stream’. 2  Latin amnis has long been among the lexical elements supporting the thesis of an Italo-Celtic subgroup of Indo-European (cf. Schmidt 1992: 35). The hesitant suggestion of Ros‹en (1988: 118–26) to see in amnis (also) a compound *am-nH -i- (‘swimming = flowing 2 around’, cf. Paul. Fest. 15. 24 Lindsay ‘amnis proprie dicitur a circumnando’) is gratuitous.  Pokorny (1959: 1, s.v. ab-)derives Lat. amnis and OIr. ab from *ab- (not: *abh-)and adds that ‘die westdeutschen Fl[uss-]N[amen] auf -apa, nhd. -a·a, gehen wohl teils auf sonst verlorengegangenes westgerm. *ap- (idg. *ab-), teils auf ven.-ill. ap- (idg. *ap-) zur•uck’. However, to reconstruct *ab- is less plausible a priori because of the rarity of Proto-IndoEuropean *b (cf. Mayrhofer 1986: 99–100) and -apa is better explained as a substrate element (cf. Porzig 1954: 207; Lehmann 1986: 13, s.v. ahva: ‘probably of Celtic origin’). Flowing Riches 333 The preceding summary highlights the prominent role of secondary n-stems (or n-stem derivations, like Pal. h»apna-) in the system of ProtoIndo-European *H ebh- ‘river, stream’. It may therefore be noted that the 2 reconstruction of an r/n-stem noun *H ebh-r is no condicio sine qua non for 2 ‡ the explanation of φενος given here; the Greek noun might also be based on a simple n-stem *H (e)bh-en-. To postulate an r/n-stem just has the 2 advantage of explaining adverbial φαρ too. Moreover, as the double name ‘r/n-stem’ aptly expresses, ‘pure’ n-stems and the n-part of the ‘mixed’ r/nstems probably belong together anyway; perhaps the original distinction was one between n-stem singulative nouns and r-stem collective nouns (Lehmann 1993: 246). In the case of our lexeme, this would mean that *H ebh-r referred to a collective concept of ‘(the) streaming(s), rapids’, 2 whereas‡*H (e)bh-en- designated one particular ‘(rapid) stream’, a ‘river’. 2 Finally, there is one more point to support a reconstruction *H ebh-r ‘rapid 2 ‡ comstream’. Like φενος, Greek
φρς ‘foam’ is ‘nicht sicher erkl•art’. The parison with Armenian p‘rp‘owrk‘ ‘foam’ (Meillet 1931; Solta 1960: 434–5) is at best ‘vraisemblable’ or ‘verlockend, aber nicht strikt zu beweisen’ (Frisk 1960–72: i. 197, s.v.
φρς, and Chantraine 1968–80: i. 148, s.v.
φρς; Clackson 1994: 181 is doubtful). In order to accept the isogloss one must be prepared (1) to regard the Greek
- as a ‘prothetic’ vowel not arising from a laryngeal and not represented in Armenian, (2) to see in Greek -φ- the continuation of *ph, and (3) to believe in some kind of expressive reduplication of *phr- in Armenian. It may be easier to understand
φρς as a thematization of *H ebh-r, designating a phenomenon typically 2 ‡ observed on river rapids. Similar thematizations of r/n-stems are found elsewhere (cf. Schwyzer 1939: 481; Risch 1974: 68): Greek aδρος from aδωρ, for instance, was the name of a water snake and of a vessel used to carry water (Myc. u-do-ro, cf. Aura Jorro 1985–93: ii. 385, s.v. u-do-ro, with bibliography). To derive φενος and
φνεις from an Indo-European lexeme for flowing water in two respects exemplifies the claim that etymologies can inform our knowledge of cultural prehistory. First, the suggested etymology of φενος places the word family in a whole series of metaphorical images for ‘wealth’ which complement each other. When we recognize how systematically an ‘excess of water’ is used as an  The same holds for the name 9φροδτη, but this is probably an independent loanword (cf. most recently West 2000, against the folk etymology in Hes. Theog. 195–8 and Plato, Crat. 406  –). 334 Andreas Willi image for ‘prosperity’ in various Indo-European languages, we may venture the hypothesis that this is not an independent development in all of them, but that Proto-Indo-European already possessed a similar ancestor image (cf. Wachter 1998 on ‘Ersatzbildungen zwecks Rettung des sprachlichen Bildes f•ur immaterielle Konzepte’). Although we definitely enter the sphere of speculation here, this might even confirm the localization of the IndoEuropean homeland in the arid steppe environment of the Pontic–Caspian region (Mallory 1989: 262), where floods could be more of a benefice than a plague. Second, if the above explanation of φενος is correct, the connection with Hittite happina(nt)- falls away and the basis of the Greek word is inherited rather than borrowed. The prosperity of prehistoric Anatolia may have been greater than that of prehistoric Greece, but the Greek lexicon to describe social hierarchies does not testify to a wave of linguistic orientalizing. If there ever was such a thing, the evidence must be sought elsewhere. No doubt that too would be a fascinating task, but it is not one to be attempted without hubris in the Festschrift for a scholar and teacher who knows more about Greek and Anatolian than anyone else.        Aura Jorro, F. 1985–93: Diccionario mic‹enico (Madrid: Consejo Superior de Investigaciones Cient‹§ficas). Balles, I. 1997: ‘Greek φ(ε)νος “Reichtum”’, Historische Sprachforschung, 110: 215– 32. Beekes, R. S. P. 1995: Comparative Indo-European Linguistics: An Introduction (Amsterdam and Philadelphia: Benjamins). Benveniste, E‹. 1935: Origines de la formation des noms en indo-europ‹een (Paris: Maisonneuve). 1962: Hittite et indo-europ‹een: ‹etudes comparatives (Paris: Maisonneuve). Br‹eal, M. 1905–6: ‘E‹tymologies grecques’, M‹emoires de la Soci‹et‹e de linguistique de Paris, 13: 377–83. Chantraine, P. 1933: La Formation des noms en grec ancien (Paris: Champion). 1942: Grammaire hom‹erique, i. 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Kluge, F., and Seebold, E. 1995: Etymologisches W•orterbuch der deutschen Sprache, 23rd edn. (Berlin and New York: de Gruyter). Lambert, P.-Y. 1978: ‘Restes de la flexion h‹et‹eroclitique en celtique?’, in E‹trennes de septantaine: travaux de linguistique et de grammaire compar‹ee o·erts a› Michel Lejeune par un groupe de ses ‹el›eves (Paris: Klincksieck), 115–22. Lamberterie, Ch. de 1990: Les Adjectifs grecs en -υς: s‹emantique et comparaison (Louvain-la-Neuve: Peeters). Laroche, E. 1963: ‘E‹tudes lexicales et e‹ tymologiques sur le hittite’, Bulletin de la Soci‹et‹e de linguistique de Paris, 58: 58–80. 1973: ‘Fleuve et ordalie en Asie Mineure hittite’, in Neu and R•uster (1973), 179–89. Lehmann, W. P. 1986: A Gothic Etymological Dictionary (Leiden: Brill). 1993: Theoretical Bases of Indo-European Linguistics (London and New York: Routledge). Leumann, M. 1950: Homerische W•orter (Basel: Reinhardt). 1977: Lateinische Laut- und Formenlehre (Munich: Beck). LfgrE: Lexikon des fr•uhgriechischen Epos (G•ottingen: Vandenhoeck @ Ruprecht, 1955– ). Lindeman, F. O. 1978–9: ‘Note e‹ tymologique’, Revue des ‹etudes arm‹eniennes,  13: 41–2. LSJ: A Greek–English Lexicon, compiled by Henry George Liddell and Robert Scott, revised and augmented throughout by Sir Henry Stuart Jones, 9th edn. (Oxford: Clarendon Press, 1940). Mallory, J. P. 1989: In Search of the Indo-Europeans: Language, Archaeology and Myth (London: Thames and Hudson). Manessy-Guitton, J. 1964: ‘facinus et les substantifs neutres latins en -nus’, Revue de philologie, 3rd ser. 38: 48–58. 1972: ‘Les substantifs neutres a› su¶xe -nos chez Hom›ere’, Bulletin de la Soci‹et‹e de linguistique de Paris, 67: 85–108. Mayrhofer, M. 1964: ‘“Hethitisch und Indogermanisch”: Gedanken zu einem neuen Buche’, Sprache, 10: 174–97. 1986: Indogermanische Grammatik, i/2. Lautlehre [Segmentale Phonologie des Indogermanischen] (Heidelberg: Winter). 1992– : Etymologisches W•orterbuch des Altindoarischen (Heidelberg: Winter). 336 Andreas Willi Meid, W. (ed.). 1998: Sprache und Kultur der Indogermanen: Akten der X. Fachtagung der Indogermanischen Gesellschaft (Innsbruck: Institut f•ur Sprachwissenschaft). Meier-Br•ugger, M. 2002: Indogermanische Sprachwissenschaft, 8th edn. (1st–6th edns. by H. Krahe) (Berlin and New York: de Gruyter). Meillet, A. 1931: ‘Grec
φρς’, Bulletin de la Soci‹et‹e de linguistique de Paris, 31/2: 51–2. Melchert, H. C. 1994: Anatolian Historical Phonology (Amsterdam and Atlanta: Rodopi). Morpurgo Davies, A., and Meid, W. (eds.). 1976: Studies in Greek, Italic, and Indo-European Linguistics O·ered to Leonard R. Palmer (Innsbruck: Institut f•ur Sprachwissenschaft). Neu, E., and R•uster, C. (eds.). 1973: Festschrift Heinrich Otten (Wiesbaden: Harrassowitz). Neumann, G. 1974: ‘Beitr•age zum Lykischen V’, Sprache, 20: 109–14. Panagl, O., and Krisch, T. (eds.). 1992: Latein und Indogermanisch: Akten des Kolloquiums der Indogermanischen Gesellschaft, Salzburg, 23.–26. September 1986 (Innsbruck: Institut f•ur Sprachwissenschaft). Peters, M. 1980: Untersuchungen zur Vertretung der indogermanischen Laryngale im • sterreichische Akademie der Wissenschaften). Griechischen (Vienna: O Pfei·er, R. 1949: Callimachus, i. Fragmenta (Oxford: Clarendon Press). Pisani, V. 1940: ‘Note di fonetica e morfologia greche’, Rendiconti Istituto Lombardo, 73: 485–539. 1976: ‘Sanskrit aghny»a", griech.
φνεις’, in Morpurgo Davies and Meid (1976), 283–4. Pokorny, J. 1959: Indogermanisches etymologisches W•orterbuch, vol. i (Bern and Munich: Francke). Porzig, W. 1954: Die Gliederung des indogermanischen Sprachgebiets (Heidelberg: Winter). Puhvel, J. 1980: Review of Hans G. G•uterbock and Harry A. Ho·ner (eds.), The Hittite Dictionary of the Oriental Institute of the University of Chicago, vol. iii/1 (Chicago, 1980), in Kratylos, 25 [pub. 1981]: 132–8. 1984– : Hittite Etymological Dictionary (Berlin, New York, and Amsterdam: Mouton). Rasmussen, J. E. (ed.). 1994: In Honorem Holger Pedersen: Kolloquium der Indogermanischen Gesellschaft vom 26. bis 28. M•arz 1993 in Kopenhagen (Wiesbaden: Reichert). Rieken, E. 1999: Untersuchungen zur nominalen Stammbildung des Hethitischen (Wiesbaden: Harrassowitz). Risch, E. 1974: Wortbildung der homerischen Sprache, 2nd edn. (Berlin and New York: de Gruyter). Ros‹en, H. 1988: ‘On the Plausibility of Ancient Etymologies’, Glotta, 101: 116–26. Ruijgh, C. J. 1967: E‹tudes sur la grammaire et le vocabulaire du grec myc‹enien (Amsterdam: Hakkert). Flowing Riches 337 Schindler, J. 1975: ‘L’apophonie des th›emes indo-europ‹eens en -r/n’, Bulletin de la Soci‹et‹e de linguistique de Paris, 70: 1–10. 1994: ‘Alte und neue Fragen zum indogermanischen Nomen’, in Rasmussen (1994), 397–400. Schmidt, K.-H. 1992: ‘Latein und Keltisch: Genetische Verwandtschaft und areale Beziehungen’, in Panagl and Krisch (1992), 29–51. Schwyzer, E. 1939: Griechische Grammatik, i. Allgemeiner Teil, Lautlehre, Wortbildung, Flexion (Munich: Beck). Solta, G. R. 1960: Die Stellung des Armenischen im Kreise der indogermanischen Sprachen (Vienna: Mechitharisten-Buchdruckerei). Szemer‹enyi, O. 1954: ‘The Latin Adjectives in -ulentus’, Glotta, 33: 266–82. 1964: Syncope in Greek and Indo-European and the Nature of Indo-European Accent (Naples: Istituto Universitario Orientale di Napoli). Thurneysen, R. 1946: A Grammar of Old Irish, rev. edn., trans. D. A. Binchy and O. Bergin (Dublin: Institute for Advanced Studies). Tischler, J. 1983– : Hethitisches etymologisches Glossar (Innsbruck: Institut f•ur Sprachwissenschaft). Vendryes, J. 1959– : Lexique ‹etymologique de l’irlandais ancien (Dublin and Paris: Institute for Advanced Studies and Centre National de la Recherche Scientifique). Wachter, R. 1998: ‘Wortschatzrekonstruktion auf der Basis von Ersatzbildungen’, in Meid (1998), 199–207. Watkins, C. 1972: ‘Une d‹esignation indo-europ‹eenne de l’eau’, Bulletin de la Soci‹et‹e de linguistique de Paris, 67: 39–46. West, M. L. 2000: ‘The Name of Aphrodite’, Glotta, 76: 134–8. Windekens, A. J. van 1952: Le P‹elasgique: essai sur une langue indo-europ‹eenne pr‹ehell‹enique (Louvain: Publications Universitaires). This page intentionally left blank PART TH REE ANATOL IA N This page intentionally left blank 24 Some Problems in Anatolian Phonology and Etymology ˆGillian R. Hart 1 The Phonological Problem There are several Hittite words which appear to have cognates in Cuneiform Luwian and sometimes other Anatolian languages as well, which are written with syllabic signs of the #s-series in Hittite and the d- or t-series in Luwian. Such apparent correspondences are found both in initial and internal position. They are not regular in the sense that inherited *s normally yields s both in Hittite and Luwian, and inherited dental plosives likewise appear as dental plosives in both languages. Another source of <s> in Hittite is found in the assibilation of initial *di and *dy to #si. This change, like the parallel one of *ti > zi [tsi], is special to Hittite itself. 2 Approaches to the Problem Some scholars either reject the correspondences altogether, or explain the di·erences as having a morphological basis. Others have been impressed by the good semantic and morphological matches, and have tried to find solutions for the phonological problems, but none of the proposed explanations has, as yet, proved entirely convincing. J. Puhvel (1975 and 1979), encouraged by the Anatolian outcomes of PIE *dy»eus/diw- in Hittite #si-i-u#s ‘god’, #si-i-wa-az ‘day’ but Luwian Ti-wa-az, Palaic Ti-ya-az ‘sun-god’, tried a combination of *dy- or *dhy-. Unfortunately, as has often been pointed out, *y in such combinations does not otherwise disappear. The resulting root etymologies were also semantically tenuous. But Puhvel’s idea that a correspondence of <#s> and <d/t> might reflect a palatalized consonant was a positive advance. Following a similar line of thought F. Josephson suggested tentatively that these correspondences Editor’s note: Jill Hart was not able to check proofs of this paper, and I am most grateful to Philomen Probert and Elizabeth Tucker for their help in preparing it for publication. We have ventured one or two minor alterations to the original text. 342 Gillian R. Hart might go back to a palatal laryngeal *hy (1979: 100–1). In a wide-ranging discussion of palatalization and assibilation in Anatolian languages, Josephson proposed that inherited palatal and velar plosives were kept distinct in Anatolian, and that there might also have been distinctively palatal laryngeals which were susceptible to palatalization and assibilation, even before /a/ and /u/. A serious drawback of this theory is that where etymological connections in other Indo-European languages have been proposed, the assumed cognates begin with vowels of *o- rather than *e-quality, which would be di¶cult to reconcile with an original palatal laryngeal. H. C. Melchert suggested that inherited *s might change to /d/ in the Luwian branch of Anatolian (1994: 274–5), but this remains inconclusive, as conditions for it are not clear. In this paper I propose to re-examine the evidence to see if any common solution can be found. 3 The Material Hittite #sa» kuwa nominative-accusative neuter plural with possible singular stem #sakui- ‘eye(s)’: Luwian da-a-u-wa nominative-accusative neuter plural; da-a-u-i-i#s nominative singular, common gender. These words, which inflect as neuter root nouns in the plural, have in Luwian singular forms with nominative in -i#s. The i-stem forms found in Hittite texts mainly conceal the root under the logographic spelling IGIHI.A with a plural deter| minative, although the endings look singular: Nom. sg. IGIHI.A-i#s KUB XXXIV 85: 7 | Acc. sg. IGIHI.A-in KUB XXXIII 113 i 11, 12; KUB IX 34 iii 34; KUB XXXVI 14 (6) | Loc. sg. IGIH|I.A-i KUB XXXIII 98 iii 19. The form#sa-ku-i#s-#si-it ‘its eyes’ KUB XVII 28 i 15 appears from its agreement with the plural adanta to be a neuter plural nominative, though not of the usual type. Rieken (1999: 61) suggests that it could be an old neuter dual. If so, the form, which refers to the ‘eyes’ of a needle, may have survived in this transferred sense while it was normally supplanted in the literal sense by the plural #sa» kuwa. Starke argued that the logographic examples in Hittite texts with i-stem case endings concealed Luwian forms of the nominative and accusative singular, because they conformed to the pattern known as  For the most recent discussion of the authenticity of the stem #sakui- as Hittite see CHD, vol. S#/1. 67.  Rieken (1999: 59–61) has a thorough discussion of the morphological problems with references to earlier literature. Some Problems in Anatolian Phonology and Etymology 343 ‘i-Motion’, very common in Luwian but not in Hittite. There is a slight di·erence between the Luwian and Hittite examples, however, in that in Hittite texts even those words with endings which are formally singular have the plural determinative H | I.A, whereas in the Luwian texts this is found only with plural endings of the noun. These details are strange, but may be important for the question of etymology. There are two competing etymologies for the Hittite word, both of which go back to a time before the possibility of a connection between the Hittite and Luwian words was contemplated. Of these, Melchert prefers the PIE root *sek w- ‘follow, accompany’, which in Germanic languages has developed the secondary meaning ‘see’. The semantic di¶culties should not be underestimated. Either Germanic and Anatolian shared a common innovation against the rest of the IndoEuropean languages, or the meaning ‘seeing’ was original and the languages other than Anatolian and Germanic had in common taken a path of development from ‘see’ to ‘track with the eyes, follow, go along with’. Neither of these alternatives seems particularly attractive, despite Philip Baldi’s attempt (1974) to revive the second. The Hittite word would in Melchert’s view be from a thematic adjective *s‹ok wo- ‘seeing’. The single writing of <ku> in Hittite was attributed not to lenition after a long accented vowel, since the inherited vowel would have been short, but to an automatic voicing of the voiceless labiovelar in internal position, for which there are some parallels. For these compare Melchert (1994: 61, 96). The alternative etymology also requires this change, but in that case only if the inherited vowel had been short, which is uncertain. This second etymology connects the Hittite word with the PIE word for ‘eye’, *h ek w-. Apart from the initial segment this is a much better 3 fit. The meanings are identical. The morphological correspondence could hardly be better. The Indo-European word for ‘eye’ is represented not only by root nouns in various languages, especially in the second elements of compounds, but also by i-stems which are sometimes confined to specific cases. In Old Church Slavonic the i-stem occurs only in the dual paradigm, although in Lithuanian it has been generalized throughout the declension.  In Greek there are compound nouns both with -ωπ- and with -οπ-, e.g. ε,#πιδα (acc. sg. fem.), Αθοψ. The simple root noun is rare, but compare the neut. pl. τ_ Cπα at Plato, Crat. 409 . The Sanskrit neuter i-stem a‹ ks.i is defective, making its oblique cases from a stem with su¶x -n-, as in gen. sg. aks.n‹as. Of particular interest is the nom.-acc. dual aks.»‹§, which finds parallels both in Avesta a#si, with #s on the analogy of u#si ‘two ears’, and also in Lithuanian aki, Old Slavonic o#ci beside nom. sg. oko. There is also the isolated Greek dual ;σσε from *ok w»§ with the added dual ending -e.  For further details see IEW 775–7. 344 Gillian R. Hart The comparative evidence suggests that the i-stem may have originated in the dual. It could be that Hittite has preserved some traces of this situation, although the dual itself has disappeared. The existence of i-stem forms in several other ancient Indo-European languages makes it more likely that the Hittite examples are also inherited, rather than the result of Luwian i-Motion, of which the origins are in any case still not completely understood. The initial <#s> of the Hittite word has sometimes been explained by assuming an ‘s-mobile’ before the laryngeal. This goes back to a proposal by Hoenigswald (1952) but the lack of a prothetic vowel before initial *shis di¶cult. Even if it can be defended, it would work only if the Hittite– Luwian correspondence were rejected. Hittite #sankuwai- ‘nail’ (of finger or toe). For the declension cf. Weitenberg (1979) and CHD, vol. S#/1. 180–1. The Hittite word has often been compared with Lat. unguis ‘nail’. J. Kuryłowicz noted that the correspondence was like that in the word for ‘eyes’ (1958: 226). Apart from the initial #s- the comparison is excellent. It may be noted that Hittite goes with Italic and Celtic in having a form of the root with no vowel between the nasal and the final consonant (*h ng wh-) rather than the full grade *h nog wh- which 3 3 appears in most other branches. These variants no doubt reflect an old holokinetic paradigm. It is also notable that i-stems or extensions of an i-su¶x occur in association with the zero grade of the root in Italic and Celtic as well as in Hittite. It has been traditional to reconstruct the root as *nogh(w), *ngh(w) but in the light of more recent research a root-final ‡ seems more likely. labiovelar *-g wh The single possible Luwian cognate for Hittite #sankuwai (neuter plural) is ta-am-mu-u-ga (neuter plural) in KUB XXXII 8+ 5 iii 17. The context is: 16{ i#s-#sa-ra(-a#s-#sa)-an-za-ti-it-ta 17{ pa-a-ta-a#s-#sa-an-za ta-am-mu-u-ga la-a-at-ta 18{ za-an-da du-‹u-pa-im-mi-in i#s-#sa-ri-in 19{ za-an-da du-‹u-pa-im-mi-in EME-in He/she has taken away nails of his/her hand(s) and foot/feet, (and) therewith the stricken hand, therewith the stricken tongue.  For a detailed account of this phenomenon see Starke (1990: 59–90).  Kimball (1999: 381–2) suggests that the prothesis may have happened only before *sh . 2  A detailed discussion of the variants may be found in Szemer‹enyi (1964: 239 ·.).  On Germanic preconsonantal treatment of PIE *gwh see Lass (1994: 20–1). On the Celtic problems see McCone (1996: 38 ·.). Some Problems in Anatolian Phonology and Etymology 345 The interpretation ‘nails’ was made by Starke, and is perfectly convincing (1990: 47). There is a similar Hittite passage at KUB IV 47 i 13–14: › B-la-a#s-#sa S#U.MES# -a#s GI›R.MES#-a#s-#sa #sa-an-ku-wa-i da-a-i GU He trims the nails of the left hands and (of the) feet. The phonological development is complex. In the absence of counterexamples it may be assumed that before a nasal *g wh became /gw/, exactly as in Lat. ninguit ‘it snows’, beside nix, nivis ‘snow’. Next came assimilation of the nasal of the root to the following gw, giving pre-Luwian *tamgwa. For a not dissimilar kind of change compare Tocharian A makw, B mekwa ‘nail’. The final stage must have been a metathesis of /gw/ > ug, perhaps like that found in the occasional Hittite spelling e-uk-zi for usual e-ku-zi ‘drinks’. The recognition of Luwian tamm»uga as corresponding to Hittite #sankuwai adds another member to the group of words showing initial <#s> in Hittite but <t> or <d> in Luwian as well as matching words of the same meaning in other Indo-European languages with probable initial *h . 3 Hittite #se-(e)-h|ur and Luwian du-‹u-ur ‘urine’ The identification of these words is attractive. F. Starke (1990: 568–70) made out a strong case in its favour because of inflexional morphology, meaning, and appearance in similar contexts, but found the phonological di¶culties insuperable. As well as the di·erence between the initial consonants, there is the disappearance of intervocalic <h|> in Luwian, and the fate of the <»e > of Hittite, completely absent in Luwian. But loss of the internal single laryngeal in Luwian is not without parallels. Melchert accepts the possibility, and cites also cases where a laryngeal is lost before /w/ (1994: 258). The vowel of the first syllable in Hittite #se»h|ur has various possible sources. Before a laryngeal it could go back to a diphthong just as easily as to a long vowel *»e . Lenition of the laryngeal after the long accented vowel at the Proto-Anatolian stage would have given single -h|- in pre-Hittite and preLuwian. The vocalism of the Luwian word need not be as problematical as Starke supposed in view of Luwian u‹ -ut-ti-i#s ‘you drink’ (KUB XXXV 133 ii 25), where the root vowel has been assimilated after the change of *g w to Luwian /w/. For the interpretation of the form compare the comments of Melchert, CLL 241. This leaves the initial consonant correspondence. Unlike #sa» kuwa and #sankuwai#s, the words for ‘urine’ have no obvious etymological connections 346 Gillian R. Hart outside Anatolian. The proposed connection of #se»h|ur with the verb #sah| ‘block up, obstruct, fill, stu·’, is untenable. It is clear from the examples in the CHD, vol. S#/1. 1–2, that the verb has nothing to do with causing impurity. Nor is there any serious reason to doubt that the basic meaning of the word #se»h|ur was ‘urine’. A connection with Greek ορον ‘urine’ might be possible, but for the syllabic augment in past tenses of the verb ο,ρω in Attic, normally an indication of initial *%. Ionic, however, does not have an augment in this verb. The standard etymology from a root *wers/wors ‘to rain’ implies an unusual, though not unique, treatment of Attic intervocalic -ρσ- as -ρ- with compensatory lengthening of the preceding vowel, rather than the normal -ρρ- seen in θαρρεν ‘be confident’ etc. Since the traditional etymology is uncertain, an alternative solution may be sought. In view of the preceding discussion, one might look for an initial *h . 3 If the following <»e > of the Hittite word went back to an i-diphthong, this could only have been *oi. Thus one may posit a form *h oih wr as ancestral 3 2 to the Anatolian words. In Greek the word for ‘urine’ is a thematic neuter, but apart from the extra su¶x it looks like a good match for the Anatolian words. Both the laryngeals would be lost, leaving a form *oyurom. By the regular loss of intervocalic *y the form ορον would result. The verb ο,ρω would then be an ordinary denominative in *-ey»o rather than the model for a back-formed noun. The next two Hittite words beginning with #s do not appear to have counterparts in Luwian, but elsewhere have possible cognates which could point to initial *h . 3 Hittite #sarh|uwant- ‘insides, belly, womb, embryo’ was compared by J. Schindler (1969: 159) with Greek Uρ3α ‘sausage’. The comparison seems unobjectionable. Hittite #suwai#s ‘bird’, found only once in a vocabulary fragment 902/z i 15, which seems to correspond with MUS#EN-e#s in HT 42 obv. 2 and 4, may be related to a widespread group of words for ‘bird’ in other Indo-European languages, where there are several di¶cult problems of both phonology and morphology. In a long article devoted to the words for ‘bird’ and ‘egg’  For earlier suggestions about #s»eh|ur alone cf. Rieken (1999: 340–3).  The question is discussed by Lejeune (1972: 138 with n. 5).  First proposed by Wackernagel (1888: 129) and often repeated since; cf. Chantraine (1968–80: 839). Some Problems in Anatolian Phonology and Etymology 347 in Indo-European Schindler (1969) was impressed by the resemblance of the Hittite form to Vedic nom. sg.v‹eh. and v‹§h., gen. sg. v‹eh., nom. pl. v‹ayah., and posited an original paradigm with nom. sg. *hwois, gen. sg. *hweis. The Vedic paradigm also contained examples of the root form *hwi-, as in the Vedic instr. pl. v‹§bhih. ‘with birds’. The alternative nom. sg. v‹§h. could be explained as remodelled according to the regular i-stem pattern seen in agnih. ‘fire’ with gen. sg. agneh.. In languages other than Indo-Iranian, Albanian, and Anatolian forms of the root occur in which there is a vowel before the *w. This suggests an initial laryngeal, but it is not entirely clear whether *h or *h should 2 3 be posited. Greek presents conflicting evidence with οωνς ‘bird of prey, ominous bird’ as against αετς ‘eagle’. Schindler had doubts about οωνς on account of di¶culty in analysing the second element -ωνς, but this hardly a·ects the identification of the first part with the word for ‘bird’. Italic avis would point to *h if it had a full grade *hewi-s, but a zero grade 2 might be expected to produce a form with no initial vowel, as in Vedic. According to Schrijver’s rules (1991: 15–31) a laryngeal before an initial consonant would disappear, so that avis would have a full grade of the root. This would be contrary to Schindler’s reconstruction of the word as a root-noun *hwoi-s/hwei-/hwi-. Schrijver prefers to start from *h ewi-, but 2 also mentions a suggestion by Peters that a form like Vedic v‹§h. could have had its initial laryngeal vocalized in order to avoid a short monosyllable. If that were the case, any laryngeal might be expected to give /a/ in Latin. If the laryngeal was *h , the connection with Hittite #suwai#s would fail in any 2 case since initial*h in Anatolian regularly becomes <h|>. 2 Latin avis might seem to indicate initial *h , but this is not the only 2 possibility. G. Meiser (1998: 84–5) describes conditions in which Italic *o > a at a time when laryngeals were still preserved even after consonants. The change took place after /m/, /w/, all labiovelar plosives, and perhaps /l/, when the vowel stood in an open syllable, but was inhibited when the syllable was closed, even by a laryngeal. Possibly an initial *h could have 3 produced the same result as the other consonants mentioned. In that case an original *h owis would have developed to avis, while *h owis ‘sheep’ 3 2 came through into Latin as ovis. All this, however, is quite uncertain. The problem of the Greek forms remains so far unresolved. It is notable that Greek did not preserve the Indo-European word for ‘bird’ as such but replaced it by a derivative of the Indo-European word for ‘eagle’. This necessitated the creation or adoption of a new word for ‘eagle’. It is worth asking why the original simple word for ‘bird’ was abandoned. Did it su·er a fatal collision with the word for ‘sheep’? If so, a proto-Greek *owis in both 348 Gillian R. Hart meanings would have been intolerable, but if ‘bird’ had been *awis (as in Latin) the problem would not have arisen. As for αετς, it might be a word for ‘eagle’ which Greek borrowed from some other language with which it had come into contact whereas οωνς preserved the word for ‘bird’ in its regular Greek form. There seems therefore to be no strong reason for preferring a reconstruction with *h to one with *h in the word for ‘bird’. The evidence on either 2 3 side is not abundant, but it is perhaps easier to account for a change of *o > a in Latin than for one of *a > o in Greek. It is therefore possible that the Hittite word belongs to the group under discussion, although it is found only in this one form. MUNUSalh|ue#sra- and alh|uitraThis title of a priestess of Huwassana of Hupesna is found in Hittite texts, but mainly in the ‘Luwian’ variant. Its origin is unknown, but it is included here for the sake of completeness. The case of the verbal root represented in Hittite by h|ui#s-, in Cuneiform Luwian by h|uid- ‘live’, is complex. As with the previous word the correspondence <#s> : <d> is in internal position. Many of the di¶culties involved in reconciling the Hittite and Luwian forms stem from the generally held conviction that the Hittite verb must be derived from the Indo-European root *h wes, which had the basic meaning 2 ‘stay the night, dwell’ but not ‘live, survive’ as in Hittite and Luwian. I believe that the attractions of this etymology are superficial, the di¶culties deep-seated, although there has been no lack of attempts to remove them. The root vocalism is a problem for both languages. In Hittite the spellings in the older texts are with <i>, which is replaced by <e> in late texts or late copies of Old Hittite documents. Luwian also has <i>, although the expected outcome of short *e in that language is <a>. A special rule has therefore been proposed whereby (in both languages) short *e became <i> between /w/ and a dental obstruent. There are some (few) Old Hittite spellings of the root as h|u#s- in derived forms such as the causative h|u#snu- beside the usual h|ui#snu-, and the verb h|ui#swe- ‘be alive’. It may be no accident that all the examples of the spelling h|u#s- occur in forms where the following syllable contains <u> or <w>. It seems possible that in rapid pronunciation of such forms the /i/ in the unaccented  For other arguments in favour of *h see Lindeman (1997: 73). 3  See the discussions in CLL 10; HED i. 33–4; HW 2 i. 57. Some Problems in Anatolian Phonology and Etymology 349 root syllable might have been suppressed by a failure to unround the lips before the following labial vowel or glide. If there had been a genuine ablaut variation /h|wes/ : /h|us/ in Old Hittite it would be surprising to find it eliminated in later stages in favour of the full grade of the root, since this would have been inherited only in the simple verb itself. The absence of a weak stem h|ut- in Luwian would also be remarkable. It is di¶cult to dissociate the noun h|u-i-ta-ar ‘animal, game’ from the verbal root seen in Cuneiform Luwian h|uid- ‘live’. This word has been recognized as an early loan from Luwian into Hittite both because of its root-final consonant and because /dn/ is not assimilated to /nn/ in the oblique cases. There are also several occurrences of the word for ‘animal’ and its derivatives in Hieroglyphic Luwian from di·erent sites and periods. The examples given in Hawkins (2000) are: (BESTIA)HWI -tara/i MARAS« 1 ⅓11 (end of ninth century) (“ANIMAL.BESTIA”)HWI -sa + ra/i BOHC«A ⅓5 (second half of eighth century) 5 /(BESTIA)?HWI -sa + ra/i BULGARMADEN ⅓7 (second half of eighth century) 5 (BESTIA)HWI -s›a + ra/i-sa ALEPPO 2 ⅓5 (late tenth or early ninth century) Derived forms (BESTIA)HWI -s‹a-na-ma-ia ASSUR a ⅓10 (late eighth century) BESTIA-sa-na-mi-zi TELL TAYINAT 2 line 2 fragment 3 (before 738; probably eighth century) HWI -t›a-ni-ia-za S«IRZI ⅓4 (early to mid-ninth century) It thus emerges that there is variation not only between Cuneiform and Hieroglyphic Luwian, but even between di·erent times and places within the Hieroglyphic area. These variations between spellings with t- and ssigns must surely be phonological in character (pace Starke 1990: 563–4), and render even less plausible any attempt to trace the root-final consonant either to inherited *s or to a dental plosive. 4 Discussion The correspondences discussed above form a coherent pattern. This appears similar to that of the Ancient Greek dialects, where the outcomes of palatalized consonants varied between -σσ-, -ττ- from the voiceless groups  For the forms cf. Oettinger (1979: 91, 116) and HED iii. 332 ·.  Starke (1990: 560–4). Cf. Rieken (1999: 304–6). 350 Gillian R. Hart *-ky-, *-khy-, and -ζ-, -δδ-, from the voiced groups *-dy-, *-gy- as well as for some cases of initial *y. These Greek developments result from palatalization, but it is di¶cult to explain the Anatolian facts in such a way. The evidence from outside Anatolian would seem to point to *h , but this laryngeal had precisely the 3 wrong characteristics (lip-rounding and voicing) to undergo palatalization. Of the fate of initial *h in Hittite there are conflicting views. Eichner 3 believes that it was lost, but Melchert and Kimball have maintained that it was preserved in initial position, although it could not be distinguished in writing from the outcome of *h . The critical evidence is in Lycian, which 2 preserves the outcome of *h both initially and internally, but not those 2 of *h . 3 If *h did survive in Hittite there is no sign there of lip-rounding ef3 fects: *h| does not become <h|u>. This need not imply that the feature often 3 ascribed to *h had never existed. Possibly before *o a change took place 3 which resulted in the suppression of the labial element, as in Lat. colo < *k wel»o or coquit < *pek weti (with previous change of *pek w- to *k wek w- > kwokw-). If the normal outcome of initial *h in Hittite was <h|> initially, while in 3 other positions it was lost, special conditions must be sought in order to explain the anomalous development which resulted in Hittite <#s>, Luwian <d>. It so happens that in all the examples where *h appears to give this 3 bizarre result the enviroment contains a nearby /u/ or /w/. Possibly the presence of such sounds exercised a dissimilatory e·ect on a neighbouring *h , if this had been phonetically something like [γ w] . It is impossible 3 to be certain exactly what happened here, but in order to arrive at the eventual result, something like a change of [γ w] > [γ y] might be postulated. An intermediate stage of development might have been an a·ricate [d#z] which was subsequently simplified in Hittite to [#z] but in Luwian to [d], which would sooner or later have become [t] by the devoicing of initial voiced stops. Hieroglyphic Luwian shows by the spelling variations in the word for ‘animal’ that it is not simply a descendant of Cuneiform Luwian, but a distinct member of the Luwian subgroup. The variations within Luwian make it clear that the words for ‘life’ and ‘animal’ cannot go back either to a root ending in inherited *s or to one ending in an inherited dental plosive. To regard the Hittite and Luwian words either as unrelated or as having di·erent root-enlargements does  A full account of these changes can be found in Lejeune (1972: 100–16).  On the Lycian details see Melchert (1994: 305) with references; on Hittite see Kimball (1999: 384–7). Some Problems in Anatolian Phonology and Etymology 351 not help, for if there can be variation within Luwian, and even within Hieroglyphic Luwian, it should be no surprise that Hittite and Cuneiform Luwian diverge. Since the final consonant of the root h|ui#s /h|uid was not IE *s, identification with the root *hwes ‘spend the night, stay, dwell’ can no longer be maintained. Since the set of correspondences here is apparently the same as that found in several other words which have cognates with initial *h , it seems reasonable to start from the hypothesis that the same set of 3 correspondences can also go back to an inherited *h in internal position. 3 The numerous derivatives from this root have a /w/ su¶x, which suggests that they may be based on the adjective h|ui#su- ‘raw’ (of meat), ‘fresh’ (of vegetables), but must originally have meant ‘alive’, a meaning in which it has been replaced by h|ui#swant- and in Luwian by h|uidwali#s. The root vowel was not short *e, but, in view of the rare plene-spellings with <i> in the root of the simple verb, most probably *ei/i. It remains to ask if there was an Indo-European root meaning ‘live’ which terminated in *-eih , and was often found with a su¶x /w/. Indo3 Europeanists will recognize the root *g weih /g wih ‘live’ as an almost ideal 3 3 match, even down to the fact that it forms a thematic present stem in -we/wo (Lat. v»§vo, Skt. j»§vati) and an adjective with the same su¶x (Lat. v»§vus, Skt. j»§vas). Only the initial <h|u> stands in the way of this identification. But how did *g w come to appear as Anatolian <h|u>? If the original shape of the root was *g w(e)iγ w, the root-initial and root-final consonants were already very similar. In this kind of situation complete assimilation may readily occur. For example, IE *penk we ‘5’ gave Lat. qu»§nque; Lat. bibit ‘drinks’ also shows assimilation of the first consonant to the second, as compared with Skt. pibati < *piph eti. In the case of 3 Anatolian, the assimilation of *g w . . . γ w must have preceded the assumed dissimilation of the root-final consonant from [γ w] to [γ y]. Dissimilation following assimilation is not unknown: for example, Modern French cinq ‘5’ had its initial consonant, Lat. /qu/ in quinque, dissimilated to /k/ in Late Latin from the second /qu/ of quinque (Pope 1934: 318). It is important to note that the secondary *γ w produced by assimilation had a di·erent result in Anatolian from original h , which lost its labial 3 element at some stage when inherited *o was still a rounded vowel. It was only the [γ w] of secondary origin which yielded <h|u>. The rounding of *e > *o after *h is usually taken to have occurred in Proto-Indo-European 3 itself, but at that stage the initial consonant in the root in question was still the plosive *g w, which had no such e·ect. The chronology of the changes described above may be summarized as follows: 352 Gillian R. Hart (1) *h e and *h a > *h o in Proto-Indo-European. 3 3 3 (2) Assimilation of *g w . . . γ w to *γ w . . . γ w within Proto-Anatolian. (3) Dissimilation of the second *γ w to *γ y in the neighbourhood of /u/ or /w/ before the end of Proto-Anatolian. (4) Loss of the labial element of *h before /o/. This change must have 3 happened later than (3) or it would have prevented it. The morphological consequences of the proposed etymology of the verb h|ui#s- are: The adjective h|ui#su- is closely related to Lat. v»§vus, Skt. j»§vas etc. although these have acquired an additional thematic vowel su¶x. The verb h|ui#swe- ‘be alive’ (which is most probably thematic) corresponds well with the thematic present stems of Lat. v»§vit and Skt. j»§vati. The proposed connection of the Hittite verb h|ui#s- with the Indo-European root *g weih is not original. It was made by Johannes Friedrich in 1922, but he 3 later withdrew it when greater knowledge of the Hittite consonantal system and the identification of Hittite <h|> with one or more of the hypothetical Indo-European laryngeals seemed to rule out the possibility of deriving Hittite <h|u> from PIE *g w (Friedrich 1922: 159). It now appears that Friedrich’s first thoughts may after all have been correct. As for the root *h wes, it may indeed be represented in Hittite by 2 the verb h|u#sk- ‘wait’, but there is no obvious connection between this verb and h|ui#s- ‘live’. The many di¶culties involved in deriving h|ui#s from *h wes which have 2 been discussed above have if anything been increased by the discoveries in Hieroglyphic Luwian, discoveries to which Anna Morpurgo Davies has herself made such notable contributions.        Baldi, P. 1974: ‘Indo-European *sek w-’, Journal of Indo-European Studies, 2: 77–86. Chantraine, P. 1968–80: Dictionnaire e‹tymologique de la langue grecque (Paris: Klincksieck). CHD: H. G. G•uterbock, H. A. Ho·ner, and T. P. J. van den Hout (eds.), The Hittite Dictionary of the Oriental Institute of the University of Chicago (Chicago: Oriental Institute of the University of Chicago, 1980– ).  For verbs with the su¶x -we- see Oettinger (1979: 330–6; for this verb see 331). It is doubtful if the stem h|ui#swai- is genuinely old: for KBo III 63 as a later copy of an Old Hittite text see Oettinger (1979: 331 with n. 151). Some Problems in Anatolian Phonology and Etymology 353 CLL: H. C. Melchert, Cuneiform Luvian Lexicon (Chapel Hill, NC: H. C. Melchert, 1993). Friedrich, J. 1922: ‘Die hethitische Sprache’, Zeitschrift der deutschen morgenl•andischen Gesellschaft,  1: 154–73. Hawkins, J. D. 2000: Corpus of Hieroglyphic Luwian Inscriptions, vol. i (Berlin and New York: de Gruyter). HED: J. Puhvel, Hittite Etymological Dictionary (Berlin and New York: Mouton and de Gruyter, 1984– ). Hoenigswald, H. M. 1952: ‘Laryngeals and s Movable’, Language, 28: 182–5. HT: Hittite Texts in the Cuneiform Character from Tablets in the British Museum (London: Oxford University Press, 1920). HW 2: J. Friedrich and A. Kammenhuber, Hethitisches W•orterbuch, zweite v•ollig neubearbeitete Auflage auf der Grundlage der edierten hethitischen Texte (Heidelberg: Winter, 1974– ). IEW : J. Pokorny, Indogermanisches etymologisches W•orterbuch, vol. i (Bern and Munich: Francke, 1959). Josephson, F. 1979: ‘Assibilation in Anatolian’, in Neu and Meid (1979), 91–103. KBo: Keilschrifttexte aus Bo"gazk•oy (Leipzig: Hinrichs, 1916– ; Berlin: Mann, 1954– ). Kimball, S. E. 1999: Hittite Historical Phonology (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). KUB: Keilschrifturkunden aus Boghazk•oi (Berlin: Akademie-Verlag, 1921– ). Kuryłowicz, J. 1958: ‘New Discoveries in Indo-European Studies: a. le hittite’, in Sivertsen (1958), 216–51. Lass, R. 1994: Old English: A Historical Linguistic Companion (Cambridge: Cambridge University Press). Lejeune, M. 1972: Phon‹etique historique du myc‹enien et du grec ancien (Paris: Klincksieck). Lindeman, F. O. 1997: Introduction to the ‘Laryngeal Theory’ (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). McCone, K. 1996: Towards a Relative Chronology of Ancient and Medieval Celtic Sound Change (Maynooth: Department of Old and Middle Irish Studies, St Patrick’s College). Meiser, G. 1998: Historische Laut- und Formenlehre der lateinischen Sprache (Darmstadt: Wissenschaftliche Buchgesellschaft). Melchert, H. C. 1994: Anatolian Historical Phonology (Amsterdam and Atlanta: Rodopi). Neu, E., and Meid, W. (eds.). 1979: Hethitisch und Indogermanisch (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Oettinger, N. 1979: Die Stammbildung des hethitischen Verbums (N•urnberg: Verlag Hans Carl). Pope, M. K. 1934: From Latin to Modern French with Especial Consideration of Anglo-Norman (Manchester: Manchester University Press). 354 Gillian R. Hart Puhvel, J. 1975: ‘Greek Attestations of Indo-European *dhyaghw’, Incontri linguistici, 2: 129–34. 1979: ‘Some Hittite Etymologies’, in Florilegium Anatolicum: m‹elanges o·erts a› Emmanuel Laroche (Paris: de Boccard), 297–304. Rieken, E. 1999: Untersuchungen zur nominalen Stammbildung des Hethitischen (Studien zu den Bo"gazk•oy-Texten, 44; Wiesbaden: Harrassowitz). Schindler, J. 1969: ‘Die idg. W•orter f•ur “Vogel” und “Ei”’, Die Sprache, 15: 144–67. Schrijver, P. 1991: The Reflexes of the Proto-Indo-European Laryngeals in Latin (Amsterdam and Atlanta: Rodopi). Sivertsen, E. (ed.). 1958: Proceedings of the Eighth International Congress of Linguists (Oslo: Oslo University Press). Starke, F. 1990: Untersuchung zur Stammbildung des keilschrift-luwischen Nomens (Studien zu den Bo"gazk•oy-Texten, 31; Wiesbaden: Harrassowitz). Szemer‹enyi, O. 1964: Syncope in Greek and Indo-European and the Nature of IndoEuropean Accent (Naples: Istituto Universitario Orientale di Napoli). Wackernagel, J. 1888: ‘Miscellen zur griechischen Grammatik’, Zeitschrift f•ur vergleichende Sprachforschung, 29: 124–52. Weitenberg, J. J. S. 1979: ‘Einige Bemerkungen zu den hethitischen DiphthongSt•ammen’, in Neu and Meid (1979), 289–303. 25 The Stag-God of the Countryside and Related Problems J. D. Hawkins To Anna, to commemorate a forty-year struggle with the Hieroglyphs The Hittite Hieroglyphic signs registered by Laroche in Les Hi‹eroglyphes hittites (1960), nos. 461–3, form an entangled nexus of problems. Fortunately the steady accumulation of new examples permits here as elsewhere gradual progress in our understanding. My attempt in this article to sort out these signs and their usages does lead to some revisions, alterations, and additions to Laroche’s HH nos. 461–3, which are presented at the end (⅓6). This is a small o·ering to Anna Morpurgo Davies in gratitude for our many years of profitable collaboration on these inscriptions. Unlike most of my papers, this one will not have been scrutinized by her before publication, so I can only hope that she does not find too many points requiring revision. 1 The Empire Period Deity CERVUS³.DEUS.L.463-ti The Hieroglyphic Empire period sign L.463 has become much better understood since Laroche registered it, thanks to an increase in clarifying attestations. In the god’s name in the EMI_RGAZI_ altars text written CERVUS .DEUS.L.463-ti, L.463 was recognized as an epithet of the Stag3 God by E. Masson (1979: 43–4), though equated with the wrong Cun. correspondence. Since then the nature of the writing and its correct Cun. correspondence have been amply established. It is now clear that when the Stag-God’s name occurs, as it does frequently, as the second element of a personal name, the first element is regularly written behind the tall antler sign CERVUS in the angle between it and its phonetic complement 3 -ti, and the same arrangement of the signs is visible in the writing of the god’s name with epithet (Hawkins, ap. Herbordt forthcoming: .3.2, excursus 2). Thus the EMI_RGAZI_ god’s name which may be understood as 356 J. D. Hawkins (DEUS)CERVUS -ti L.463 ‘Stag-God of L.463’, is now exactly paralleled by 3 CERVUS .DEUS.REX-ti, to be understood as (DEUS)CERVUS -ti REX, 3 3 ‘(Stag-God =)Tutelary Deity of the King’ (Herbordt forthcoming: no. 497). See Fig. 25.1(a)–(b). (a) (b) Fig. 25.1. (a) ‘Stag-God of L.463’; (b) ‘Stag-God of the King’ It is thus clear that in Laroche’s L.463, the DEUS sign should be removed, leaving the entry only as the sign form . The new EMI_RGAZI_ fragment published by Sedat Alp (1973: 11–13, fig. 1(a)–(c)) gave a context, albeit fragmentary, which recurred at YALBURT on a pair of blocks, and thereby permitted their juxtaposition: 1. EMI_RGAZI_ frag. CERVUS .DEUS.L.463-ti wa/i-s›a-ti 3 wa/i-mi-i(a)-‹ VITELLUS.L.485 L.463. L.398 [. . . 2. YALBURT blocks 16 + 10 (16) [(DEUS)] CERVUS (+10) wa/i-s›a-ti 3 a-wa/i-mi HEROS L.463.L.398 VITELLUS.L.285 MAGNUS REX See Fig 25.2; and Hawkins (1992: 260–1, 263; 1995: 78–9). In these two attestations the sign L.463, besides appearing as the god’s epithet, recurs together with L.398, and though this pair is obscure (perhaps a title rather than a verb, see now Hawkins forthcoming), it is noteworthy that the YALBURT attestation of L.463 faces in the opposite direction to that of the EMI_RGAZI_ fragment, i.e. with its horizontal projection pointing towards rather than away from the beginning of the line. We may distinguish the form thus oriented as L.463(2). It occurs in this form " • Y 21 (SU • DBURG) as an epithet of the also on the inscription BOGAZKO goddess Sauska (see Fig. 25.3(a) below), and it was this attestation that permitted Dr Ilse Wegner to equate Hier. L.463(1–2) with Cun. LI‹L (see Hawkins 1995: 33–4), thus identifying it as a logogram reading Hitt. gimra-, The Stag-God of the Countryside 357 (a) (b) Fig. 25.2. (a) EMI_RGAZI_ frag.; (b) YALBURT, blocks 16+ 10 Luw. imra- ‘field, country(side)’. This identification gives us the reading of CERVUS .DEUS.L.463-ti as imrassi- Kurunti(ya)- ‘Stag-God of the 3 Country(side)’ (for CERVUS -ti read Kurunti(ya), see Hawkins 1995: 62 3 n. 251 and ap. Herbordt forthcoming: .3.2 excursus 2). The other occurrences of L.463 remain to be elucidated: besides the obscure L.463. L.398 noted above, also the EMI_RGAZI_ altars word a‹ CERVUS .L.463(1)-zi/a (altars ⅓⅓2, 30; see Fig. 25.3(b)), which indicate 3 object(s), acc. sing. N or plur. MF, placed on Mount Sarpa (‘Table Mountain’) in the course of establishing the cult of the Stag-God of the Country there. (a) (b) Fig. 25.3. (a) (DEUS)L.463(2) s›a-US-ka; (b) a‹ -CERVUS -L.463(1)-zi/a 3 2 The Late Period Deity i-L.463(3) (DEUS)CERVUS³ These EMI_RGAZI_ Empire period attestations of the Stag-God of the Country may be connected with a Late group apparently presenting the same 358 J. D. Hawkins deity: see CHLI i/1–2. 37 (xviii), 357, 524, where it is transcribed i-p‹a? (DEUS)CERVUS . This group was in the process of becoming clearer as 3 CHLI i made its ten-year journey through the press, though the key evidence, that of the later ANCOZ fragments (7, 10, also 5), only became available very late, just in time to be included and for last-minute crossreferences to be inserted. It was too late to alter the text to present the evidence in the most logical way, so the opportunity to do this here is now taken. In collecting the examples, I had assumed that the second sign of the Stag-God’s epithet was L.462, transcribed then with increasing reservations p‹a?, but I was basing this only on the attestations S«IRZI and MARAS« 1 (cit. 8, 9 below), which do resemble L.462, and ANCOZ 1 (cit. 4), which now together with the new ANCOZ attestations (cit. 3, 5, 6, 7) raises doubts on the identification. This indeed is the problem which must be addressed here. In anticipation of my conclusion that this sign is a Late form of Empire L.463, I transcribe it here in the following citations as L.463(3). The relation of L.463(1–3) to L.461–2 will be examined subsequently.           L.463(3) 3. ANCOZ 7, ⅓⅓4, 9 (sign-form of L.463(3): ) ⅓4. „ za-zi-i-pa-wa/i URBS-mi-i-zi-‹ DEUS-na-si-i DOMUS.PONERE?-ti-zi „ za-a-zi-ha u?-x(-)PRAE-ia-zi REL-i-sa i-L.463(3)+ ra/i-sa-na (DEUS)CERVUS -ia a‹ -ta (DEUS)AVIS (DEUS)SOL-ti (DEUS)i-ku + ra/i (DEUS)ta3 5 s›a-ku ARHA t›a-i . . . ⅓9. ni-pa „ za MENSA „ REL-sa i-L.463(3)+ ra/i (DEUS)CERVUS a‹ -ta (DEUS) 3 5 AVIS (DEUS)ta-s›a-ku-ha [“]MALUS”-ta-tara/i-ti PRAE-ha t›a-i These cities, habitations (?) of the gods, and these . . . (he) who shall take away from the Stag-God of the Country, ATA Kubaba, the Sun, the god Ikura, the god Tasku . . . or who shall take . . . this table from (?) the Stag-God of the Country, ATA Kubaba and Tasku with malice . . . Notes ⅓4. Sequence of gods, Stag-God, Kubaba, Sun, Ikura, Tasku, recurs with variations throughout the Commagenian inscriptions; cf. especially the next citation. ⅓9. PRAE-ha: apparently preverb, where ARHA would be expected. The Stag-God of the Countryside 359 4. ANCOZ 1, ll. 1–2 (sign-form of L.463(3): ) l. 1 a-wa/i za-ia (ARGENTUM.DARE) ti-na-t‹a (LIBARE)sa + ra/i-la-i-ti i5 L.463(3) (DEUS) CERVUS (FEMINA) a‹ -ta (DEUS)ku + AVIS-[pa]-pa „„ 3 5 l. 2. „ /(DEUS) SOL? „ (DEUS) /i?-ku+ ra/i (DEUS)ta-s›a-ku-ia-ha 1 GAZELLA(ANIMAL)-sa CORNU(-)ku-wa/i-ha? a‹ -pa-si-ti-ta and they will o·er these tithes . . . the Stag-God of the Country, ATA Kubaba (. . .?) the Sun, Ikura, and to the god Tasku one gazelle . . . Notes That the god sequence runs on from ll. 1–2 seems probable but is not certain, since l. 1 might have continued round the corner of the block to the lost next side—note the traces of writing there at the bottom of l. 2. The last two words in the citation of l. 2 are unknown and unintelligible. 5. ANCOZ 5, ⅓1 ⅓1 . . . ]-za? [i-L.463(3)]+ ra/i[. . .?]-s‹a (DEUS)CERVUS -ti-[sa] (FEMINA)‹a2 ta -sa (DEUS)AVIS-sa (DEUS)ta-s›a-ku-s‹a (MONS)hu + ra/i-tu-la-sa-ha 5 MONS(-)wa/i-ti-sa-‹ ARHA „ (“MANUS”)pa + ra/i-nu-wa/i-tu . . . the Stag-God [of the Country(?)], ATA Kubaba, Tasku, and Mount Hurtula, let them ARHA PARANUWA. Notes When I saw and photographed ANCOZ 5 in Ad§yaman Museum in 1990, it was still partially covered with dirt and I did not have the opportunity to clean it. Subsequently Massimo Poetto did clean and photograph it and kindly sent me photographs and his transliteration. His publication of this is to appear in the Gedenkschrift E. Neu (Hethitica, forthcoming), which will supersede my CHLI edition. I am most grateful for his permission to quote this passage here. [i-L.463(3)]+ ra/i[. . . ?]-s‹a : it seems likely in this god-sequence context that the epithet of the Stag-God was represented by these traces. On l. 2 (⅓⅓3, 4) it is now clear from Poetto’s photographs that the verb sakatalisa(n)ta occurs twice (3 plur. pret.), each time determined by a sign which is very similar to if not identical with the form of L.463(3) in all these contexts, i.e. : ⅓3, subjects Hattusili and Suppiluliuma, object ‘the mountain’; ⅓4, subjects H.’s and S.’s servants. The verb sakatalisa- without the determinative is found on BOYBEYPINARI 2, ⅓⅓4, 7. The context here and there seems to identify it as a favourable action. 360 J. D. Hawkins 6. ANCOZ 10, ll. 1–2 (sign-form of L.463(3): ) l. 1 . . . AVI]S? (DEUS)SOL (DEUS)i-ku + ra/i-na (DEUS)ta-s›a-ku-ha „ ARHA (L.69)la-la-ti l. 2 . . .] 1 GAZELLA (ANIMAL) (DEUS)ta-s›a-ku-ia 1 GAZELLA (ANIMAL) hu+ ra/i-tu-la-wa/i-t‹a MONS(-)wa/i-ti REL-i-sa i-L.463(3) [(DEUS)]CERVUS x [. . . 3 . . .] shall take away [the Stag-God?, Kubab]a?, Ikura, and Tasku . . . . . .]one gazelle, for Tasku one gazelle. And (he) who on Mount Hurtula the Stag-God of the Country [. . . Notes As noted in my edition, it seems likely in the context that the god sequence was headed, as elsewhere in the Commagenian inscriptions, by the Stag-God of the Country and Kubaba, whose name may be represented by a trace of AVIS. 7. ANCOZ 3, l. 2 (sign-form of L.463(3): ) . . .]x-wa/i[. . .] „ za-[. . .] (MONS)hu[+ ra/i-tu-la . . .] MONS(-)[. . .] i-L.463(3) tara/i-pa-mi[. . .] „ a-[. . .] FRONS-la/i/u[. . .] za[. . . Notes The interest which can be gleaned from this fragment attaches to the association of an i-L.463(3) tarpami with ‘this Mount Hu[rtula]’, and the connection with i-L.463(3) PES .PES-pa-mi-, following cit. 2 8. S«IRZI ⅓⅓1–6 (sign-form of L.463(3): ) ⅓1. [z]a-wa/i [i]-L.463(3) PES .PES-pa-[mi]-na L.417-ti-CERVUS -ia-sa . . . 2 3 (DEUS)CERVUS -ia-s‹a BONUS-mi-sa SERVUS-ta -sa „ i-zi-i-t›a 3 4 ⅓2. „ wa/i-ta „ a‹ -mi-i-na DOMINUS-ni-na i-L.463(3) (DEUS)CERVUS -ia-na 3 (“LIGNUM”)ha-zi-wa/i + ra/i-ti „ u-sa-nu-sa-ha ⅓3. i-L.463(3) (DEUS)CERVUS -ia-sa MONS-ti-zi “DOMUS + SCALA[”]-ha3 ti-i „ PRAE-na „ a-ru-wa/i+ ra/i-tu ⅓4. wa/i-tu „ L.356-s›a (-)m›§-wa/i-sa „ HWI-ta-ni-ia-za „ s›u-pu-na pi-pa-sa-tu ⅓5. „ za-pa-wa/i i-L.463(3) PES .PES-pa-mi-na „ REL-s‹a „ ARHA li-L.375-ti 2 ⅓6. „ a‹ -pa-ti-pa-wa/i+ ra/i-ta „ i-L.463(3)-s‹a „ (DEUS)CERVUS -ti-s‹a „ (L.464) 3 ha + ra/i-ma PES .PES-pi-tu 2 This TARPAMI of the Country . . . ti-Runtiya, the Stag-God’s dear servant, made. I kept blessing my lord the Stag-God of the Country with ritual(s), may the mountains of the Stag-God of the Country bow down (?) before . . ., The Stag-God of the Countryside 361 may they keep giving to him the wild beasts’ milk (??) to suck(?). This TARPAMI of the Country (he) who shall . . . away, for him may the Stag-God of the Country HARAMA TARPI it/them. Notes The points of relevance to our enquiry are the prominence of i-L.463(3) (DEUS) CERVUS (read nom. Runti(ya)s, acc. Runtiyan, gen. Runtiyas), and his associa3 tion with the construction of an i-L.463(3) PES .PES-mi- ( = tarpami-, see com2 mentary in CHLI i/1, ad loc., and JISR EL HADID frag. 3, l. 3 (“PES .PES”)tara/i2 pa-ma-za, dat. plur.?). 9. MARAS« 1, ⅓⅓6, 11 (sign-form of L.463(3): ) ⅓6. „ wa/i-mu-ta „ LIS+ la/i/u-si-s‹a (DEUS) [ . . . ]-ti-i-sa i-L.463(3)-si-ha-‹ (DEUS)ru-ti-ia-s‹a-‹ „ (“IUDEX”)tara/i-wa/i-na-za-ta-‹ ... ⅓11. i-L.463(3)-si-pa-wa/i-mu-i DEUS CERVUS -ti-ia-s‹a REL-za<<-wa/i>> „ 3 (BESTIA) HWI-tara/i „ pi-pa-sa-ta Me the [Sun(?)]-God of the Lawsuit and the Stag-God of the Country made ruler . . . ... The wild animals which the Stag-God of the Country used to give to me . . . Notes The probability of restoring (DEUS)[SOL]-ti-i-sa (Tiwatis) is argued in my edition. Note the writing of the nominative Runtiyas as against the Runtis of cit. 5 ⅓1, and cit. 8 ⅓6. 10. BULGARMADEN, ⅓7 (sign-form of L.463(3): ) „ “L.463(3)”-i-sa-pa-wa/i (DEUS)CERVUS -ti-ia-s‹a-ti-i „ (BONUS) wa/i-sa + 3 5 ra/i-ti-i „ a‹ -mi-i „ DOMINUS-ni-i (BESTIA)HWI-sa + ra/i-‹ „ pa (+ ra/i ?)-ti-i 5 „ u-ta-ti-na-ha And by the favour of the Stag-God of the Country I UTATINA-ed the wild animals there (?) for my lord. Notes It was in my CHLI commentary to this section that I collected the examples of this epithet of the Stag-God. However, the ANCOZ fragments only became available when my text was already in press, and I was only able to insert brief cross-references. This is now rectified here. 362 J. D. Hawkins                 cit. 3 i-L.463(3) + ra/i-sa-na i-L.463(3) + ra/i cit. 4 i-L.463(3) cit. 5 [i-L.463(3)] + ra/i-[. . .?]-s‹a cit. 6 i-L.463(3) cit. 7 i-L.463(3) cit. 8 i-L.463(3) i-L.463(3)-s‹a (gen. sing.?) i-L.463(3) i-L.463(3) cit. 9 i-L.463(3)-si (gen. sing.) cit. 10 “L.463(3)”-i-sa (DEUS)CERVUS -ia 3 (DEUS)CERVUS 3 (DEUS)CERVUS 3 (DEUS)CERVUS -ti-[sa] 2 [(DEUS)]CERVUS 3 tarpami[. . .] PES .PES-pamin 2 (DEUS)CERVUS -ti-s‹a 3 (DEUS)CERVUS -ia-na 3 (DEUS)CERVUS -ia-sa 3 (DEUS)CERVUS /ru-ti-ia-s‹a 3 (DEUS)CERVUS -ti-ia-s‹a-ti-i 3 (dat. sing.) (dat. sing.?) (dat. sing.?) (nom. sing.) (not nom. sing.) (?) (acc. sing. MF) (nom. sing.) (acc. sing. MF) (gen. sing.) (nom. sing. MF) (gen. adj.)                    In the ANCOZ inscriptions in which the majority of the attestations occur, the deity i-L.463(3) (DEUS)CERVUS heads a group of Commagenian 3 gods which normally follow with ATA Kubaba, the Sun, Ikura, and Tasku, or with Mount Hurtula, and they receive o·erings, specifically gazelles. In the occurrences of the deity outside Commagene, in Malatya (S«IRZI), Gurgum (MARAS« 1), and Tuwana (BULGARMADEN), he appears in each case associated with the wild animals. His character as the specific Stag-God ‘of the Country’ seems adequately clear, and this links him to the Empire L.463 ( = Cun. LI‹L) (DEUS)CERVUS -ti also recognized as this deity. 3                 L.463(3) If Empire L.463/LI‹L/imrassi-(DEUS)CERVUS -ti is the same as Late i3 L.463(3) (DEUS)CERVUS -ti(ya)-, how may we understand the function 3 of the sign L.463(3)? That it is a Late form of Empire L.463(2) is suggested by its appearance, an elongated triangle with a projection towards the beginning of the line. An examination of its usage shows peculiarities. Cit. 10 (BULGARMADEN) seems explicitly to mark it as a logogram (but cf. my not very convincing attempt to reconcile this with the other writings, CHLI i/2. 524); and as determinative of the verb (L.463(3)) sakatalisa- (see cit. 5, notes) it can only be a logogram. In the other examples, however, where it stands as second sign in the word, it should be a syllabogram. There we find i-L.463(3) either alone (cit. 4, 6, 7, 8 ⅓⅓1, 2, 3, 5), or +ra/i (cit. 3 ⅓9), or with case-ending alone (cit. 8 ⅓6, -s‹a, gen. sing.?; 9, -si gen. sing., twice), or most significantly +ra/i-sa-na (cit. 3 ⅓4, clearly dat. sing. of gen. adj., which should represent imrasan). In this last example L.463(3) could simply be given a value ma , but this does not easily fit with the more numerx ous examples without +ra/i and/or case-endings, i.e. i-ma hardly seems x The Stag-God of the Countryside 363 a likely abbreviation for imrasi-. Perhaps an explanation may be found in the proposed derivation of Late L.463(3) from the Empire logogram L.463 ( = imra(ssi)-): thus the writing i-L.463(3) might be understood as i-IMRA-, to which +ra/i and/or case-endings might be added as phonetic complements, while i- might have originated as a preposed phonetic indicator parallel to the postposed ones found in the Empire period, e.g. VIR.zi/a = ziti-. The BULGARMADEN writing remains di¶cult to explain: perhaps “IMRA”(i)-sa = imras, gen. sing.? The use of a logogram IMRA to determine the verb sakatalisa- is not readily understood. 3 The Late Sign L.462 (+ra/i) As noted above, this sign is similar in appearance to L.463(3) but may be di·erent and should be considered separately in an attempt to decide the question. The regular form of L.462 ( ) di·ers somewhat from the ANCOZ examples of L.463(3) )), though the S«IRZI and MARAS« 1 forms of L.463(3) are much closer to L.462 ( , ). In reassessing the examples of L.462 collected in CHLI i/1. 36–7, it is appropriate to take them in a di·erent order here (the original numbering is included in brackets). A provisional transliteration of L.462 as ma will x be seen as appropriate. Note that cit. 11–23 are all +ra/i, only cit. 24–6 lack it.                           ma x 11. (viii) (DEUS) ma + ra/i-wa/i-zi-i (KULULU 2, ⅓6), identified with Cun. x DINGIRMES# mar-wa-a-in-zi (see CHLI i/2. 489–90). 12. (vi) (“DELERE”) ma + ra/i-nu-wa/i- (TELL AHMAR 6, ⅓21), new atx testation confirming Melchert’s proposal to recognize a full phonetic writing of the verb on KARKAMIS# A28g (see CHLI i/1. 154), and at the same time his ma value for the sign L.462 by association of this verb x with Hitt. me/irnu-, marnu- (?) ‘make disappear’ (for which see CHD, s.v.) is further supported by this comparison. 13. (vii) (DEUS.BONUS) ku-ma + ra/i-ma- (TELL AHMAR 1, ⅓2), idenx tified as a Late appearance of the grain-god Kumarbi (Hawkins 1981: 166–7). 14. (iii) (“LOQUI”) ma + ra/i-ta ‘commands (?)’ ((nom.)/acc. plur. N), x identified by Melchert with Hier. (“LOQUI”) ma-ra + a-ti-, same meaning (sing. MF). To my objection that the sing. of plur. (“LOQUI”) ma + x 364 J. D. Hawkins ra/i-ta is “LOQUI”-t›a-z›a (KAYSERI_ , ⅓20, see CHLI i/1. 37, 143; i/2. 475), Melchert points out (pers. comm., 23 July 2002) that both marati- (MF, i-mutation) and marata(n)(za) (N) could represent the singular of marata.              ma             x                15. (x) (“ANNUS”) ma + ra/i(-i) following (“ANNUS”) u-si, = Phoen. zbh. x ymm ‘annual sacrifice’ (KARATEPE, 57), compared by Melchert with Hitt. wetti (MU) me(a)ni, for which see now CHD, s.v. meya(n)ni-; Rieken (2001). 16. (xi) (L.255) ma + ra/i-ia-n‹§-, = Phoen. mls.m (KARATEPE, 57), posx sibly = Cun. mariannu ‘chariot-warrior’ (CHLI i/1. 60); or alternatively associate with stem mari- < madi-, Hitt. mad- ‘resist’ (Schwemer 1996: 30–5). 17. (i) (L.349) s›a-ma + ra/i-ka-wa/i-ni-(URBS) (KARKAMIS# A1a, ⅓⅓3, 37), x ethnicon, epithet of Storm-God, compared by Melchert with Cun. toponym (Empire) Ismerikka (CHLI i/1. 89).              ma             x                   18. (v) (LOQUI) ma + ra/i-li-i-li-i-sa-, ‘?’ (JISR EL HADID frag. 2, l. 3); x how associated with cit. 14? 19. (iv) ma + ra/i-ta-mi-, ‘?’ (KULULU 1, ⅓12); associated with cit. 14? x 20. (xii) ma + ra/i-wa-i-li-, beneficial vegetation, ‘barley’? (SULTANHAN, x ⅓⅓6, 15), see CHLI i/2. 468. 21. (ix) (DEUS) ma + ra/i-ta , a name of the Stag-God (MALATYA 5). This x 5 might be expected to connect with the Stag-God’s epithet i-L.463(3) (+ra/i) ‘of the Country’, but it is not clear how. 22. (ii) [. . .]ma + ra/i-s[›a . . .]x-sa-pa-wa/i-na (URBS) city name +particles x (TELL AHMAR frag. 2). 23. Add also (a) PNN Ima + ra/i-s›a-ta- (KULULU lead strip 2, ⅓1.2); x I‹a-ma + ra/i-MAGNUS + ra/i- (KULULU lead frag. 1, i. 2, ii. 2). x (b) ka-ma + ra/i(-ra + a)- (ASSUR letter f + g, ⅓⅓28, 31—omitted x from consideration CHLI i/1. 36–7); and as PN Ika-ma + ra/i-, CEKKE, x ⅓17e. The Stag-God of the Countryside 365           L.462       +ra/i 24. (xiv) (L.462) mu-wa/i-i-ta- ‘seed (?)’ (KARKAMIS# A11b + c, ⅓28, cf. ⅓29), (xv) (L.462) mu-wa/i-si-, ‘?’ (KARKAMIS# A27c l. 1), and (xvi) REX.L.462, ‘potent (?) king’ (MALATYA 5 etc.) all appear to be logograms. 25. (xiii) (“CASTRUM”) tara/i-pa-ma -za-ha, ‘?’, (C«ALAPVERDI_ 1, ⅓2; x also 2, ⅓3), obscure form but supports ma reading, so Melchert comx paring (“PES .PES”) tara/i-pa-ma-za (see above, cit. 8, notes). 2 26. (xvii) L.462–ti-i, obscure form (KULULU 2, ⅓3), cf. L.462–i-ti (C«_IFTLI_K, ⅓12), and see CHLI i/2. 489, 450. 4 The Origin of the Late Sign L.462: Empire L.461 We have seen reason to consider that L.463(3) is the Late form of the Empire logogram L.463 on the grounds both of sign-form and context, though L.463(3) seems to have shifted its character from logogram to a type of syllabogram. The sign L.462, on the other hand, appears to be descended from Empire L.461. The main reason for so thinking is that in the logogram EXERCITUS (L.269), the Empire form consists of two signs, zi/a + L.461, while the Late form is zi + L.462, see Fig. 25.4. (The Empire examples of EXERCITUS have " • Y 21 (SU • DBURG), ⅓3, been much increased recently—besides BOGAZKO see below, Fig. 25.5—especially by the Nis«antepe archive of seal-impressions, for which see Herbordt forthcoming: nos. 192–3, 194, 195–8, also 494–6. Late • RKU • N, attestations since Laroche have been increased by PORSUK, ⅓5; KO • Y, ⅓4; and TELL AHMAR 6, ⅓⅓2, 7, 17, 23, 26, 28.) ⅓6; C«_INEKO Empire Late Fig. 25.4. L.269 (EXERCITUS) Outside the logogram EXERCITUS, Empire L.461 occurs as follows. (1) In the EMI_RGAZI_ altars text, ⅓10, the word L.461-t‹a, in a context suggesting identification with Late (LOQUI) ma + ra/i-ta (above, cit. 14; x see Hawkins 1975: 129, where the absence of +ra/i was noted as a di¶culty; cf. Hawkins 1995: 94). The context is the infringement of the monument: 366 J. D. Hawkins Empire L.461-t‹a object of arha tupi- ‘erase’; Late ma + ra/i-ta, in most x attestations the object of arha MALLEUS ‘erase’. (2) In the divine name a‹ (FEMINA).DEUS.L.461 (EMI_RGAZI_ altars, ⅓⅓26, 29, 37), which has been recognized by Forlanini (1987: 78–9) as a writing of the name of the Stag-God’s consort Ala (recognition omitted by oversight in Hawkins 1995: 88, 98). The writing, however, remains problematic: Forlanini suggests that a‹ represents the initial of the deity’s name, FEMINA her female gender, and L.461 the logogram for the name itself. While this is quite probable, it is di¶cult to tie in with the other L.461 attestations. (3) In personal names in the Nis«antepe archive, twice as the second element, ma + ra/i- (Herbordt forthcoming: nos. 573 and 693), and in x the even more obscure name, ibid., nos. 698–700, with which may be compared Kennedy (1959: nos. 45–7). I can suggest no readings for any of these attestations. But an Ashmolean seal (Kennedy 1958: no. 23) may read ki-ma + ra/i-i(a), which could render a name Gimriya, unparalleled but x not implausible, perhaps derived from Hitt. gimra-. The postulated descent of Late L.462 with its presumed reading ma + x ra/i- from Empire L.461 does not assist in the reading of the latter, where attestations (2) and (3) may be logograms and (1) lacks the +ra/i-. We should note that L.461 and L.463 (1–2), the Empire originals of Late L.462 and L.463(3) respectively, are separate signs. Usefully they may be " • Y 21 (SU • DBURG), ⅓3, in the pair seen in juxtaposition on BOGAZKO (DEUS)TONITRUS EXERCITUS (DEUS) L.463 s›a-US-ka, Storm-God of the Army, Sauska of the Countryside, see Fig. 25.5. Fig. 25.5. Empire-period juxtaposition of the signs " • Y 21, ⅓3) L.462 and L.463(2) (from BOGAZKO The Stag-God of the Countryside 367 5 Summary Empire: L.461 Late: L.462 logogram? syllabogram? L.463 (2, 1) logogram also ma + ra/ix L.463(3) logogram = Cun. LI‹L logogram also IMRA/MARA (+ra/i-) Empire L.463(1–2) is found as a logogram, = Cun. LI‹L, Luw. imra-, standing as the epithet of the deities Sauska and the Stag-God ‘of the Countryside’; also combined with L.398 in a pair of parallel but obscure clauses, YALBURT block 10 ⅓2 // EMI_RGAZI_ fragment, ⅓2, perhaps here as a title. Late L.463(3), a sign resembling L.463(2) occurs in the writing of the epithet of the Stag-God ‘of the Countryside’, especially in Commagene, where it seems to be a type of syllabogram, written with/without +ra/iand/or case-endings. The explanation best fitting all attestations may be that it functions as a syllabogram of the type CVCV, like most such with the second syllable -RA. This could be derived from the Empire logogram IMRA, and a transcription MARA(+ra/i-) seems appropriate in all cases. Empire L.461 occurs as the second sign in the composite logogram EXERCITUS ‘army’. It is found independently as a logogram (?) in the writing of the name of the goddess Ala; as a logogram (?) alone and with +ra/i in personal names; and without +ra/i in a word L.461-t‹a, perhaps an Empire writing of Late (LOQUI) L.462 + ra/i-ta. Late L.462, apparently descended from Empire L.461 since it too is found as the second sign of the logogram EXERCITUS, is used as a syllabogram +ra/i in a number of words where it seems to correspond to Cun. mar, or where a reading mar(a) yields a recognizable word. It also appears without +ra/i apparently as a logogram, but possibly once or twice as a syllabogram. Late L.462 and L.463(3), though of di·erent Empire origins, seem to be converging in usage, both tending towards a reading mara(+ra/i). The most common attestations of L.463(3), those from Commagene (ANCOZ), show a sign-form di·ering somewhat from L.462 and closer to its Empire forerunner; but occurrences on S«IRZI (Malatya) and MARAS« 1 (Maras«) show forms much closer to if not indistinguishable from L.462, apparently a further convergence, in this case of sign-forms. 368 J. D. Hawkins 6 Conclusion The entries in Laroche, HH nos. 461–3, may be revised as follows. 461 variants: 1. Divine name EMI_RGAZI_ altars, ⅓⅓26, 29, 37: a‹ (FEMINA).DEUS.461, Ala 2. Second element of logogram EXERCITUS (L.269) 3. Seals: SBo ii. 122; Newell 394; Kennedy (1959: nos. 45–47; 1958: no. 23) Nis«antepe, nos. 573, 693, 698–700 462 variants: , , (As listed above, cit. 11–26) 463 (1) (2) (3) (1–2) Empire (1) EMI_RGAZI_ altars, ⅓⅓26, 29, [35], 37, fragment, ⅓1: CERVUS .DEUS.463(1)-ti ‘Stag-God of the Country’. 3 altars, ⅓⅓2, 30: a‹ -CERVUS .463(1)-zi/a, ‘?’ 3 fragment, ⅓2: 463(1).398, title? (2) YALBURT, block 10: 463(2), 398, title? " • Y 21 (SU • DBURG), ⅓3: (DEUS)463(2) s›a-US-ka ‘Sauska BOGAZKO of the Country’ (3) Late variants: (S«IRZI) , (MARAS« 1) (As listed above, cit. 3–10)        Abbreviations follow the Chicago Hittite Dictionary. Alp, S. 1973: ‘Eine weitere Hieroglypheninschrift aus Emirgazi’, in E. Nen and C. R•uster (eds.), Festschrift H. Otten (Wiesbaden: Harrassowitz), 11–13, figs. 1a–c. Forlanini, M. 1987: ‘Le mont Sarpa’, Hethitica, 7: 73–87. Hawkins, J. D. 1975: ‘The Negatives in Hieroglyphic Luwian’, Anatolian Studies, 25: 119–56. 1981: ‘Kubaba at Karkami#s and Elsewhere’, Anatolian Studies, 31: 147–76. 1992: ‘The Inscriptions of the K§z§lda"g and the Karada"g in the Light of the Yalburt Inscription’, in Otten et al. (1992), 259–75. The Stag-God of the Countryside 369 1995: The Hieroglyphic Inscription of the Sacred Pool Complex at Hattusa (StBoT suppl. 3; Wiesbaden: Harrassowitz). Forthcoming: ‘Tudhaliya the Hunter’, in Festschrift J. de Roos. Herbordt, S. Forthcoming: Die Prinzen- und Beamtensiegel der hethitischen Grossreichszeit (Bo"gazk•oy-Hattusa, 19; Berlin). Kennedy, D. A. 1958: ‘The Inscribed Hittite Seals in the Ashmolean Museum’, Revue hittite et asianique, 16/63: 65–84. 1959: ‘Sceaux hittites conserv‹es a› Paris’, Revue hittite et asianique, 17/65. 147– 72. Laroche, E. 1960: Les Hi‹eroglyphes hittites, i. L’E‹criture (Paris: E‹ditions du Centre National de la Recherche Scientifique). Masson, E. 1979: ‘Les inscriptions louvites hi‹eroglyphiques d’Emirgazi’, Journal des savants, pp. 3–49. Otten, H., et al. (eds.). 1992: Hittite and Other Anatolian and Near Eastern Studies in Honour of Sedat Alp (Ankara: T•urk Tarih Kurumu Bas§mevi). Ricken, E. 2001: ‘Hethitisch uitti meiani und das urindogermanische Wort f•ur „ „ “Monat”’, Historische Sprachforschung, 114: 73–9. Schwemer, D. 1996: ‘Hethitisch mad- “wiederstehen” und hieroglyphen-luwisch mariianinzi “Rebellen” in der Karatepe-Inschrift’, Die Welt des Orients, 27: 30–5. 26 A Luwian Dedication H. Craig Melchert We owe to Anna Morpurgo Davies an entire series of ground-breaking analyses of various aspects of Luwian grammar, encompassing phonology, morphology, and syntax. Admiration for these accomplishments is heightened among those of us who know just how di¶cult it has been merely to collect for H(ieroglyphic) Luwian all the relevant data needed to draw valid generalizations, much less to o·er convincing solutions to the many problems raised. Thanks to the magnificent recently published corpus of Iron Age inscriptions by David Hawkins (2000), we now have greatly enhanced opportunities to use the two forms of Luwian in complementary fashion to elucidate both. I hope that both our honorand and others will find the following a persuasive example of this technique. C(uneiform) Luwian attests two verbal stems u» ppa- and upa-. One would expect the first to be cognate with Hittite u» ppa/i- ‘to bring’, and the only two examples with enough context to determine a meaning are compatible with this assumption: (1) anta-wa-a#s-ta in-.-them-. walluna<#s>#san of lifting w»ani uppanta woman (.) they brought They brought them (#sarriyani-objects) in to the midwife. (2) [tumm?]andahinzaHI.A anda #saltinninimin | ears (?) in s. uppanda they brought They brought in #saltinnimi (as) the ears (?). The examples u» ppadda at KUB 25. 39 iv 28, uppa at KBo 17. 36+ iv 14, and the i-stem form u» pp[i]t[t]a at KBo 29. 35, 10 that may also belong here can contribute nothing towards determining the meaning of the stem.  KUB 35. 88 iv 12. All CLuwian passages may be conveniently found in the excellent corpus of Starke (1985).  KUB 35. 107 iii 21.  The restoration is not assured, but the context is that of turning a pot into the image of a human face by putting various objects into or on it to stand for various parts such as eyes, nose, and so forth. A Luwian Dedication 371 However, the sense ‘bring’ seems confirmed by the following example of the derived stem u» ppanna-: (3) DUMU.LU‹.U›LULU-ni to the human S#UM-S#U h|alz»ai his name calls h|uidumar-#sa u» ppannandu life let them bring To the human (one calls out his name) let them bring life! As noted by Starke (1990: 520 n. 1921), Melchert (1993a: 242), and others, the stem upa- is at least synchronically distinct from u» ppa-. The clear examples of upa- call for a sense ‘grant, furnish’ or the like: (4) URUH | attu#saya to Hattusa upa grant (.) apparantin arin annarum»ah|i future time vigour h|u» itwal»ah|i-#sa -h|a vitality -and Grant to Hattusa during the future vigour and vitality! #sarriyanin 2-#su 9-u[(n)za] (5) upatta-pa-wa-du twice nine furnished-.-.-to her s. She furnished to her eighteen #sarriyani. As per Starke, only one instance of upa- seems to call for a meaning ‘bring’: (6) [M]UN-#sa-pa salt-. While salt (is) a» l»ati uw»a[(niya)ti] from steep rock face upamman ed ed from the steep rock face. However, the parallelism with the preceding ‘water (is) led from the river’ still holds if one translates ‘while salt is furnished from/by the steep rock face’. That u‹ -pa-am-ma-an is an error for u» ppa- ‘to bring’ is very unlikely, given that the latter is always spelt (u)-up-pa-, with the other u-sign. One must agree with Starke (1990: 520) that CLuwian upa- with single -pmatches Lycian ube- ‘to dedicate’ (also Carian wbt ‘dedicated’ per Melchert, 1993b: 77 ·.). The basic sense ‘to grant, give (permanently)’ is also reflected in the derivative upatit- ‘land-grant, demesne’ (borrowed into Hittite as an i-stem ubati-, as per Starke 1990: 195 ·.). It is clear that one does not ‘bring’ land, and we must abandon any attempt to derive upa- ‘to grant,  KBo 13. 260 iii 18. The inserted instruction ‘one calls out his name’ is in Hittite.  KUB 35. 133 ii 30. The sense of the parallel upa in the preceding ii 28 must be the same.  KUB 35. 88 iii 11.  KUB 35. 54 iii 18. In the translation of a»l»ati uw»aniyati I follow Watkins (1986: 59–60) against Starke (1990: 374 n. 1346). 372 H. Craig Melchert furnish, dedicate’ from the same preform as u» ppa/i- ‘to bring’. Note that in accordance with their meanings the verb u» ppa- may take the directional preverb anta ‘in(to)’, while upa- naturally does not. The fact that HLuwian orthography does not distinguish voicing or gemination in stops creates problems in sorting out the various forms of u-pa- in that dialect. Indeed, Hawkins (2000: 260) suggests that all examples should be combined into a single verb, declaring that one cannot distinguish consistently ‘to bring’ from ‘to dedicate’ and raising the possibility that two originally distinct verbs may have fallen together. In fact, however, the situation is not so grave. The contexts and co-occurrence with preverbs (or lack thereof) do permit us to distinguish (CAPERE)u-pa- ‘to bring’ ( = CLuwian u» ppa-) from (PES)u-pa- ‘to furnish, dedicate’ ( = CLuwian upa-). Unsurprisingly, one or two examples of HLuwian upa- without determinative are di¶cult to assign to one or the other, but this fact does not a·ect the validity of the contrast. The meaning ‘to bring’ for (CAPERE)upa- is assured by examples where it is accompanied by a directional preverb marking movement: (7) (I devastated those countries,) *a-wa/i-ta (SCALPRUM.CAPERE )u-pa-n‹§-zi 2 .-.-. spoils (‘CAPERE’)u-pa-ha I brought a-t‹a „ in and I brought in the spoils. The phrase upaninzi upaha is obviously a figura etymologica, the noun referring to ‘spoils’ or ‘trophies’ that are brought from the conquered countries (cf. Hawkins 2000: 106). The same phrase recurs with a di·erent directional preverb: (8) (I destroyed the city Alatahana,) *a-wa/i-t‹u „ pa + ra/i-i-ha-‹ „ (SCALPRUM.CAPERE )u-pa-n‹§-na „ 2 .-.-to him forth-and spoils (CAPERE )u-pa-ha 2 I brought and I brought forth the spoils to him.  The latter verb is a univerbation of the preverb *au- plus the stem pi- (Melchert 1994: 149, 265), which is in turn an earlier univerbation of *pe+ (a)i- (Melchert 1989: 42 ·.).  KARKAMIS# A11b+ c, ⅓13. All HLuwian texts cited may now be found in Hawkins (2000).  KARKAMIS# A1a, ⅓10. Cf. also ibid. ⅓7. Hawkins (2000: 88) translates ‘brought before him’, but /pari:/ ( = CLuwian par»§) is a preverb ‘forth’ indicating the removal of the spoils from the city, not a postposition parran ‘before’ indicating their placement in front of the deity. A Luwian Dedication 373 In KARKAMIS# A2 + 3, ⅓7 the grain-god and wine-god are the object of the verb, which is construed with a locative and two preverbs, one indicating movement towards and the other movement from: REGIO-ni-i a-t‹a . . . ARHA (CAPERE )u-pa-ta ‘he [Tarhunza] brought away . . . into the 2 country’. Finally, I_SKENDERUN, ⅓4 refers to bringing measures of grain into a granary: a-ta (‘CAPERE’)u-pa-ha ‘I brought in(to it)’. In sum, all instances of (CAPERE)upa- refer to the movement of objects, thus confirming a meaning ‘to bring’. On the other hand, (PES)upa- never co-occurs with a directional preverb indicating motion. Hawkins (2000: passim) translates this verb variously as ‘to bring, present, produce’, but a meaning ‘to dedicate, furnish, give’ is appropriate for all examples, and some exclude a sense ‘to bring’ implying movement. In SULTANHAN, ⅓2 Sarwatiwara first describes his having set up an image of Tarhunza of the Vineyard (ta-nu-wa/i-ha), then refers back to this act in ⅓4: (9) „ a-wa/i-na „ u-pa-ha .-.-him I dedicated HWI-i when When I dedicated him . . . Likewise in SULTANHAN, ⅓10 Sarwatiwara refers again to ‘When I set him up . . .’ and then says in ⅓12: „ *a-wa/i-na „ a‹ -pi-i „ . . . (‘PES’)u-pa-ha ‘I rededicated him . . .’. In this text the verbs tanuwa- and (PES)upa- refer to the same act. A meaning ‘to bring’ is thus excluded for the latter, whereas ‘to dedicate’ is fine, since it refers to a di·erent aspect of the action from the physical one expressed by tanuwa-. " ‘I dedicated (to)’ also fits the context of KIRC«OGLU, ⅓2, where a statue has been presented to a goddess (cf. Hawkins 2000: 384 ‘I produced’). A sense ‘shall present’ su¶ces for (PES)u-pa-i in IZGIN 2, ⅓8, where someone is to present his name and image (VAS-tara/i-i-na) ‘before his lord’. Obvi Contra Hawkins (2000: 110), sentence-initial wa/i-ta-‹ must be read as /a-wa-ta/ with the local particle /-ta/, which is conditioned by the presence of the overt locative REGIO-ni-i. The cited absence of the particle in KARKAMIS# A11a, ⅓9 is irrelevant, since the end of the sentence is missing in that instance, and we have no reason to assume that even the verb is the same, much less the entire predicate. A transitive verb cannot take a clitic pronoun as subject (see further on this point below). In any case the context makes it clear that Tarhunza of Carchemish is the subject.  I concede that in the example in _ISKENDERUN, ⅓3, where the object of the verb is (‘*255’)ka-ru-na-na ‘granary’, it is far from obvious that any movement is present. However, as emphasized by Hawkins (2000: 260), all we know for sure about the word karuna- is that it is a storage place for grain that may be ‘filled’. We have no assurance that everything covered by this term necessarily referred to a building or fixed object. In the face of the other consistent and overwhelming evidence for a transitive motion verb I remain confident of a sense ‘to bring’. 374 H. Craig Melchert ously, ‘to bring’ would also work for these two cases, but absolutely nothing requires such a meaning (‘shall bring’ for the second, as per Hawkins 2000: 316, is quite unnecessary). In the following passage the meaning seems to be rather ‘to furnish’: (10) (I placed them for his tithe,) (PES)u-pa-t‹a-pa-wa/i-t›a-‹ I‹a-za-mi-i-s‹a furnished-but-.-them Azami IUDEX-ni-sa SERVUS-ta/i –sa 5 ruler (.) servant PURUS.FONS.MI Suppiluliuma but Azami, servant of the ruler Suppiluliuma, furnished them. The speaker, Panamuwati, wife of Suppiluliuma, indicates that she placed the votive objects (a throne and table) on behalf of her husband, but they were furnished by his servant, Azami. A final example shows again that the meaning of (PES)upa- cannot be ‘to bring’, which necessarily implies movement: (11) *274-ya-pa-wa/i FEMINA.MANUS-zi/a-ha SERVUS-sa demesne-.-. women children -and slavery (‘PES’)u-pa-ta  x surrendered The land-holdings, the women (and) children they surrendered into slavery. The first object, which as per Hawkins (2000: 456) must be standing for upatit-, a word referring to a land-grant or ‘desmesne’, excludes ‘brought’ in the sense of physically moving something. This sentence, then, can hardly refer to removal of said objects by forces of Wasusarma. It must describe rather their surrender into slavery by the people of Parzuta in the face of the attack by Wasusarma’s troops and chariotry. All instances of (PES)upaare compatible with a core meaning of ‘voluntarily to transfer permanent possession of ’, hence ‘to dedicate, present, grant, furnish’. We may thus  BOYBEYPINARI 1, ⅓4.  TOPADA, ⅓15.  In TOPADA, ⅓25, the same action is referred to again in virtually the same words, but the verb is ARHA u-pa-ta . The meaning is precisely the same. NB: the preverb here does not x mark direction of physical movement, but merely underscores the permanent alienation of the objects (cf. German hin-geben).  The instance u-pa-ha in TOPADA, ⅓5 without determinative remains unclear. Hawkins (2000: 455) finds it significant that the next sentence contains the verb tuwa- ‘to place’ (recalling the pairing of tuwa- and (PES)upa- in BOYBEYPINARI above). But this supposed linkage is a mirage, because ⅓5 in TOPADA contains no direct object. So neither of our transitive verbs upa- seems appropriate. I can only venture the mere guess that, just as Hittite unna- and penna- can sometimes mean ‘to drive’ with suppression of the understood object ‘horses’, upa- ‘to bring’ is used here with ellipsis of the word for ‘troops, infantry’: ‘I brought (my troops) with my royal horse ( = chariotry)’. A Luwian Dedication 375 confidently equate it with CLuwian upa-, which shows a similar range of usage. If we assume that Anatolian *»u"b(V)- ‘to present’ directly reflects a PIE root, we are forced to seek one with a shape *eub(h)-. Since no suitable etymon is available, we are led to hypothesize that our stem also contains the same preverb *au- as seen in u» ppa-. We thus need a root of the form *b(h)VC-, where the second consonant is subject to loss in Anatolian (at least in Luwian and Lycian). Before we pursue this line of speculation further, however, we should first see whether we can find any independent support within Anatolian for a base verb of the shape pV- with the desired sense of ‘to present, dedicate’ or the like. I believe that HLuwian supplies just such a verb in the form of (PES )pa2 (za)-, whose syntax and meaning have up to now presented problems of their own. Hawkins (2000: 548 et alibi) tries to take (PES )pa-(za)- as an 2 intransitive motion verb, but most examples clearly must be transitive, and all may be so interpreted. The clearest instance is KARKAMIS# A12, ⅓⅓11–12: (12) *a-wa/i-t‹u-[ta] (‘*350’)‹a-sa-ha + ra/i-mi-s›a „ (PES )pa-za-ha „ 2 .-.-to him-. blood sacrifices I ed (‘*273’)wa/i+ra/i-pi-ha-wa/i-t‹u (‘SCUTUM’)hara/i-li -ha „ skill/craft -and-.-to him shield -and (ARGENTUM.DARE)pi-ya-[ta]ra/i-[. . .] „ (PES )pa-za-ha 2 gift I ed I used to to him [the deity] blood sacrifices. I also used to (my) craft, (my) shield, and gift(s). to him Contra Hawkins (2000: 114) and Starke (1990: 556–7), the noun asharmisa cannot be animate nominative singular, but must be nom.-acc. plural neuter and thus the object of the verb. This is proven by the corresponding singular [ ]‹a-sa-ha + ra/i-[mi]-s›a-za (/asharmisan-za/) (KARKAMIS# A29h, frag. 3, 1): see in further detail Melchert (forthcoming). It should also be clear that the context, especially the last object (ARGENTUM.DARE)piyatar-, points to a meaning not far from that of our verb (PES)upa-: ‘I gave, allocated, assigned’. A transitive verb with a similar sense is likewise demanded by the example of the base verb in ASSUR letter e, ⅓24:  For cognates confirming the existence of a noun piyatar ‘gift’ see Sch•urr (1999), but the HLuwian word represents the presumed verbal abstract itself, not a derivative thereof, as assumed by Sch•urr (1999: 27), wrongly following Hawkins in supposing that the verb is intransitive. 376 H. Craig Melchert (13) (Furthermore, send a good KWILAYANA- and SULUMASA-,) a-wa/i „ FLUMEN.DOMINUS-ya (‘PES ’)pa-tu 2 .-. river-lord (.) let them allocate/assign and let them allocate/assign (them) to the river-lord. That patu is transitive is proven by the absence of any clitic pronoun. Whereas discourse-conditioned omission of direct object pronouns is commonplace in the ASSUR letters, Luwian, like Hittite, requires subject clitic pronouns with intransitive motion verbs. These belong to the class of socalled ‘unaccusatives’: see Garrett (1996) for the facts of Hittite, which I have confirmed for both forms of Luwian (cf. for the real verb ‘to go’ TOPADA, ⅓13: wa/i-sa . . . (‘PES ’)i + ra/i ‘he . . . went’). 2 The verb (PES )pa(za)- is also indisputably transitive in its special usage 2 in tomb inscriptions, such as KARKAMIS# A5b, ⅓⅓1–2: (14) EGO-mu nu-nu+ ra/i-s‹a I- Nunuri ara/i-zi-pa-mu-ta times-.--. (DIES)ha-li days ha-si-ha I ed (PES )pa-za-ha 2 I ed I, Nunuri, received my allocation of days. My times I lived to the full. Hawkins (2000: 185) follows Meriggi in translating the first sentence as ‘I passed my days’ and o·ers the guess ‘I recalled my times’ for the second. There is no supporting evidence for either interpretation, and both sentiments seem oddly colourless for a tomb inscription. Given the other evidence for pa(za)- as ‘to allocate’, I propose that with the reflexive pronoun the sense becomes rather ‘to receive an allocation’. The deceased is declaring that he received his full and fair allotment of days of life. He then reinforces this by declaring that he in fact satiated himself in living. I agree with Hawkins that the verb hasi(ya)- has nothing to do with the verb ‘to give birth, procreate’. It is rather a straightforward denominative from the attested HLuwian noun (LINGERE)hasa- ‘satiety, abundance’. The active verb would have meant ‘to satiate’, but once again the reflexive turns this into ‘satiated myself, was satiated’, i.e. ‘enjoyed to the full’. The two clauses now form together a coherent and suitable sentiment in the context. Unsurprisingly, the second clause also occurs repeatedly by itself in epitaphs (see the references in Hawkins 2000: 181). I assume the same meaning for SHEIZAR, ⅓2, where the deceased boasts  EGO-mu is not, as per Hawkins (2000: 185), an unusual writing for /amu/, but rather the subject /amu/ plus clitic /-mu/ functioning as a reflexive, as in the very next clause and elsewhere.  Expressions of having led a full and happy life are not common in Greek and Latin A Luwian Dedication 377 that on account of her justice she received an allotment of a hundred years: „ CENTUM-ni „ ANNUS-si-na „ (PES )pa-za-ha . Whether the omission 2 x of the reflexive pronoun is an error or a permitted ellipsis in what was surely a virtual clich‹e may remain open. That the meaning was ‘received an allotment of ’ would have been transparent in the context. The attested meanings ‘to allocate’ and ‘to receive an allocation’ argue that our HLuwian verb pa- is a reflex of PIE *bhag- ‘to apportion, allocate’. The testimony of third singular (PES)upai points to an active hi-verb. This accords well with the ‘simple’ thematic present attested in Sanskrit bh‹ajati ‘apportions’, medial bh‹ajate ‘receives a portion’. In Anatolian addition of the directional preverb *au- underscored apportioning something to some particular individual, whence the attested meaning ‘to present, dedicate, furnish’. The proposed derivation certainly does further complicate the already vexing question of the conditions under which medial voiced dorsal stops are lost in Luwian and Lycian (see for a discussion of the issue Kimball 1994 and Melchert 1994: 254 ·.). The problem becomes especially acute if one accepts (as I now do, contra Melchert 2002: 137 ·.) the interpretation of HLuwian INFRA (katta*) aka- as ‘subjugate’ or the like (Hawkins 1995: 28) and its derivation from PIE *(h )ag„ - (Poetto 1998: 111 n. 21). However, 1 it is important to note that we have no evidence for the inflectional type of HLuwian aka-. Acceptance of the root derivation just cited thus does not require us to assume that the verb reflects a thematic stem *(h )‹ag„ e/o-. 1 If the Lycian animate noun aχa- is related, which seems likely whatever its precise meaning, then the Luwian verb could easily be denominative sepulchral inscriptions, but note the one example cited by Lattimore (1942: 212): "νθ)δε κεµε Xµανθος, τρυφAς π)σης ` µετασχ#ν, „ σοθως ζ σας πουλ^ν "τ$ν ριθµον ‘Here I, A., lie, having enjoyed every luxury, having lived like a god for a plentiful number of years.’ I thank B. Vine for the reference to Lattimore’s work.  A transitive reading ‘assigned’ or the like is also quite possible for (‘PES ’)pa-zi/a-ta 2 x in TOPADA, ⅓23. Contra Hawkins (2000: 458), I take CRUS.CRUS not as an otherwise unattested participle, but as the noun (CRUS.CRUS)niyasha- ‘procession’ (of soldiers) (cf. KARKAMIS# A11b+ c, ⅓16 and see Hawkins 2000: 106). The TOPADA text would refer to the assigning/allotting of a military column accompanied by chariotry.  I cannot accept the arguments of G»ot»o (1987: 222) that the original meaning of the root *bhag- was ‘to receive a share of ’. For recent additional arguments in favour of the traditional ‘to apportion, give a share’ see Meier-Br•ugger (1994), following Neumann and Schlerath (2001) with reference to St. Zimmer. I am indebted to M. Meier-Br•ugger for these references.  As suggested by Monika Hartmann for the comparable Hittite verbs unna- and peda(per pers. comm. of Norbert Oettinger), addition of the preverb *au- reinforces the ‘endterminative’ sense of upa- ‘to dedicate, furnish’. This accounts for the absence of an ‘iterative’ form in -za- vs. pa(za)-, just as the Hittite verbs cited never show the su¶x -#ske-. 378 H. Craig Melchert from a similar noun, thus a virtual *(h )‹ag„ eh - vs. a putative *bh‹age-. I 1 2 cannot pursue this complex problem here. I assert only that my proposed derivation of HLuwian pa(za)- and of pan-Luwian upa- seems compatible with what we currently know of Luwian historical phonology.        Garrett, Andrew. 1996: ‘Wackernagel’s Law and Unaccusativity in Hittite’, in Halpern and Zwicky (1996), 85–133. G»ot»o, Toshifumu. 1987: Die ‘I. Pr•asensklasse’ im Vedischen (Sitzungsberichte der • sterreichischen Akademie der Wissenschaften, philosophisch-historische O Klasse, 489; Vienna). Groddek, D., and R•o¢le, S. (eds.). Forthcoming: #sarnikzel: Hethitologische Studien zum Gedenken an Emil Orgetorix Forrer (Dresden: Technische Universit•at Dresden). Halpern, A., and Zwicky, A. (eds.). 1996: Approaching Second: Second Position Clitics and Related Phenomena (Stanford: CSLI Publications). Hawkins, J. D. 1995: The Hieroglyphic Inscription of the Sacred Pool Complex at Hattusa (SU•DBURG) (Studien zu den Bo"gazk•oy-Texten, suppl. 3; Wiesbaden: Harrassowitz). 2000: Corpus of Hieroglyphic Luwian Inscriptions, i. Inscriptions of the Iron Age (Studies in Indo-European Language and Culture, 8/1; Berlin and New York: Mouton de Gruyter). Kimball, S. 1994: ‘Loss and Retention of Voiced Velars in Luvian: Another Look’, Indogermanische Forschungen, 99: 75–85. Lattimore, R. 1942: Themes in Greek and Latin Epitaphs (Illinois Studies in Language and Literature, 28; Urbana: University of Illinois Press). Meier-Br•ugger, M. 1994: ‘Weiteres zu arkadisch φ)κτον und Sippe’, Historische Sprachforschung, 107: 89–90. Melchert, H. C. 1989: ‘New Luvo-Lycian Isoglosses’, Historische Sprachforschung, 102: 23–45. 1993a: Cuneiform Luvian Lexicon (Lexica Anatolica, 2; Chapel Hill: selfpublished). 1993b: ‘Some Remarks on New Readings in Carian’, Kadmos, 32: 77–86. 1994: Anatolian Historical Phonology (Amsterdam and Atlanta: Rodopi). • DBURG Hieroglyphic Inscription’, in Yener and 2002: ‘Tarh|unta#s#sa in the SU Ho·ner (2002), 137–43. Forthcoming: ‘The Inflection of Some Irregular Luwian Neuter Nouns’, in Groddek and R•o¢le (forthcoming). Mellink, M. J. (ed.). 1986: Troy and the Trojan War (Bryn Mawr: Bryn Mawr College). Poetto, M. 1998: Review of Hawkins (1995), in Kratylos, 43: 108–16. A Luwian Dedication 379 Schlerath, B. 2001: ‘Iranisch und Balto-Slavisch’, Historische Sprachforschung, 114: 285–9. Sch•urr, D. 1999: ‘Gr•ako-lykisch πιατρα’, Sprache, 41/1: 24–38. Starke, F. 1985: Die keilschrift-luwischen Texte in Umschrift (Studien zu den Bo"gazk•oy-Texten, 30; Wiesbaden: Harrassowitz). 1990: Untersuchung zur Stammbildung des keilschrift-luwischen Nomens (Studien zu den Bo"gazk•oy-Texten, 31; Wiesbaden: Harrassowitz). Watkins, C. 1986: ‘The Language of the Trojans’, in Mellink (1986), 45–62. Yener, K. A., and Ho·ner, H. A., Jr. (eds.). 2002: Recent Developments in Hittite Archaeology and History: Papers in Memory of Hans G. G•uterbock (Winona Lake: Eisenbrauns). 27 Das Wort f•ur ‘Jahr’ und hieroglyphen-luwisch yari- ‘sich ausdehnen’ Norbert Oettinger • ber die Struktur des in dt. Jahr, engl. year fortgesetzten indogermanischen U Wortes gibt es verschiedene Meinungen; w•ahrend z.B. Pokorny (1959: 296– 7) thematisches *y»ero-, y»oro-, y ro- ‘Jahr, Sommer’ ansetzt, spricht Frisk (1970: 1151) vom ‘beibehaltenen r-Stamm’ in jungavest. y»ar ‘Jahr’. Die Ansicht, dem Wort liege—vorlaryngalistisch ausgedr•uckt—eine Wurzel *y-»e-, *y-»o- ‘gehen’ zugrunde, die aus *ei- ‘gehen’ erweitert sei, entbehrt laut Frisk ‘jeder sachlichen Begr•undung’. Ein Fortschritt beim Wort f•ur das ‘Jahr’ hat sich durch die Entdeckung der verehrten Jubilarin ergeben, dass keilschrift-luwisch (k.-l.) a» ra/i- ebenso wie seine gleichlautende hieroglyphen-luwische (h.-l.) Entsprechung ‘Zeit’ bedeutet und etymologisch zu gr. 'ρα ‘Jahreszeit, Jahr, Tageszeit, Stunde’ und got. j»er ‘Jahr’ geh•ort. Im Anschluss an sie konnte dann Melchert (1989: 41 Anm. 28) vor dem Hintergrund der luwischen Lautentwicklungen (1) uridg. *eh > luw. a»  und (2) uridg. *»e > luw. »§ wahrschein1 lich machen, dass a» ra/i- aus uridg. *y‹eh rV (V = Vokal) stammt. Gr. 'ρα 1 f•uhrt er dementsprechend auf *yoh reh - zur•uck. 1 2 Nun l•asst sich im Griechischen anlautender Spiritus asper nicht auf blo¢es *y-, sondern nur auf *Hy- zur•uckf•uhren; vgl. z.B. gr. Pγιος ‘heilig’ zur Wurzel *Hyag„ -, deren Laryngal sich in ai. »§j‹e ‘hat f•ur sich geopfert’ < urindoir. *Hi-Hij zeigt, das uridg. *He-Hig„  ersetzt hat. Daher ist e e  Ad multos annos!  Zur Wortbedeutung von h.-l. a» ra/i- s. Hawkins (1975: 137) und von k.-l. a»ra/i- Morpurgo Davies (1987: 218 Anm. 31), zur Etymologie Morpurgo Davies bei Hawkins (1989: 195 Anm. 16) und unabh•angig Starke (1990: 116–17 Anm. 339a). Vgl. Poetto (1998: 470–1).  In intervokalischer Position war der Laryngal nat•urlich ohne Ersatzdehnung geschwunden.  Zu *»e > luw. »§ vgl. Morpurgo Davies und Hawkins (1987: 274 mit Lit.) und zum Ph•anomen der ‘Brechung’ dieses luwischen »§ Oettinger (2003: 141–5).  Vgl. generell die Diskussion bei Garc‹§a Ramon ‹ (1993 mit Lit.). Das Wort f•ur ‘Jahr’ und hieroglyphen-luwisch yari- 381 m.E. f•ur gr. 'ρα genauer *Hyoh reh - anzusetzen, noch genauer vielleicht 1 2 *h yoh reh - mit dem ersten Laryngal, was weiter unten begr•undet wer1 1 2 den wird. Im Hieroglyphen-Luwischen ist ein Verbalstamm yari- belegt mit den Formen Prs.Sg.3. /yariti/, Prt.Sg.3. /yar(i)yata/und Pl.3. /yarinta/. Der erste Beleg hat den Inhalt: ‘Und der Weinstock wird wachsen und Sch•o¢linge verbreiten (yariti)’ in SULTANHAN ⅓⅓23–4; vgl. Morpurgo Davies und Hawkins (1987: 275); Hawkins (2000: 466 bzw. 470 mit Lit.) und Melchert (1988. 32–3 mit Anm. 7). Der dritte Beleg, TELL AHMAR 5 ⅓9, handelt davon, dass eine Gottheit (vermutlich hinsichtlich ihres Besitzes) u• ber den Fluss hinaus ‘ausgedehnt’ wird; vgl. Hawkins (2000: 232–3). Das Determinativ LONGUS best•atigt die Bedeutung ‘ausdehnen, verbreiten’. Es sei nun vorgeschlagen, dieses Verbum yari- (yariya-) etymologisch an h.-l. a» ra/i- ‘Zeit’, gr. 'ρα und das uridg. Wort f•ur ‘Jahr’ anzuschlie¢en. Was den Anlaut betri·t, so waren *y und *Hy im Anlaut vor e und i wahrscheinlich bereits im Uranatolischen geschwunden; vgl. Melchert (1994: 75 mit Lit.) sowie eben auch unser a» ra/i-. Daher kommt f•ur das Verbum nur o-Stufe der Wurzel in Frage, und wir k•onnen versuchsweise h.-l. yariti ‘dehnt (sich) aus’ aus einem Denominativum *y»aryi-ti herleiten, das aus *h yoh rye-ti ‘hat mit Ausdehnung/Erstreckung zu tun’ 1 1 stammt und wie heth. us(sa)niye- ‘verkaufen’ zu *wos-no- ‘Kaufpreis’ mit Aussto¢ung des Themavokals gebildet ist. Ein k.-l. Beispiel ist luw.-heth. tapassiye- ‘erhitzen, aufregen (?)’, falls es vom Glossenkeilwort tapassa-(ein Krankheitszustand) abgeleitet ist. Dieser Typ von Denominativum ist nicht erst im Anatolischen entstanden, denn vg. lat. servus : servi»o ‘bin Sklave’, γγελος :
γγλλω ‘melde’, ai. vithury‹ati ‘wankt’ : vithur‹a- ‘taumelnd’ bei Rix (1994: 71). W•urde hingegen die 3. Person Pl. Prt. nicht—wie belegt— /yarinta/, sondern /*yarainta/ lauten, so l•age 3.Sg. *h yoh re-y‹e-ti vor, eine 1 1 ererbte Bildeweise, die auch im altindischen Typ devay‹ati ‘verehrt die G•otter’ (zum Nomen dev‹a-) fortgesetzt ist. Dies weist f•ur das Wort f•ur ‘Jahr’ auf eine Grundbedeutung ‘Ausdehnung, Erstreckung’. Formal l•asst sich jav. y»ar ‘Jahr’ nun aus uridg. *h y‹eh -r n. herleiten; der jav. Gen.Sg. y»a‡ < *yaH-an-s (siehe Humbach 1961: 1 1‡ 110–11; Ho·mann und Forssman 1996: 153) weist auf Gen. **h y‹eh -n-s. Zum 1 1‡ e      Siehe Hawkins (2000: 103 ·., 232–3, 370 bzw. 373, 466 bzw. 470). Lautlich /ussniye-/ gem•a¢ der bei Melchert (1994: 150–1) dargestellten Gemination. Zu diesem Typ vgl. Oettinger (2002: 355 ⅓246). Beleg bei Tischler (1991: 123). Zu diesem ererbten Typ im Luwischen s. Melchert (1997: 134–6). 382 Norbert Oettinger Ansatz der e-Stufe der Wurzel vgl. morphologisch av. zafar ‘Maul’, aiiar ‘Tag’ usw. Aus dieser unserer Rekonstruktion *h y‹eh -r/n- (n.) ‘Ausdehnung, Jahr’ 1 1 ergibt sich eine Wurzel *h y‹eh - ‘sich ausdehnen’. Sie erinnert strukturell 1 1 an erweiterte Wurzeln wie *mn-eh - ‘(ge)denken’ von *men- ‘denken’ und 2 kann daher versuchsweise als *h y-‹eh - analysiert werden. Dadurch wird 1 1 Anschluss an die Allerweltswurzel *h ei- ‘gehen’ m•oglich. Es ergeben sich 1 somit zwei Erweiterungen dieser Wurzel: e e (A) *h y-eh - ‘dahinziehen’; hierzu ai. y»a-ti ‘zieht dahin’, lit. j‹oju ‘reite’, lat. 1 2 i»anus ‘Torbogen’; vgl. K•ummel bei Rix (2001: 309–10 mit Lit.). (B) *h y-eh - ‘sich ausdehnen’; hierzu uridg. *h y‹eh -r/n- (n.) ‘Ausdehnung, 1 1 1 1 Jahr’, *h y‹oh -r-eh - dass. und h.-l. Denominativ yari- ‘sich ausdehnen’. 1 1 2 Als strukturelle Parallele zu diesem *h y‹eh -r/n- (n.) ‘Ausdehnung, Jahr’ 1 1 bietet sich uridg. *weh -r ‘Wasser’ an, das Watkins (1987a: 402–3; 1987b: 1‡ 424) diskutiert hat. Das Benennungsmotiv unseres deutschen, englischen und indogermanischen Wortes f•ur ‘Jahr’ ist also seine lange Zeiterstreckung.       Alp, S., u.a. (Hrsg.). 1998: Acts of the III rd International Congress of Hittitology (Ankara: Uyum Ajans). Cardona, G., u.a. (Hrsg.). 1987: Festschrift for Henry Hoenigswald (T•ubingen: Narr). Disterheft, D., u.a. (Hrsg.). 1997: Studies in Honor of J. Puhvel (Journal of IndoEuropean Studies, Monograph 20; Washington: Institute for the Study of Man). Emre, K., u.a. (Hrsg.). 1989: Anatolia and the Ancient Near East: Studies in Honour • zg•u«c (Ankara: T•urk Tarih Kurum Bas§mevi). of Tahsin O Frisk, H. 1970: Griechisches etymologisches W•orterbuch (Heidelberg: Winter). Garc‹§a Ramon, ‹ J. L. 1993: ‘Griego zat‹eo (: Hom.-Jon. d‹§z»emai), V‹ed. y»a 2 “pedir” e IE *yeh - “pedir, desear, buscar ansiosamente”’, in Isebaert (1993), 71–84. 2 Hawkins, J. D. 1975: ‘The Negatives in Hieroglyphic Luwian’, Anatolian Studies, 25: 119–56. 1989: ‘More Late Hittite Funerary Monuments’, in Emre u.a. (1989), 189–97. 2000: Corpus of Hieroglyphic Luwian Inscriptions (Berlin and New York: de Gruyter).  Eine Verbindung des Wortes f•ur ‘Jahr’ mit *h yeh - ‘dahinziehen’ ist aus lautlichen 1 2 Gr•unden unwahrscheinlich, wie schon K•ummel bei Rix (2001: 310 Anm. 0) zu recht feststellt.  Diesen Hinweis verdanke ich Craig Melchert.  Zu einem anderen Benennungsmotiv von W•ortern f•ur ‘Jahr’ im indogermanischen Bereich, n•amlich ‘*das sich im Kreis Drehende’, s. Katz (1994). Das Wort f•ur ‘Jahr’ und hieroglyphen-luwisch yari- 383 Ho·mann, K., und Forssman, B. 1996: Avestische Laut- und Flexionslehre (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Humbach, H., 1961: ‘Textkritische und sprachliche Bemerkungen zum Nirangistan’, Zeitschrift f•ur Vergleichende Sprachforschung, 77: 106–11. Isebaert, L. (Hrsg.). 1993: Miscellanea Linguistica Graeco-Latina (Namur: Soci‹et‹e d’E‹tudes Classiques). Katz, J. T. 1994: ‘Homeric Formula and the Tocharian Word for “Year”: A Transferred Epithet’, Glotta, 72: 151–68. Melchert, H. C. 1988: ‘“Thorn” and “Minus” in Hieroglyphic Luvian Orthography’, Anatolian Studies, 38: 29–42. 1989: ‘New Luvo-Lycian Isoglosses’, Historische Sprachforschung, 102: 23–45. 1993: Cuneiform Luvian Lexicon (Lexica Anatolica, 2; Chapel Hill, NC: selfpublished). 1994: Anatolian Historical Phonology (Amsterdam and Atlanta: Rodopi). 1997: ‘Denominative Verbs in Anatolian’, in Disterheft u.a. (1997), 131–8. Morpurgo Davies, A. 1982–3: ‘Dentals, Rhotacism and Verbal Endings in the Luwian Languages’, Zeitschrift f•ur Historische Sprachforschung, 96: 245–70. 1987: ‘“To put” and “to stand” in the Luwian Languages’, in Watkins (1987c), 205–28. und Hawkins, J. D. 1987: ‘The Late Hieroglyphic-Luwian Corpus: Some New Lexical Recognitions’, Hethitica, 8: 267–98. Oettinger, N. 2002: Die Stammbildung des hethitischen Verbums (Dresdener Beitr•age zur Hethitologie, 7 (Nachdruck); N•urnberg: Carl). 2003: ‘Zum Ablaut von n-St•ammen im Anatolischen und der Brechung e» > ya’, in Tichy u.a. (2003), 141–52. Poetto, M. 1998: ‘Traces of Geography in Hieroglyphic Luwian Documents of the Late Empire and Early Post-Empire Period’, in Alp u.a. (1998), 469–77. Pokorny, J. 1959: Indogermanisches etymologisches W•orterbuch (Bern: Francke). Rix, H. 1994: Die Termini der Unfreiheit in den Sprachen Alt-Italiens (Stuttgart: Franz Steiner). 2001: Lexikon der Indogermanischen Verben, 2. Aufl. (Wiesbaden: Reichert). Starke, F. 1990: Untersuchungen zur Stammbildung des keilschrift-luwischen Nomens (Wiesbaden: Harrassowitz). Tichy, E., u.a. (Hrsg.). 2003: Indogermanisches Nomen (Bremen: Hempen Verlag). Tischler, J. 1991: Hethitisches etymologisches Glossar, mit Beitr•agen von G. Neumann und E. Neu, Teil /8 (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Watkins, C. 1987a: ‘Two Anatolian Forms: Palaic askumauwa, Cuneiform Luvian wa-a-ar-sa’, in Cardona u.a. (1987), 399–404. 1987b: ‘Questions linguistiques pala•§tes et louvites cun‹eiformes’, Hethitica, 8: 423–6. (Hrsg.). 1987c: Studies in Memory of Warren Cowgill (Berlin and New York: de Gruyter). 28 Dal nome comune al nome divino, proprio e locale: il caso di tasku- in anatolico Massimo Poetto Il teonimo Tasku e› attestato in alcune delle iscrizioni geroglifiche di ANCOZ, del gruppo della Commagene, principalmente nell’›ambito di enumerazioni di divinit›a (il dio Cervo, Kubaba, il dio Sole, A/Ikura), e precisamente come DINGIRt‹a-s -ku-s , nom. (5 r. 1 ⅓1); DINGIRt‹a-s -ku-ia, dat. (1 r. 2 3 2 3 ⅓3 e 10 r. 2 ⅓4)/DINGIRt‹a-s -ku, dat. adesinenziale (7 B/D ⅓⅓4/9); DINGIRt‹a3 s -ku, acc. (in DINGIRt‹a-s -ku-ha, con /-n/ trascurato davanti a -ha ‘-que’, 10 3 3 r. 1 ⅓1). La sua rispondenza al termine comune (UZU)tasku- (anim.), che designa un componente anatomico, risulta immediata. Quest’ultimo vocabolo compare in due rituali magici eteo-luvi del milieu kizzuwatneo, KUB 9. 4 I e nel parallelo KUB 9. 34 II—come ta-as-ku-us, nom. sg. (9. 4 I 12, 29/9. 34 II 30, con UZU); gen. sg. ta-as-ku-wa-[as] (9. 4 I 28); dat. sg. ta-as-ku-i (9. 4 I 12)/UZUta-as-ku-wa-ia (9. 34 II 30)—in cui una serie di parti del corpo d’un montone viene disposta, a scopo terapeutico, sui corrispettivi organi d’un paziente. L’area d’individuazione del nostro elemento appare circoscritta alla regione pelvica, data la collocazione tra (UZU)hupparat(t)i- ‘bacino’ (preceduto da UZUU‹R(HI.A) ‘genitali’) e hapus‘pene’ da un lato (9. 4 I 10–11, 13/9. 34 II 28–9, 31), e tra tapuwas(ant)‘costola’ e hupparratti- ‘bacino’ (seguito da hapus(ant)- ‘pene’) dall’altro (9. 4 I 27, 29–31).  Vd. Hawkins (2000: rispettivamente 350, 346–7 e 360, 356–7). Di ANCOZ 5 (A) e› in corso di stampa una mia revisione nella Gedenkschrift E. Neu. • berlieferung beruht’ (Tischler  Ritenuta forma di testo recenziore che ‘auf fehlerhaften U 1993: 255, a cui si conforma Katz 1998: 66–7).  Luvismo, con Starke (1990: 323 n. 1136).  Cf. da ultimo le edizioni di Beckman (1990: 36 rr. 11–14/28–32) e Hutter (1988: 32); inoltre Zinko (1999: 560); Friedrich–Kammenhuber–Ho·mann (2000: 260a), con la atipica traduzione ‘Bein’ di hapus(ant)- (certo condizionata da GI›R-i- ‘Fu¢’ e harganau(want)‘Sohle’ delle righe successive), ripresa in Friedrich–Kammenhuber–Ho·mann (2001: 303b). Dal nome comune al nome divino, proprio e locale 385 Cio› ha dapprima indotto Alp (1957: 25–6) a proporne (con cautela) il valore ‘Hode (?)’. L’accoglienza e› stata ampia—cos‹§ ad es. Kronasser (1966: 252), Hutter (1988: 33), Tischler (1993: 255; 2001: 172), Zinko (1999: 560)—ma non piena: se Wegner (1981: 113), Weitenberg (1984: 270–1 ⅓⅓722, 726) e Beckman (1990: 45 ⅓⅓2, 6) si limitavano a lasciare la voce intradotta, dichiarato e› il rifiuto di Friedrich–Kammenhuber–Ho·mann (2000: 260a—vd. supra, n. 4)—‘der t.-K•orperteil (nicht “Hoden”)’—anticipato dall’analogo, bench‹e meno categorico, giudizio di Ho·ner (1996: 248): ‘Two terms have been claimed as referring to the testicle: arki- and ta#sku-, but the latter is less certain than the former and may designate the scrotum.’ Quantunque non risultino infrequenti in vari idiomi due (o piu) ‹ denominazioni del ‘testicolo’ (basti il lat. testi(culu)s vs. coleus, etc.), la prospettiva semantica ‘scroto’ ha il vantaggio di o·rire una nuova accezione all’interno del patrimonio lessicale eteo. Inoltre, non sembra irrilevante che tasku- ricorra, come s’›e visto, sempre al singolare, mentre (UZU)arki-, nelle liste di elementi anatomici in cui e› inserito (KBo 17. 61 vo 15, KUB 10. 62 V 7), mostra—e pour cause—il plurale (nom. arki^es, acc. [UZUa]rkius). In aggiunta a queste considerazioni, anche la comparazione concorre a su·ragare si·atta valenza: in quanto ‘borsa/sacco (racchiudente le ghiandole sessuali maschili)’ (cf. in tal senso, i.a., gr. πηρν/ς, francese ant. bource, romeno boars"a e pung"a, ted. Hodensack), tasku- (tema in -u-) e› direttamente ra·rontabile con l’alto ted. ant. tasca ‘Tasche, (Brot)beutel, Quersack’, ecc. (cf. ital. tasca ‘1. borsa, sacca, bisaccia [letter.]; 2. tasca (d’indumenti)’, ecc.). Il quadro si completa con i riflessi nel settore antroponimico e toponomastico. Con attinenza all’andronimia, il lessema in causa e› stato da tempo  Peraltro a p. 471 n. 728 Weitenberg esprimeva anche decise riserve sull’anzidetta interpretazione: ‘ “Hode” . . . ist u• beraus fraglich’.  Come osservato a sua volta da Katz (1998: 66).  Vd., con rinvii, Friedrich–Kammenhuber (1979: 307); Puhvel (1984: 142); G•uterbock– Ho·ner (1986: 378a). Un sg. ar-k[i-i]a-as fa comprensibilmente la sua comparsa nel vocabolario KBo 26. 34 ro I col. 2: 2 (Laroche 1983–4: 600, con l’equiparazione all’accad. i#sku).  Dichiarato d’origine oscura in Kluge–Seebold (1989: 722a [eid. 2002: 906b(–907a)]) e Pfeifer (1989: 1784b[–1785a]).  Altrimenti Katz (1998, approvato da Neumann 1999: 17 n. 7), che per ragioni etimologiche giunge ad assegnare alla parola il significato ultimo di ‘badger’ (attraverso l’odore di muschio prodotto dalla secrezione di particolari ghiandole poste sotto la coda dell’animale stesso) associandola al ted. Dachs, ecc. (cf. inoltre la ripresa in 2002: 297b–298), ma gi›a rettamente rifiutando la connessione di Szemer‹enyi (1993: 205–6 nr. 37) al lat. testiculus (via *testu-culus, dissimilato da *tescuculus). 386 Massimo Poetto enucleato dai derivati Taskuwanni e Taskuili in cuneiforme a fianco del geroglifico (su glittica) Tasku(wa)li. Una faccia d’un sigillo biconvesso (inedito, in possesso privato) palesa ora anche la mera base Tasku (ta[ = 92.1]-s-ku [in grafia sinistrorsa], contrassegnata dal titolo ‘coppiere’ [sovrastato da un ‘triangolo’]), la quale ritorna, dal cot‹ ^ e geografico, nel poleonimo ta-s -ku-s-nURU—dativo dell’aggettivo genitivale in -(a)sa/i-— 3 di KULULU striscia 1b I col. 7. Se si riconosce la validit›a di tali argomentazioni, diviene evidente l’impiego metaforico, verosimilmente attraverso quello metonimico, di questo organo—‘struttura sacciforme’ → ‘contenuto’ → sede della ‘mascolinit›a /virilit›a’, onde in assoluto ‘vigoria, potenza, forza, coraggio’ e sim.— in applicazione a teonimi, idionimi e toponimi.            Alp, S. 1957: ‘Zu den K•orperteilnamen im Hethitischen’, Anatolia, 2: 1–47. Anreiter, P., e Jerem, E. (edd.). 1999: Studia Celtica et Indogermanica: Festschrift f•ur Wolfgang Meid zum 70. Geburtstag (Budapest: Archaeolingua). Beckman, G. 1990: ‘The Hittite “Ritual of the Ox”’, Orientalia, 59: 34–55. Bloch, R. 1997: ‘Daskylos’, in H. Cancik e H. Schneider (edd.), Der neue Pauly: Enzyklop•adie der Antike, iii (Stuttgart e Weimar: Metzler), 331. Buck, C. D. 1949: A Dictionary of Selected Synonyms in the Principal Indo-European Languages (Chicago: University of Chicago Press). Coleson, J. E., e Matthews, V. H. (edd.). 1996: ‘Go to the Land I Will Show You’: Studies in Honor of Dwight W. Young (Winona Lake, Ind.: Eisenbrauns). del Monte, G. F. 1992: Die Orts- und Gew•assernamen der hethitischen Texte: Supplement (R‹epertoire G‹eographique des Textes Cun‹eiformes, 6/2; Wiesbaden: Reichert).  Vd., con rinvii, Poetto (1980: 7 nr. 5 con nn. 27–8) e l’ensemble prodotto da Tischler (1993: 256); in piu, ‹ Neumann (1999: 17[–18] nr. 3).  Continuato in ∆)σκυλος, su cui cf. di recente Bloch (1997).  Per cortese informazione del Prof. J. David Hawkins.  Sul rovescio e› il gineconimo 182a-mi-a/i(a), i.e. /Kum(m)iya/ ‘Pura’ (accompagnato da una figura stante, volta a sinistra di profilo, e caratterizzato dalla combinazione ‘triangolo’.MUNUS, indicante appunto ‘donna’).  Meriggi e Poetto (1982: 98[b], 101 ⅓6); Hawkins (1987: 137 ad ⅓6. 41, 142 = 2000: 509). Non ha invece correlazione URUTaskuriya (vd. del Monte e Tischler 1978: 410; del Monte 1992: 164), in quanto conforme al gerogl. (KI)ta-s -160 + r, i.e. /tasku(wa)ra/i-/, ‘Land/Erde’ 3 (Poetto 1999: 479).  Paralleli in Buck (1949: 256–7. nr. 4. 49).  Con la peculiarit›a, riguardo a DINGIRTasku, di non presentare il (summenzionato) suffisso luvoide d’appartenenza -assa/i- esibito—in cuneiforme—dagli altri nomi divini(zzati) tratti da parti corporee: per es. DINGIRK/Ginuwassa-/Kis(s)arassa-/Sakuwassa-/Lalassi- ‘deit›a del ginocchio/della mano/dell’occhio/della lingua’ (vd. l’elenco in Puhvel 1984: 470 [sub DINGIRIstanzassa/i- ‘god of soul’] e Starke 1990: 130 ⅓75). Dal nome comune al nome divino, proprio e locale 387 e Tischler, J. 1978: Die Orts- und Gew•assernamen der hethitischen Texte (R‹epertoire G‹eographique des Textes Cun‹eiformes, 6; Wiesbaden: Reichert). Eichner, H., e L•usch•utzky, H. C. (edd.). 1999: Compositiones Indogermanicae in Memoriam Jochem Schindler (Praga: Enigma). Friedrich, J., e Kammenhuber, A. 1979: Hethitisches W•orterbuch, 2a ed., i/4 (Heidelberg: Winter) [pub. 1980]. e Ho·mann, I. 2000: Hethitisches W•orterbuch, 2a ed., iii/14 (Heidelberg: Winter). 2001: Hethitisches W•orterbuch, 2a ed., iii/15 (Heidelberg: Winter). G•uterbock, H. G., e Ho·ner, H. A. (edd.). 1986: The Hittite Dictionary of the Oriental Institute of the University of Chicago, iii/3 (Chicago: The Oriental Institute). Hawkins, J. D. 1987: ‘The KULULU Lead Strips: Economic Documents in Hieroglyphic Luwian’, Anatolian Studies, 37: 135–62. 2000: Corpus of Hieroglyphic Luwian Inscriptions, i. Inscriptions of the Iron Age, pt. 1–3 (Untersuchungen zur indogermanischen Sprach- und Kulturwissenschaft, 8/1; Berlin e New York: de Gruyter). Ho·ner, H. A., Jr. 1996: ‘From Head to Toe in Hittite: The Language of the Human Body’, in Coleson e Matthews (1996), 247–59. Hutter, M. 1988: Behexung, Ents•uhnung und Heilung: Das Ritual der Tunnawiya f•ur ein K•onigspaar aus mittelhethitischer Zeit (KBo XXI 1—KUB IX 34—KBo XXI 6) (Orbis Biblicus et Orientalis, 82; Fribourg, Svizzera: Universit•atsverlag e G•ottingen: Vandenhoek @ Ruprecht). Isebaert, L. (ed.). 1993: Miscellanea Linguistica Graeco-Latina (Namur: Soci‹et‹e d’E‹tudes Classiques). Katz, J. T. 1998: ‘Hittite ta#sku- and the Indo-European Word for “Badger”’, Historische Sprachforschung, 111: 61–82. 2002: ‘How the Mole and Mongoose Got their Names: Sanskrit a» kh‹u- and nakul‹a-’, Journal of the American Oriental Society, 122: 296–310. Kluge, F., e Seebold, E. 1989/2002: Etymologisches W•orterbuch der deutschen Sprache, 22a/24a ed. (Berlin e New York: de Gruyter). Kronasser, H. 1966: Etymologie der hethitischen Sprache, vol. i (Wiesbaden: Harrassowitz). Laroche, E. 1983–4: ‘Langues et civilisation de l’Asie Mineure’, Annuaire du Coll›ege de France 1983–1984: r‹esum‹e des cours et travaux [pub. 1985], 599–601. Meriggi, P., e Poetto, M. 1982: ‘Note alle strisce di piombo di KULULU’, in Neu (1982), 97–115. Neu, E. (ed.). 1982: Investigationes Philologicae et Comparativae: Gedenkschrift f•ur Heinz Kronasser (Wiesbaden: Harrassowitz). Neumann, G. 1999: ‘Wie haben die Troer im 13. Jahrhundert gesprochen?’, W•urzburger Jahrb•ucher f•ur die Altertumswissenschaft, 23: 15–23. Pfeifer, W. (ed.). 1989: Etymologisches W•orterbuch des Deutschen: Q–Z (Berlin: Akademie-Verlag). 388 Massimo Poetto Poetto, M. 1980: ‘Nuovi e vecchi sigilli in luvio geroglifico’, Kadmos, 19: 1–8, tavv. –. 1999: ‘In merito alla formazione del toponimo anatolico Mal(l)it /daskuri(ya)’, in Eichner e L•usch•uztky (1999), 479–81. Puhvel, J. 1984: Hittite Etymological Dictionary, vol. i/2 (Berlin, New York, e Amsterdam: Mouton). Starke, F. 1990: Untersuchung zur Stammbildung des keilschrift-luwischen Nomens (Studien zu den Bo"gazk•oy-Texten, 31; Wiesbaden: Harrassowitz). Szemer‹enyi, O. 1993: ‘Etyma Latina VI’, in Isebaert (1993), 195–208. Tischler, J. 1993: Hethitisches etymologisches Glossar, vol. iii/9 (Innsbrucker Beitr•age zur Sprachwissenschaft, 20; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). 2001: Hethitisches Handw•orterbuch (Innsbrucker Beitr•age zur Sprachwissenschaft, 102; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Wegner, I. 1981: ‘Eine hethitische Zauberpraktik’, Mitteilungen der Deutschen Orient-Gesellschaft zu Berlin, 113: 111–17. Weitenberg, J. J. S. 1984: Die hethitischen u-St•amme (Amsterdam: Rodopi). • berlegungen zu hethitisch hapus-’, in Anreiter e Jerem Zinko, Ch. 1999: ‘Einige U (1999), 559–71. PART F OUR WESTERN INDOEUROPEA N LANGUA GES This page intentionally left blank 29 The Word-Order Pattern magna cum laude in Latin and Sabellian James Clackson 1 Introduction In Latin phrases of the type magna cum laude ‘with great praise’ the adposition, here cum, splits the two elements of a nominal phrase, here magna and laude. In Oscan and Umbrian the same word-order pattern occurs, and many scholars have commented on the similarity. Hofmann and Szantyr (1965: 216), for example, directly compare the Latin order with the following Umbrian phrases (from the Iguvine Tables, as are all Umbrian citations in this paper): IIb 27, 28 testre. right-loc e uze in shoulder-loc on the right shoulder (Lat. dextro in umero) and Ib 1 vuku-kum. grove-abl-at iuviu of-Jupiter-abl at the grove of Jupiter .(Lat. lucum ad Iouium) In this paper I wish to investigate this word-order pattern in Latin and Sabellian, and ascertain what connection there is, if any, between the development of the construction in the di·erent language branches. In what follows I shall use the term ‘interposition’ to refer to the placement of adpositions in the middle of a nominal group. I wish to thank Jos‹e Luis Garc‹§a Ramon ‹ for help with and discussion of an earlier version of this article, the research for which was undertaken during study in Cologne funded by the Deutscher Akademischer Austauschdienst and made possible by the Leverhulme Trust. 392 James Clackson 2 The Genesis of Adpositions Recent research has contributed greatly to our understanding of the development of adpositions and preverbs in the IE languages. The Anatolian languages appear to show successive stages in the progressive grammaticalization of nominal forms along a grammaticalization ‘cline’, as identified in Hopper and Traugott (1993: 106–7): relational noun > secondary adposition > primary adposition > a¶x According to Hopper and Traugott, nouns which have a meaning which relates one entity to another in terms of location or direction, such as ‘top’, ‘side’, or ‘foot’, are prone to grammaticalization, first to adpositions which define concrete relationships (secondary adpositions) and then to a limited set of adpositions which can have grammatical as well as concrete meanings, before finally becoming cliticized and attached to the noun they govern. The di·erent stages of this process are broadly observable in the Anatolian languages. In Old Hittite the elements which later function as prepositions still have some features of relational nouns: they take genitive complements and personal pronouns attach to them as enclitic possessives. In Middle Hittite and Luwian the same elements are construed with case-forms of nouns and also closely associated with verbal phrases, and in Lycian we find them regularly used as prepositions. However, Wilhelm (2001: 68–9) has modified the picture presented by Hopper and Traugott by drawing attention to the di¶culty of separating out some of these stages. The Old Hittite word katta, for example, cannot be adequately classed as a noun, adverb, preposition, or preverb, since it has some features of all of these. Wilhelm describes such words as belonging to a ‘squish’, i.e. a fuzzy set of entities which run into each other along a line: noun > postposition > adverb > preverb Although Wilhelm sees the ‘adpositional squish’ along linear lines, it might be preferable to view the Old Hittite examples in terms of a branching line, with two separate end-points, adposition and preverb: noun → adverb > preverb > adposition In conclusion, in Old Hittite we appear to be at the beginning of a grammaticalization path: forms which appear once to have been relational nouns are assuming roles that merge into those of preverbs and adpositions. In The Word-Order Pattern magna cum laude 393 the later Anatolian languages the same forms have reached the end-points of inseparable preverbs and postpositions. We may also trace the history of prepositions and preverbs in Greek (see in particular Horrocks 1981 and Morpurgo Davies 1983). In Homer ‘preverbs’ still have some autonomous position in the sentence and function like adverbs. Sometimes it is di¶cult to distinguish between preverbs and adpositions; cf. e.g. Il. 24. 397: Μυρµιδνων δ: ξ εµι Myrmidons-gen ptc P I-shall-go I shall go from the Myrmidons. In this passage it is not certain whether the "ξ should be interpreted as a preverb or a postposition (see the discussion of Wackernagel 1920–4: ii. 192, and Delbr•uck 1893: 656–7 for a list of comparable examples from Homer). In Mycenaean Greek univerbation of preverb and verb appears to have taken place already and Mycenaean regularly has prepostions. Similar patterns can also be seen in the history of the Indo-Aryan languages (see Delbr•uck 1893: 654–5 and Andersen 1979). In the language of the Rig Veda preverbs/ adpositions have free position in the sentence, sometimes attached to the verb, sometimes to a head noun, and frequently occupying the first place in the sentence, but in the later language they develop to postpositions and inseparable preverbs. Homeric Greek and Vedic Sanskrit consequently appear to preserve stages of the language analogous to that found in Middle Hittite and Luwian. If adpositions appear to be recent creations in early Indo-European languages, then one might assume that, projecting backwards into ProtoIndo-European, we should reach a stage without any adpositions. But this assumption is called into question by the existence of some shared forms in IE languages which appear to go back directly to embryonic adpositional phrases. The clearest example of this process is the correspondence set of Sanskrit parut ‘last year’, Greek πρυσι ‘last year’, Armenian herow ‘last year’, MHG vert ‘last year’, etc., which all derive from a phrase of particle and the reduced locative of the word for ‘year’ *per-uti ‘before (this) year’. Other fossilized ‘prepositional’ phrases include Greek µχρι ‘as far as’, Armenian merj ‘near’ < *me(s)-g„ hsri ‘in the hand’ and Greek νδον ‘inside’, Hittite andan ‘inside’ < *(h )en-dom ‘in the house’, although this equation 1 is made uncertain by the existence of Hittite anda and Latin endo (see the recent discussion of these and other examples by Forssman 2000). More  Three possible examples of postpositions in Mycenaean are discussed by Morpurgo Davies (1983: 268). 394 James Clackson problematic is the reconstruction of original nominal phrases where the local particle follows the noun, as in the Vedic locative forms jm‹an ‘on the ground’ < *dhg„ hm-en or h‹eman ‘in winter’ < *g„ heim-en (see Vans‹everen 2000 on these forms). The local particles *per, *me, and *(h )en in these reconstructed syn1 tagms appear to be well on their way to becoming true adpositions already in the parent language. Indeed, they are further along the grammaticalization cline than the local adverbs in Old Hittite, which still show nominal features, and they call into question the theory that all adpositions are post-IE developments. One way to reconcile the Old Hittite data with the reconstruction of quasi-adpositional phrases is to reconstruct succeeding waves of grammaticalization. The scenario has been proposed by Wilhelm (2001) in his analysis of the development of adpositions in Italic and Baltic, to account for the co-occurrence of postpositions (Umbrian kum, e etc., Lithuanian -pi) and prepositions (Umbrian pre, Lithuanian i, etc.). The Old Hittite situation may be parallel. In order to explain the derivations of some of the Old Hittite local adverbs from quasi-adpositional phrases, we must posit an earlier phase of grammaticalization. Thus andan, if from a phrase *(h )en-dom, could have been a renewal of *(h )en ‘in’, which also 1 1 survives in andurza ‘inside’ from an unattested *an-dur < *(h )en-d hur1 ‘within the door’ (see Forssman 2000: 49–50). In summary, some adpositions in some IE languages clearly represent the outcomes of grammaticalizations of adverbs or case forms. But this does not justify the thesis that there were no adpositions in Indo-European, any more than the di¶culty of reconstructing a relative pronoun for PIE justifies the thesis that relative clauses did not exist. There are two separate issues at stake, renewal of the syntactic structures and renewal of the markers that encode those structures. We should be careful not to confuse these two issues when reconstructing syntax (see the discussion of Harris and Campbell 1995: 282–3). 3 Interposition in Latin By the time of our earliest Latin texts adpositions have become fully grammaticalized. In Latin most adpositions precede the noun they govern, but they can take the interposed order. The word-order patterns of modifier– adposition–noun and noun–adposition–modifier in Latin have recently been discussed by Penney (1999: 263–7). He has shown how the orders genitive– preposition–noun and noun–preposition–genitive became favoured in the verse of Lucretius, Virgil, and later poets, although they are largely absent The Word-Order Pattern magna cum laude 395 from early Latin, and concludes that they represent an artificial ‘archaism’ created in poetry. One model for this order is, according to Penney, the cases where the preposition is inserted between adjective and noun (magnis de rebus), or head and modifier (i.e. rebus de magnis). Both these orders are attested in early Latin verse, although neither is particularly frequent, and both are more common in poetry of higher register than in Plautus. An idea of the distribution of the di·erent orders can be gained from a sample of all the prepositional phrases involving nouns and modifiers in the fragments of Ennius’ Annales and in three plays of Plautus (the Aulularia, Casina, and Menaechmi): Ennius Plautus P–A–N P–N–A A–P–N N–P–A 13 (32) 82 (56) 12 (29) 12 (29) 4 (10) 47 (32) 16 (11) 1 ( < 1) A = adjective, demonstrative, or relative pronoun; P = preposition; N = head noun. Of the number in the A–P–N column, it should be noted that 8 of the examples in Plautus (but none of the examples in Ennius) involve relative pronouns; the other cases in Plautus are confined to adjectives denoting quantity or ‘non-lexical’ words: aliquam in arborem ‘in a tree’ (Aul. 678); magna cum cura ‘with great care’ (Men. 895); omnibus in locis ‘in all places’ (Men. 982); tuam in provinciam ‘to your place of authority’ (Cas. 103); ullo in saeclo ‘at any date’ (Aul. 126); uno ‘one’ in uno in saltu ‘in one bound’ (Cas. 476), and uno asto in loco ‘I stand in one place’ (Men. 56). The one example of the N–P–A order in Plautus is at Men. 838, aetate in sua (note that the same order is found with the noun aetas in the phrase aetate in agunda in Ennius 374 Skutsch). In Latin prose the order noun–preposition–modifier does not occur before imperial authors (Marouzeau 1949: 58). The order modifier–preposition– noun is most frequent in early Latin prose in cases where the modifier is a relative pronoun (compare the preference for postpositions after relatives noted above). Indeed, in several texts it appears to be only phrases with relative pronouns which allow interposed prepositions. In Cato’s De agri cultura, for example, prepositional phrases involving a relative pronoun usually show the relative first: quo in loco (35. 2), quam ad arborem (47. 1), qua ex parte (136. 1) but in quo loco (161. 3). In all other cases the preposition is always the first element: in suo quidquid loco reponito (68. 1), in rudecto et rubrioso loco (35. 1). The same distribution is found in an early o¶cial inscription (CIL i2. 586, dated to 159 bc), where quibusque de rebus occurs next to de eieis rebus (twice). Early Latin prose examples not in- 396 James Clackson volving a relative pronoun are rare: Marouzeau (1949: 60) states that ‘[l]a construction est attest‹ee aussi, avec toutes sortes de d‹eterminants, d›es les plus anciens textes’, citing certeis in causeis in CIL i2. 593. 61. However, CIL i2. 593 is now thought to date to around 45 bc (see Crawford 1996: 360–2 for discussion) and I know of no example from Latin prose before the time of Cicero. In considering adpositional phrases with interposed preposition we are consequently dealing with several di·erent factors. In early Latin prose it is common for a relative pronoun to be moved out of a prepositional phrase to the beginning of a clause. In the verse texts of Plautus the same fronting of a constituent of a prepositional phrase may also be used with quantifiers and determinatives. In Ennius and other highly stylized poetic texts a greater freedom of interposition is allowed, and this construction is later taken up by prose authors in the Empire. Since the interposed order is also characteristic of Greek poetry, it seems most likely that poets such as Ennius were imitating Greek practice. 4 Interposition in Sabellian As the Umbrian examples cited at the beginning of this paper show, in Sabellian languages it is possible to place an adposition between a modifier and noun or noun and modifier. Umbrian also shows placement of the adposition between a noun and dependent genitive: Ib 4 vuku-kum. kureties grove-abl-at Coredius-gen at the grove of Coredius The interposed order is also found in Oscan at Lu 1 25 (the Tabula Bantina): exƒ.…aisc-en. these-loc-in ligis laws-loc in these laws probably in Paelignian at Pg 9 5 (the herentas inscription): praicim-e. perseponas ?-acc-in Persephone-gen into the ? of Persephone and in the recently discovered fifth-century-bc ‘Palaeo-Volscian’ inscription (VM 1, reading and interpretation from Rix 1992: 38–9):  In the rest of this article I shall refer to Sabellian texts using the sigla of Rix (2002). The Word-Order Pattern magna cum laude 397 iuk ‹ uh. ‹ ko. efies.. grove-abl at Efius-gen at the grove of Efius However, despite the presence of these orders in the Sabellian languages, it is not clear how comparable they are to the Latin orders. In Latin, as we have seen, there was no restriction on which adpositions were found in these structures. In Umbrian, the Sabellian language for which we have the most evidence, this is not the case. Adpositions in Umbrian can be divided into three separate classes: (1) Postpositions: en/-e(n) ( = Latin in); -per/-per ( = Latin per); -ta/-tu/-to (‘from’, no clear equivalent in Latin). (2) Prepositions: pre/pre ( = Latin prae); pus/post ( = Latin post); and e/eh(e) ( = Latin ex). (3) Two words which can function both as preposition and postposition: pert and kum/com ( = Latin cum). Adpositions which only occur as prepositions are never found in the interposed order, but are preposed to nominal groups as well as to individual words. For example: Ia 2 pre veres. treplanes before gates-abl Trebulan-abl before the Trebulan gates Ia 7 pus veres. treplanes behind gates-abl Trebulan-abl behind the Trebulan gates —whereas the postpositions e/-e and -per, which occur almost always as postpositions, always take the interposed order. Especially instructive is the use of kum/com, which occurs in the interposed order ten times in phrases such as the following: Ia 29, VIb 24, 38 testru-ku. pe#ri „ destruco. persi right-abl-at foot-abl at the right foot Va 5 ura-ku. ri. this-abl-at rite-abl at this holy rite esuna holy-abl But in one place the adposition is placed in front of a nominal group: 398 James Clackson VIb 52 com. with peracris. year-old-abl sacris sacrificial-animals-abl with the sacrificial yearlings As the translation given for these passages suggests, there is a functional di·erence between the two orders, which corresponds to the di·erence between postposed -kum/-com and preposed com. When used as a postposition, -kum/-com occurs with nouns denoting places (e.g. ‘sanctuary’: vuku-kum (Ib 1 etc.) = uocu-com (VIb 43); ‘boundary-stone’: termnes-ku (Ib 19) and termnu-co (VIb 53 etc.); ‘altar’: asa-ku (IIa 39); ‘gates’: ueris-co (VIa 19 etc)); when used as a preposition it occurs in three out of four of its attestations with the noun denoting one of the o¶cials involved in the ritual, the prinuatir (the fourth attestation is the one given above). The postposition consequently appears to have local, the preposition sociative, meaning. The interposed order is therefore associated exclusively with postpositions, and with prepositions the order is avoided. I argued above that in Latin phrases of the type magna cum laude the adjective had been fronted to the beginning of the phrase. Penney (1999: n. 48) has suggested that fronting also takes place in Umbrian in the phrase (repeated a number of times in tables VI and VII): erer. nomne-per. erar. nomne-per of-this name-for of-this name-for for the sake of this one and for the sake of that one with the demonstrative fronted for contrast from an ‘expected’ order *nomneper erer/erar. But with modifiers other than a dependent genitive a di·erent pattern is found, since the postposition follows the fronted modifier, not the noun. The placement of modifiers relative to their heads in Umbrian nominal phrases has not been studied in detail (Konneker 1972 is the fullest survey of word order in Umbrian, but is not comprehensive), and many of the handbooks limit themselves to fairly bald general statements (e.g. von Planta 1897: 490; Buck 1928: 223–4; see also Maniet 1969 and Rosenkranz 1933 on placement of genitives). However, the grammar of Conway (1897: ii. 520) gives a summary of adjective placement which captures the facts well: ‘Adjectives generally follow the substantives they qualify (Osc. dolud mallud, Umb. tote Ikuvine, etc.), but precede if they are contrasted with  The only clear exception to this rule is erucom at VIb 50, where com occurs with the demonstrative eru ‘him’, which is taken to refer to a person in context. It is possible that di·erent rules of adposition placement apply in the case of pronouns; compare the Latin distribution of preposition cum but mecum etc. The Word-Order Pattern magna cum laude 399 some parallel adjective, e.g. Vu›siiaper natine Tab Ig. IIb 26 or are otherwise emphatic, e.g. Osc. m‹u‹§n‹§ke‹§ tere‹§.’ These findings are supported by examination of the order of adjectives and nouns in adpositional phrases in Umbrian. The normal, unmarked, order is noun–adposition–adjective, for example: Ib 1 vuku-kum. iuviu grove-abl-at of-Jupiter-abl at the grove of Jupiter When a contrastive adjective is used, it is fronted to precede the noun. But the adposition always follows the adjective, and is never kept with the noun, as with the case of the fronted genitive, for example: Ia 29 testru-ku. pe#ri right-at foot at the right foot Ia 31 nertru-ku. left-at pe#ri foot at the left foot VIa 10 todcom-e. tuder of-the-people-in boundary to the city boundary The first two examples clearly show adjectives fronted for contrast, whereas in the third there is no contrast to anything in the text, but the order may be preferred since the city boundary is normally contrasted with another boundary. Demonstratives also stand first in Umbrian adpositional phrases, and are followed by the adposition, for example: Va 5 ura-ku. ri. esuna that-at thing holy at that sacred ritual VIa 18 esis-co. esoneir. seueir those-at rituals each at each of those rituals This same order for demonstrative and noun combinations in prepositional phrases is found with the postposition -en in Oscan, as we have seen above. Why should a postposition attach to a fronted adjective but not to a 400 James Clackson fronted genitive in Umbrian? It is di¶cult to arrive at a satisfactory synchronic account, but a historical explanation for the di·erent Umbrian orders is possible, if we consider the situation in South Picene. South Picene survives in a number of short inscriptions which mostly date from the seventh to the fifth century bc, and it has received a lot of scholarly attention following Marinetti’s new reading and publication of the corpus (Marinetti 1985; see Marinetti and Agostiniani 2000, Stuart-Smith 2000, and Rix 2002 for most recent editions of the texts). In South Picene, if any postpositional phrase has an adjective or demonstrative agreeing with the head noun, then both the modifier and the head noun are marked with the postposition (which in all cases is -en). CH 2 ombri‹§-en Umbrian-in akr-en field-in in the Umbrian land CH 1 iepet-en. esm-en (cf. esm‹§n . . . uepet‹§n MC 2) ?monument-in this-in in this ?monument TE 2 esmen. vepses. vepeten this-in ?-gen ?monument-in in this ?monument of ? RI 1 esm‹§k. uepet‹§[n] this-in ?monument-in in this ?monument Whenever the adpositional phrase involves a dependent genitive, this is not marked with the postposition. Note example esmen. vepses. vepeten above and possibly also  The only possible exception to this rule is esmak to‹utaih in the very fragmentary cippus from Fara Sabina (RI 1), which has been taken by Klingenschmitt as a locative phrase meaning ‘in diesem Staat’, with the final part of esmak deriving from *-ai-en-ke (Klingenschmitt 1992: 91). However, the context for these two words is completely unclear (they are the only two words on the line to survive), and Klingenschmitt’s interpretation is unlikely. In inscriptions from Italy it is not normal to use the demonstrative to refer to the ‘state’ or city where they are cited, only to more localized entities such as the stone itself, or something immediately adjacent, such as a road, building, or grove.  On the interpretation of vepses see now Meiser (2003: 48).  I assume, with Untermann (2000: 838), that in RI 1 esm‹§k derives from *esm‹§nk, i.e. the locative with -en followed by a deictic particle -k. Untermann (2000: 355) takes esm‹§k to be the equivalent of Umbrian esmik, i.e. dative singular masculine of the pronoun. The context does not allow us to establish one way or the other. The Word-Order Pattern magna cum laude CH 2 (?-)aniom. ombri‹§-en ?-gen-pl Umbrian-in 401 akr-en field-in in the Umbrian land of the ? if the first word is in fact a genitive plural (see Weiss 1998: 712 and Untermann 2000: 102). The doubling of the postposition is not limited to South Picene, but it is also found in Oscan and Umbrian. It occurs in an early Oscan inscription written in the native alphabet, Sa 1 A 1–2 (the bronze tablet from near Agnone): hurt-‹ ‹ §n. kerr‹§i-‹§n grove-in of-Ceres-in in the grove of Ceres and in an Oscan inscription from Lucania written in the Greek alphabet, Lu 4: σου%-ε.ν µεδδικ-εν his-in magistracy-in in his magistracy In Umbrian postposition doubling is found in several places in the Iguvine Tables; it may be significant that one phrase written with doubled postposition in the earlier portion written in native script, vapef-em. aviekluf-e (Ib 14) ?seats-acc-in of-augury-acc-in ‘to the augural seats’, has no doubling in the later version of the same text: vapef-e. auieclu (VIb 51) ?seats-acc-in of-augury-acc ‘to the augural seats’. All of the examples of postposition doubling involve the postposition en, and some scholars have thought that the above examples show the postposition on its way to being reinterpreted as a new case ending (thus Marinetti 1981: 149–50; Untermann 2000: 225). Although this is possible, the evidence suggests that in fact doubling of postpositions is something that was progressively lost over time, rather than a developing tendency. Indeed, it may reflect a very old practice if we accept that some adpositions are of PIE origin, as argued in ⅓2 above. Comparable material from other languages includes doubling found in Old Lithuanian with the postpositions -na and  Marinetti (1985) read a stop before aniom, but all the most recent editors agree that there are in fact three more letters at the beginning of the word. Marinetti and Agostiniani (2000) read tutanioim, and Stuart-Smith (2000) reads lufaniom. The reading given at Rix (2002: 69), r.ut.niom, is a mistake for r.ut.aniom (the form which is given in the index, p. 172).  This phrase is su¶cient to disprove Marinetti’s theory (1981: 149–50) that the form in -en has become a case form used exclusively in a strictly local sense. 402 James Clackson -pi (Fraenkel 1914: 42–3), and in the Homeric formula iν-δε δµον-δε ‘to his own house’ (seven times in the Odyssey). If we assume that the doubling of postpositions after nouns and adjectives in concord is an inherited feature of the Sabellian languages, it leads the way to an explanation for the di·erent word orders attested in Umbrian: they simply result from the loss of the second in a series of two consecutive postpositions. This reduction in doubled markers in nominal phrases is found in many other languages; perhaps the best known Indo-European examples are from Vedic, where occasionally phrases of noun/modifier only show case-marking on the first constituent, as n‹avyas»a v‹acah. newinst. song-nom./acc ‘with a new song’ (RV 2. 31. 5c et al.; see Debrunner and Wackernagel 1930: 79 and Fortson 1998: 136–7 for further examples and discussion). This also provides a way of accounting for the di·erence observed in the Umbrian orders with fronted genitive and fronted adjective. The order genitive–noun–postposition can be explained by the fact that the postposition was never attached to a genitive if its head noun was present, as can be seen from the South Picene examples. In such cases there is consequently no ellipsis of a second postposition, and the order is completely regular. 5 Conclusion I hope to have shown that the similarities between the interposed order of adpositional placement in Latin and Sabellian arise from di·erent factors. In Latin, the interposed order may originally have been limited to cases where a modifier, in particular a relative pronoun, was fronted from within a prepositional phrase. In Sabellian, the interposed order originates from postpositional phrases where both modifier and noun were marked with postpositions, with subsequent ellipsis of the second postposition.        Adams, J. N., and Mayer, R. G. (eds.). 1999: Aspects of the Language of Latin Poetry (Proceedings of the British Academy, 93; Oxford and New York: Oxford University Press). Andersen, P. 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Maniet, A. 1969: ‘La place du compl‹ement d‹eterminatif au g‹enitif en osque et en ombrien’ Collection Latomus, 101: 573–86. 404 James Clackson Marinetti, A. 1981: ‘Il Sudpiceno come italico (e “sabino”?)’, Studi etruschi, 49: 113–58. 1985: Le iscrizioni sudpicene (Florence: Olschki). and Agostiniani, L. 2000: ‘Sprache und Schrift’, in Die Picener: Ein Volk Europas (Rome: Edizioni de Luca), 134–42. Meiser, G. 2003: Veni Vidi Vici: Die Vorgeschichte des lateinischen Perfektsystems (Zetemata Monographien zur klassischen Altertumswissenschaft; Munich: Beck). Marouzeau, J. 1949: L’Ordre des mots dans la phrase latine, iii. Les Articulations de l’‹enonc‹e (Collection d’ E‹tudes Latines, s‹erie scientifique, 24; Paris: Soci‹et‹e d’‹edition ‘Les Belles Lettres’). Morpurgo Davies, A. 1983: ‘Greek and Mycenaean Prepositions: o-pi, e-pi etc.’, in Heubeck and Neumann (1983), 287–310. Panagl, O., and Krisch, T. (eds.). 1992: Latein und Indogermanisch: Akten des Kolloquiums der Indogermanischen Gesellschaft, Salzburg, 23.–26. September 1986 (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Penney, J. H. W. 1999: ‘Archaism and Innovation in Latin Poetic Syntax’, in Adams and Mayer (1999), 249–68. Rix, H. 1992: ‘La lingua dei volsci, testi e parentela’ in I Volsci: undicesimo incontro di studio del Comitato per l’archeologia laziale (Quaderni di archeologia etruscoitalica, 20; Rome: Consiglio nazionale delle ricerche, Istituto per l’archeologia etrusco-italica), 37–49. 2002: Sabellische Texte: Die Texte des Oskischen, Umbrischen und S•udpikenischen (Heidelberg: Winter). Rosenkranz, B. 1933: ‘Die Stellung des attributiven Genitivs im Italischen’, Indogermanische Forschungen, 51: 131–9. Stuart-Smith, J. 2000: ‘Two South Picene Inscriptions Reread—CH.2; AP.4’, Papers from the British School at Rome, 68: 95–109. Untermann, J. 2000: W•orterbuch des Oskisch-Umbrischen (Heidelberg: Winter). Vans‹everen, S. 2000: ‘Autour du nom de “la terre” et de “l’hiver”: “locatif a› postposition”’, Indogermanische Forschungen, 105: 120–31. Von Planta, R. 1897: Grammatik der oskisch-umbrischen Dialekte, vol. ii (Strassburg: Tr•ubner). Wackernagel, J. 1920–4: Vorlesungen u• ber Syntax mit besonderer Ber•ucksichtigung von Griechisch, Lateinisch und Deutsch (2 vols.; Basel: Birkh•auser). Weiss, M. 1998: ‘On Some Problems of Final Syllables in South Picene’, in Jasano· et al. (1998), 703–15. Wilhelm, C. 2001: ‘The Origins and Development of Adpositions and Adpositional Phrases in the Indo-European Languages’ (unpublished Ph.D. dissertation, UCLA, UMI no. 3032902). 30 Plus «ca change . . .: Lachmann’s Law in Latin Jay H. Jasano· Lachmann’s Law (LL) is the rule of Latin according to which verbal roots ending in an etymological voiced stop (*-b-, *-d-, etc.), but not a voiced aspirate (*-bh-, *-dh-, etc.), lengthen their root vowel in the past participle and its derivatives (e.g. ag»o ‘drive’, ptcp. a» ctus (+»acti»o, etc.), cad»o ‘fall’, ptcp. c»asus < *c»assus). Neglected for most of the twentieth century, LL became well known through its role in the brilliant 1965 doctoral dissertation of Paul Kiparsky. For Kiparsky, LL was the Paradebeispiel of rule insertion or nonchronological rule addition, a type of linguistic change said to be predicted by the theory of generative grammar but impossible to accommodate within the traditional Neogrammarian framework of sound change and analogy. Until the end of the 1970s, LL figured prominently in the often polemical debate over the status of analogy as a mechanism of language change; at one point no fewer than three squibs were dedicated to it in a single volume of Linguistic Inquiry. Then, almost as abruptly as it had begun, the nearobsession with LL came to an end. Today, as before 1965, the rule is known mainly to specialists in the history of Latin. A form like a» ctus can be derived historically from earlier *ag-tos by assuming two sound changes—one that lengthened the vowel before the voiced + voiceless cluster, and another that spread the voicelessness of the *-t- leftwards. But voicing assimilation is found in every IE language and was clearly an inner-PIE process, while lengthening before voiced + voiceless clusters was a much later development peculiar to Latin, or at least Italic. How, then, can the cluster *-gt- have been accessible to speakers at the This paper, an oral version of which was presented in our honorand’s class at Oxford in 1996, benefited in its early stages from discussions with Alan Nussbaum. A thorough review of the literature on LL through the early 1980s is given by Collinge (1985: 105 ·.).  The year was 1979, and the squibs were the contributions listed below under the names of Joseph, Klausenburger, and Stephens. See n. 10.  Transcriptions are informal; where no confusion would result I write ‘*ag-’ for ‘*h eg„ -’, 2 ‘*-»o’ for ‘*-oh ’, etc. 2 406 Jay H. Jasano· moment when the lengthening rule applied? The usual Neogrammarian solution, classically articulated by Saussure (1885: 256) and repeated as recently as Leumann (1977: 114), was that inner-PIE *aktos was analogically remade to *agtos in post-IE times. Secondary *agtos, according to this view, gave *»agtos, which then, by a second application of the voicing assimilation rule, gave *»aktos (≅ a» ctus). Kiparsky (1965: i. 32) rejected this scenario in no uncertain terms: He [Saussure] supposes that IE aktos reverted to phonetic agtos, then was lengthened to a» gtos and finally reassimilated to a» ktos. In spite of its ad hoc character and phonetic implausibility (on which Saussure himself remarks) this has come to be the generally accepted view. . . . But there are insurmountable objections to it. To account for lengthening in dental stems (e.g. c»asus) we should then have to suppose that forms like *cadtus were restored, and that after the lengthening by Lachmann’s Law these forms underwent not only reassimilation of voicing but also reassibilation by the old rule that dentals became sibilants before dentals. This kind of miraculous repetition of history stretches our credulity to the breaking point. It snaps when we recall that dental clusters of secondary Latin origin do not in fact assibilate in Latin, e.g. ad-ter»o > atter»o, and not ‘asser»o’. There is, so far as I can see, no way of saving Saussure’s theory of Lachmann’s Law. LL, in Kiparsky’s view, was a case of insertion: a rule that lengthened vowels before -gt- and -dt-, viz.  + obstruent   + voiced  [– consonantal] ⇒ [+ long] /  + obstruent  –voiced was added to the synchronic grammar of Latin at a higher point in the ordered list of phonological rules than the rule of voicing assimilation. In schematic terms, taking G and G to represent chronologically successive 1 2 grammars, G: 1 G: 2 underlying form /ag-to-/ rules: ⇒ underlying form /ag-to-/ rules: LL ........ ........ voicing assim. voicing assim. LL thus operated, according to Kiparsky, on underlying -gt- and -dt-, despite the fact that these clusters never surfaced phonetically. Kiparsky’s analysis was an exciting proposal in 1965, since it seemed to show that there were possible—and documented—linguistic changes that Plus c«a change . . .: Lachmann’s Law in Latin 407 could not be explained within the standard framework of (surface) sound change and (surface) analogy, but that could easily be accounted for within the more abstract model of generative phonology. Normal sound change, in the early days of generative phonology, was regarded as a process of rule addition: implementing a sound change meant appending a new rule to the end of an ordered list of synchronic phonological rules (cf. Halle 1962: 64 ·.). Enthusiasts for Kiparsky’s approach, such as King (1969), saw no essential di·erence between this process and rule insertion, which differed from ordinary rule addition only in that the ‘landing site’ of the new rule was synchronically higher than one or more historically earlier rules. LL was hailed as proof of the superiority of the ‘grammar change’ model of linguistic change to the classical Neogrammarian combination of sound change and analogy. In the ideological wars of the time, it was seen as another nail in the co¶n of taxonomic ( = structuralist) phonemics, with which the Neogrammarian approach to linguistic change was by implication identified. Doubts, however, persisted. Normal sound change is rooted in acoustic and articulatory facts; in English, for example, the regular lengthening of vowels before voiced obstruents (cf. hat [h¤t] vs. had [h¤:d]) reflects the natural tendency of speakers to assign part of the voicing of the consonant to the preceding vowel. Under Kiparsky’s analysis, no perceptual or production errors could have been involved in the replacement of late PIE *aktos by Lat. a» ctus, since the crucial voiceless + voiced combination never surfaced phonetically. It was unclear, therefore, how or why a speaker of pre-Latin would ever have been tempted to enact Kiparsky’s LL scenario. King, after a long and futile search for typological parallels, dramatically reversed his 1969 position and concluded that rule insertion, as a species of linguistic change, did not exist (King 1973). The rule itself was not free of di¶culties. A total of seventeen Latin past participles satisfy the structural description of LL, but only thirteen of these actually show the expected lengthening. The examples can conveniently be arranged by root vocalism. The lengthening of -a- to -»a-, -u- to -»u-, and -o- to -»o- is exceptionless:  Compare forms with a voiceless stop or voiced aspirate and no lengthening: faci»o ‘do’ : f»ec»§ : f a" ctus; patior ‘su·er’ : p"assus; rapi»o ‘seize’ : rapu»§ : r"aptus; nanc»§scor ‘meet with’ : n"actus; pand»o ( < *patn»o) ‘extend’ : pand»§ : p"assus; trah»o ( < *-gh-) ‘draw’ : tr»ax»§ : tr"actus; fodi»o ( < *-dh-) ‘dig’ : f o»d»§ : f o"ssus; doce»o ‘teach’ : docu»§ : d"octus; d»uc»o ‘lead’ : d»ux»§: d"uctus; rump»o ‘break’ : r»up»§: r"uptus; iube»o ( < *-dh-) ‘order’ : i"uss»§ : i"ussus; and others. Even before plain voiced stops, a synchronic morpheme boundary must be present; derivationally isolated forms like l"assus ‘tired’ < *lad-to- and t"ussis ‘cough’ < *tud-ti- retain their short vowel (cf. Kiparsky 1965: i. 31). 408 Jay H. Jasano· ‘drive’ ‘fall’ ‘break’ ‘fix’ ‘touch’ ‘pour’ ‘beat’ ‘hate’ ag»o (present) cad»o frang»o pang»o tang»o fund»o tund»o : : : : : : : : e»g»§ (perfect) cecid»§ fr»eg»§ pepig»§ tetig»§ f u» d»§ tutud»§ o» d»§ : : : : : : : : a» ctus c»asus fr»actus p»actus t»actus f u» sus t»usus o» sus -e- is lengthened to -»e- in four examples: ‘eat’ ‘read’ ‘guide’ ‘cover’ ed»o leg»o reg»o teg»o : : : : »ed»§ l»eg»§ r»ex»§ t»ex»§ : : : : e»sus l»ectus r»ectus t»ectus . . . but here there is a conspicuous exception: ‘sit (down)’ sede»o /s»§d»o : s»ed»§ : s"essum (supine) Finally, there is one ‘good’ example of the change of -i- to -»§-: ‘see’ uide»o : u»§d»§ : u»§sus . . . but no fewer than three ‘bad’ ones, with no lengthening: ‘split’ ‘tear apart’ ‘draw tight’ find»o : f"§d»§ : f"§ssus scind»o : scicid»§ : sc"§ssus string»o : str»§nx»§ : str"§ctus In short, LL always ‘works’ when the root vowel is -a- (5 examples), -u(2 examples), or -o- (1 example). It is usually also valid for -e- (4 good examples; 1 exception), but mostly fails for -i- (1 good example; 3 excep Again, lengthening is absent when the root ends in a voiceless stop or voiced aspirate: cf. ueh»o ( < *-g„ h-) ‘convey’: u»ex»§ : u"ectus; sec»o ‘cut’ : s"ecu»§ : s"ectus; met»o ‘mow’ : m"essu»§ : m"essus; -spici»o ‘look at’ : -sp"ex»§: -sp"ectus; etc. The status of em»o ‘buy’ : »em»§ : »emptus with respect to LL is unclear. Etymologically, of course, the participle should have been *entus < *(h )m-to1 or *(h )em-to-; »emptus must go back, directly or indirectly, to a reconstituted *em-to-,‡with 1 *-m- reinserted from the present stem. While it is possible that restored *emto- simply gave *embto-, with epenthetic *-b- and subsequent LL lengthening, a direct development from *emto- to *empto-, with automatic lengthening before -mpt-, is also thinkable.  The supine is quoted instead of the participle, which is restricted to compounds (possessus, obsessus, etc.).  -"§- is expected, of course, before a root-final voiceless stop or voiced aspirate: cf. fing»o ( < *-g„ h-) ‘shape’ : f»§nx»§ : f"§ctus; ping»o (prob. < *pik„ n»o) ‘paint’ : p»§nx»§ : p"§ctus; ming»o ( < *-gh-) ‘urinate’ : m»§nx»§ : m"§ctus; -linqu»o ‘leave’ : -l»§qu»§ : -l"§ctus; uinc»o ‘conquer’ : u»§c»§ : u"§ctus; mitt»o ‘send’ : m»§s»§ : m"§ssus, etc. Plus c«a change . . .: Lachmann’s Law in Latin 409 tions). The exceptions—s"essum, f"§ssus, sc"§ssus, str"§ctus—are not discussed by either Saussure or Kiparsky. Kiparsky’s discussion of LL, embedded as it was in a general assault on analogy as an explanatory tool in historical linguistics, naturally called forth an analogical counterattack. The opening salvo was fired by the great theoretician of analogy, Jerzy Kuryłowicz (1968), who began by accepting Kiparsky’s dismissal of the Neogrammarian account: To assume an intermediate phonetic arrangement, viz. the restitution of g under the influence of ag»o and second devoicing of *agtos, this time to a» ktos, would be clearly unacceptable. Nowhere and at no period has g t been a possible combination in I.E. languages opposing voiced g d to voiceless k t. Kuryłowicz’s response, however, was to construct an entirely di·erent analogical scenario. Following an approach pioneered by Ostho· (1884: 113) and Kent (1928), he took the long vowel of a» ctus, c»asus, etc. to be an import from the perfect. In a verb like leg»o ‘read’, the present active with *-"e- (3 sg. legit) served as forme de fondation to the perfect active with *-»e- (3 sg. l»egit); therefore, since the active as a whole ‘founded’ the passive, the long vowel was extended from the perfect active to the perfect passive: pres. act. legit ⇓ ⇒ perf. act. l»egit ⇓ pres. pass. legitur ⇒ perf. pass. *l"ectus (est) > l»ectus (est) The other such cases cited by Kuryłowicz were ed»o : »ed»§, whence innovated uide»o : u»§d»§, ” ” em»o (‘buy’) : »em»§, ” ” : o» d»§, ” ” e»(s)sus u»§(s)sus »em(p)tus o» (s)sus From these examples speakers supposedly abstracted the principle that roots in *-g-, *-d-, and *-m- formed their participles by adding -tus and lengthening the vowel of the present. Thus were created a» ctus (: ag»o), c»a(s)sus (: cad»o), and t»ectus (: teg»o), even though the perfects of these verbs were not formed by simple lengthening (»eg»§, not *»ag»§; cecid»§, not *c»ad»§; t»ex»§, not *t»eg»§). As presented, this account is obviously unsatisfactory. Kuryłowicz’s initial group of five verbs (leg»o, ed»o, etc.) is arbitrary; no mention is made of two other lexical items, fodi»o : f o» d»§ ‘dig’ and scab»o : sc»ab»§ ‘scrape’, which also form their perfects by lengthening the vowel of the present, but which 410 Jay H. Jasano· have root-final *-dh- (not *-d-) and *-bh- (not *-b-), respectively. In addition, there are endless problems of detail. To explain the non-lengthening of sc"§ssus, str"§ctus to *sc»§(s)sus, *str»§ctus, Kuryłowicz is obliged to claim that the nasal of the presents scind»o and string»o prevented speakers from connecting the present stem too closely with the participle. But this makes it hard to account for f u» (s)sus and t»u(s)sus (: fund»o, tund»o), which he attributes to a ‘tertiary’ analogy that substituted the attested forms for ‘correct’ *f u" ssus and *t"ussus (r"uptus (: rump»o) inexplicably failed to take part in this development). To explain the unexpected long vowel of t»actus (: tang»o) and fr»actus (: frang»o), Kuryłowicz invokes p»actus (: pang»o), which he sees as a PIE inheritance (cf. Gk. πηκτς). Attempts to improve on Kuryłowicz’s solution soon followed from Watkins (1970) and Strunk (1976). Watkins accepted Kuryłowicz’s premiss that l»ectus etc. acquired their long vowel from the long-vowel perfect, but tried, not very successfully, to explain the spread of long vocalism in the participle without reference to the voicing properties of the root-final consonant. r»ectus (archaic perfect r»eg»§) and t»ectus (archaic perfect *t»eg»§ ?) were, according to Watkins, first-order analogical formations like l»ectus itself. Another such form was a» ctus, with its long vowel taken from the hypothetical pre-Latin perfect *»ag»§; a» ctus in turn generated fr»actus, t»actus, etc., and, indirectly, most of the other LL forms. But herein lies the fatal problem: the perfect of ag»o is not *»ag»§ but »eg»§, an inherited lengthened-grade preterite ( < *h »eg„ -, by Eichner’s Law) of the same type as l»eg»§, »em»§, »ed»§, and 2 (perhaps) r»eg»§. Elements of Watkins’s solution—presence vs. absence of a long-vowel perfect, transparency vs. opacity of the present stem, relative lateness of certain forms—recur in Strunk’s monograph-length treatment of LL. When all is said and done, however, Strunk’s theory is little more than a post hoc, case-by-case justification of why each form turned out the way it did. Later discussions of LL add nothing new to the picture. In the last ana To be sure, the whole idea of associating length with the character of the root-final consonant seems counterintuitive. One wonders why Kuryłowicz’s speakers, having sensibly built l»ectus to l»eg»§ and u»§sus to u»§d»§, did not simply proceed to the creation of *f»ectus beside f»ec»§, *c»eptus beside c»ep»§, *»ectus beside »eg»§, etc.  Although the supposed perfect *»ag»§, allegedly bolstered by ON o‹k (: aka ‘drive’), is a staple of the LL literature, it cannot be emphasized too strongly that there is absolutely no evidence for such a form. For the pattern ag»o : »eg»§, which cannot be explained within Latin and almost certainly goes back to PIE, see Jasano· (1998: 305–7) and the references there cited.  See the succinct review by Anna Morpurgo Davies (1979).  This holds true, for example, of the three 1979 squibs in Linguistic Inquiry, which are largely concerned with the pros (Klausenburger 1979; Stephens 1979) and cons (Joseph 1979) of converting the Kuryłowicz/Watkins theory into ‘rule addition’ notation. A genuinely dif- Plus c«a change . . .: Lachmann’s Law in Latin 411 lysis, we have three basic approaches to choose from: (1) the Neogrammarian solution (analogical reintroduction of the voiced stop with subsequent lengthening by sound law); (2) Kiparsky’s solution (rule insertion); and (3) the Kuryłowicz–Watkins–Strunk solution (analogical lengthening from the perfect). The objections to (2) and (3) have been reviewed above; it is time to return to (1). Enough time has passed since the ‘analogy wars’ of the 1960s and 1970s for us to be able to recognize the heavy rhetorical component in much of the discussion surrounding LL. Both Kiparsky and Kuryłowicz, as quoted above, were witheringly dismissive of the possibility that a preform *aktos could have been remade to *agtos; Kuryłowicz’s remarks in particular go beyond the bounds of responsible generalization. Kiparsky, in rejecting the scenario *kassos ⇒ *kadtos > *k»adtos > *c»assus > c»asus, set up a straw man; the real question to ask in connection with roots ending in *-d- was— and remains—whether early pre-Latin *kassos could have been remade, not to *kadtos, but to *kadsos ( > *k»adsos > *c»assus > c»asus), with *-d- restored and *-s- retained (cf. the s-variant of the su¶x in l»apsus (: l»abor ‘glide’), mulsus (: mulce»o ‘stroke’), sparsus (: sparg»o ‘strew’), etc.). Simply to pose the question is to see that the possibility cannot be dismissed out of hand—an indication that the much-vilified Neogrammarian theory may not be so ad hoc or unnatural as its detractors have maintained. Unexpected light is shed on the problem of LL by the seemingly unrelated irregular superlative maximus ‘greatest’ (: positive magnus, comparative maior < *mag-io» s-). From a second-century inscription (CIL vi. 2080. 17) „ where it is explicitly marked, we know that the -a- of this form is long. We also know, thanks to the fundamental work on Italic and Celtic superlatives by Warren Cowgill (1970), that the oldest reconstructable preform for m»aximus is *magismmos, with the root *mag- of magnus and maior and the Italic and Celtic‡ superlative su¶x *-is-mmo-. There is only one way ‡ long: syncope of *-i- brought that the -»a- of m»aximus could have come to be ferent approach is taken by Kortlandt (1989; 1999), but his glottalic interpretation, which e·ectively denies the merger of *-gt- and *-kt- in the parent language, is unacceptable.  For counter-examples to Kuryłowicz’s claim that voiced/lax + voiceless/tense clusters are impossible in IE languages, we need look no further than English, where such groups are perfectly common at historical morpheme boundaries (tadpole, ragtime, magpie, bodkin, absent, etc.) and in proper names of non-Anglo-Saxon origin (Aztec, Rabkin, Abt, etc.). A Slavic example is given below.  Older treatments of the superlative in Latin—see e.g. Buck 1933: 215–16 and Leumann 1977: 497–8—are notoriously confused, with fluctuating roles assigned to sequences variously reconstructed *-mmo-, *-smmo-, *-ismmo-, and *-issmmo-. For our present purposes, ‡ is that the ‡ -x- [-ks-] ‡ of maximus is‡ not original, but the result of a Cowgill’s essential result pre-Latin syncope. 412 Jay H. Jasano· the *-g- and the *-s- of *magismmos (or perhaps at this stage *magisomos; cf. Vine 1993: 247 ·.) into contact,‡ and the resulting sequence *-ags- developed to -»aks-, with devoicing of the *-g- and lengthening of the preceding vowel. This, of course, is precisely the sound change that we know in a di·erent guise as LL. What the example of maximus shows us is (a) that Latin at an earlier point in its history tolerated voiced + voiceless obstruent clusters, and (b) that such clusters were systematically devoiced with compensatory absorption of the voicing as length by the preceding vowel. Naturally, none of this proves that early pre-Latin *aktos and *kassos actually were remade to *agtos and *kadsos, as we would have to assume under a refurbished Neogrammarian account. But there is now independent evidence that such intermediate preforms, if they ever existed, would indeed have given the attested a» ctus, c»asus. What then of the supposed remodelling of *aktos, *kassos to *agtos, *kadsos—the step denounced as ‘phonetically implausible’ by Kiparsky and ‘clearly unacceptable’ by Kuryłowicz? Watkins (1970: 57), in an interesting aside to his main discussion, mentions but does not fully explore a suggestively similar development in certain dialects of Ukrainian and Russian. The relevant facts are discussed by Andersen (1969) and Flier (1978). Proto-Slavic, like Latin, inherited the PIE rule of right-to-left voicing assimilation and the rule of sibilant insertion in dental + dental clusters ( > Slavic *-sT-). Another change a·ected the cluster *-kt-, which gave PSl. *-t‹- and East Slavic *-#c- before high front vowels. Early East Slavic ( = Old Russian) thus had infinitive forms like the following: ved- ‘lead’ (1 sg. vedu) vez- ‘convey’ (1 sg. vezu) pek- ‘bake’ (1 sg. peku) bereg- ‘guard’ (1 sg. beregu) + + + + -ti (infin.) -ti (infin.) -ti (infin.) -ti (infin.) > > > > vesti ‘to lead’ vesti ‘to convey’ pe#ci ‘to bake’ bere#ci ‘to guard’ With the syncope of the jers ("u, "§), a number of previously disallowed con Note that these developments need not have preceded the pre-Latin voicing of intervocalic single *-s- to *-z-. The change of *-s- to *-z- (whence later -r-)was a purely subphonemic event; both before and after the rule, *magisomos was phonologically /magisomos/, and the cluster that resulted from the syncope of *-i- was phonologically /-gs-/. That the phonological sequence /-gs-/would have been read [-gs-] and not [-gz-] is shown, in the last analysis, by its development to [-ks-] in m»aximus. I am indebted to John Penney for helping me clarify these issues. Since *magismmos yielded m»aximus, it might have been expected that the parallel ‡ (cf. peior ‘worse’ < *ped-io»s-) would yield *p»esimus ( < *p»ess- < *p»ets- < *pedismmos ‘worst’ „ ‡ *ped-s-). The actual form is p"essimus—presumably reflecting the influence of the normal superlative type in -issimus, which ‘protected’ the *-ss-of *p»essimus and triggered shortening of *-»e- to -"e- by the ‘littera-rule’.  Andersen (1969) is the ‘forthcoming study’ to which Watkins refers his readers (ibid.). Plus c«a change . . .: Lachmann’s Law in Latin 413 sonant clusters, including combinations of a voiced/lax obstruent with a following voiceless/tense obstruent, were introduced into the East Slavic phonological system. In many dialects, including those which led to Standard Ukrainian, such clusters were maintained. Dialects of this type exploited the new acceptability of voiced + voiceless combinations to introduce a secondary contrast between, for example, (Ukr.) vesty ‘to lead’ and vezty ‘to convey’—the latter ‘helped’ by the restitution of -z- from the present stem. In some varieties of Ukrainian and Russian the process was taken further: forms like pe#ci (: pek-) and bere#ci (: bereg-, Ukr. bereh-) were remade to pekti, berehti or to pek#ci, bereh#ci, with the hybrid groups -k#c-, -h#c-. These facts, parallel in almost every respect to the first part of Saussure’s scenario for Latin, completely undercut any possible objection to the Neogrammarian approach in principle. It remains only to see how an updated Neogrammarian account would work in detail. The first step, clearly, must be to assume that at a stage of Latin following the earliest syncope rules—a stage, for example, when the preform of m»aximus was *magsomos (vel sim.)—root-final *-g- was restored before su¶xes beginning with a voiceless obstruent: *aktos, *rektos, *striktos ⇒ *agtos, *regtos, *strigtos (cf. Ukr. vesty ⇒ vezty) When the root ended in *-d-, the sequence *-ss- (or its predecessor *-ts-) was remade to the hybrid cluster *-ds-: *kassos, *tussos, *fissos ⇒ *kadsos, *tudsos, *fidsos (cf. Ukr. bere#ci ⇒ bereh#ci) Voiced *-g- and *-d- would not, of course, have been restored in synchronically opaque forms like *lassos ‘tired’ ( < *lad-to-) and *tussis ‘cough’ ( < *tud-ti-), both discussed by Kiparsky (cf. above). On the other hand, when a clear morphological boundary was present, there is no reason to assume that the analogical reintroduction of voicing would have been confined to the perfect passive participle. Thus, for example, the ‘faxim-type’  The consonant transcribed h in Ukrainian is a voiced velar fricative, the reflex of PSl. *g.  Syncope is attested at all periods of Latin (cf. Leumann 1977: 95 ·.); the precise formulation and chronology of the individual rules is of no concern to us here.  This type of contamination, in which the form targeted for analogical renewal is blended with a form that might otherwise have replaced it entirely, is familiar to speakers of English from child language plurals like feets ( = feet ₅ foots), geeses ( = geese ₅ gooses), etc.  Nor, indeed, is there any reason to rule out the possibility of restorations of the 414 Jay H. Jasano· subjunctive *aks»§m, *aks»§s, *aks»§t, etc. would presumably have been remade to *ags»§m, etc. in tandem with the remodelling of *aktos to *agtos. Similarly, the nom. sg. of the word for ‘foot’, originally *p»os(s) ( < *p»od-s), was probably remade to *ped-s at this time, with the ‘weak’ stem-form *ped-. Lachmann’s Law proper converted the participles *agtos, *regtos, *kadsos, *tudsos, etc. to *»aktos, *r»ektos, *k»atsos, *t»utsos ( > a» ctus, r»ectus, k»a(s)sus, t»u(s)sus), and the non-participles *magsomos, *ags»§-, *peds to *m»aksomos, *»aks»§-, *p»ets ( > m»aximus, a» x»§-, p»es(s)). The rule itself was typologically unremarkable, recalling changes like the lengthening of vowels before devoiced syllable-final obstruents in Polish (cf. B‹og < Bog"u ‘God’, gen. Boga; w‹odka < wod"uka ‘vodka’ beside woda ‘water’). Pre-Lat. *-i- was not subject to LL lengthening (cf. str"§ctus, f"§ssus), in keeping with the cross-linguistic tendency of high front vowels to remain short (cf. e.g. OIr. d‹et [d‹ε:d] ‘tooth’ < pre-Ir. *dant, but -icc [ig‹] ‘goes’ < pre-Ir. *inket). Two forms—u»§sus with -»§- and s"essum with -"e- —show the ‘wrong’ Lachmann treatment. u»§sus ‘seen’ is evidently a neologism based on the perfect u»§d»§ ‘saw’; such a form may have been needed because the inherited participle *uissus < *wid-to-, like its cognates in Celtic (OIr. -fess) and Germanic „ (*wissa-), had been specialized in the meaning ‘known’ in the IE dialect type *missos ⇒ *mitsos (: mitt»o) or *iussos ⇒ *iuθsos (: iube»o), involving consonants other „ would have been reassimilation without than etymological voiced stops. But„ since there lengthening in such cases, there is no obvious way to recover them.  The length of the a- in a» xim, -»§s, etc. is guaranteed by the absence of vowel weakening in Plautine forms of the type 3 pl. adaxint.  The long vowel of the regular nom. sg. p»es is more interesting than may at first appear. Lengthening no longer functions as a synchronic mark of the nom. sg. in Latin; lengthenedgrade nominatives normally survive only in cases where they are synchronically perceived as suppletive (e.g. hom»o, stem homin- ‘man’; uerr»es, stem uerr- ‘boar’), or where the long vowel has been levelled throughout the paradigm (e.g. u»ox, stem u»oc- ‘voice’; l»ex, stem l»eg‘law’). This makes it hard to see how the remodelled word for ‘foot,’ with its conspicuously innovated lack of qualitative ablaut, could have acquired an analogical lengthened-grade » and nom. sg. *p»e(d)s, thereby becoming the only noun in Latin with a nom. sg. in -V-s " an oblique stem in -VC-. The assumption of a remade nom. sg. *ped-s, with subsequent LL-type lengthening, seems much more e¶cient. Here too perhaps belongs coni»unx, coni"ug- ‘spouse’, if the presence of the nasal in the nom. sg. points to an older, synchronically irregular nom. sg. *coni»ux < (secondary) *-iug-s. „ Such ‘false’ lengthened grades in the nom. sg. would have been natural targets for levelling; this is probably what explains r»emex (stem r»emig-) ‘oarsman’, with *-"ax for expected *-»ax < *-ag-s).  The simplification of low-level *-ts- to *-ss-, of course, is independently motivated by assist»o < ad-sist»o, asser»o < ad-ser»o, and countless other examples.  Example from Pisani (1981); contrast płot < plot"u ‘wall’, gen. płota. Lengthening in Polish does not depend on devoicing, however, since it also operates before sonorants (cf. OPol. d‹om < dom"u ‘house’; Michael Flier (pers. comm.)). Plus c«a change . . .: Lachmann’s Law in Latin 415 ancestral to Italic. In the case of sessum, the initial pre-LL remodelling was not to *sedsum, which would have given *s»e(s)sum, but to *sezdsum, with *sezd- extracted from the perfect s»ed»§ < *sezd- and the present s»§d»o < *sizd»o ‘sit down’. A preform of this shape, with loss of the *-d- through normal cluster reduction, would almost certainly have given s"essum. We have thus come full circle. During its brief period in the limelight, LL was made into something much more than it was—a metaphor for the claim that abstract phonology was ‘real’, that Neogrammarianism and structuralism were di·erent faces of the same bad coin, and that surfacedriven analogy was as outdated as the Model T. Today we can take a calmer view of these issues. Both Kiparsky and Kuryłowicz saw LL as a proving ground for extreme positions, the one wishing to attribute almost nothing, and the other almost everything, to analogy. In fact, the truth lies somewhere in between. Sound change and analogy are both primary mechanisms of linguistic change, and the results of their interaction are varied and often surprising. LL, as a sound change that operated mainly on inputs created by analogy, is interesting in its own right. In the last analysis, however, its claim to a place in the history of linguistics stems not from what it is but from what it is not.        Andersen, H. 1969: ‘Indo-European Voicing sandhi in Ukrainian’, Scando-Slavica, 15: 157–69. Birnbaum, H. (ed.). 1978: American Contributions to the Eighth International Congress of Slavists, i. Linguistics and Poetics (Columbus: Slavica). Buck, C. D. 1933: Comparative Grammar of Greek and Latin (Chicago: University of Chicago Press). Cardona, G., Hoenigswald, H. M., and Senn, A. (eds.). 1970: Indo-European and Indo-Europeans (Philadelphia: University of Pennsylvania Press). Collinge, N. E. 1985: ‘Lachmann’s Law’, in id., The Laws of Indo-European (Amsterdam and Philadelphia: Benjamins), 105–14. Cowgill, W. 1970: ‘Italic and Celtic Superlatives and the Dialects of Indo-European’, in Cardona et al. (1970), 113–53. Flier, M. 1978: ‘On the Velar Infinitive in East Slavic’, in Birnbaum (1978), 269–306.  Alternatively, of course, one could take the view—much less likely in my opinion— that LL did apply to *-i-, and that phonologically regular *str»§ctus, *f»§(s)sus, *sc»§(s)sus were analogically shortened on the model of ping»o : p"§ctus, fing»o : f"§ctus, etc.  Cf. n. 13. Phonologically, *sezdsum would have been /sesdsum/, which with deletion of the *-d- would have given /sessum/. To be sure, no exact parallel is quotable apart from the now largely discredited derivation of c»ed»o ‘yield’ : cess»§ : cessus from *ke-zd-»o, *ke-zd-s-, *ke-zd-to- (IEW 887). 416 Jay H. Jasano· Halle, M. 1962: ‘Phonology in Generative Grammar’, Word, 18: 54–72. IEW = J. Pokorny, Indogermanisches etymologisches W•orterbuch, vol. i (Bern and Munich: Francke, 1959). Jasano·, J. H. 1998: ‘The Thematic Conjugation Revisited’, in Jasano· et al. (1998), 301–16. Melchert, H. C., and Oliver, L. (eds.). 1998: M‹§r Curad: Studies Presented to Calvert Watkins (Innsbruck: Institut f u• r Sprachwissenschaft der Universit•at Innsbruck). Joseph, B. 1979: ‘Lachmann’s Law Once Again’, Linguistic Inquiry, 10: 363–5. Kent, R. 1928: ‘Lachmann’s Law of Vowel Lengthening’, Language, 4: 181–90. King, R. D. 1969: Historical Linguistics and Generative Grammar (Englewood Cli·s, NJ: Prentice-Hall). 1973: ‘Rule Insertion’, Language, 49: 551–78. Kiparsky, P. 1965: ‘Phonological Change’ (unpublished MIT dissertation). Klausenburger, J. 1979: ‘Is Lachmann’s Law a Rule?’, Linguistic Inquiry, 10: 362–3. Kortlandt, F. 1989: ‘Lachmann’s Law’, in Vennemann (1989), 103–5. 1999: ‘Lachmann’s Law Again’, in Polom‹e and Justus (1999), 246–8. Kuryłowicz, J. 1968: ‘A Remark on Lachmann’s Law’, Harvard Studies in Classical Philology, 72: 295–9. Leumann, M. 1977: Lateinische Laut- und Formenlehre (Munich: Beck). Morpurgo Davies, A. 1979: Review of Strunk (1976), in CR,  29: 259–60. Ostho·, H. 1884: Zur Geschichte des Perfects im Indogermanischen (Strasbourg: Tr•ubner). Perini, M. A. 1978: ‘The Latest Note on Lachmann’s Law’, Linguistic Inquiry, 9: 144–6. Pisani, V. 1981: ‘A proposito della legge di Lachmann’, Indogermanische Forschungen, 86: 207–8. Polom‹e, E. C., and Justus, C. F. (eds.). 1999. Language Change and Typological Variation: In Honor of Winfred P. Lehmann on the Occasion of his 83rd Birthday, i. Language Change and Phonology (Washington: Institute for the Study of Man). Saussure, F. de. 1885: ‘Sur un point de la phon‹etique des consonnes en i.-e.’, M‹emoires de la Soci‹et‹e de Linguistic de Paris, 6: 246–57. Stephens, L. 1979: ‘Once Again Lachmann’s Law’, Linguistic Inquiry, 10: 365–9. Strunk, K. 1976: Lachmanns Regel f•ur das Lateinische: Eine Revision (G•ottingen: Vandenhoeck @ Ruprecht). Vennemann, T. (ed.). 1989: The New Sound of Indo-European: Essays in Phonological Reconstruction (Berlin: Mouton de Gruyter). Vine, B. 1993: Studies in Archaic Latin Inscriptions (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Watkins, C. 1970: ‘A Further Remark on Lachmann’s Law’, Harvard Studies in Classical Philology, 74: 55–65. 31 Old English ma†elian, m¤†lan, m¤lan » Don Ringe 1 Introduction There is a group of Old English (OE) verbs meaning ‘speak (formally)’, attested mostly in verse, that are obviously derived from the noun m¤†l ‘assembly, council, advice, discourse’. One of these verbs, ma†elian, is a weak verb of class II; the others, m¤†lan and m¤lan, » are weak verbs of class I. Examination of the distribution of these verbs in the corpus of OE verse reveals a startling fact: ma†elian is attested only in the preterite 3sg. ma†elode, always at the end of a first half-line of metrical type A or D with the subject immediately preceding; and though the pattern of attestation of the other two verbs is not so neat, they are practically excluded from the position in which ma†elode is always found. Anyone familiar with formulaic oral poetry can hardly avoid the suspicion that these three verbs are etymologicallya single lexical item which has somehow been split, either in the poetic tradition or in the transmission of the texts. In this paper I shall investigate that hypothesis and show that there must be some truth in it, but that the whole truth is more complex. The distribution of the verbs in verse did result from the manipulation of formulae, but all three verbs employed were linguistically ‘real’ at some point in the history of OE. They did not, however, all originate at the same time or in the same way. I am grateful to Tom McFadden for invaluable help with the Old High German and Old Frisian bibliography, and to the participants of ECIEC 2002, at which a preliminary version of this paper was read, for helpful feedback. All remaining errors and omissions are of course my own responsibility.  Almost all OE verse, including Christian religious verse, fits this description. Lord (2000) is perhaps the best general introduction to oral poetry. On its formal characteristics see especially Parry (1971) (a volume of collected papers, some first published half a century earlier); but note that Parry actually understates his case. For instance, he demands an exceptionless one-to-one matching of metrical template, wording, and information conveyed for any unit to be recognized as a ‘formula’. More recent work (e.g. Hoekstra 1965) has demonstrated that systems of formulae can be flexible and sophisticated. 418 Don Ringe 2 The Distribution of Forms in Old English Verse I begin with a description of the distribution of these verbs in the surviving corpus of OE poetry, based on Bessinger (1978). The class II weak verb ma†elian occurs only in the preterite 3sg. ma†elode (variously spelt). It appears 44 times, always at end of the first half-line, in poems of every period. In 42 instances it is preceded by a polysyllabic name (e.g. B»eowulf ma†elode, or Elene ma†elode). The remaining two examples are preceded by monosyllabic nouns: mon ma†elade, s»e †e m»e ges¤gde Riddle 38. 5 weard ma†elode º¤r » on wicge s¤t Beowulf 286 It is not immediately clear whether we are in the presence of one or two formulae, but it is clear that all the half-lines in question are of type A or type D; that will be important later in our discussion. The class I weak verb m¤†lan occurs only seven times, always in the present tense and mostly in the infinitive: †e ic †urh m»§nne m»uº meºlan onginne Andreas 1440 mihtigne god, m¤ºlan geh»yrde Genesis 524 †onne .æ. cwacaº, geh»yreº cyning m¤ºlan Christ 797 t»o were m»§num wordum m¤ºlan Genesis 2220 t»o his winedryhtne wordum m¤ºlan Guthlac 1202 wordum m¤ºlan †e him biº on †»a wynstran hond Christ 1363 t»o †»am e»adgestum ¤rest m¤ºleº Christ 1337 » The only clear formula is wordum m¤ºlan, on which see further immediately below. None of the poems in question dates from later than the ninth century. The class I weak verb m¤lan » and its compounds occur 18 times, all but once in the preterite. In nine instances we find the formula wordum m¤lde » as the second half-line; a tenth example varies the formula slightly: on wera †r»eate wordum m¤ldon Elene 537 » This is obviously the preterite variant of wordum m¤ºlan (see above); it occurs in poems of every period. The remaining eight examples exhibit much less uniformity: yrre andswarode, eorlum onm¤lde Daniel 310 » m¤lde for mannum. Man wr»§dode Andreas 767 »  One would expect me†lan—the form that actually occurs in Andreas 1440—by iumlaut; but, as is well known, ¤ tends strongly to be restored by analogy with related forms (Campbell 1962: 76). See ⅓5 below for further discussion. Old English ma†elian, m¤†lan, m¤lan » 419 †¤s †e Moyses i»u m¤lde t»o l»eodum Seasons for Fasting 90 » Moyses m¤lde, and w»e †»a mearce sceolan Seasons for Fasting 43 » Adam gem¤lde and t»o Euan spr¤c Genesis 790 » O·a gem¤lde, ¤scholt a»sc»oc Maldon 230 » L»eofsunu gem¤lde and his linde a»h»of Maldon 244 » on m»§num m»odsefan m¤lan wille Paris Psalter, Psalm 84. 7. 2 » We have one present infinitive (the last example cited) in a position in which we also find m¤ºlan, and of the preterite forms four examples of (ge)m¤lde » occur in the same position in which we find ma†elode. However, the five forms just noted share a single striking characteristic: none is found in an early poem composed in OE. The example from Genesis is from the section known as ‘Genesis B’ (Genesis 235–851), which was clearly translated from Old Saxon (see Krapp 1931: xxv–xxvi with references); the first half-line of 790 is simply a close rendering of Old Saxon (OS) Adam gimahalda. The remaining four examples are all from very late poems, one of which, The Battle of Maldon, is conspicuous for the relative density of Scandinavian loanwords that it exhibits. I shall argue below that these examples of (ge)m¤lan » could in fact reflect Scandinavian influence; but even if they do not, their appearance in late OE verse clearly has no bearing on the origin of these verbs, since the continuing evolution of the tradition of OE oral poetry must have involved continuing modification of inherited formulae, leading to the use in new metrical positions of forms which had originally been appropriate only in other metrical positions. If the forms discussed in the preceding paragraph are put aside, the remaining forms exhibit a clear pattern: (a) the present is always m¤ºlan; (b) the preterite is normally m¤lde; » (b‹) but at the end of a first half-line of type A or D we instead find ma†elode. It is immediately apparent that in the early poetry there is only a single class I weak verb of this etymological family, namely m¤†lan, of which the preterite stem is m¤ld» (as already implied by Luick 1914–21: 843, ⅓638 n. 5). But the oddly restricted distribution of ma†elode suggests that it too somehow arose by a lexical split of the class I verb in the course of the development of the OE tradition of oral poetry. That is, we must address the possibility that ma†elode is an artificial creation of the poetic tradition, of the sort familiar in Homeric Greek. The following sections will examine this hypothesis in detail, beginning with the most obvious objection that can be raised against it. The hypothesis 420 Don Ringe will prove to be only partly confirmed, and will develop in some unexpected directions. 3 Etymology An obvious di¶culty for the hypothesis just stated is that both the class I and the class II weak verbs in question are believed to have clear cognates in other Germanic languages. If that is true, OE cannot have inherited only a single verb of this etymological family. However, closer examination of the evidence reveals a di·erent picture. There is no question that OE inherited the class I weak verb m¤†lan† m¤lan » from Proto-Germanic (PG). Solidly attested cognates include Gothic ma†ljan, Old Norse (ON) m¤la, OS mahalian, and Old High German (OHG) mahalen, all meaning ‘speak’. The noun which is the transparent derivational basis of this verb is also attested throughout the family: cf. Gothic ma†l ‘market place’, ON m‹al ‘speech’, OE m¤†l ‘assembly, council, advice, discourse’, OS mahal ‘judicial assembly, speech’, and OHG mahal ‘judicial assembly’. The reconstruction of a PG word-family *ma†la˛ ‘assembly’, *ma†lijana˛ ‘speak (in an assembly), give a speech’ is completely straightforward. The situation is very di·erent for OE ma†elian. Holthausen (1934: s.v.) lists Old Frisian (OF) form»elia and OHG mahal»on as cognates, but neither cognation will bear closer scrutiny. Holthausen (1985: 70) lists (under m»elia) an OF compound urm»elia ‘announce, notify’ (‘vermelden’), which is said to be cognate with OHG mahal»on, but on p. 166 of the same volume Hofmann corrects this to (weak class I) urm»ela ‘give up, renounce’, citing OHG mahalen as a cognate. It thus appears that the OF weak class II verb is a ghost word. By contrast, OHG mahal»on is very well attested, but it does not mean ‘speak’; it means ‘accuse, take to court’ (cf. e.g. Raven 1967: 95)— precisely as we should expect if it is independently derived from the OHG noun mahal ‘(judicial) assembly’. The relation between OE ma†elian and OHG mahal»on is therefore almost certainly one of parallel development, not true cognation. We thus have no reason to believe that OE inherited a weak class II verb of this etymological family. It follows that ma†elode is a form whose origin not only can but must be explained within the history of OE. That is consistent with the hypothesis under investigation.  On the di·erence in shape between the two stems see ⅓6 below. Old English ma†elian, m¤†lan, m¤lan » 421 4 Attestations of the Verbs in Prose and their Survival in Middle English A further di¶culty for the hypothesis advanced in ⅓2 is that both ma†elian and m¤lan » are attested in late West Saxon (WS) OE prose. Class II ma†elian is attested in Byrhtferth’s Handboc (cf. Kluge 1885: 307, 322, 332) and in a very late fragment of a Body and Soul text (cited in Rissanen 1998: 170). Class I m¤lan » is also attested in Byrhtferth’s Handboc (Kluge 1885: 322) and in one manuscript of the translation of Gregory the Great’s Dialogues (Hecht 1900: 103, critical apparatus to l. 32). But this di¶culty, too, is more apparent than real. It seems clear enough that the semi-standardized late WS chancery dialect became increasingly divorced from the spoken dialects of OE (so that the sudden proliferation of dialects in our early Middle English (ME) documents is simply an artefact of the chancery tradition’s demise). It is reasonable to suggest that a word which had originally been confined to poetry could have been imported into such an artificial dialect even in prose, and that is just as true of a word that might have been created artificially in the poetic tradition as of a linguistically real word that had earlier been judged appropriate only for verse. On the other hand, the survival of any of these words into ME is a fact of the utmost importance, because it demonstrates their linguistic reality. What we find is an interesting pattern of survival. The class I complex of m¤ºlan†m¤lan » survives robustly in ME, appearing as medlen†mellen†m»elen ‘speak’ throughout the ME period, though increasingly confined to the north and the west midlands in later ME (see the Oxford English Dictionary s.vv. mell, mele, and the Middle English Dictionary s.v. m»elen). It is surprising that a word appropriate chiefly to verse in OE literature should survive the demise of the OE literary tradition, but that is evidently what happened. This confirms the linguistic reality of the OE class I weak verb or verbs, precisely as we should expect from the pattern of cognates in other Germanic languages. Class II ma†elian also survives, but barely. It seems to be confined to the south-west and the south-west Midlands (cf. the Oxford English Dictionary s.v. mathele and the Middle English Dictionary s.v. mathelen). Nearly all the citations given are from the Ancrene Riwle, in which the verb ap I am grateful to Patrick Stiles for calling the latter reference to my attention.  However, the manuscript in which m¤lde » ‘spoke’ occurs is the least reliable of the three (Hecht 1900: vii–viii); the others read respectively eldode and yllde, both ‘hesitated’ or ‘delayed’, which fits the context much better and must be the original reading. Thus m¤lde » is probably a scribal error, and its appearance in this passage need mean no more than that the scribe was familiar with the word. 422 Don Ringe pears as meaºelin and has a pejorative meaning ‘talk (too much), prate, gossip’ which also appears in its derivatives (cf. Tolkien 1962: 40, 43, 48, etc.). What sort of relation can we infer between the OE verb and its ME descendant? In the first place, we probably cannot escape the conclusion that the class II weak verb ma†elian was linguistically real in OE. Perhaps it is not completely impossible that ma†elian might have arisen as an artefact of the oral poetic tradition, have been borrowed from the language of verse into the late WS chancery dialect, and from there have been adopted into ordinary speech, but that is very improbable; strictly literary lexical creations seldom have any discernible impact on vernacular speech. Yet the fact that ma†elian has no genuine cognates in any other Germanic language argues strongly that it was created within the history of OE. In principle it could have been formed from the noun m¤†l at any time, since the second class of weak verbs was the one completely productive class throughout the history of OE (cf. Campbell 1962: 210). But there are two indications that it was created relatively early. The back vowel a must have been introduced into the root syllable by the rule backing ¤ before single consonants and many types of clusters when a back vowel followed (Campbell 1962: 60–1); possibly the rule could have operated at almost any period, since ¤ was rare in the root syllables of class II weak verbs at all stages of the language, but it is likeliest to have occurred if ma†elian was created when the rule was still fully productive. Since the backing rule is clearly older than the palatalization of velars, the Mercian ‘second fronting’, and iumlaut—all of which occurred before 600—and was no longer productive in West Saxon around 900, a date in or before the eighth century for the creation of ma†elian is heavily favoured on probabilistic grounds. A piece of direct evidence confirms that inference: Latin c»onti»on»atur is glossed as maºalade in the Corpus Glossary (Lindsay 1921: 48), which probably dates from the decades around 800 (ibid., p. xiii; Brunner 1965: 9) but contains substantially older material. (Note also the attestations in other glossaries collected in Rissanen 1998: 170–1.) It follows that the appearance  The second syllable of ma†elian arose by a sequence of natural linguistic changes which is relatively well understood (cf. Campbell 1962: 151–2, 158–9). Monosyllabic full words ending in CR-clusters, like m¤†l, developed a variable anaptyctic vowel before their wordfinal sonorants; in fact m¤†el is also attested in OE. The anaptyctic vowels then spread by analogy to inflected and derived forms in which a vowel followed the cluster. Still later, sequences of two unstressed back vowels underwent dissimilation, the first becoming e; thus the anaptyctic vowel transferred into ma†elode would in due course have become e no matter what it was originally. None of these changes a·ected the metrical suitability of the form. Old English ma†elian, m¤†lan, m¤lan » 423 of ma†elode in Beowulf , almost certainly an eighth-century poem, does not reflect scribal modernization of the text. Attempting to determine the dialect distribution of ma†elian raises interesting questions. From the fact that it occurs in prose almost exclusively in late WS and the Ancrene Riwle we might reasonably infer that it was a southwestern word. But if it is true that the ME dialect of the Ancrene Riwle is more or less the direct descendant of the OE dialect of the Vespasian Psalter (Brunner 1965: 8), why does the verb not occur in the Vespasian Psalter? We might suggest that it was a WS word in the OE period which was borrowed into the neighbouring dialect of the south-west Midlands some time around the transition from OE to ME; but in that case its appearance in early OE verse, even in very restricted environments, is surprising, since that corpus of verse was almost certainly written in Anglian dialects. Alternatively, we might suggest that ma†elian did occur in south-western Mercian OE as well, but that there was some stylistic reason why the glossator of the Vespasian Psalter found it inappropriate. The meagre evidence from prose does not permit further inferences. But if both class I m¤†lan†m¤lan » and class II ma†elian were linguistically real, why should they appear in complementary distribution in early OE verse? Also, why should there have been two distinct forms of the class I verb? Let us first consider how the observed distribution of ma†elode might have arisen in the tradition of OE formulaic poetry. 5 The Use of ma†elode in Verse If ma†elian is an OE innovation which in verse appears in exactly two metrical environments, it is likely that it replaced the inherited class I verb in those environments for metrical reasons. We must therefore begin our investigation with a discussion of the metrical considerations involved. The only metrical environments in which ma†elode occurs are at the ends of type A and type D half-lines. Let us first consider type A half-lines (the simpler type). The second half of a type A half-line is reasonably tightly constrained: in its most basic form it must consist of a single prosodically heavy syllable (i.e. one containing a long vowel or closed by a consonant cluster, symbolized here by H) which bears primary stress, followed by a single syllable which bears no stress (χ). For each of those two elements a  This is argued on metrical grounds by Fulk (1992: 348–92, esp. 390); an 8th-cent. date is confirmed by an unpublished analysis of the poem’s syntax by Susan Pintzuk and Anthony Kroch.  The best introduction to OE verse is perhaps still Sievers (1893). Bliss (1962) and Hutcheson (1995) provide far more detail, though some of their conclusions can be challenged. 424 Don Ringe limited number of substitutions is permitted. In the first place, the stressless syllable can be replaced by a prosodically heavy syllable bearing weak stress; the most obvious examples are the second elements of compounds, but derivational su¶xes which end in consonant clusters or contained a long vowel (before such vowels were shortened in the late prehistoric period) are also classed as weakly stressed. Secondly, any heavy syllable bearing any stress can be replaced by a light syllable bearing the same degree of stress plus a completely stressless syllable (a light syllable being one which ends in a short vowel, symbolized here by L). Finally, at the end of a type A half-line (though not in most other circumstances) the sequence heavy– fully stressed plus unstressed can be replaced by light–fully stressed plus unstressed. Thus the following sequences are permitted as the second half of a type A half-line: ‹ χ H ‹L χ χ ‹ H › H ‹L χ H › ‹ L› χ H ‹L χ L› χ L‹ χ The seven permitted types are respectively exemplified by the second halves of the following half-lines: †rym gefr»unon Beowulf 2b ellen fremedon Beowulf 3b »§sig ond u» tf»us Beowulf 33a g»uºsearo geatol»§c Beowulf 215a word w¤ron wynsume Beowulf 612a » m»odges merefaran Beowulf 502a heresp»ed gyfen Beowulf 64b On the other hand, a sequence of a heavy fully stressed syllable and two ‹ χ χ—is absolutely (or more) completely unstressed syllables—that is, H forbidden at the end of a type A half-line. Type D is more complex, but also more tightly constrained. Any type D line contains, in principle, two fully stressed heavy syllables. The first is initial to the half-line and can be, but need not be, followed by an unstressed syllable. The second fully stressed heavy syllable is followed by yet a third heavy syllable with secondary stress; either before or after this latter syllable there is an additional syllable that is completely unstressed. The usual resolutions are allowed (see above); in addition, when two stressed heavy syllables are adjacent, the second can be replaced by a light syllable with the same degree of stress (and no unstressed syllable following—that is, this is simply substitution, not resolution). Finally, a non-initial fully stressed Old English ma†elian, m¤†lan, m¤lan » 425 syllable can be filled by the second half of a compound word, so long as the following syllable is still more weakly stressed. The subtypes relevant to our discussion are those in which an unstressed syllable occurs at the end of the half-line. Taking the half-line-initial stressed syllable (and its following unstressed syllable, if any) as given, the permitted shapes for the second part of a type D half-line ending in an unstressed syllable are the following: ‹ H › χ H ‹L H › χ(if the first element of the half-line is H, ‹ not H ‹ χ) ‹ › HLχ › χ L‹ χ H They are exemplified respectively by the second parts of the following half-lines: fromum feohgiftum Beowulf 21a †»eodcyninga Beowulf 2a l»eof landfruma Beowulf 31a h»atost hea†osw»ata Beowulf 1668a But two (or more) completely unstressed syllables at the end of the half-line seem to be excluded, just as in type A. Let us now test the hypothesis that ma†elode is a metrical adaptation of the preterite 3sg. of m¤†lan by the following experiment. We begin with the shape which the relevant form ought to have exhibited at the stage before the syncope of short vowels occurred in the prehistory of OE. We then apply the known regular sound changes to that form in chronological order, and after each change we examine the metrical characteristics of the form and consider whether and how the poets might have been motivated to modify it. Before syncope occurred, the pret. 3sg. of *me†lijan or *m¤†lijan ought to have been *me†lid¤ » or *m¤†lid¤. » The first alternative given for each form exhibits the regular e·ect of i-umlaut, but it is clear that in class I weak verbs *¤ was extensively restored on the basis of the nouns and adjectives from which the verbs were derived, in this case *m¤†l (Campbell 1962: 76); in the following discussion I shall assume restoration of *¤ in this verb. At this stage the form could not occur at the end of type A or D half-lines, since it ended in two fully unstressed syllables.  This contradicts part of Hutcheson’s analysis, but see n. 13 below.  This is the syllabic shape of the infinitive inherited from Proto-West Germanic; I can find no conclusive evidence that it was reduced to a disyllable at any date before the regular OE syncope of short vowels in internal open syllables.  Of course it is possible that the metrical constraints of OE verse evolved as sound 426 Don Ringe After syncope had occurred, the pret. 3sg. of *m¤†l(j)an ought to have been *m¤†ld¤. » In its new disyllabic shape it could be used at the end of type A half-lines, and presumably it was so used. It would continue to be useful in that metrical position so long as further sound changes did not disrupt its syllable count. Consonant clusters with internal sonorants, like *†ld, were eliminated in OE; in fact m¤lde » appears to be a direct descendant of *m¤†ld¤ » in which *† has been lost with compensatory lengthening of the preceding vowel (so that the metrical structure of the form did not change; see ⅓2 above and ⅓6 below). But we should not necessarily expect every dialect of OE to eliminate the complex consonant cluster *†ld in the same way. For instance, some dialects might have inserted an epenthetic vowel; such a change is attested in early WS, where we find †rysmde ‘oppressed’, nemde ( < *nemnde) ‘named’, seglde ‘sailed’, etc. beside bytledon (pl.) ‘built’ (Cosijn 1886: 163, Brunner 1965: 313). But however the cluster was eliminated, the result would have been an irregular verb paradigm. In some communities such a paradigm would be learnt by the children and would persist, but in others the children might regularize it—a very common type of error in native-language acquisition. An obvious way to regularize it would be to introduce the stem vowel *-i-, which had not been syncopated in the preterites of class I weak verbs with light root-syllables; the result would be pres. *m¤†lan, preterite *m¤†lid¤. » However, a restored *m¤†lid¤ » would have been just as objectionable metrically as its identical ancestor had been before syncope had occurred. Suppose that a traditional oral poet had learnt to use type A formulae ending in *m¤†ld¤, » but began to pronounce the form *m¤†lid¤ » because that had become the normal spoken form in his dialect, thus rendering the formulae unmetrical. What would his reaction probably have been? At first he might simply have accepted the metrical violation, on the grounds that the formulae were validated by tradition; that is clearly what happened to formulae a·ected by contraction and anaptyxis at a slightly later stage of the tradition of OE verse (cf. e.g. Fulk 1992: 66–121). Eventually, though, the tradition collectively either adjusts or abandons such ‘deformed’ formulae. changes a·ecting syllable structure occurred, but that possibility has never been rigorously investigated. The outcome should in any case have been that described in the following paragraph: once the preterite of this verb had assumed the syllabic shape actually attested in OE, it should have been available for use at the end of type A and D half-lines in the shapes in which they are attested in OE verse.  The semivowel must have been dropped after a heavy syllable at some point subsequent to syncope, but it is not clear when that occurred. Old English ma†elian, m¤†lan, m¤lan » 427 I suggest that ma†elode began its long but tenuous career in OE verse as an attempt on the part of an oral poet to ‘save’ formulae ending in *m¤†ld¤ » in an Anglian dialect in which that form had been replaced by unmetrical *m¤†lid¤. » The crucial di·erence between the two preterites lies in the etymological source of the vowel preceding the past-tense su¶x *-d-: whereas in class I weak verbs it is *-i-, which was not stressable at any stage of the language, in class II weak verbs it is long *-»o-, which because of its length could bear weak stress in the period before medial long vowels were shortened. That was the rationale for the introduction of the ancestor of ma†elode into the formulaic tradition. As we saw in ⅓4, it is unlikely that a poet actually invented such a verb; probably he availed himself of an existing verb which he would not otherwise have considered suitable for use in poetry. A plausible reason for the prior unsuitability of the verb is simply that it was a neologism, possibly still uncommon and in any case felt to be less ‘correct’ than the inherited class I weak verb. It is possible that *m¤†lid¤ » was replaced by *ma†l»od¤ » when the medial vowel of the latter was still long; if that is what happened, it might have had an interesting consequence. So long as the medial vowel of *ma†l»od¤ » was long, its syllable would have been heavy; the result would have been that unmetrical type A half-lines of the form ‹ χH ‹ χχ H would have been replaced by metrical type D half-lines of the form ‹ χH ‹ H › χ H This might have led directly to the creation of the prototype of the type D formula exemplified by weard ma†elode. That is not the only possibility, however. The derivational su¶x of class II weak verbs continues to be treated as stressable for metrical purposes throughout the history of OE metre, long after it had been shortened and must have become completely unstressed in normal speech. As a result, a typical half-line ending in *ma†lod¤ » would have fitted the template not of type D ‹ χH ‹ H › χ H  This is a further example of the failure of oral metrics to ‘catch up’ with the phonological development of the language. Type D half-lines ending in words of this type are analysed by Hutcheson as ending in two completely unstressed syllables. That analysis must be descriptively correct for, say, the 10th cent.; whether it would have fitted the facts in the 8th cent. is much less clear. In the 6th cent. the analysis of Sievers and others, according to which these syllables count as weakly stressed, must have been fully descriptive of the facts (assuming that the OE verse tradition already existed at that time, as is very likely). 428 Don Ringe (as suggested above) but of type A (or D?) ‹ χH ‹ L› χ. H Thus in principle the formula could have been ‘fixed’, and the new verb created, just as well after the shortening of long vowels in open unstressed medial syllables. Moreover, the result would have led just as easily to the creation of the type of weard ma†elode. When did this particular vowel shortening occur? Clearly it cannot have preceded the syncope of short vowels in unstressed open syllables, since in that case the vowel would have been syncopated. But shortening need not have followed syncope; it is also possible that syncope of short vowels and shortening of long vowels in that position were simultaneous, being perhaps part of the same phonetic process. If they were simultaneous, the second scenario advanced above must be what actually happened; if shortening of the long vowel occurred substantially later than syncope, then the first scenario is also possible. Simultaneous syncope and shortening would reduce to almost nothing the period during which an unmetrical formula was tolerated, but that is not an argument in its favour, since we know that unmetrical formulae are not always adjusted immediately. My explanation of the introduction of weak class II ma†elode into verse is thus feasible regardless of the exact chronology of syncope and shortening; both the introduction of the verb into verse and its restriction to a specific metrical environment can be explained without serious di¶culty on the hypothesis that it was originally employed to ‘save’ a formula that had become unmetrical. If m¤lde » is a sound-change outcome of *m¤†ld¤, » it must originally have been characteristic of a di·erent dialect, in which *-i- was not reinserted to break up the heavy cluster. The formulae in which it occurs must therefore have reached the common OE verse tradition through a dialectally di·erent local tradition. Let us now turn to the two class I weak verbs and see how they can be explained as divergent outcomes of a unitary prototype. 6 The History of m¤†lan and m¤lan » The best argument that the two class I weak verbs were originally a single verb is the distribution of forms in early OE verse, in which the present  The indeterminate analysis of such half-lines is one of many indications that Sievers’s ‘five types’ theory is no more than a descriptive catalogue, not a ‘theory’ in the usual sense (as Sievers himself emphasized). Old English ma†elian, m¤†lan, m¤lan » 429 stem is always m¤†l- and the past always m¤l-d-. » It is reasonable to suggest that the heavy consonant cluster of the past tense *m¤†ld- ( < *m¤†lid- by syncope) was simplified by the loss of *† with compensatory lengthening of the preceding vowel (as suggested already by Luick 1914–21: 843, ⅓638 n. 5). The present stem m¤l» (which occurs only once, in the late Paris Psalter; see ⅓2 above) can then have been backformed to the past; the noun m¤l » ‘speech’ (which occurs only in gen. pl. m¤la » at Maldon 212) can have been backformed to the new verb m¤lan » that resulted. So far as I can discover, there are no exact parallels to such a development. The handbooks typically cite as parallels a noun st¤l—sometimes » implying that it is closely connected with sta†ol ‘base, foundation, position’—and a verb st¤lan » (cf. e.g. Campbell 1962: 171; Brunner 1965: 163). But the distribution of relevant forms is completely di·erent, and the precise etymological relations of these words are far from clear. The noun sta†ol clearly reflects a disyllabic Proto-West Germanic (PWG) form *sta†ul < PG *sta†ulaz ‘place’ (cf. ON sto˛ºull ‘milking-shed’), with a su¶x di·erent from that of *ma†la˛. The verb st¤lan » means ‘impute to, accuse of; confess; avenge’, and its present is st¤lan » even in early verse (e.g. at Christ 1374); no verb ‘st¤†lan’ is ever attested. A noun *st¤l » actually seems to be attested only in the compound adjective st¤lwier†e » ‘serviceable’. In principle its sound sequence -¤lw» could have developed from *-¤†lw- by the same sound change that gave rise to m¤lde, » if only there were any reason to suppose that the first element had originally been *st¤†l-; but ‘st¤†l’, too, is nowhere attested. Finally, the attested meanings of st¤l» and st¤lan » have not obviously developed from the earlier meaning *‘place’ which *st¤†l is supposed to have had. I conclude that, whatever the etymology of these words may be, they provide no secure parallel for the development of m¤l » and m¤lan. » There is also a complicating factor in that development. The ON cognate of m¤†l is m‹al ‘speech’, which has a further derivative m¤li ‘voice; saying’, and the ON cognate of m¤†lan is m¤la (past m¤lti). It is likely enough that the ON verb, at least, was borrowed into northern OE after the Scandinavian invasion and settlement of the ninth century; of course it would have coincided in form with OE m¤lan » (if such a verb already existed), but it need not have shared the apparent restriction to ‘high style’ of the OE verb. That would make it easier to understand how m»elen survived in ME (cf. already Bj•orkman 1900: 104). It is even possible that the hapax noun m¤l » reflects a borrowing of ON m¤li (Bj•orkman, loc. cit.)—or perhaps better, considering its meaning, a loan translation of ON m‹al.  The noun st¤l ‘place’ must have a short vowel, since it undergoes retraction in oblique forms (e.g. in on stale ‘in place (of)’). 430 Don Ringe That is not the usual assessment of OE m¤lan. » Though Bj•orkman (1900: 104) does list the word as a possible ON loan, Campbell (1962: 171) simply records it as an OE word exhibiting an unusual (and irregular) sound change. Gordon (1937: 43, in the critical apparatus to l. 26) strenuously denies that the word is Scandinavian, citing its occurrence in pre-invasion poetry and the supposedly parallel word-family of st¤lan; » of the sound change involved he remarks that ‘there are still more Anglian instances’ (though he cites none and I cannot find any). But it appears that these authors are implicitly relying on a methodological principle which is indefensible. The idea seems to be that if we cannot demonstrate that an English word is a Scandinavian loan, we must assume that it is a native word; that is, descent from pre-invasion English is treated as a default, to be preferred in the absence of any evidence to the contrary. But argument by default is appropriate only when general principles are involved, or in cases in which a particular type of development is universal (or nearly so); for instance, we assume that a particular sound change is regular in the absence of evidence to the contrary because observation of linguistic change in progress and of the historical record shows that an overwhelming majority of sound changes are, in fact, regular. Such a line of argument cannot be applied to contingent events, which might have happened one way or another; and the possible borrowing of an ON word into OE is obviously such an event. So if we ask, ‘Is ME m»elen descended from OE m¤lan » or ON m¤la?’, the correct answer is ‘either or both’ (as implied by Bj•orkman 1900: 104)—not ‘the OE word, since we don’t need (!) the ON one’. We could even suggest that, because none of the manuscripts of verse in which m¤lan » occurs (in any form) pre-dates the Scandinavian invasion, its appearance in our texts might conceivably reflect the Scandinavianization of some more original form of m¤†lan; but the neat distribution of forms in the early poems tells against that hypothesis. A final point concerns the shape of the class I weak verbs. Comparison of OHG mahalen (and its derivational source, the noun mahal), OS mahalian, and OE m¤lan » might suggest that the stem *ma†l- had become *mahl- by sound change already in PWG. The shape of the ON verb might even suggest that such a development occurred in the last common parent of North and West Germanic. The -t- of the ON past m¤lti (in place of the usual -d-) shows that the -l- of the verb stem must once have been voiceless; evidently the inherited *† devoiced the following *l and was then lost, possibly through an intermediate stage *h (Streitberg 1896: 141), and those developments must have occurred before the voicing of medial *† in Old English ma†elian, m¤†lan, m¤lan » 431 the eighth century (Noreen 1923: 161–2), possibly long before. Is it possible that OE actually inherited a verb *mahlijan? In fact it is not, for two quite di·erent reasons. In the first place, the *¤ that developed from inherited *a was invariably ‘broken’ to *ea when *h followed immediately; the new diphthong was i-umlauted to a non-low vowel or diphthong in all dialects, and *h in voiced environments was not lost until much later. Thus if OE inherited this verb with the sequence *hl already present, it should have developed as follows: *mahlijan > *m¤hlijan > *meahlijan > (1) (WS) *miehlijan > *miehljan > *miehlan > ‘m»§elan’ or (2) (Anglian) *mehlijan > *mehljan > *mehlan > ‘m»elan’ (see especially Campbell 1962: 56–7, 79–80, 104–5). Even if the low diphthong *ea had somehow been restored in the root-syllable by analogy after the period of i-umlaut, the result should still have been *meahlan > ‘m»ealan’ (in all dialects; note that the loss of *h with compensatory lengthening before sonorant consonants preceded the Anglian ‘smoothing’ of non-high diphthongs, cf. Campbell 1962: 97, 105). Since the form that actually occurs is di·erent from all the outcomes just calculated, it follows that OE cannot have inherited such a form as *mahlijan. Given the overwhelming regularity of sound change, this argument is clinching. The second di¶culty in positing inheritence of a stem *mahl- in OE is the hard fact that m¤†l and m¤†lan, with a surviving sequence †l, are very well attested. To account for the co-occurrence of m¤†l- and m¤l» we cannot plausibly posit an unconditioned, but inconsistent, sound change (as Campbell 1962: 171 seems to do), since such changes are very rare; we can only suggest conditioned sound change, or some combination of conditioned sound change and analogical change. But the attempt to construct such a scenario for any period before the separate history of OE runs into interesting di¶culties, as follows. The Proto-Germanic noun and verb in question are reconstructable as *ma†la˛ and *ma†lijana˛ (past 3sg. *ma†lid»e ) respectively, and neither underwent any significant change before the separation of Norse from PWG. At that stage all instances of *†l in the paradigms of both words occurred between vowels, so any change of *†l to *hl must have a·ected intervocalic *†l. But since the vowel preceding the cluster was always *a, the conditioning factor for a conditioned change of *†l to *hl must have been the following vowel—a very implausible suggestion, given that most sound changes are phonetically natural. It follows that the ON and the West Germanic developments must be parallel innovations which occurred (at 432 Don Ringe the earliest) after the independent loss of (some) word-final short vowels in those two branches of the Germanic family—or perhaps a change which spread across an already well-di·erentiated dialect continuum. By the PWG period the verb had not undergone any changes relevant to the present discussion, but the noun had: its nom.-acc. sg. was now endingless *ma†l. Of course the other forms of the noun’s paradigm still exhibited vowels after the stem-final cluster, but the nom.-acc. sg. could have been salient enough for the results of any sound change which a·ected it to have spread to the rest of the paradigm by analogy, while the results of any sound change which failed to a·ect it should have tended to be eliminated from the rest of the paradigm by analogy. At this stage, then, we have a reasonable chance of explaining the split between m¤†l- and m¤l» by processes of conditioned sound change and analogy in the noun paradigm. What we need to have happened is this: *†l must have become *hl intervocalically but have survived when word-final; it can then have been reintroduced throughout the noun paradigm by analogy with the endingless nom.-acc. sg., and can then have spread from the noun into the derived verb, in OE—while in the continental languages *hl simply spread by analogy into the nom.-acc. sg. of the noun. But this is not plausible either. Intervocalic consonant clusters are normally split between syllables, the first consonant closing the preceding syllable while the second is the onset of the following syllable. Word-final *†l and similar clusters, by contrast, were parsed within a single syllable; we know that because words like m¤†l are scanned as monosyllables in the earliest surviving OE poems, especially in Beowulf (cf. Fulk 1992: 66–91). Consonant clusters within syllables exhibit a much greater tendency towards simplification than those which are split between syllables. We should therefore expect the word-final *†l of nom.acc. sg. *ma†l to have been simplified, not the intervocalic cluster of all the other forms. But in that case the analogical changes which we must posit are so extensive that the resulting scenario for OE is too complex to credit: we must somehow spread the word-final *hl of nom.-acc. sg. ‘*mahl’ into the verb by analogy, then eliminate it from the noun. There was no further relevant change in the shapes of these paradigms in OE until the regular syncope of short *i in open syllables gave rise to a cluster *†ld in the past tense of the verb. It therefore appears that the scenario proposed at the beginning of this section is actually the most  The loss of word-final short low vowels must have occurred within the separate history of ON not only because such vowels are written on a few of the earliest Runic monuments, but also because at least one specifically ON sound change, the early devoicing of word-final stops, a·ected words which had no final vowel in PG (e.g. batt ‘tied’ < *bant < *band), but not those which ended in a short low vowel in PG (e.g. land ‘land’ < *landa˛). Old English ma†elian, m¤†lan, m¤lan » 433 plausible way to account for the distribution of forms in OE. It follows that the change of *†l to *hl in the continental languages was an independent phenomenon. 7 Conclusions A careful examination of the attestation of the three OE verbs ma†elian, m¤†lan, and m¤lan » and their ME descendants, as well as cognates in other Germanic languages and the regular sound changes that must have a·ected them, leads to the following conclusions. (1) OE inherited only a single class I weak verb of this etymological family. (2) The class II weak verb was derived from the noun m¤†l early in the independent history of OE. Its pattern of attestation suggests that it was a south-western word, though not completely confined to WS. (3) The highly restricted attestation of the class II verb in OE verse resulted from an attempt by at least one oral poet to ‘save’ formulae which had become unmetrical in his dialect by regular sound change; otherwise the class II verb appears to have been considered stylistically unsuitable for verse (perhaps because it was a neologism). (4) Aside from the phenomenon just described under (3), early OE verse still uses only a single verb, class I m¤†lan with preterite stem m¤ld-; » the latter developed from *m¤†ld- by regular sound change in at least one dialect. (5) Subsequently a verb m¤lan » was extracted from the old class I preterite. That development may have been facilitated by a borrowing of ON m¤la in some dialects. (6) The loss of *† in various forms of this etymological family, often through an intermediate stage *h, was an independent development in ON, OE, and the continental West Germanic languages.        Baker, P. S., and Howe, N. (eds.). 1998: Words and Works: Studies in Medieval English Language and Literature in Honour of Fred C. Robinson (Toronto: University of Toronto Press). Bessinger, J. B., Jr. 1978: A Concordance to the Anglo-Saxon Poetic Records (Ithaca, NY: Cornell University Press). Bj•orkman, E. 1900: Scandinavian Loanwords in Middle English (Halle: Niemeyer). Bliss, A. J. 1958: The Metre of Beowulf (Oxford: Blackwell). 434 Don Ringe Bosworth, J. 1898: An Anglo-Saxon Dictionary (Oxford: Clarendon Press). Brunner, K. 1965: Altenglische Grammatik, 3rd edn. (T•ubingen: Niemeyer). Campbell, A. 1962: Old English Grammar, rev. edn. (Oxford: Oxford University Press). Cosijn, P. J. 1886: Altwests•achsische Grammatik, pt. 2 (The Hague: Nijho·). Feist, S. 1939: Vergleichendes W•orterbuch der gotischen Sprache, 3rd edn. (Leiden: Brill). Fulk, R. D. 1992: A History of Old English Meter (Philadelphia: University of Pennsylvania Press). Gordon, E. V. (ed.). 1937: The Battle of Maldon (London: Methuen). Hecht, H. 1900: Bischofs W¤rferth von Worcester U•bersetzung der Dialoge Gregors des Gro¢en (Leipzig: Wigand). Hoekstra, A. 1965: Homeric Modifications of Formulaic Prototypes (Verhandelingen der Koninklijke Nederlandse Akademie van Wetenschappen, Afdeeling Letterkunde, Nieuwe Reeks 71/1; Amsterdam: Noord-Hollandsche Uitg. Mij.). Holthausen, F. 1934: Altenglisches etymologisches W•orterbuch (Heidelberg: Winter). 1985: Altfriesisches W•orterbuch, 2nd rev. edn. by D. Hofmann (Heidelberg: Winter). Hutcheson, B. R. 1995: Old English Poetic Metre (Cambridge: Brewer). Kluge, F. 1885: ‘Angels•achsische Excerpte aus Byrhtferth’s Handboc oder Enchiridion’, Anglia, 8: 298–337. Krapp, G. P. (ed.). 1931: The Junius Manuscript (New York: Columbia University Press). Lindsay, W. M. 1921: The Corpus Glossary (Cambridge: Cambridge University Press). Lord, A. B. 2000: The Singer of Tales, 2nd edn. (Cambridge, Mass.: Harvard University Press). Luick, K. 1914–21: Historische Grammatik der englischen Sprache (Stuttgart: Tauchnitz). MED = H. Kurath et al., Middle English Dictionary (13 vols.; Ann Arbor: University of Michigan Press; 1956–2001). Noreen, A. 1923: Altisl•andische und altnorwegische Grammatik, 4th edn. (Halle: Niemeyer). OED = J. A. Simpson and E. S. C. Weiner, The Oxford English Dictionary, 2nd edn. (20 vols.; Oxford: Clarendon Press, 1989). Parry, M. 1971: The Making of Homeric Verse (Oxford: Clarendon Press). Raven, F. A. 1967: Die schwachen Verben des Althochdeutschen, vol. ii (University, Alabama: University of Alabama Press). Rissanen, M. 1998: ‘Ma†elian in Old English Poetry’, in Baker and Howe (1998), 159–72. Sievers, E. 1893: Altgermanische Metrik (Halle: Niemeyer). Splett, J. 1993: Althochdeutsches W•orterbuch, vol. i (Berlin: de Gruyter). Old English ma†elian, m¤†lan, m¤lan » 435 Starck, T., and Wells, J. C. 1980: Althochdeutsches Glossenw•orterbuch, 5th repr. (Heidelberg: Winter). Streitberg, W. 1896: Urgermanische Grammatik (Heidelberg: Winter). Tolkien, J. R. R. (ed.). 1962: Ancrene Wisse (London: Early English Text Society). Toller, T. N. 1921: Anglo-Saxon Dictionary: Supplement (Oxford: Clarendon Press). Vries, J. de. 1962: Altnordisches etymologisches W•orterbuch, 2nd edn. (Leiden: Brill). 32 I nomi delle figure dei miti greci nelle lingue dell’Italia arcaica. The First Traces of Achilles and Hercules in Latin Helmut Rix Sul cammino nel quale la cultura greca divenne la cultura europea la prima tappa fu l’Italia. Al sud della terra italica essa rimase cultura greca, portata principalmente da comunit›a di lingua greca, da comunit›a che si intendevano—o venivano intese—come Μεγ)λη Ελλ)ς, ‘Magna Grecia’. Piu› al nord, nella regione tirrenica dell’Italia centrale, questa cultura realizzo› per la prima volta la sua capacit›a di assimilare culture indigene, ‘barbariche’, e di assimilarsi ad esse. L’Etruria, specialmente la sua parte meridionale, ed il Lazio, con Roma al suo centro, si assunsero il ruolo di provincie della cultura greca, pur senza adottare la lingua di questa e senza rinunciare alle proprie tradizioni. In tal modo esse divennero le prime aree della cultura europea. L’influsso greco in Italia centrale non si limitava alla cultura materiale, per quanto importante esso fosse in questo campo; comprendeva bens›§ anche l’area spirituale. In modo palese ed eminente cio› si verifico› nella trasmissione dei miti, che sono un’interpretazione del mondo per mezzo di storie facilmente concepibili e raccontabili. A prescindere da pochi precursori (v. p. 437) miti greci erano presenti presso gli Etruschi, come e› noto, ma anche presso i Latini, a partire dal sesto secolo a.C., tanto in rappresentazioni artistiche o artigianali su vasi, specchi, gemme o pareti, quanto in didascalie aggiunte a queste rappresentazioni, talvolta anche in dediche. Secondo C. de Simone (1970: 312, 324) furono i negozianti ad introdurre i nomi delle figure mitologiche in Italia. E› pero› immaginabile anche un’altra fonte: poeti greci della tradizione della lirica del coro, seguaci di Stesicoro di Imera, Ibico di Rhegion, Simonide di Keos, che recitavano poemi mitologici in lingua epicorica, per trovare un pubblico nuovo nonch‹e mecenati With pleasure I express my thanks to Mara Borelli Correia de Oliveiro (Trier) and to Tamsin Sanderson (Freiburg) for vetting and correcting my Italian and my English. I nomi delle figure dei miti greci 437 nuovi (un cenno in Rix 1981); neanche semplici raccontafavole di lingua epicorica, ma di origine greca, possono essere esclusi. In ogni modo i miti greci e i nomi delle figure mitologiche vivevano in Italia nella tradizione orale, da cui dipendeva la tradizione scritta. Cio› risulta dal fatto che questi nomi seguivano i cambi fonetici della lingua ospite. Per l’etrusco basta citare la sincope, la perdita delle vocali brevi all’interno della parola in nonprima sillaba nei primi decenni del sec. V a.C.: in questo periodo ad esempio la forma arcaica del nome gentilizio Larecena divento› Larcna. Cos›§ Aχile ( = 9χιλλε3ς) divenne Aχle, Utuze ( = :Οδυσσε3ς) Uθste, Atalanta ( = 9ταλ)ντα) Atlnta e Klutumi(s)ta ( = Κλυταιµ στρα) Clutmsta (gli esempi non sincopati sono della prima met›a del sec. V, gli altri in parte piu› recenti, v. de Simone 1968 s.vv.). Se i nomi con forme sincopate parteciparono alla sincope dell’inizio del sec. V, essi devono essere appartenuti allora all’etrusco. Cio› vale a dire che devono essere entrati in questa lingua al piu› tardi nel sec. VI (concessi casi isolati di un inquadramento secondario). Due attestazioni isolate su un vaso del settimo secolo, trovato nell’ultimo decennio, convalidano questa ipotesi: Metaia = Μ δεια, Taitale (al sec. V Taitle) = ∆αδαλος (Martelli e Rizzo 1992). Anche in latino i nomi dei miti greci venivano alterati secondo le leggi fonetiche. Un buon esempio fornisce il piu› antico testo latino che contiene tali nomi, la legge sacra dell’inizio del sec. V: Castorei Podlouqueique qurois ‘(qui e› da sacrificare) per Castore e Polluce, i (Dios-)curi’ (ILLRP 1271b; Wachter 1995: 85–92; quei  per cei  e› errore di scrittura per prolessi). Il nome latino *Poludeuc»es per greco Πολυδε3κης ha perso la /u/ breve per sincope latina, svoltasi anch’essa all’inizio del sec. V; il nuovo gruppo /ld/ e› diventato /ll/ (*sal-d»o > sall»o ‘salo’), come allo stesso tempo il gruppo /dl/ (*sedl»a > sella ‘sedia’), ed e› reso con un’ortografia storica sbagliata; in fine il dittongo /eu/, non presente nel latino del tempo (neven e neuna, esempi in apparenza contrari, contengono una /»e/, come mi avverte R. Lipp, e Leucesie del Carmen Arvale puo› essere un grecismo del tipo Λε3κιος per Loukios > L»ucius). Un esempio dell’indebolimento dell’/a/ breve in sillaba interna chiusa e› Alixentros per 9λξανδρος (CIL i2. 553; Wachter 1987: 121–3), in cui anche il gruppo /dr/ del modello vi e› stato sostituito da /tr/ (come in taetro- da *taid-ro-, radice taid- in taedet); in et›a classica la struttura greca e› restituita (e modernizzata nell’esito). Non meno di quello fonologico il cambiamento morfologico dei nomi greci e› dovuto all’introduzione e trasmissione orale nelle lingue dell’Italia centrale tirrenica e non ad una scritta. Si tratta dell’inquadramento della fine di parola nella struttura morfologica delle lingue epicoriche; tanto in etrusco quanto in latino la funzione della parola nella proposizione 438 Helmut Rix veniva indicata alla fine di parola. Un nome greco doveva essere ‘declinabile’ per poter essere usato nella lingua epicorica; una desinenza che non lo permetteva doveva essere sostituito con un altro simile, corrente nella lingua ospite. C. de Simone ha presentato gli esempi etruschi (1970: 93–140): cos›§ dei nominativi greci la cui sillaba finale non aveva una corrispondenza in etrusco, tanto -ος quanto -ης e -ευς vennero sostituiti con -e (Κ3κνος†Kukne, ∆ιοµ δης†Ziumite, Τυδε3ς†Tute), -os secondo la relazione preesistente tra latino Titos e etrusco Tite (preso in prestito dal vocativo italico), gli altri sul modello di questo. Il gruppo -ευς alla fine di nomi greci non aveva una corrispondenza neanche in latino; venne altres›§ identificato con -ης = -»es (9χιλλε3ς†Achil- del greco l»es). Senza corrispondenza latina era del pari il gruppo finale -ας ΑFας (da *Ai»ass < *Aiw»ass < *Aiwanss < *Aiwants; /»a/ in Omero, Il. 1. 145; 3. 229 ecc.); la sua strana sostituzione col latino -»ax /»ak-s/ potrebbe essere stata un mezzo sabinismo: in tutti i dialetti osco-umbri, e quindi anche in sabino, -»as(s) (da *-»ah-s < *-»ak-s) era il gruppo finale del nominativo di aggettivi col su¶sso -»ak-, tipo lat. aud»ax gen. aud»acis, acc. sudpiceno audaqom; il nominativo sabino era (dal sec. V in poi) *aud»ass. In etrusco, lingua che ben conosceva forme del casus rectus in -as (zivas ‘vivo’ ecc.), ΑFας appare nella forma Aivas (poi Eivas e Evas), che ovviamente presenta un’origine ed una tradizione del tutto diversa. Le sostituzioni morfologiche in etrusco e in latino sono indipendenti l’una dall’altra, e quindi lo dovrebbe essere anche il processo del prestito dal greco. Contro questo principio sembra porsi il nome di Ercole. Uno studio dei nomi del mito greco attestati in testi latini del sec. V avanzato (dopo la citata legge per Castore e Polluce) mostra che questo contrasto non e› originale, ma secondario. Questo studio sar›a la seconda parte del mio contributo alla Festschrift per Anna Morpurgo Davies. Ringrazio la Casa Editrice per il permesso di usare la lingua madre della collega onorata, la lingua in cui noi due abbiamo discusso. L’ho usata per abbozzare lo sfondo del problema studiato, un problema che congiunge il campo scientifico del destinatario con quello dell’autore. Lo studio stesso rimarr›a in inglese, cio›e nella lingua in cui Anna Morpurgo Davies ha raggiunto tanto successo nel suo lavoro scientifico e nel suo insegnamento. The Latin texts which contain significant numbers of names deriving from Greek myth are the legends written near mythological figures on the bronze mirrors and chests produced (and mostly also found) at Praeneste. Examples are: on a mirror Oinomauos—Ario—Melerpanta ‘Ονµαος— The First Traces of Achilles and Hercules in Latin 439 9ρων—Βελλεροφντης’ CIL i2. 554 = Wachter (1987: 119–21 ⅓49) (2nd half 4th cent. ); on a chest: Tondrus—Creisita—[ . ]elena—Aciles—Simos— Oreste[s] ‘Τ3νδαρος—Χρυσης— Ελνη—9χιλλε3ς—Σµος—:Ορστης’ CIL i2. 567 = Wachter (1987: 158–61 ⅓64) (1st half 3rd cent. ). The Praenestine production of engraved and inscribed bronze objects began in the first decades of the fourth century  (the proposals for dating are registered and discussed in Wachter 1987: 106–8). This is a century later than the lex sacra, mentioned above, containing the names of Castor and Pollux, who here, however, are not mythological figures, but gods who should receive o·erings. It is not su¶ciently noticed that in the century between these two dates a small Latin tradition of Greek mythological names can be found on engraved gems. In Etruria, the fashion of adorning gems with figures and names taken from Greek mythology started in the beginning of the fifth century  and lasted until the end of the fourth. In the first half of the fifth century the majority of Greek mythological names in Etruscan come from gems and not from mirrors or vases. But not all texts on the Central Italian engraved gems are written in Etruscan; some are Latin. They unfortunately have not received the attention merited by their age, the usual situation being that, of two cases, one of them is sometimes, the other always, taken for Etruscan. The first example I wish to consider is Aciles. This word is found on a gem which is generally dated to the second half of the fifth century (Walters 1926: 82, following Furtw•angler; Richter 1968: 195). It is written—from right to left—near the image of a young hero putting on one of his greaves: this represents Achilles, who is taking the weapons given him by his mother in order to avenge the death of Patroclus. So Aciles corresponds to Greek 9χιλλε3ς. The attested form is that expected by Early Latin sound laws, morphological rules, and orthographic principles: the aspirated voiceless stop ([kh] <χ>) is rendered by the sign for the non-aspirated voiceless stop <c>; the word-internal short /i/ is preserved before a long consonant ([l:]), which in this period is not written as a geminate; the Greek word-final -ευς is replaced regularly by Latin <es> /-»es/ (see p. 438). These facts become particularly important upon comparison with the Etruscan version of the name (attested in de Simone 1968: 30–6): Aχle (22 examples), Aχile (4 ex.), Aχele (3 ex.), Aχale (1 ex.), and Aχ ule (1 ex.: REE 51: 155). The aspirated voiceless stop of the Greek model is rendered always by the sign for the marked stop (<χ>; the mark is di¶cult to define: aspirate [kh], a·ricate [kχ] or spirant [χ]); the vowel /i/ of the internal syllable is 440 Helmut Rix dropped in two of three examples, as the syncope of short internal vowels in Etruscan—in contrast to Latin—also works in closed syllables, and where it is preserved, it is identical with that of the original in fewer than half of the examples; finally, the final -ευς of the Greek nominative is replaced as always by -e (see p. 438). In every point where Latin and Etruscan rules di·er Aciles follows Latin; it represents the Latin form (Wachter 1987: 169; de Simone 1970: 125; 183: ‘ “italische” Form’). As the letters used in the word are identical in the Etruscan and in the Latin alphabet, one must consider this inscription to be Latin, as acknowledged in CIL i2. 574 (and in Diehl 1930: 81 no. 783). If the gem is correctly dated, the Aciles found in this text is hitherto the oldest attestation of the hero-name in Latin; the Praenestine examples are younger: CIL i2. 564 stems from the fourth century, CIL i2. 567 from the second half of the third (Wachter 1987: 150, 159). C. de Simone’s table illustrating the Etruscan attestations of the heroname lists two examples of the form Aciles. The first (de Simone 1968: 33 no. 10) is no. 671 in H. B. Walters’s catalogue of the engraved Greek, Etruscan, and Roman gems in the British Museum (Walters 1926), illustrated with a photograph (pl. ); along with many other pieces from the Hamilton Collection, the gem came into the British Museum at the end of the eighteenth century (cf. Jenkins 1996). The only source of the other example (de Simone 1968: 36 no. 33) is the second volume of the Recueil d’antiquit‹es ‹egyptiennes, ‹etrusques, grecques, romaines et gauloises by the Comte de Caylus (1756: pl.  no. ; non vidi); de Caylus’s drawing is copied (printed sideways) in Lanzi (1824: 127 , pl. ) and in Fabretti (1867: 2518, gloss. col. 54). The image—Achilles, nude, is resting his foot on his helmet while putting on one of his greaves; the shield is lying on the ground—is the same as on the British Museum gem; in both the <a> of the name is on the right of the hero’s head, the other letters following to his left. The possibility that the gem-carver produced two identical objects (which would not alter the linguistic and historical conclusions) cannot be entirely excluded. But it is much more probable that the two de Simone entries refer to the same object. The hypothesis that in 1756 de Caylus registered a gem which at the end of the century was part of the Hamilton Collection is by no means unlikely. The second example, Herecles, also comes from a gem dated to the second half of the fifth century  (Walters 1926: no. 665; Zazo· 1968: 162 no. 639; Richter 1968: 195 no. 785; de Simone 1968: 72 no. 13). Again, the form corresponds exactly to the Old Latin sound laws, or better: the only sound The First Traces of Achilles and Hercules in Latin 441 law which distinguishes the (written) Latin form from the Greek original ΗρακλAς, the ‘weakening’ of the /a/ in a closed internal syllable to /e/ (de Simone 1970: 292 reconstructed such a form without being aware that it really exists). Here, too, the sound structure contradicts the Etruscan character of text and form, not so obviously as in the case of Aciles, but nevertheless certainly. Thus, the final -s is lacking in all 62 Etruscan examples of an ascertained and preserved nominative form; Hercles on the fragment of an Attic red-figure vase (ET OA 2. 56; 2nd half 5th cent.; de Simone 1968: 72 no. 13) is neither a certain nominative (the rest of the text could be lost) nor beyond doubt genuinely Etruscan (the text could have been written by a Greek artist with imperfect knowledge of the language of his customers). As for the vowel in the internal syllable, there is no example of Herecle in Etruscan: 63 of the 67 Etruscan examples of the name (de Simone 1968: 70–8) have the syncopated form Hercle/Herkle (once Herχle). One could not totally exclude an Etruscan anaptyctic vowel; but none of the other examples of the phenomenon in this name (de Simone 1970: 72; 75) dates from the fifth century, and Etr. Herecele (de Simone 1968: 70 no. 1) and Heracales mi ‘(the statue) of Hercules I (am)’ (Martelli 1991: 618, not yet in de Simone 1968), both from the fifth century, show the inverted orthography of an archaizing text: they put a vowel in internal position wherever possible. As one can see, all the traits of the sound structure of Herecles point away from Etruscan and towards Latin. But we need not rely upon conclusions drawn from the sound structure of Herecles in order to demonstrate that text and form are Latin. There is a simpler and unambiguous mark: the alphabet is Latin. This can clearly be seen from the good photograph in G. Richter’s book on engraved gems (Richter 1968 no. 785): the <h> has only one horizontal bar as always in Latin (H) and not three as in Etruscan (the ‘ladder-h’), and the <r>, in Etruscan always composed of a vertical line and a semicircle (P or D), is a vertical line, from whose top an S-shaped line descends at an acute angle. This form of the ‘tailed’ <r> is used in the oldest (and in some younger) Latin inscriptions on Praenestine bronzes (CIL i2. 555, 558, 554, 548; Wachter 1987: 112, 114, 119, 129; 4th cent. ); it imitates the rho that occurs around 500  in Greek inscriptions from Kyme (Je·ery 1990: 238; pl. 48 no. 9). The Herecles found on our gem seems to be the oldest example of this letter form in Latin inscriptions; older Latin texts (e.g. the lex sacra cited above, p. 437) use the older form of Etruscan and Kymean <r> without the ‘tail’ (P). The unexpected Latin letters on an engraved gem could be P. Zazo·’s motive for declaring, without comment, that Herecles is a ‘moderne Beischrift’ (Zazo· 1968: 162 no. 639). Indeed, a not so small number of Etruscan 442 Helmut Rix engraved gems known in the eighteenth century bear letters engraved in this period, and the gem in question belonged to the eighteenth-century Hamilton Collection. But these modern ‘additions’ are groups of—often Greek—letters without any sense. I cite from Walters’s examples (1926: xli): ΤΟΥD 611, ΠΛΘ 636, ∆OS∆X 715, ∆ΕΡΧΛΦ 719; ΑΓΑ ΜΕΝ ΠΑΤ 836, ADA ΠΕΤ Ε∆ Γ∆Α 853; HERECLES has a completely di·erent quality. It is di¶cult to imagine how an eighteenth-century gem collector could intentionally invent or accidentally find the correct Early Latin form and the Old Latin letter <r>, which is identical neither with the Greek nor with the Latin forms he knew. The text must be genuine. Herecl»es was the Early Latin form, but it is not the form classical Hercul»es developed from by sound laws. The immediate pre-form of Hercul»es was Hercol»es, used until 150  (dat. Hercolei CIL i2. 607; end of 3rd cent.), which goes back, via anaptyxis, to Hercl»es, attested in the second half of the fourth century (dat. [H]ercle CIL i2. 2659; ILLRP 129; date after Colonna 1980: 46 and 51 n. 17) and the first half of the third (Hercles CIL i2. 563; reading following Wachter 1987: 130). There is no phonetically possible path from Herecl»es to Hercl»es; before a group of consonants (certain s-groups excluded) a short internal vowel is not syncopated in Latin (Rix 1966: 156 = 1973: 90–1), nor in Greek or Osco-Umbrian. Therefore all attempts to explain the sound structure of Old Latin Hercl»es* as regularly developed in Latin (Schulze 1893: 195–6; Wachter 1987: 134) or borrowed from OscoUmbrian (Wissowa 1912: 272 n. 1) are erroneous. The only Central Italian language of the first millennium  which syncopates a short internal vowel before consonant groups is Etruscan, and there can be no doubt that the loss of the middle /e/ is due to this language, as G. Devoto surmised (1928: 322–3; de Simone 1970: 291–2). But Devoto’s (and de Simone’s) historical explanation, namely that the Latin name Hercul»es is borrowed from Etruscan as Hercle and that it owes its final -»es to a secondary Greek influence, cannot be correct, precisely because the oldest Latin testimony, Herecl»es, is borrowed immediately from Greek. The situation is rather the reverse: the Early Latin form Herecl»es has been changed under the influence of Etruscan Hercle to the Old Latin form Hercl»es. The historical situation of Latin Hercl»es Hercul»es is di·erent from that of Oscan Her(e)klo- (attested gen. Herekle‹§s, dat. Herekl‹u‹§ and Herclo, see Rix 2002: 149; Paelignian Herclei is the Latin form). Oscan Herklo-, by secondary anaptyxis Hereklo-, must have been borrowed directly from Etruscan Hercle, which was interpreted as the vocative of an -o-stem (Devoto 1928: 321). This borrowing must have taken place after 500 , when the internal vowel of ΗρακλAς was syncopated in Etruscan, and probably took place The First Traces of Achilles and Hercules in Latin 443 in Campania (de Simone 1970: 291) after 440  (intrusion of the Samnites into Campania). It may seem strange that an Oscan theonym, borrowed from Greek in Campania, could arrive after little more than a century among the Oscan-speaking Vestines on the Adriatic coast (Herclo Rix 2002: 78 MV 5; 3rd cent. ). But there is now a parallel: Apellune (dative) at Peltuinum (Rix 2002: 78 MV 10; Sommella 1995: 284) reflects Campanian Oscan Appellune‹§s, ne‹§ (Rix 2002: 149), which is borrowed from Doric Greek 9πλλων, while the Latin (Apoll»o), the Etruscan (Apulu, Aplu; de Simone 1968: 19–23), and the Marsian forms (Apols Rix 2002: 67 VM 7; 4th cent. ) go back to the Ionian-Attic form 9πλλων. The singular case that a Latin mythological name, borrowed from Greek and developed according to Latin sound laws, was changed later under the influence of the Etruscan form of the name requires a singular explanation—which by definition is not cogent, but only plausible and therefore probable. Such an explanation is the hypothesis that the original place of the Etruscan Hercle in Latin was the a¶rmation formula m»ehercle. Simple expressions which indicate a general and typical action can easily be borrowed: the Romans adopted the greeting word av»e from Punic haw»a ‘live’, the Germans the greeting ciao ‘(Your) servant’ from a North Italian dialect, the Italians the command (h)alt ‘stop’ from German soldiers and the universal OK (which nobody understands) as a term of consent from the Americans. The correct interpretation of Latin m»ehercle can be read already in Paulus Diaconus’ excerpt of Festus’ De verborum significatu (p. 112 L): mehercules iusiurandum erat, quasi diceretur . . . ita me Hercules, ut subaudiatur iuuet. mehercules was an oath, as if one said ‘may Hercules me’, that is to be understood as ‘help me’. Hercle was correctly interpreted by the Romans as a nominative (and not, as by the Samnites, as a vocative) and later replaced by the classical nominative form Hercules. In Plautus one still finds the original form mehercle (Most. 720; Pseud. 1175; Rudens 1365; Stichus 250; reading not always sure), and Cicero confesses (‘libentius dixerim’) to preferring mehercule over mehercules (Orat. 157). The most frequent form in Old Latin, still used by Cicero (e.g. Leg. 2. 34; Brut. 251), is the simplified hercle: Plautus used this formulaic word over 800 times (only ten times with a variant hercule or hercole: Lodge 1924: 672, metrically impossible, e.g. Persa 591), while the name of the god is always (20 times) Hercul»es with the anaptyctic vowel. A form used so currently in colloquial Latin could well have influenced the o¶cial name 444 Helmut Rix of the god: Herecl»es was replaced by Hercl»es in the second half of the fifth or in the first half of the fourth century . The hypothesis that Latin hercle was borrowed from Etruscan in the a¶rmation formula m»ehercle presupposes that a corresponding formula also existed in Etruscan. The lack of attestations in Etruscan texts does not rule out the phrase’s existence in the language: Etruscan texts are not of the kind to contain a¶rmation formulas. The borrowing was facilitated by a similarity of shape: in the fifth and fourth centuries the Etruscan correspondence for Latin m»ehercle would have been *men hercle or *mene hercle; mini or min, later men (ET Cl 0. 1; OA 2. 58) or mene (ET Ve 3. 2; 3. 24–5) are accusative forms of mi ‘I’. The only feature that changed in the borrowing process was the replacement of the Etruscan pronoun form men(e) by Old Latin m»ed. The borrowed form hercle was shorter than the indigenous hercel»es and therefore better adapted to a sort of interjection. Besides, it constituted a di·erence between the a¶rmation and the theonym, which also remained after the latter adopted the syncopated form: the theonym became Hercl»es and later Hercol»es Hercul»es, the affirmation remained hercle in Old Latin (as in Plautus: see above) and as a variant until Cicero; only from Classical Latin onward did it become assimilated to the name of the hero (Cicero uses hercle, hercule, hercules, and mehercules; Petronius, for example, has mehercules also in the speeches of the freedmen, besides hercule in the narrative text: Sat. 10). The general Old Latin rule does not preclude some exceptions: on a Praenestine mirror from the second half of the third century  one reads, by the side of Iuno and Iouei, the form Hercele, which surely means the mythological figure. The text is Latin, the anaptyxis and the absence of <s> of Hercele included (Wachter 1987: 133–4). The anaptyctic vowel /e/ shows that the final /e/ was short; before a long /»e/ the inserted vowel would be /o/, later /u/; in Classical Latin the vocative is Hercul»e (Schulze 1893: 215). In order to avoid the unlikely hypothesis of the vocative of an unattested Greek -o-stem **†Ηρκλος, one must assume that here the general distribution of the endings of theonym and a¶rmation was inverted: the theonym Hercele has the ending of the a¶rmation. The terminus post quem for the borrowing of Latin (m»e)hercle is the year 500 ; the Etruscan syncope of short internal vowels, the presupposition for the Etruscan form Hercle, took place in the first quarter of the fifth century . The terminus ante quem is the middle of the fourth century, if G. Colonna’s dating of CIL i2. 2659 (see p. 442) is correct. The borrowing no longer belonged in the period of the ‘grande Roma dei Tarquini’, which finished according to tradition in 509 . But the contact between Romans The First Traces of Achilles and Hercules in Latin 445 and Etruscans did not cease after the expulsion of the Etruscan kings from Rome. In the first half century of the Roman Republic some consuls bore Etruscan family names (Herminius, Larcius, Volumnius). In 390  the Etruscan town Caere received the Roman priests who were fleeing from the Celts (Livy 5. 50), and in the second quarter of the fourth century  Etruscan actors were called to Rome (Livy 7. 2). Trade continued; the Latin word sporta ‘basket’ was borrowed from Etruscan *spurita (this from the Greek accusative σπυρδα ‘id.’) after the short internal vowels were lost and the /u/ was pronounced [o]; both changes date from about 500 . Certainly, there was no lack of opportunity for borrowing an a¶rmation formula in this period. My modest contribution in honour of Anna Morpurgo Davies has doubled the number of mythological names of Greek origin in Latin texts of the fifth century  and has eliminated the sole previous exception to the historically important observation that Latin borrowing of Greek mythological names was independent of Etruscan. Finally, it has I hope elucidated a point of influence that Etruscan exercised on everyday Latin in the first century of the Roman Republic.        Caylus, Anne Claude Philippe, comte de 1756: Recueil d’antiquit‹es ‹egyptiennes, ‹etrusques, grecques, romaines et gauloises, vol. ii (Paris: Duchesne). Colonna, G. 1980: ‘L’aspetto epigrafico’, in Lapis Satricanus: Archaeological, Epigraphical, Linguistic and Historical Aspects of the New Inscription from Satricum (Archeologische Studi•en van het Nederlands Instituut te Rome, Scripta Minora, 5; ’s Gravenhage: Staatsuitgeverij), 41–69. de Simone, C. 1968: Die griechischen Entlehnungen im Etruskischen, i. Einleitung und Quellen (Wiesbaden: Harrassowitz). 1970: Die griechischen Entlehnungen im Etruskischen, ii. Untersuchung (Wiesbaden: Harrassowitz). Devoto, G. 1928: ‘L’Etrusco come intermediario di parole greche in latino’, Studi etruschi, 2: 307–41. Diehl, E. 1930: Altlateinische Inschriften, 3rd edn. (Berlin: de Gruyter). ET = Etruskische Texte, ed. Helmut Rix, ii. Texte (T•ubingen: Narr, 1991). Fabretti, A. 1867: Corpus Inscriptionum Italicarum et Glossarium Italicum (Turin and Florence: Bocca). Je·ery, L. H. 1990: The Local Scripts of Ancient Greece, rev. by A. W. Johnston (Oxford: Clarendon Press). 446 Helmut Rix Jenkins, J. 1996: ‘“Talking Stones”: William Hamilton’s Collection of Carved Gems’, in Jenkins and Sloan (1996), 93–103. and Sloan, K. (eds.). 1996: Vases and Volcanoes: Sir William Hamilton and his Collection (London: British Museum Press). Lanzi, L. 1824: Saggio di lingua etrusca, vol. ii, 2nd end. (Florence: Tofani). Lodge, G. 1924: Lexicon Plautinum (Stuttgart: Teubner; repr. Hildesheim and New York, 1971). Martelli, M. 1991: ‘Dedica ceretana a Hercle’, in Miscellanea etrusca e italica in onore di Massimo Pallottino (Archaeologica Classica, 43), 613–21. and Rizzo, M. A. 1992: ‘Un incunabolo del mito greco in Etruria’, Atti e memorie della Societ›a Magna Grecia, 3rd ser., 1: 243–5. Richter, G. M. 1968: The Engraved Gems of the Greeks, the Etruscans and the Romans, pt. 1. A History of Greek Art in Miniature (London: Phaidon). Rix, H. 1966: ‘Die lateinische Synkope als historisches und phonologisches Problem’, Kratylos, 11: 156–65; repr. in K. Strunk (ed.), Probleme der lateinischen Grammatik (Darmstadt, 1973), 90–102. 1981: ‘Das Eindringen griechischer Mythen in Etrurien nach Aussage der mythologischen Namen’, in Die Aufnahme fremder Kultureinfl•usse in Etrurien und das Problem des Retardierens in der etruskischen Kunst (Schriften des Deutschen Arch•aologen-Verbandes, 5; Mannheim), 96–107. 2002: Sabellische Texte: Die Texte des Oskischen, Umbrischen und S•udpikenischen (Heidelberg: Winter). Schulze, W. 1893: ‘Koseformen im Griechischen’, Zeitschrift f•ur vergleichende Sprachforschung, 32: 195; repr. in W. Schulze, Kleine Schriften, 2nd, rev. edn. (G•ottingen: Vandenhoeck @ Ruprecht, 1966), 310–12. Sommella, P. 1995: ‘Il culto di Apollo a Peltuinum, citt›a dei Vestini’, Caesarodunum, 29: 279–91. Wachter, Rudolf. 1987: Altlateinische Inschriften: Sprachliche und epigraphische Untersuchungen zu den Dokumenten bis etwa 150 v. Chr. (Europ•aische Hochschulschriften, 15: Klassische Sprachen und Literaturen, 38; Bern, Frankfurt a.Main, New York, and Paris: Peter Lang). Wissowa, G. 1912: Religion und Kultus der R•omer, 2nd edn. (Munich: Beck; repr. 1971). Walters, H. B. 1926: Catalogue of the Engraved Gems and Cameos Greek Etruscan and Roman in the British Museum (London: Oxford University Press). Zazo·, P. 1968: Etruskische Skarab•aen (Mainz: von Zabern). 33 Old Welsh Dinacat, Cunedag, Tutagual: Fossilized Phonology in Brittonic Personal Names Paul Russell That personal names can preserve phonological patterns which have long since vanished in lexical items is a familiar phenomenon. Anna Morpurgo Davies has herself commented upon this in a discussion of Greek personal names: in a literate society (or for that matter in a society which is rich in oral poetic performances) older forms of words may be recorded in writing or in the poetic tradition. In the case of names, the incentive to resurrect them or to continue them in the original form may be stronger than for other lexical items. (Morpurgo Davies 2000: 23) Such a view is common, though more often it is framed in terms of the propensity for personal names to retain more archaic features through some innate conservatism or resistance to decay without attempting to explain how this could be. The challenge in each case is to attempt to break through such generalization and to consider how precisely in a particular linguistic context a personal name might be conservative or prone to archaism. The present paper considers one such case from the early Brittonic languages. A large proportion of the personal names attested in early Brittonic sources are in origin compound names, e.g. MW Maelgwn < *maglo-kunos, Gwynnhoedl < *windo-saitlos, Dyfnwal < *dumno-walos, Dingat < *d»unokatos (cf. the inscriptional form DVNOCATI, though it is uncertain from the context whether it is Irish ( > Old Irish D‹unchath) or Welsh). As can I am grateful to Thomas Charles-Edwards for reading and commenting on an earlier draft of this paper.  Cf. in a Celtic context, Jackson (1953: 650): ‘personal names tend to be more conservative, more resistant to decay, than other words’; Fleuriot (1964: 183): ‘l’archa•§sme des noms propres’.  For a general discussion of naming patterns in Brittonic, see D. E. Evans (1970–2); 448 Paul Russell be seen from the above examples, the usual phonological development of these forms involved inter alia the weakening and eventual loss of the composition vowel as part of the general patterns of syncope in early Brittonic languages in polysyllables. The weakening of the vowel from -/o/towards -/ /- is assumed to be indicated in the inscriptional sources by the various spellings of the composition vowel as -A-, -I-, -E-, though the issue is clouded by the possibility that other composition vowels were used, e.g. -/u/- where the first element was a u-stem noun, such as *katu- (e.g. CATVRVGI), or by the potential interference from Irish spelling patterns since in Ogam inscriptions the composition vowel is regularly spelt as -A-. What is clear is that, apart from the personal names which form the focus of the following discussion, the later manuscript sources regularly show loss of the composition vowel in all lexical items, e.g. MW teilu < *tegoslougo- or *tegeso-slougo- (cf. Old Irish teglach), MW gwynfa ‘paradise’ (lit. ‘white-field’) < *windo-magos (cf. OIr. Findmag, Gaul. Vindomagus), and most personal names follow the same pattern. However, beside the standard pattern of development outlined above, there are a number of personal names attested both in early Welsh and in Breton where the composition vowel seems to have been preserved. Often they form a doublet with a version of the name where the regular loss of the composition vowel is observable, e.g. OW Dinacat (Harleian genealogies, ⅓4), MW Dinogat (Canu Aneirin (Williams 1938), 44. 1 with e on compound patterns and their phonological development, Jackson (1953: 643–56); on the inscriptional evidence in particular, Sims-Williams (2003: 115–31); it is important to be aware that the post-Roman inscriptions from Britain contain material both in Roman script and in Ogam and that all the material in Ogam and some of the material in Roman script must be assumed to reflect Irish phonological patterns rather than Brittonic (for this issue, see Sims-Williams 2003: 9–10); on DVNOCATI and related forms, Sims-Williams (2003: 44); Uhlich (1993: 235). Inscriptional forms are printed in Roman capitals if they are in Roman script, and in bold Roman capitals if in Ogam.  Jackson (1953: 644–6); Sims-Williams (2003: 115–31). In words of more than three syllables, the syllable immediately preceding the stressed syllable was vulnerable to syncope, e.g. Welsh pylgeint < Latin pullic‹antio, awdurdod < auctorit‹atem, etc. (Jackson 1953: 652); in most cases that is the position of the composition vowel in compounds.  Jackson (1953: 644–6); Sims-Williams (2003: 122–7); Uhlich (1993: 30–6), where some exceptions to the Ogam spelling rule are also discussed. On CATVRVGI, see Sims-Williams (2002: 114 n. 622) for doubts and an alternative account. We also have to take into account the outcomes of forms such as Vindiorix with -io- as the composition syllable.  On MW teilu, the former is the usual etymology (see Pedersen 1909–13: ii. 522), but the latter has been plausibly proposed by Schrijver (1995: 71); on gwynfa, see Zimmer (2000: 44); on compounds generally in Welsh, see Zimmer (2000: 1–222).  For a printed text of the Harleian Genealogies, see Phillimore (1888); Bartrum (1966: 9–13). In the following examples, detailed references are given to Old Welsh sources but not for Middle Welsh examples, unless they are unique or particularly relevant. Old Welsh Dinacat, Cunedag, Tutagual 449 note on p. 321) : OW Dincat (Book of Llandaf, 203. 18), MW Dingat < *d»uno-katos; OW Tutagual (Harleian genealogies, ⅓⅓4, 6) : MW Tudwal < *touto-walos; OW Dumnagual (Harleian genealogies, ⅓5), W Dyfnawal : OW Dumngual (Harleian genealogies, ⅓10) < *dumno-walos;OB Dumnouuallon (Cartulaire de Redon, fo. 72r) : Dumnuuallon (Cartulaire de Redon, fo. 77r) < *dumno-wallaunos; OW Urbagen (Historia Brittonum, ⅓63): OW Urbgen (Historia Brittonum, ⅓63), MW Urien < *orbo-genos; OB Cunauualt (Cartulaire de Redon, fo. 103v) : Conuual (Cartulaire de Redon, fo. 79r) < *kuno-walos; OB Conatam (Cartulaire de Redon, fo. 95v), Cunatam (Cartulaire de Redon, fo. 110v) : OW Condaf (Book of Llandaf, 144. 17), MW Cyndaf < *kuno-tamos (cf. CVNOTAMI (Macalister 1945–9: ⅓449 = Nash-Williams 1950: ⅓384)). In other cases, the form with the composition vowel seems to have become the standard form of the name; this is notably the case with the name of the northern British king, OW Cunedag, Cuneda, MW Cuneda < *kuno-dagos (the expected but unattested form without a composition vowel would be *Cynda). Another group contains a first element Ria-/Rio- or Bria- where the composition vowel has been retained but an original */g/ has been lost in front of it, e.g. OW Riacat (Book of Llandaf, 140. 17) < *r»§go-katos, OW Riatam (Book of Llandaf, 186. 5), Riataf (Book of Llandaf, 185. 4) < *r»§go-tamos; OW Rioual (Book of Llandaf, 178. 25), Riaual (Book of Llandaf, 213. 13), OB Riauual (Cartulaire de Redon, 4v), Riaual (Cartulaire de Redon, 132r), Riagual (Cartulaire de Redon, 133v) < *r»§go-walos (cf. MW Riwallon < *r»§go-wallaunos); OW Riogan (Black Book of Carmarthen, 65. 1 (poem 18. 187) ) < *r»§go-kantos; OW  For the printed text of the Book of Llandaf, see Evans and Rh^ys (1893); references are to the page numbers of this work.  Perhaps also OB Tutahel unless it is a spelling for Tuthael (cf. Fleuriot 1964: 153).  Cf. also Dinawal (Hen Llwythau Gwynedd: Bartrum 1966: 114–15 (⅓3a)). This may be a spelling for Dyfnawal with i for / / rather than y, but the manuscript readings also o·er Dinewal and Dyn(i)awl and it is possible that it reflects a di·erent compound, < *d» uno-walos. A similar alternation is found in the work of the 15th-cent. poet Lewys Glyn Cothi, where Ddyfnwal and Dyfnawal are identified by his most recent editor as referring to Dinawal, son of Cedifor (Johnston 1995: poem 78, ll. 28, 37, and p. 506). It is clear in poem 78 that the poet is using Dyfnwal and Dyfnawal as a pair of names to be played o· one against the other, and he does at least seem to perceive a connection between them (Morris-Jones 1913: 190).  For a printed text of the Cartulaire de Redon, see de Courson (1863); folio numbers can be used to refer to the facsimile edition of the manuscript (Guillotel et al. 1998).  For a printed text, see Morris (1980).  See Williams (1933–5: 388); Koch (1997: cxxii–cxxiii, 134).  See Sims-Williams (2002: 119 n. 655).  See Isaac (1991) and Koch (1997: ccxxii); contrast Jackson’s less likely etymology, < *kouno-dagos ‘good lord’ (1963: 30). See also Uhlich (1993: 209).  For a printed text of the Black Book of Carmarthen, see Jarman (1982). e 450 Paul Russell Briacat (Historia Brittonum, ⅓49) < *br»§go-katos, OW Briauael (Book of Llandaf, 143. 25), MW Briafael < *br»§go-maglos (cf. also BRIAMAIL (Macalister 1945–9: ⅓978 = Nash-Williams 1950: ⅓49); BRIGOMAGLOS (Macalister 1945–9: ⅓498)). This group of names has attracted some scholarly attention but it has tended to focus on their oddity and marginality rather than attempt to account for them. Williams (1933–5: 388, 1980: 12 (and n. 40 added by Bromwich)) took the view that the loss of the composition vowel was a gradual process and that in some dialects of Brittonic the vowel was still in existence late enough to receive the shifting stress accent when it moved back to the new penultimate syllable after the loss of final syllables, thus fixing it and preventing syncope. Jackson (1953: 649–50) rightly observed that this does not do justice to the evidence and certainly does not explain why the phenomenon should be restricted to personal names. Even so, it is not impossible that there is a regional aspect to the issue, as implied in Williams’s account; for a number of these names occur in material which seems to emanate from the ‘Old North’ (that is, the original Brittonicspeaking regions of Cumbria, Strathclyde, and Man): for example, the names attested in the Harleian genealogies are all concentrated in the sections which refer to the ‘men of the north’ (Bartrum 1966: 10), while Cunedda was the legendary ancestor of the first dynasty of Gwynedd and was supposed to have come from Manaw Gododdin. This northern focus to some of the material encouraged Koch (1997: cxxi) to echo Williams in suggesting that there was a northern bias in some of the source material, though that in itself cannot provide a full account if we are to explain the instances in Breton as well as those in Welsh. The fullest discussion of these forms is by Jackson (1953: 648–50), but in the end he resorts to the ‘archaism of personal names’ explanation: ‘the composition vowel is kept in those instances because personal names tend to be more conservative, more resistant to decay, than other words, and for this reason it succeeded, in a few cases, in surviving the period when they were syncopated’ (1953: 650). A similar view is taken by Fleuriot in his brief discussion of the Breton forms: ‘mais l’archa•§sme des noms propres explique qu’elle [sc. la voyelle de composition] se soit assez souvent conserv‹ee jusqu’au e si›ecle’ (1964: 183–4). More recent discussion has made some progress, notably in the important observation that these forms cannot have survived in the spoken language but are rather literary survivals, possibly deriving from genealogies and annals (a point noted but not exploited by Jackson 1953: 649). Koch (1997: cxxi–cxxii) notes in particular the consistent e-spelling of the original composition vowel in Cuneda(g), which ‘strongly suggests an Old Welsh Dinacat, Cunedag, Tutagual 451 unhistorical pronunciation based on an old spelling: in other words, there was no continuous oral tradition for the name’ (1997: cxxii). In other words, if these forms did have any phonological reality, it was secondary and reacquired at a later stage, thereby e·ectively bypassing any sound changes which had taken place in the spoken language in the meantime. An important consequence of this view (which seems likely to be correct) is that these names were being written down at a time when the composition vowels were more or less intact syllabically (even if the quality of the vowel was less clear). In absolute chronological terms the weakening and loss of composition vowels seems to have been completed by the latter part of the sixth century. The absolute date is dependent on a number of apparently datable examples in manuscript sources: for example, forms with composition vowels are to be found in the De excidio Britanniae of Gildas (possibly 530 ₅ 544), one apparently with the correct vowel retained, Maglocune (⅓33. 1 (vocative)) < *maglo-kunos (cf. MW Maelgwn), the other, Cuneglase (⅓32. 1 (vocative)) < *kuno-glastos (cf. OW Cynglas (Harleian Genealogies, ⅓3)), with the reduced form of the vowel. On the other hand, by the period of the Vita Samsonis (seventh or eighth century) syncopated names, Eltutus (1. 9. 11), Iudualus (1. 53. 8, 10), are attested beside one instance of a preserved composition vowel, Tigernomale (Prol. 1. 10; 2. 1. 13; 2. 2. 4). Furthermore, it would appear that pure composition vowels had already been lost by the early sixth century, if we accept that the form Catiherno, the name of a Breton priest reprimanded by the bishop of Tours, Angers, and Rennes between 509 and 521, is to be compared with OW Cattegirn, Catigirn < *katu-tigernos (but note also in the same text the name Lovocatus < *lugu-katus). On the other hand, a bishop of Senlis was present at the Council of Orl‹eans in 549 and at the Council of Paris in 566 ₅ 573, by name Gonotiernus (de Clercq 1963: 160. 313) or Gonothigernus (de Clercq 1963: 210. 154), deriving from either *kuno- or gon(n)o-tigernos. It would seem, therefore, that, while composition vowels were weakening  Cf. also Uhlich (1993: 15–16), Isaac (1991: 101).  Jackson (1953: 650–1); Sims-Williams (2003: 281, 285).  For a printed text of Gildas, see Winterbottom (1978). For discussion of the dating with earlier references, see Stancli·e (1997: 180–1).  For a printed text of the Vita Samsonis, see Flobert (1997); the manuscripts (the two earliest are dated to the end of the 10th cent.) show forms in both -magle and -male. On these forms, see Sims-Williams (1990: 222–3; 2003: 281, 285); on the chronological problems presented by Tigernomalus, see Sims-Williams (2003: 253).  Sims-Williams (1990: 246 (Catiherno), 282, 285 (Lovocatus)); for a text of the letter (preserved in a 9th-cent. manuscript), see J•ulicher (1896: 665).  Sims-Williams (1991: 20 (and n. 4 for discussion of the alternative etymologies); 2003: 285). 452 Paul Russell and disappearing during the early sixth century, they were often preserved in written forms as late as the end of the century in this type of text. Several aspects of the above account give cause for uncertainty. Much of the evidence, namely that deriving from the church councils of central Gaul, would seem to be prima facie reliable evidence since it derives from texts written by non-native speakers. However, there is always a danger that we are replacing one set of problems with another, in that we have to assess these spellings in terms of Merovingian spelling conventions; for example, the spelling -th- in Gonothigernus is the Merovingian spelling for /t/ and does not indicate any form of lenition or spirantization (Jackson 1953: 454, 457). Likewise, the prevalence of Rio- and Brio- spellings in Brittany might in part be due to Merovingian scribal habits whereby /C/, lenited /g/, may have been perceived as close to /y/ and not written. But the main issue to be addressed is the fact that all the name forms discussed as evidence for absolute dating are Latinized forms of names embedded in Latin texts. This sits rather uncomfortably with the frequently expressed notion that Latin forms of names are inherently conservative and archaizing; for example, we may note Jackson’s comment (1953: 504) in the context of a discussion about the preservation of the -nt- spelling in Old Welsh that ‘it is chiefly used in forms with Latin terminations, which are more likely to preserve archaic spellings’, and more relevantly for the present discussion Fleuriot’s comment (1964: 183) about the survival of the composition vowel in Old Breton: ‘tous les ex. de voyelle de composition apparaissent dans des noms propres souvent latinis‹es’. In that respect the one relatively early example of syncope of the composition vowel, Catiherno (dated 509 ₅ 521), becomes even more significant, as we can then accept the later examples of a retained composition vowel as Latinate conservatism. However, while Catiherno < *katu-tigernos could show loss of the composition vowel, the adjacent dentals make it equally likely that it is simply a case of haplology in unstressed syllables (the stress probably being penultimate). If that is a reasonable alternative, then it is di¶cult to see Catiherno as an unambiguous instance of loss of the vowel. If so, our next datable examples are to be found in the Vita Samsonis, the date of whose composition is a matter of debate, and the whole issue of absolute dating becomes in this case at least far less certain. For the early history of the Brittonic languages, the issue of the conser See Jackson (1953: 454), Sims-Williams (2003: 210 (n. 1299), 257). It is not impossible that a scribe trained on the Continent was responsible for the similar spellings in the Book of Llandaf.  Suggested dates for the composition of the Vita Samsonis have ranged from the beginning of the 7th cent. to the first half of the 9th; see Flobert (1997: 102–11), who himself suggests an approximate date of 750. Old Welsh Dinacat, Cunedag, Tutagual 453 vatism of Latin forms of names cannot be ignored, as most of the source material in which the early evidence for the Brittonic languages is preserved is in Latin. That early evidence is largely onomastic and, whether it is preserved in the post-Roman insular inscriptions, in the genealogies and annals, or in witness lists to charters, the context is Latinate. The names themselves will vary as to whether they show Latin endings or not. If they do, they are then labelled as Latinate, potentially conservative, and treated with suspicion as evidence for the phonology of the language at that period. On the other hand, names without Latin case endings are treated as evidence for the vernacular language at that particular period (if an absolute chronology can be established). To put some detail into the argument: there seems to be a general assumption that, if we encounter a Latin name such as Dunocatus, we cannot tell (because of the conservatism ofx Latin spellingx patterns) whether x the scribe x writing that x name x said /du:no katus/, /di:no gaduh/, /di:no gad/, /di: nogad/, /di:n gad/, / di:ngad/, and we cannot know when that scribe was writing. On the otherx hand, ifx a scribe writes Dingat, it x is reasonably assumed that he said /di:n gad/ or / di:ngad/, and not /du:no katus/, and that Dingat was written at a period when all the preceding sound changes had The problem arises x already occurred. x x x with the pronunciations, /di:na gad/ or /di: nagad/, /di:no gad/ or /di: nogad/, which seem to be implied by the spellings Dinacat and Dinogat. By the normal processes of phonological development these are di¶cult forms to explain as we would not expect the composition vowel to be preserved (and certainly not a ‘correct’ composition vowel, as in Dinogat). One response would be that even in Latinate contexts personal names were the first place where one would find experiments in writing the vernacular, and so these names merely reflect a mid-sixth-century attempt at spelling. Another would be that even in the late sixth or early seventh century complete texts in the vernacular were being written down. The former has generally been the consensus, not unreasonably given that the contemporary evidence is  The earliest non-onomastic vernacular evidence is preserved in glosses of about the 9th cent. and in short passages of continuous prose dating from the 9th cent. onwards. In some senses the distinction between onomastic evidence and the rest is not to the point in that Brittonic naming patterns are relatively perspicuous as most names are made up of lexical elements.  For an important example of this approach, see Sims-Williams (1991) (p. 53 for rejection of Latin forms).  For a discussion of these issues in an Irish context, see Harvey (2001).  The alternative stress patterns reflect the likely pronunciations before and after the Old Welsh accent shift, whereby after the loss of final syllables the previously penultimate stress accent was left on the final syllable and gradually shifted back on to the previous syllable. 454 Paul Russell Latinate, but the latter has gained some support in recent years. The rest of this paper will focus on one aspect of this larger issue. If we focus upon personal names, a crucial pair of interrelated questions is how a Brittonic speaker in the early medieval period would write down a Brittonic name and also how he would pronounce an existing written form of a name. Let us consider the former, where he wishes to write down the name of a person whose name he can pronounce. There are a number of possible strategies: one would be to refer to existing texts, most of which would presumably be in Latin, and to extract an appropriate spelling of the name from there. Another would be to attempt to create a spelling from scratch, matching sound segment with written segment, but it would still require some spelling model from which to work. Both approaches importantly depend on the model. If, to continue the same example, our x scribe wanted to refer to someone in writing whom he called / di:ngad/, but the texts at his disposal could only supply him with forms such as Dunocatus, *Dinocatus, *Dinacatus, Dinocat, or Dinacat, what would he do? To begin with, it would depend on x whether he recognized any of these forms as a possible spelling of / di:ngad/, and that in turn would depend on his pronunciation of Latin (assuming that the texts in question were in Latin). Much has been written in recent years about the pronunciation of Latin alongside the development of the vernacular Romance languages in the early medieval period. But much of that discussion involves continuity of a spoken version of Latin developing into the relevant Romance language; it is Wright’s (1982) contention that written Latin was not pronounced in a di·erent way from spoken Latin until the Carolingian period. The implications of this view for Celtic languages have been explored by Harvey (1990; 1991), who concluded that in the Celtic-speaking world throughout the medieval period, at any given time and place there was just one sound-system in operation, whether Latin or the vernacular was being spoken, because Latin was assimilated to the the native phonemics; and that conversely, in orthography Latin was the fixed point, and writing in the vernacular was in the first instance adapted to the pattern of Latin graphemics. (Harvey 1990: 183) x If so, then presumably our scribe would have been able to spell / di:ngad/ as  For the latter, see Koch (1997) in particular.  See, in particular, Wright (1982), and for its application to Celtic languages, Harvey (1990; 1991).  Sims-Williams specifically applies this to Wales in relation to the abandonment of the spelling e for [ui], which he links to the change in the pronunciation of Latin in the late 8th cent. (1991: 76). Old Welsh Dinacat, Cunedag, Tutagual 455 Dunocatus, Dinocatus, *Dinacatus, Dinocat, Dinacat, or Dingat, depending on the models he had in front of him and whether they were writing names with final Latin syllables or not. But that would depend on how he had learnt his Latin and from whom. The di·erence essentially between the continental situation discussed by Wright and its application to the Celtic world is that there was no widespread continuity of spoken vernacular Latin/Romance from the Romano-British period into the medieval period; indeed, it is likely that by the early medieval period a high proportion of those speaking Latin would have learnt it as a second language, while speaking a Celtic language as their native tongue. There will presumably have been a degree of continuity if spoken British Latin did not die out until after local churches had developed su¶ciently to provide teaching in Latin, but the point is that the basis would have been far narrower than on the Continent. In such a situation it is not impossible that pronunciation of Latin started to diverge from the vernacular at an earlier stage than on the Continent, especially if priests were being imported from Gaul with a slightly di·erent pronunciation of Latin. Another factor brings us on to the second scenario: the case of where someone comes across a name in a text, butx does not know how to pronounce it; in order for him happily to spell / di:ngad/ as Dunocatus, he has presumably to pronounce, for exx ample, *Toutowalus as / t•udwal/, etc. But there are other possibilities: he might look at these Latin names and pronounce them without their endings but otherwise treat them syllabically either with a classical pronunciation, i.e. /du:nokat/, /t•utowal/, or with a British pronunciation, i.e. /di:nogad/, /t•udowal/, or with vowel assimilation, /di:nagad/, /t•udawal/. The important point for our purposes is that retention of a composition vowel might be more likely when a name is being created from a Latin model. The above discussion is somewhat inconclusive, but it is necessary to highlight the interaction between Latin and vernacular written forms and that between the spoken and written forms. For somewhere in this confusing situation is the origin of forms such as OW Dinacat, Cuneda(g), Tutagual, etc. The observation that these forms are literary preservations is likely to be correct, and it is probable that they had ‘no continuous oral tradition’, as suggested by Koch (1997: cxxii, emphasis added). But, given that in the early medieval period reading largely meant reading aloud, any reader of texts including these names would have had to confront the issues outlined above. In other words, a simple distinction between written forms and forms with ‘a continuous oral tradition’ (and so likely to show  For an interesting discussion of the issue, see Schrijver (2002).  For reading aloud, see Russell (1995–6: 175 n. 64). 456 Paul Russell the continuity of phonological developments) is perhaps too facile, since even written forms could be ‘resuscitated’ and re-enter, if only momentarily, the processes of phonological change. One important aspect to stress is the significance of Latin forms of names in fossilizing di·erent stages of Brittonic phonological development: a Latin form of a name created at a particular period has the e·ect of fixing the phonology of that period, and then at a later stage it may be used to represent a later phonological form of the name simply by the expedient of deleting the Latin ending. A particularly clear example of this is the form Dinogat. It is preserved in Canu Aneirin in a nursery rhyme traditionally called Peis Dinogat ‘Dinogad’s Cloak’ (Williams 1938: 44; Koch 1997: 126–9 nn. 233–4). In that context, x Dinogat presumably x x had a phonological reality, possibly as /di: nogad/ or /di:no gad/; / di:ngad/ would be less likely in a vernacular context. But, while the name elements din /di:n/ ‘fortress’ and cat /kad/ ‘battle’ would have had continuous phonological histories, the name itself with the apparently well-preserved composition vowel is unlikely to have had a continuous oral tradition, and it looks as if it was rescued from the literary tradition. On the other hand, whatever the hiatus in the oral tradition, this verse is no product of a literate, learned tradition but was composed for oral performance. It therefore presents a good example of a form which has been brought back into the oral tradition and has thereby reclaimed its intermittent phonological history. In contrast, OW Dingat shows all the hallmarks of a full phonological history. The interaction between Latin and vernacular versions of names has implications for our understanding of one of the most important early texts in Wales, the Liber Landavensis, the Book of Llandaf (Evans and Rh^ys 1893), containing among other things a collection of charters purporting to uphold the claims of the diocese of Llandaf over vast tracts of southern Wales. For many years its linguistic value was disregarded as it was held to be largely an early twelfth-century forgery, or at least it was thought impossible to disentangle the genuine charters from the forgeries. However, Wendy Davies (1979) demonstrated by close study of the witness lists to the charters that many of the charters were genuine (though late copies) and that they could be arranged in chronological order and provisionally dated. Building on this work, Koch (1985–6) and Sims-Williams (1991) showed that the spellings of names preserved a very early stratum of writing in  The poem has no consonance in the first line, where the name occurs, nor are the lines of a regular syllabic length such that we could work out how many syllables the pronunciation of Dinogat contained.  For the scholarly background, see Sims-Williams (1991: 28–9). Old Welsh Dinacat, Cunedag, Tutagual 457 Welsh. Sims-Williams (1991) produced the most detailed analysis of the evidence and was able to argue that it was possible to discern early and later spelling patterns in substantial runs of charters and that archaic spelling patterns, such as e (later Welsh wy) for /ui/ ( < /e:/) and o (later Welsh au) for / :/ could be observed being replaced by the later spellings. The present discussion touches upon this issue in the matter of the treatment of Latin versions of names. Many of the names in the Book of Llandaf do not have Latin case endings, but some do, notably the names of the main saints, Teilo : Tei(i)l(i)avus, Euddogwy : Oudoceus, Dyfrig : Dubricius. In the light of the above discussion, the influence of the Latin spelling of names should perhaps be taken more seriously as a factor in the preservation and maintenance of these archaic spellings. Sims-Williams removes the Latin forms from his statistics when analysing the distribution of the spelling patterns, but they are not always then brought back into the discussion in a systematic way. More specifically, it can be argued that the systematic use, for example, of e as a spelling for /ui/ well into the eighth century (when the change to /ui/ could be as early as the beginning of the sixth century: Sims-Williams 2003: 286–7) may well have been supported by the fact that some of the names ending in -e and -ui have corresponding forms in Latin -eus and -eius, e.g. Oudoceus : Eudoce (V. Cadoci, ⅓65 (Wade-Evans 1944: 132)), Iunapeius : Iunabui (Book of Llandaf, 115. 11, 73. 4 respectively). Similarly, the persistence of spellings in -oc (later -auc) may have been closely linked to the regular Latin forms of such names having a su¶x -oc(i)us, e.g. Catocus, Cadocus : Catoc, Gurdoc : Gurdocius, etc. Put another way, the Welsh form of such names may in some instances have been formed by a simple process of deleting the case ending from the Latin form, thus generating an apparently archaic spelling, when in fact the spelling had been preserved in the Latin form. In conclusion, then, the notion that personal names are inherently conservative can in some instances be dismantled into a series of subquestions. In the case of the forms discussed here, such as OW Dinacat, Tutagual, etc., which unexpectedly preserve a composition vowel, it is argued that the influence of the Latin form of the names was important in fossilizing certain phonological features from an earlier period. The process of c  See also Davies (1978–80), who made some preliminary remarks about the personal names. A useful check on the evidence of the Book of Llandaf is provided by a set of charters preserved in the Life of St Cadog (Wade-Evans 1944: 124–41) emanating from Llancarfan, not far from Llandaf, as in ten of the charters the witnesses overlap with those of the Book of Llandaf.  e.g. Sims-Williams (1991: 53 (the removal of the Latin versions from the statistics), 76 (the influence of the change in the pronunciation of Latin)). 458 Paul Russell forming Brittonic names is also a factor; this could be done in a number of ways, but for the present discussion it is important to be aware that one way of doing it may have been to delete the Latin case endings. The form thus produced could then display a phonologically confusing set of features which no lexical item with its continuous history of phonological development could possibly show.        Bammesberger, A., and Wollmann, A. (eds.). 1990: Britain 400–600: Language and History (Anglistische Forschungen, 205; Heidelberg: Winter). Bartrum, P. C. (ed.). 1966: Early Welsh Genealogical Tracts (Cardi·: University of Wales Press). Davies, W. 1978–80: ‘The Orthography of the Personal Names in the Charters of Liber Landavensis’, Bulletin of the Board of Celtic Studies, 28: 553–7. 1979: The Llanda· Charters (Aberystwyth: National Library of Wales). de Clercq, C. (ed.). 1963: Concilia Gallica, A. 511–A. 695 (Turnhout: Brepols). de Courson, A. 1863: Cartulaire de l’Abbaye de Redon (Collection des Documents In‹edites sur l’Histoire de la France; Paris: Imprimerie imp‹eriale). Evans, D. E. 1970–2: ‘Comparison of the Formation of Some Continental and Early Insular Celtic Personal Names’, Bulletin of the Board of Celtic Studies, 24: 415–34. Evans, J. G., and Rh^ys, J. (eds.). 1893: The Text of the Book of Llan D^av (Oxford: Clarendon Press). Filippula, M., Klemola, J., and Pitk•anen, H. (eds.). 2002: The Celtic Roots of English (Studies in Languages, 37; Joensuu: University of Joensuu, Faculty of Humanities). Fleuriot, L. 1964: Le Vieux Breton: E‹l‹ements d’une grammaire (Paris: Klincksieck). Flobert, P. (ed.). 1997: La Vie ancienne de Saint Samson de Dol (Paris: CNRS). Guillotel, H., Ch‹edeville, A., and Tanguy, B. 1998: Cartulaire de l’Abbaye SaintSauveur de Redon (Rennes: Amis des Archives du dioc›ese de Rennes, Dol, et Saint-Malo). Harvey, A. 1990: ‘Retrieving the Pronunciation of Early Insular Celtic Scribes: Towards a Methodology’, Celtica, 21: 178–90. A. 1991: ‘Retrieving the Pronunciation of Early Insular Celtic Scribes: The Case of Dorbb‹ene’, Celtica, 22: 48–63. 2001: ‘Problems in Dating the Origin of the Ogham Script’, in Higgitt et al. (2001), 37–50. Higgitt, J., Forsyth, K., and Parsons, D. N. (eds.). 2001: Roman, Runes and Ogham: Medieval Inscriptions in the Insular World and on the Contintent (Donington: Tyas). Hornblower, S., and Matthews, E. (eds.). 2000: Greek Personal Names: Their Value Old Welsh Dinacat, Cunedag, Tutagual 459 as Evidence (Proceedings of the British Academy, 104; Oxford: Oxford University Press for the British Academy). Isaac, G. 1991: ‘Cunedag’, Bulletin of the Board of Celtic Studies, 38: 100–10. Jackson, K. H. 1953: Language and History in Early Britain (Edinburgh: Edinburgh University Press). 1963: ‘On the Northern British Section in Nennius’, in Jackson and Chadwick (1963), 20–62. and Chadwick, N. K. (eds.). 1963: Celt and Saxon: Studies in the Early British Border (Cambridge: Cambridge University Press). Jarman, A. O. H. (ed.). 1982: Llyfr Du Caerfyrddin (Cardi·, University of Wales Press). Johnston, D. (ed.). 1995: Gwaith Lewys Glyn Cothi (Cardi·: University of Wales Press). Ju• licher, A. 1896: ‘Ein gallisches Bischofsschreiben des 6. Jahrhunderts als Zeuge f•ur die Verfassung der Montanischen Kirche’, Zeitschrift f•ur Kirchengeschichte, 16: 664–71. Koch, J. T. 1985–6: ‘When was Welsh Literature First Written Down?’, Studia Celtica, 20–21: 43–66. Koch, J. T. (ed.). 1997: The Gododdin of Aneirin: Text and Context from Dark-Age North Britain (Cardi·: University of Wales Press). Lapidge, M. (ed.). 1997: Columbanus: Studies on the Latin Writings (Woodbridge: Boydell). Macalister, R. A. S. 1945–9: Corpus Inscriptionum Insularum Celticarum (2 vols.; Dublin: Stationery O¶ce). Morpurgo Davies, A. 2000: ‘Greek Personal Names and Linguistic Continuity’, in Hornblower and Matthews (2000), 15–39. Morris, J. (ed.). 1980: Nennius. British History and Welsh Annals (Chichester: Phillimore). Morris-Jones, J. 1913: A Welsh Grammar (Oxford: Clarendon Press). Nash-Williams, V. E. 1950: The Early Christian Monuments of Wales (Cardi·: University of Wales Press). Pedersen, H. 1909–13: Vergleichende Grammatik der keltischen Sprachen (2 vols.; G•ottingen: Vandenhoeck @ Ruprecht). Phillimore, E. 1888: ‘The Annales Cambriae and the Old-Welsh Genealogies from Harleian MS. 3859’, Y Cymmrodor, 9: 141–83. Russell, P. 1995–6: ‘Scribal (In)competence in 13th Century North Wales: The Orthography of the Black Book of Chirk (Peniarth MS 29)’, National Library of Wales Journal, 29: 129–76. Schrijver, P. 1995: Studies in British Celtic Historical Phonology (Amsterdam: Rodopi). 2002: ‘The Rise and Fall of British Latin: Evidence from English and Brittonic’, in Filippula et al. (2002), 87–110. 460 Paul Russell Sims-Williams, P. 1990: ‘Dating the Transition to Neo-Brittonic: Phonology and History, 400–600’, in Bammersberg and Wollmann (1990), 217–61. 1991: ‘The Emergence of Old Welsh, Cornish and Breton Orthography, 600– 800: The Evidence of Archaic Old Welsh’, Bulletin of the Board of Celtic Studies, 38: 20–86. 2003: The Celtic Inscriptions of Britain: Phonology and Chronology, c. 400–1200 (Publications of the Philological Society, 37; Oxford: Blackwells). Stancli·e, C. 1997: ‘The Thirteen Sermons Attributed to Columbanus, and the Question of their Authorship’, in Lapidge (1997), 93–202. Uhlich, J. 1993: Die Morphologie der komponierten Personennamen des Altirischen (Beitr•age zu Sprachwissenschaften, 1; Witterschlick and Bonn: Wehle). Wade-Evans, A. W. (ed.) 1944: Vitae Sanctorum Britanniae et Genealogiae (Cardi·: University of Wales Press). Williams, I. 1933–5: ‘Notes on Nennius’, Bulletin of the Board of Celtic Studies, 7: 380–9. 1938: Canu Aneirin (Cardi·: University of Wales Press) 1980: The Beginnings of Welsh Poetry, ed. by R. Bromwich (Cardi·: University of Wales Press). Winterbottom, M. (ed.). 1978: Gildas. The Ruin of Britain and Other Works (Chichester: Phillimore). Wright, R. 1982: Late Latin and Early Romance in Spain and Carolingian France (Liverpool: Cairns). Zimmer, S. 2000: Studies in Welsh Word-Formation (Dublin: Dublin Institute for Advanced Studies). 34 Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ Patrick V. Stiles 1 weaxan Beowulf 3115a as a Corruption Line 3115a of Beowulf comes in the poem’s penultimate fitt, 42. Beowulf has been slain by the dragon, and W»§gl»af, his loyal retainer, is giving orders for the funeral. He tells his men to gather wood for the pyre, and continues: ‘Nu sceal gled fretan weaxan wonna leg wigena strengel’ 3115 Manuscript weaxan has the form of a well-established Old English word, the infinitive of the verb ‘to grow’, ModE. to wax. However, it does not suit the context, not least because it creates syntactic di¶culties (being an intransitive verb). Omitting the problematic half-line, one can translate: ‘Now fire shall consume . . . the ruler of warriors’; the remaining two words denote ‘dark flame’. It has often been remarked that, if weaxan ‘to grow’ is accepted, then 3115a must be taken as parenthetic—‘the dark flame (will) grow’—which is clumsy, as it comes between fretan and its direct object. It also interrupts the flow of the thought unduly. What is more, a parenthesis in the first half-line is very rare in the older poetry and may have been considered bad style. Cosijn trenchantly observed (1882: 573–4): ‘Es liegt auf der hand, dass weaxan wonna l^eg entweder verdorben ist oder eine andere bedeutung hat als man bisher angenommen hat.’ Discarding the interpretation as a parenthesis (see below, ⅓2), he pointed out ‘solche zwischenglieder bilden  The epic is preserved in a single manuscript from about 1000 and is in the ‘poetic dialect’ (cf. Campbell 1959: ⅓18), containing elements of the Anglian dialects spoken in the Midlands and the north, but written mainly in the orthography of the Late West Saxon standard, based on the dialects of the south of the country (excluding Kent). The editions with the best critical apparatus are Klaeber (1950), Dobbie (1953), and von Schaubert (1961–3).  Krapp (1905: 34–5) only recognizes one instance in Beowulf , 3056a; Klaeber (1950: lxv) accepts two further examples, 2778a and the one we are considering. Compare also Mitchell (1985: ⅓3853). 462 Patrick V. Stiles immer einen satz f•ur sich, was hier n i c ht der fall ist, denn sceal muss aus dem vorhergehenden suppliert werden’. 2 Holthausen’s Conjecture we(o)san Dobbie notes that ‘various attempts have been made to avoid the parenthesis and to take l. 3115a as a variation of gled fretan’ (1953: 276). However, of the suggestions that have been made, only two seem worthy of serious consideration. They both posit a transitive verb with the meaning ‘consume, devour’. To do so produces excellent sense and removes the syntactic problem. Instead of a troublesome parenthesis, the text has variation featuring inversion of the word order and the addition of an adjective. The whole sequence can be rendered: ‘Now fire shall consume, the dark flame devour the ruler of warriors.’ The question is: can the existence of such a word in the original be regarded as plausible? The older proposal eschews emendation, postulating instead a verb weaxan ‘to consume, devour’, a homonym of ‘to grow’. Grein, moved by considerations of meaning and syntax, was the originator of this idea in his Sprachschatz der angels•achsischen Dichter of 1861–4 (1912 edn.: s.v. ‘weaxan verzehren?’). In support, he cited what Klaeber (1950: 228) describes as ‘the (somewhat inconclusive) gloss’ waxgeorn for edax ‘gluttonous, greedy’ in ªlfric’s Colloquy (ed. Garmonsway 1947: l. 290). Wax- would presumably be a late form of weax- (cf. Campbell 1959: ⅓329.3). These two forms might be considered too slender a basis for establishing a lexeme (especially as waxgeorn is an emendation for manuscript <paxgeorn>, although  Krapp (1905: 33) similarly defines ‘real parentheses’ as ‘sentences which are inserted as independent additions between the syntactical elements of other sentences’, although he does not explicitly invoke this criterion to reject 3115a as an example (cf. further Mitchell 1985: ⅓3848). Mitchell and Robinson call it ‘a singularly awkward and unlikely parenthesis’ (1998: 159).  All the same, most recent commentators assume a parenthesis here: Klaeber (1950: 117); von Schaubert (1961–3: 173); Wrenn and Bolton (1973: 209); Nickel et al (1976–82: 65); Jack (1995: 206).  Compare the textual notes of Dobbie (1953: 276) and von Schaubert (1961–3: 173–4). Mitchell and Robinson (1998: 159) ‘prefer to take weaxan as a form of the infinitive w¤scan, waxan meaning “wash, bathe” ’ and translate ‘the dark flame engulf ’, thus reverting to a suggestion of Earle (1892: 102, 194) and Sedgefield (1910: 183), who called it ‘a bold figure of speech’. Hoops characterized the interpretation as ‘v•ollig unwahrscheinlich’ (1932: 322); Klaeber called it ‘far-fetched’ (1950: 228).  Fire words often collocate with verbs meaning ‘devour’ in Beowulf (cf. Robinson 1979 = 1993: 75–6). Thus, with lig as subject: 1122 Lig ealle forswealg . . . ‘Flame swallowed up all . . .’; and, in a genitive construction, 781–2 nym†e liges f¤†m „ swulge on swa†ule ‘unless the embrace of fire should swallow (it) in flame’. Further, 3014b †a sceall brond fretan ‘fire shall devour them’, and, of course, 3114b. Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ 463 <p> and wynn are not always easily distinguished in this hand). However, Grein’s view was accepted by Cosijn (1882: 573–4), Krapp (1905: 34–5), and Holthausen (1905–6: ii. 193, 258, until the 1929 edition), and is the solution Dobbie plumps for (1953: 276). The other suggestion was put forward by Holthausen (who had worked on the 1912 revision of Grein’s Sprachschatz and had separately published a note seeking to supply etymological underpinning for that scholar’s interpretation of weaxan, 1908: 293–4). The later contribution improves on his earlier idea by positing a formation that is known to have existed in Germanic. Holthausen advocated emending the manuscript form to weasan ‘to consume’ (1929a: 90–1). *weasan would be a spelling of *weosan, a non-West Saxon form that developed from *wesan—which would be its West Saxon shape—by the sound change of back-mutation (cf. Campbell 1959: ⅓210.2). Holthausen adduced Gothic wisan ‘schmausen’, and Old High German fir-wesan ‘verbrauchen’ as cognate verbs within Germanic. He incorporated the change into his Beowulf edition (1929 onward), and lists the word in his Old English etymological dictionary of 1934 as ‘wesan 3’. The emendation was embraced by Hoops (1932: 321), and described by Klaeber as ‘a very interesting solution’ (1950: 228), although he chose not to adopt it (cf. n. 4). Nickel et al., in what is meant to be a revision of Holthausen’s edition (cf. 1976–82: vol. i, p. v), mention their predecessor’s conjecture approvingly, then rather timidly opt for Sedgefield’s 1933 emendation to passive participle weaxen—‘the full-grown sooty flame’— • nderung am Ms. bedingt und on the ground that it ‘nur eine geringf•ugige A alle Vermutungen u• ber sonst nicht belegte Verben . . . u• berfl•ussig macht’ (1976–82: ii. 65). Evidently, a more conservative generation has been reluctant to accept we(o)san because of the lack of attestations of the verb elsewhere in Old English. But it seems sounder to agree with Maas (1958: ⅓16) that: ‘Where several conjectures are available we should choose in the first instance that which is best in style and matter, in the second that which makes it easiest to see how the corruption arose.’ Although, a for e in an ending could be ‘linguistically real’, a reverse spelling reflecting the weakening of final syllables, the substitution of x for s (possibly in a ligature) in what may have been an unfamiliar word is an unremarkable error.  There are parallels for the spelling <ea> for eo in Beowulf ; see Klaeber (1950: lxxviii (⅓12.2)), and cf. Campbell (1959: ⅓⅓278(b), 280). 464 Patrick V. Stiles 3 The Indo-European Ancestry of we(o)san The verb is now much better known. Benveniste (1962: 97–101) first deduced the existence of an Indo-European root *wes- ‘to pasture, tend (livestock)’ on the basis of continuants in Hittite and Old Iranian of PIE *wes-tor‘herdsman’, an archaic agent noun of a type built directly to verbal roots. (Oddly, the verb received no entry in the first edition of Rix et al.’s lexicon of Indo-European verbs, 1998, though one has appeared in the second edition of 2001, as ‘3. *ues-’.) Much of the evidence for IE *wes- is in the form of „ nominal derivatives. Hamp (1970) and Bader (1976: 24–6; cf. 1978: 116–18) connected various substantives with the presumed basic meaning ‘grass; fodder’ (some of them also used of food for humans) in Celtic, Tocharian, and Germanic. Hamp also assigned to the root a verb meaning ‘to observe, watch, take care of ’ in Albanian. However, the verb in its original meaning has been identified in an early Middle English text, the Life of St Margaret, which has two examples of a class V strong preterite singular wes(OE *w¤s), as part of an alliterative formula describing Margaret tending her foster mother’s sheep (for details, see Stiles 1985; MED, s.v wesen—unfortunately the data are lacking from the entry in Rix et al. 2001). This makes Germanic the only branch of Indo-European to attest the verb in its primary sense. In Celtic and Germanic the root developed a secondary meaning ‘to consume, devour, eat voraciously’—what the livestock do while they are being pastured (for an earlier collection of evidence for this meaning, see Pokorny 1959: 1171, ‘2. ues- “schmausen” ’). We can compare the semantics „ of Latin pasc»o, German weiden, and English graze (used both, transitively, of a human supervising livestock grazing and, intransitively, of the livestock grazing in their own right). The important point is that ‘Holthausen and Pokorny’s verb’ is now recognized as belonging to the root *wes- ‘to pasture, tend (livestock)’ and this fact provides a valuable criterion for assessing the semantics of the Germanic data. We may note at the outset that in Germanic the verb can be used of humans in the secondary meaning ‘to eat’. 4 Germanic Cognates t h e m e a n i n g o f t h e g o t h i c co g n a t e wisan Streitberg in the glossary to his edition of the Gothic Bible (1965) defines ‘2. wisan’—the counterpart of Greek ε,φρανεσθαι, which is usually glossed as ‘to rejoice’ (cf. Bauer et al. 1988: 661–2)—as ‘sich freuen, schwelgen, schmausen’ [‘rejoice, live it up, feast’], which, it will be noticed, diverges from Holthausen’s gloss (above, ⅓2). It is no doubt because Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ 465 of Streitberg’s definition that the entry in Seebold’s dictionary for the Germanic class V strong verb (mainly represented by Gothic: wisan -was wesun ) is headed ‘wes-a- 2 “schwelgen” ’ (1970: 562–3). Seebold lists a number of derivatives (for more, see pp. 467–8) and mentions Beowulf 3115a, but considers Holthausen’s conjecture OE *weosan ‘zu unsicher’ (1970: 562). Bammesberger (1979: 138) rejected it on semantic grounds. He wrote: ‘Dieser Emendation liegt die anvisierte etymologische Verkn•upfung mit got. wisan “sich freuen, schwelgen, schmausen” zugrunde’ and objected that an English cognate ‘bedeutungsm•a¢ig an der Beowulfstelle kaum pa¢t’. However, our improved understanding of the word indicates that, from a historical point of view, Streitberg’s sequence of meanings ought rather to be reversed, in so far as ‘devour, eat’ is a basic meaning of the verb. This same message is repeated by the Germanic derivatives (see below). Once this is recognized, Bammesberger’s semantic objection falls away. Indeed, Streitberg had earlier interpreted wisan simply as ‘schmausen’, arguing that its use in the Gothic Bible indicated ‘die Freude findet einen sehr konkreten Ausdruck’ (1907–8: 309). All the attestations of the word are found in Luke and all but one of them in the parable of the Prodigal Son; in all but one example it is accompanied by the adverb waila ‘well’ (cf. Martellotti 1972: 246–7). Ignoring for the moment the import of Gk. ε,φραιν-, in every instance wisan and the compound biwisan can indeed be understood as ‘to feast’. Where a meaning ‘to feast’ is not possible, di·erent Gothic verbs are used to render ε,φραιν-, as Streitberg observed (1907–8: 309); similarly Martellotti (1972: 246). The same point has been made more forcibly by Ros‹en in a detailed philological study of Go. ‘2. wisan’ (1984: 378–87), which observes that the verb always occurs in the context of eating and concludes that it meant ‘essen, speisen’ (1984: 384–5). It is surely significant, therefore, that wisan occurs in all and only those places where the ‘Old Latin’ reading is epulari ‘to feast’. This was pointed out by Streitberg (1907–8: 309) and is noted by Friedrichsen (1926: 111 with n. 2, although Friedrichsen adopted a divergent and—in my view—  Incidentally, it may be noted that Lehmann’s dictionary misreports Ros‹en’s article. The comment at the end of the entry for ‘3. wisan’ (1986: 406) belongs under Lehmann’s lemma ‘1. wisan’ and should read ‘378–82’.  On ‘Old Latin’ or ‘western’ readings in the Gothic Bible, compare Stutz (1966: 31–43; 1972: 388–96). It is not possible to consider the intricacies of the textual history of the Gothic Bible here. Su¶ce it to say that, although clearly based on a Greek text, the translation as transmitted contains readings conforming with pre-Vulgate Latin traditions, whatever the explanation for this state of a·airs may be. Such readings are most frequently found in Luke and John (Stutz 1966: 36; Friedrichsen 1926: 161; 1961: 67–8). Not being sure what word the Gothic is translating is an obstacle when trying to establish the meaning of certain Gothic lexemes. 466 Patrick V. Stiles erroneous analysis of the Gothic word-family). Ros‹en argues that it is not necessary to suppose Latin influence on the Gothic text here, asserting that in New Testament Greek, ε,φρανεσθαι had itself come to mean ‘to feast’ (1984: 383) and that the Latin versions correctly render this—an example of the sequence of development that Streitberg’s lemma suggests. For obvious pragmatic reasons, the concepts eat, drink, and be merry form a semantic family. Ros‹en draws attention to the fact that the New Testament passages where a rendering of ε,φρανεσθαι as ‘feast’ is not feasible are all quotations from or allusions to Old Testament verses and that in the Greek of the Septuagint the verb had still meant ‘to rejoice’ (1984: 383). Further, the semantics of—at least some of—the nominal derivatives are hard to understand if the basic meaning of the Gothic (Germanic) verb was ‘to rejoice’. That the ‘Bedeutungssph•are’ of the derivatives is food and eating is emphasized by Streitberg (1907–8: 308), Martellotti (1972: 247), and Ros‹en (1984: 385)—who argues that this holds for all derivatives in Gothic. Œ Go. waila-wizns*, evidently a nominalization of the phrase waila wisan, occurs in the Skeireins (ed. Bennett 1960: b. 22–3) in the context of the feeding of the five thousand. Bennett glosses it as ‘nourishment, food’, and translates ‘satisfying them with so much food’ (similarly Ros‹en 1984: 384: ‘Speise’), while Streitberg defines it in the glossary to his Bible edition as ‘gute Nahrung’; Martellotti (1972: 246 n. 87) considers taking it to mean ‘banchetto [feast]’. Friedrichsen (1926: 112), in keeping with his analysis of the word-family, was inclined to render it ‘satisfying them with so much good cheer’—which seems a less satisfying interpretation. Œ The noun Go. anda-wizns appears three times in the Gothic Bible (Rom. 12: 13; Phil. 4: 16; 2 Cor. 11: 8), with the sense ‘means of support; wants, needs’, and is usually considered to belong to the sphere of nourishment (compare Ros‹en 1984: 385 and Friedrichsen 1926: 112, who agree on this point). Œ The adjective Go. gawizneigs is found in Rom. 7: 22: gawizneigs im . . . wit»oda g†s. Streitberg in his glossary takes it to mean ‘voll Mitfreude’, giving the locus the import ‘I am delighted at the law of God’. Accordingly,  Intriguingly, Feist, in his etymological dictionary of Gothic, renders wisan as ‘schmausen’ (1939: 568). Similarly, Moss‹e in the glossary to his Manuel defines ‘2. (bi-)wisan’ as ‘festoyer’ (1956: 321) and Bennett in the glossary to his Introduction remarks at the top of his entry on wisan ‘be’: ‘homographic with wisan . . .“feast” ’ (1980: 180).  Cf. also Wissmann (1932: 14, 91 plus references), and compare the semantics of G. genie¢en. Conversely, the notion of overeating can lead to words for unhappiness: E. fed up, and sad beside G. satt, Lat. satis. Unfortunately, Luke 12: 19 is lacking from the Gothic Bible. Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ 467 Schubert (1968: 56) derives gawizneigs from a noun *gawizns ‘Freude’, although ‘Mitfreude’ would presumably be a better gloss. However, Ros‹en (1984: 385) interprets the passage as ‘stark figurativ-allegorisch’ and attributes to *gawizns the meaning ‘gemeinsames Speisen’, yielding a sense ‘ich bin dem Gesetze Gottes Speisegenosse’, although a weaker sense along the lines of ‘partaking in the law’ might be preferable. Martellotti favoured connecting the word to wisan ‘to be’ via mi†gawisan ‘be together’ (1972: 248), which remains a distinct possibility. Underlying at least the first two of these lexemes is an i-stem feminine abstract noun *(ga)-wizns < *wes-ni-z with a meaning something like ‘sustenance’. Corresponding to this is the NWGmc. feminine i-stem *wes-ti-z ‘sustenance, food’, which developed the meaning ‘feast’ in Old English. Seebold (1970: 562), unlike Streitberg’s glossary, also assigns Go. frawisan* ‘to consume, squander’ to wisan ‘eat, feast’ (as have Wissmann 1932: 91; Friedrichsen 1926: 113; and Ros‹en 1984: 385–7). The word is attested solely as a preterite singular frawas in Luke 15: 14, when the prodigal son has spent his patrimony. Consideration of Gothic (-)wisan provides an illustration of how linguistic and textual study often proceed hand in hand.                   we(o)san Gothic frawisan has an Old High German cognate: firwesan ‘to consume, squander’, which is attested in a number of glosses (cf. Seebold 1970: 562, and Althochdeutsches Glossenw•orterbuch s.vv. fir-wesan and fir-wesen). At Acts 12: 23, consumptus is found glossed by both firwesinir and vrezaner  The weak verb wiz»on is usually connected with wisan ‘eat, feast’ too. It occurs only once, in association with the obscure nominal az»etjam, at 1 Tim. 5: 6 s»o wiz»ondei in az»etjam ‘the [widow] living for pleasure’. Krahe and Meid (1967: ⅓183.2), Schubert (1968: 86), and Seebold (1970: 562), following Wissmann (1932: 91), gloss the verb ‘schwelgen’ and regard it as deverbal to (waila) wisan; whereas Ros‹en considers it to be denominal to a hypothecated *wisa ‘meal’ (1984: 385). By contrast, Martellotti (1972: 248 with n. 92) weighs assigning it to wisan ‘be’. wiz»on seems to mean ‘to lead (a certain kind of life)’, as Friedrichsen notes (1926: 112), which may favour Martellotti’s derivation. All in all, it seems di¶cult to reach a definite conclusion.  It can be di¶cult to eradicate false lore from our reference works and the entry in Streitberg’s Glossary continues to exercise influence. Understandably enough, Streitberg’s definition is repeated by such diverse figures as Schubert (1968: 56 verbatim), Martellotti (1972: 245 ‘far festa [celebrate]’), Lehmann (1986: 406 ‘make merry, live sumptuously’), and Rix et al. (2001: ‘schwelgen, sich freuen’), Naturally, it has repercussions for interpretations; for example, Bammesberger cited above and the present author having glossed OE wesa ‘reveller’ rather than ‘glutton’(1985: 298 n. 5), see the next subsection. The meaning ‘revel, rejoice’ does not seem required at all in Germanic. 468 Patrick V. Stiles (Althochdeutsche Glossen, i. 745. 64–6), the same two verb-stems as occur in Beowulf 3114–15 (cf. also in Gothic Luke 15: 14 frawas and 15: 30 fr»et). Further, Old English attests two nominal derivatives that presuppose a verb *wesan meaning ‘devour, feast’ (for details and concerning their previous misassignment, see Stiles 1985: 298–9 n. 5; this account supplements and corrects that treatment). The most significant is OE wesa ‘glutton’ (attested in the plural wesan, glossing Latin commessatores, Kentish Glosses 1045, ed. Sweet and Hoad 1978: 194), which is most naturally analysed as a masculine agent noun in -an- to a verb *wesan (cf. Krahe and Meid 1967: ⅓91.3). The other is the abstract noun oferwesness ‘excess (in feasting)’, so defined by Campbell (1972: s.v.), formed with a predominantly deverbal su¶x (cf. Krahe and Meid 1967: ⅓125). Neither of these nouns has an equivalent elsewhere in Germanic, which brings the base-form *we(o)san ‘consume, devour, feast’ much closer to home than the Gothic and Old High German cognates cited by Holthausen. And, of course, the verb is attested in the meaning ‘tend livestock’ in Middle English (⅓3). 5 ‘Bison’ as a Derivative of *wesan There is a further word in Germanic that could be interpreted as a nominal derivative of *wesan ‘devour, eat voraciously’. The animal-name ‘bison’ could be a lexicalization of the present participle *wesand-/*wesund- (cf. Krahe and Meid 1967: ⅓129.1), the naming-motive being ‘big-eater’. The word is attested in Old High German as wisant, wisunt and in Old English as wesand, weosend (cf. Suolahti 1899: 133–6; Jordan 1903: 158–60; also Kluge  Accepting Holthausen’s 1929 emendation of Beowulf 3115a leaves [w]axgeorn in ªlfric’s Colloquy isolated (cf. ⅓2), as Krogmann pointed out (1939: 398). Not wishing to do so was part of his motivation for reverting to Holthausen’s suggestion of 1908. But providing support for a somewhat dubious form is not a valid reason for favouring one emendation over another, superior, one. On the other hand, it is conceivable that [w]axgeorn could belong to wesan ‘devour, eat voraciously’. The semantic fit is excellent, although phonology and especially morphology are more problematic. Assuming, as seems likely, that the word was unfamiliar to the scribe, not only the first letter of <paxgeorn> but also the second and third could be miscopied from *<w¤sgeorn>. Such a form could be a spelling for *wes-georn with the first element being the verb-stem (cf. Krahe and Meid 1967: ⅓33). Alternatively, the first element of the compound could represent nominalw¤s- < PGmc. *wasaz, an otherwise unattested nomen actionis to the verb (cf. Krahe and Meid 1967: ⅓⅓68.2, 32.3). If its <¤> is for -e-, the form <w¤ser> ‘unnatural appetite’ bulimus (MS bubimus) in the Harley Glossary (ed. Wright and W•ulcker 1883–4: vol. i, no. vi 195/28) might belong to wesan as a -ra-derivative, cf. Krahe and Meid (1967: ⅓81.20). Schlutter adopts a di·erent analysis (1908: 527–8; unfortunately, Garmonsway 1947: 46 n. 290 gives an incorrect reference to his discussion). Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ 469 and Mitzka 1975: s.v. Wisent, and especially Scha·ner 2001: 631–4). Latin bis»on, -ntis, variant uis»on, is a loan from Germanic, as are the Greek forms. The standard etymology goes back to Suolahti’s tentative suggestion (1899: 134), which assigns the word to a root *weis- ‘to stink’. But a bison is not like a skunk, for which such a naming-motive would make sense. We can be confident that many wild animals in the primeval forest were smelly; but would any have eaten as prodigiously as a bison, the largest mammal in Europe? Unlike the North American bison, which grazed in large herds on the great plains, the European bison, dwelling in the forest in small family groups, are mostly browsers, living on leaves, twigs, bark, ferns, mosses, berries, and mushrooms as well as grass. What is more, the root in question is entered in Rix et al. (2001) as ‘2. ueis- “flie¢en” ’, „ „ which complicates the semantics somewhat (although cf. Scha·ner 2001: 634). Kluge and Seebold prefer a connection with OInd. vis‹ana f. ‘horn’ (1989 s.v.), following Petersson (1914: 131)—as de Vries (1962) somewhat sardonically puts it: ‘also “das geh•ornte tier”, obgleich die h•orner eben nicht gross sind’. A designation ‘big-eater’ might be hunters’ taboo; compare ‘the grey one’ for the hare and the wolf, ‘the brown one’ and ‘the honey-eater’ for the bear. Connecting the animal-name with *wesan entails raising of *e to i before u in continental West Germanic forms, and that these were the source of the Latin and Greek loans, which must have been the case anyway.        • bersetzungen des neuen Testaments, die KirchenAland, K. (ed.). 1972: Die alten U v•aterzitate und Lektionare (Arbeiten zur neutestamentlichen Textforschung, 5; Berlin and New York: de Gruyter). Die Althochdeutschen Glossen (1879–1922), ed. E. Steinmeyer and E. Sievers (5 vols.; Berlin: Weidmann).  The Old Prussian form <wissambs{>, found in the German–Old Prussian Elbing Vocabulary (ed. Ma#ziulis 1966–81: ii. 40, item 649), is often mentioned in the context of the Germanic word for ‘bison’. Some scholars have analysed it as wis-sambris, and connected the first element with the stem of the Germanic form. However, in Old Prussian terms, the first element, whether isolated as wis- or wi-, is obscure, although the second element appears to be the Baltic cognate of the Common Slavic word for ‘Auerochs’ *zombr"u, which in Polish, however, denotes the European bison. Endzelin suggested that the first element could be the result of contamination with the German term (cf. the entry in Ma#ziulis 1988–97: iv. 249–51). 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Streitberg, W. 1907–8: ‘Gotisch dugunnun wisan’, Indogermanische Forschungen, 22: 307–10. (ed.). 1965: Die Gotische Bibel, i. Text; ii. W•orterbuch, 5th edn. rev. by E. A. Ebbinghaus (Heidelberg: Winter). Stutz, E. 1966: Gotische Literaturdenkm•aler (Sammlung Metzler, ser. D, Literaturgeschichte, M48; Stuttgart: Metzler). 1972: ‘Das Neue Testament in gotischer Sprache’, in Aland (1972), 375–402. [Suolahti, V. H.] = Palander, H. 1899: Die althochdeutschen Tiernamen, i. Die Namen der S•augetiere (Darmstadt: Otto). Consumer Issues: Beowulf 3115a and Germanic ‘Bison’ 473 Sweet, H., and Hoad, T. F. 1978: Henry Sweet, A Second Anglo-Saxon Reader, Archaic and Dialectal, 2nd edn., rev. T. F. Hoad (Oxford: Clarendon Press). von Schaubert, E. (ed.). 1961–3: Heyne-Sch•uckings Beowulf , ed. Else von Schaubert, i. Text, 18th edn.; ii. Kommentar; iii. Glossar, 17th edn. (Paderborn: Sch•oningh). Wissmann, W. 1932: Nomina Postverbalia in den altgermanischen Sprachen, nebst einer Voruntersuchung u• ber deverbative o» -Verba, pt. 1. Deverbative o» -Verba (Zeitschrift f•ur Vergleichende Sprachforschung, suppl. 11; G•ottingen: Vandenhoeck @ Ruprecht). Wrenn, C. L., and Bolton, W. F. (eds.). 1973: Beowulf , ed. C. L. Wrenn, rev. W. F. Bolton (London: Harrap). Wright, T., [and W•ul(c)ker, R. P.] (eds.). 18[83–]84: Anglo-Saxon and Old English Vocabularies, 2nd edn., ed. and collated by R. P. W•ulcker (2 vols.; London: Tr•ubner). 35 Die hispanische Heerschau des Silius Italicus J•urgen Untermann Die Nachahmung des Schi·skatalogs im zweiten Gesang von Homers Ilias ist wie kaum eine andere Passage der homerischen Gedichte zur Pflicht•ubung in sp•ateren epischen Werken geworden: sie gab deren Verfassern, wie seinerzeit Homer selbst, die Gelegenheit zum einen die Akteure der bevorstehenden Ereignisse vorzustellen, zum anderen, ihre eigenen prosopographischen und geographischen Kenntnisse in ein gutes Licht zu r•ucken, und damit werden alle diese Exkurse zu beachtenswerten Quellen f•ur die jeweils beschriebene geschichtliche Phase und f•ur die Personenund Ortsnamen, die darin angeblich oder wirklich eine Bedeutung gehabt haben. In dem Epos Punica des Silius Italicus, das den zweiten punischen Krieg zu Inhalt hat—verfasst gegen Ende des ersten nachchristlichen Jahrhunderts—erscheint ein solcher Katalog im dritten Buch. Dort wird berichtet, wie sich Hannibal nach dem Fall von Sagunt im Jahre 218 v.Chr. zum Zug u• ber die Pyren•aen nach Gallien und Italien r•ustet. Unbeschwert von seri•osen Quellenstudien baut der Dichter hier seine Heerschau ein, indem er zun•achst, noch halbwegs plausibel, die afrikanischen Truppen beschreibt, u• ber die Hannibal verf•ugt, dann aber reichlich phantastisch eine Art nationalen Aufbruchs aller einheimischen V•olker Hispaniens zu diesem Unternehmen in Szene setzt, in deutlicher Anlehnung an den entsprechenden Passus im siebten Buch von Vergils Aeneis, wo—nat•urlich viel u• berzeugender motiviert—die Mobilmachung der italischen V•olker gegen den Machtanspruch des orientalischen Eindringlings Aeneas beschrieben wird. So unglaubhaft f•ur uns der Anlass ist, so dankbar darf man Silius daf•ur  Die hier besprochenen Stellen wurden zuletzt kommentiert in der Ausgabe von P. Miniconi und G. Devallet (1979) und von F. Spaltenstein (1986).  Nichts davon findet sich im entsprechendenKontext bei Livius (21. 23) oder Polybius (3. 35. 1–6); diese berichten—im Gegenteil—dass Hannibal noch unmittelbar vor seinem Zug u• ber die Pyren•aen Probleme mit der Unbotm•a¢igkeit einiger hispanischer St•amme hatte. Die hispanische Heerschau des Silius Italicus 475 sein, dass er uns auf diese Weise eine F•ulle von Orts- und Stammesnamen (seine Personennamen sind weitaus weniger brauchbar) aus der noch nicht von den R•omern besetzten iberischen Halbinsel mitteilt. Es ist zwar kaum ein Name dabei, den wir nicht auch bei anderen, wissenschaftlich solideren Autoren wie Strabo, Plinius und Ptolemaeus finden, aber es lohnt sich doch, vom Standpunkt der althispanischen Ethnologie und Ortsnamenkunde aus zu beobachten, was ihn an diesen Namen interessiert und wie er sie f•ur seine Leser kommentiert. Silius’ wichtigstes Vorbild f•ur die sprachliche und poetische Gestaltung seines Epos war Vergils Aeneis und in der Gliederung des Sto·es hat er sich eng an die dritte Dekade von Livius’ Geschichtswerk angelehnt. Zun•achst ein Blick auf das Prooemium (3. 223–30), das zwar pflichtschuldigst der Vorgabe bei Homer und Vergil folgt, aber doch zu bemerkenswerten Abweichungen gezwungen ist: prodite, Calliope, famae, quos horrida coepta excierint populos tulerintque in regna Latini et quas indomitis urbes armarit Hiberis quasque Paraetonio glomerarit litore turmas. ausa sibi Libye rerum deponere frenos et terris mutare iugum. non ulla nec umquam saevior it trucibus tempestas acta procellis nec bellum raptis tam dirum mille carinis acrius infremuit trepidumque exterruit orbem. Homers σπετε ν+ν µοι Μο+σαι (Ilias 2. 484) und Vergils pandite nunc Helicona, deae (Aeneis 7. 641) wird verk•urzt auf prodite und auf die eine Muse der epischen Dichtung. Das daran angef•ugte famae ist ein letzter Rest der Verse jµες δd κλος οGον
κο3οµεν ο,δ τι Fδµεν (Ilias 2. 486) ad nos vix tenuis famae perlabitur aura (Aeneis 7. 646), die ihrerseits kennzeichnend f•ur die abweichende Situation der beiden  Παραιτνιον, 300 km westlich von Alexandria gelegen, war in r•omischer Zeit die Hauptstadt der Provinz Libya inferior, steht aber hier schon namengebend f•ur die gesamte Bev•olkerung der afrikanischen Mittelmeerk•uste.  Mit mille carinis nutzt Silius die Gelegenheit, sich enger an Homer anzuschlie¢en; er d•urfte damit die Schi·e meinen, in denen die afrikanischen Kontingente u• ber das Mittelmeer kamen, wogegen Vergil die griechische Seefahrt nach Troia v•ollig in einen Landkrieg umwandeln musste. Das merkw•urdige Syntagma raptis mille carinis lehnt sich dagegen wieder an Vergils Halaesus . . . mille rapit populos (7. 725) ‘riss mit sich fort (in den Feldzug)’ in der Beschreibung des oskischen Kontingents an. 476 J•urgen Untermann a• lteren Epiker sind: sowohl Homer als auch Vergil mussten sich von ihren H•orern/Lesern fragen lassen, woher sie denn so genau u• ber zahlreiche Orte und Personen Bescheid wussten, von deren Epoche der eine durch drei oder vier schriftlose Jahrhunderte—nach antiker Tradition war der Trojanische Krieg 1183 v.Chr. zu Ende—der andere durch mehr als ein Jahrtausend getrennt waren. Da half nur die Antwort: die Musen wussten es, und die haben es mir erz•ahlt: 4µες γ_ρ θεα "στε, π)ρεστ τε, Fστ τε π)ντα (2. 485) et meministis enim, divae, et memorare potestis (7. 645). Silius Italicus dagegen lebte weniger als 300 Jahre nach Hannibals Heerzug und verf•ugte u• ber eine l•uckenlose Folge ausf•uhrlicher historischer Berichte von jener Zeit bis in seine Gegenwart—Cato, Polybios, Valerius Antias, Livius, Pompeius Trogus und zweifellos noch weitere. F•ur das Ende des dritten Jahrhunderts v.Chr. hatte er also irdische Information genug, und f•ur die fr•uhe Gr•underzeit, die er in seinen Katalog hereinzieht, gab es, wie wir vor allem von Strabo erfahren, ebenfalls schon eine detaillierte Mythographie, so dass f•ur Silius die beil•aufige Nennung der fama als Empf•angerin der Musenbotschaft (3. 223) ausreichte, um sich bei der Muse f•ur ihre Hilfe zu bedanken. Die langen Aufz•ahlungen von milit•arischen Einheiten (29 in 265 Versen bei Homer, 13 in 171 Versen bei Vergil, und 23 hispanische in 180 Versen bei Silius Italicus) bieten im Prinzip immer die gleiche Information: den Namen des Volkes oder der Stadt, den Namen des Anf•uhrers und—nur bei Homer und Vergil—die Zahl der Schi·e in der Ilias oder die der Krieger in der Aeneis. Dar•uber hinaus gibt Homer—wie in einem Reisehandbuch—kurze Listen von St•adtenamen, meist durch Attribute wie πετρ εις, ε,ρ3χορος, "ϋκτµενος, "ρατεινς usw. charakterisiert; ebenso Vergil, der jedoch zuweilen auch l•angere Exkurse u• ber Sitten, Kulte oder geschichtliche Zusam So (famae Dat.sg., Objekt von prodite) nicht recht u• berzeugend gedeutet von Spaltenstein (1986: 201), der dann aus dem Plural prodite schlie¢t, dass hier wie bei Homer und Vergil alle Musen angerufen werden, wenn auch nur eine genannt wird. Im Blick auf das Prooemium des Truppenkatalogs in der Thebais (1. 32–6) des Statius—Zeitgenosse des Silius—in dem zuerst eine divinisierte Fama und dann, drei Verse sp•ater, die Muse Calliope angerufen werden, scheint es mir aber ebensogut m•oglich, dass auch hier die Famae (im Vok.pl.), asyndetisch auf Calliope folgend, als Begleiterinnen der Muse anzusehen sind; dann w•are auch der Plural von prodite nicht mehr erl•auterungsbed•urftig.  Fast wie ein Anhang dazu wird am Ende des zweiten Gesangs die knappe Aufz•ahlung (2. 816–77) der 16 troianischen Truppen und Verb•undeten nachgeliefert.  Dazu kommen in den Versen 231–324 die Truppenteile aus Afrika, die hier nicht n•aher besprochen werden. Die hispanische Heerschau des Silius Italicus 477 • ber die genannten Personen verliert Homenh•ange der Orte einflicht. U mer—von stereotypen Epitheta abgesehen—fast nur dann ein paar zus•atzliche Worte, wenn es sich um Abk•ommlinge von G•ottern handelt; Vergil ist etwas freigiebiger mit anekdotischen Anmerkungen und genealogischen Informationen. Im Gegensatz zu beiden sind bei Silius die ethnographischen Berichte und die Personen auf zwei weit voneinander getrennte Ebenen verteilt: einerseits auf die ferne, tausend Jahre vor dem zweiten Punischen Krieg liegenden Zeit, in der die genannten St•adte gegr•undet oder die Volkst•amme sich niedergelassen haben, andererseits, wie bei Homer und Vergil, auf die Hilfstruppen und ihre Anf•uhrer im aktuellen Augenblick, also im Jahre 218 v.Chr. Bei den Namen der aktuellen Heerf•uhrer gibt Silius sich nicht die geringste M•uhe um historische Korrektheit, er scheint ins Blaue hinein Namen zu erfinden oder unreflektiert irgendwoher zu holen. Zudem nennt er solche F•uhrer nur f•ur sechs der 23 von ihm aufgelisteten Truppenkontingente. Mandonius und Viriathus spielen bekanntlich ln der Geschichte Hispaniens eine gro¢e Rolle, werden aber beide hier v•ollig abwegig verwendet: Mandonius als Anf•uhrer der K•ustenst•adte des Valenciano und der Sedetaner (376) und nicht, wie bei Polybios und Livius, der Ilergeten, und nicht, wie bei diesen, unzertrennlich mit Indibilis/9νδοβ)λης verbunden, sondern mit einem gewissen Caeso (377), dessen Name in Hispanien sonst nur noch als Cognomen eines Duovir und Flamen der Stadt Obulco, des heutigen Porcuna in Andalusien, belegt ist (CIL ii. 2126). Silius’ Viriathus f•uhrt au¢er den Gallaekern auch die Lusitaner an, wie der gro¢e Caudillo dieses Namen in den f•ur Rom so gef•ahrlichen und verlustreichen Lusitaner- und Keltibererkriegen des zweiten Jahrhunderts, und Silius scheint sich eben diesen hier als jungen Mann—primo in aevo—vorstellen zu wollen: hos [sc. Gallaecos] Viriathus agit Lusitanumque remotis extractum lustris, primo Viriathus in aevo,  Auch bei Vergil spielen hierbei Phantasie und mythologische Assoziation eine gr•o¢erer Rolle als die Bem•uhung um historische Realit•at; keiner der Anf•uhrer in seinem Truppenkatalog tr•agt einen Namen, den wir nach unseren heutigen Kenntnissen f•ur das vorhistorische Italien rekonstruieren w•urden.  Wie auch andere Autoren unterscheidet Silius die Sedetaner, die im s•udlichen Aragon ‹ zwischen Ebro und K•ustenkordillere wohnen, nicht von den Edetaner im K•ustenland zwischen Saetabis—J‹ativa und Sagunt; s. dazu Untermann (1990: 1. 116, mit weiterer Bibliographie).  W•ahrend in der u• brigen Historiographie und Geographie die Lusitaner eine kultivierte und m•achtige Gruppe von St•adten und St•ammen (Strabo 3. 3. 3: j Λυσιτανα "στ µγιστον 478 J•urgen Untermann nomen Romanis pactum mox nobile damnis (354–6) Der ber•uhmte Viriatus wurde aber kaum vor 180 v.Chr., also erst vierzig Jahre nach dem Beginn des punischen Krieges geboren. Drei weitere Namen k•onnten als hispano-keltisch gelten, sind aber nirgendwo sonst f•ur irgendwie prominente Personen bezeugt. Der F•uhrer der Vettonen hei¢t Balarus (378), ebenso ein einfacher Mann auf einer lateinischen Inschrift aus A‹vila, also vom Ostrand des Vettonengebiets. Arbacus (362) sieht zwar aus wie ein Gegenst•uck des f•ur Keltiberien bezeugten Ortsnamen 9ρβ)κη, er trainiert aber die Truppen der ausschlie¢lich von Ph•oniziern bewohnten Insel Ebusus—Ibiza. F•ur die St•adte der Baetica sind zust•andig Phorkys (402)—so hie¢en der Feldherr der Phryger in der Ilias (2. 862) und der Meergott, der die grausigsten Monster der Fr•uhzeit gezeugt hat—und Arauricus (403); dieser sonst nirgendwo belegte Name kann kaum anders erkl•art werden als Ableitung von dem s•udgallischen Flussnamen Arauris, dem heutigen H‹erault, dessen Stamm im alten Namen der Stadt Orange, Arausio, und in dem Namen eines Asturers, Arausa, wiederkehrt, also wohl zum keltischen Repertoire geh•ort. Die Leute von Pyrene und die aus der Keltibererstadt Uxama werden von kleinasiatischen Fl•ussen, Cydnus (338) und Rhyndacus (388), angef•uhrt; von Phorkys war soeben die Rede. Es ist schwer nachvollziehbar, was sich Silius bei alledem gedacht hat. In den einschl•agigen Geschichtswerken h•atte er nicht nur Mandonius und Viriathus, sondern noch viele weitere gut hispanische Namen gefunden, sogar vornehmlich solche von F•ursten oder Condottieren. Auf Phorkys k•onnte er allenfalls durch den ebenfalls schon erw•ahnten Namen der andalusischen Stadt Porcuna gekommen sein, die aber nicht unter den vorher genannten St•adten mit Truppenanteilen aus dieser Gegend erscheint. Was er mit Cydnus und Rhyndacus will, bleibt v•ollig unklar. Transparenter sind Silius’ Kriterien bei der Beschreibung von Orten und τ$ν :Ιβηρικ$ν "θν$ν) und die eigentlichen Tr•ager des von Viriatus geleiteten Widerstands gegen Rom sind, werden sie hier, im Gegensatz zu den f•ur Silius weitaus interessanteren Gallaeker, ‘aus abgelegenen S•umpfen herausgeholt’; was den Dichter zu dieser Deklassierung bewogen hat, ist unklar.  In gut keltiberischem Namenformular Candano Cabura(teicum) Balarus: Knapp (1992: Nr. 30).  Steph.Byz. s.v.: 9ρβ)κη, πλις "ν ΚελτιβηρRα.  Als solcher tritt er sp•ater (10. 173–7) auf, wo er sich, ab antris Herculeae Calpes ‘aus den H•ohlen des Felsen von Gibraltar’ mit dem Gorgonenschild in die Schlacht wirft.  Bronzetafel aus Astorga (CIL ii. 2633); Funktion•ar im Rahmen eines Gastfreundschaftvertrags zwischen asturischen St•ammen. Die hispanische Heerschau des Silius Italicus 479 St•ammen. Wo es, jedenfalls seiner Meinung nach, nichts Mythologisches anzumerken gibt, beschr•ankt er sich entweder auf kurze Aufz•ahlung, so bei den St•adten am unteren Guadalquivir (396–401) und zwischen Emporiae und Saetabis (369–75), oder aber auf eine fachgerechte ethnographische Beschreibung gegenw•artiger Zust•ande, so bei den Cantabrern (325–31), deren kriegerische Lebensweise ausf•uhrlich erl•autert wird, oder bei der Jugend der Gallaeker (344–53), die sich auf das Weissagen versteht, barbarische Lieder in ihrer Sprache singt—barbara . . . patriis ululantem carmina linguis (346), Kriegst•anze auff•uhrt und alle Arbeit, auch den Ackerbau, den Frauen u• berl•asst, oder bei den Keltiberern—Celtae sociati nomen Hiberis (340)—die die im Krieg Gefallenen nicht bestatten, sondern, wie die Perser (Hdt. 1. 140), den Geiern preisgeben. • berlieferungen oder Vergleiche Wo immer ihm dagegen brauchbare U zur Verf•ugung stehen, holt Silius Gr•undung und Herkunft aus einer den aktuellen Ereignissen weit vorausliegenden Zeit in den Vordergund. An einer Stelle im ersten Buch seines Epos, wo vom Beginn der Belagerung von Sagunt die Rede ist, l•asst sich sein Vorgehen im Vergleich mit seiner Quelle besonders gut verfolgen—zun•achst Livius 21. 7. 1–2: dum ea Romani parant consultantque, iam Saguntum summa vi oppugnatur. civitas ea longe opulentissima ultra Hiberum fuit, sita passus mille ferme a mari. oriundi a Zacyntho insula dicuntur mixtique etiam ab Ardea Rutulorum quidam generis. Silius macht daraus eine Folge von 23 Versen (1. 271–93; rechts in den Klammern wird auf die entprechende Stelle bei Livius verwiesen): prima Saguntinas turbarunt classica portas (iam oppugnatur) bellaque sumpta viro belli maioris amore. haud procul Herculei tollunt se litore muri (sita passus mille ferme a mari) clementer crescente iugo, quis nobile nomen conditus excelso sacravit colle Zacynthos. (a Zacyntho insula)  (viros)Phocaicae dant Emporiae (369) zeigt Silius’ Bestreben, alle wichtigen Orte der Halbinsel in seine Heerschau einzureihen; die Griechenstadt Emporion stand in Wirklichkeit nat•urlich eindeutig auf der Seite der R•omer und war der erste Landeplatz f•ur die r•omische Flotte, als die Scipionen den Krieg gegen die Karthager in der iberischen Halbinsel er•o·neten.  W•ahrend die griechische Insel Zakynthos oft mit Sagunt (bei Polybios Ζ)κανδα genannt) in Verbindung gebracht wird (z.B. Strabo 3. 159; Plinius NH 16. 216), ist die zus•atzliche Herleitung aus der Stadt Ardea in Latium nur bei Livius und, diesem folgend, bei Silius belegt; motiviert ist sie durch den zweiten Namen der Stadt, arse auf iberischen M•unzen (Untermann 1975: 231); zu den Namen und zu den M•unzlegenden zuletzt: Aranegui (2002: 25–8); Velaza (2002: 130–4); Garc‹§a-Bellido und Bl‹azquez (2002: 37–8), alle mit weiterer Biblographie.  Ein merkw•urdiges Indiz daf•ur, dass Silius oder seine Quelle Sagunt gekannt haben; in 480 J•urgen Untermann Danach 15 Verse, in denen von Zakynthos und Geryon und deren Beziehung zu Hispanien die Rede ist, und weiter: firmavit tenues ortus mox Daunia pubes sedis inops, misit largo quam dives alumno magnanimis regnata viris clarum Ardea nomen. (oriundi . . . dicuntur) (mixtique etiam ab Ardea . . . generis). Daran schlie¢t sich u• bergangslos noch der Hinweis auf den Vertrag an, der die Saguntiner vor den Karthagern besch•utzen sollte—bei Livius kurz vorher, 21. 2. 7: foedus renovaverat populus Romanus, ut finis utriusque imperii esset amnis Hiberus Saguntinisque mediis inter imperia duorum populorum libertas servaretur, bei Silius (1. 294–5): libertas populis pacto servata decusque (libertas servaretur, foedus) maiorum et Poenis urbi imperitare negatum, Silius macht aus l•angst Vergangenem lebendige Geschichte und scheut sich nicht, diese mitten in die Ereignisse der Gegenwart einzureihen. Zur•uck zur Heerschau im dritten Buch. Mythologische Assoziationen bestehen oft in kurz hingeworfenen Andeutungen, manchmal auch in einer etwas ausf•uhrlicheren, aber stets sehr komprimierten Wiedergabe alter echter oder neuer erfundener Sagen, und immer wird vom Leser ein betr•achtliche Menge von Vorkenntnissen erwartet. Einige Beispiele: Cerretani, quondam Tirynthia castra (3. 357) erinnert auf dem Umweg u• ber den Ort seiner Jugendzeit, Tiryns in der Argolis, an Hercules und spielt auf seine A·•are mit der sch•onen Pyrene am Fu¢ des nach ihr benannten Gebirges an; die Cerretani bewohnen dessen o• stlichsten Teil. iam cui Tlepolemus sator et cui Lindus origo . . . „ Balearis (364–5) steht im stellvertretenden Singular f•ur die Bewohner der Balearen, die von der Insel Rhodos und deren in Homers Schi·skatalog (2. 653–70) ausf•uhrlich beschriebenen K•onig Tlepolemos, Sohn des Herakles, abstammen sollen. • brigen allseits schro· abfallenden Burgbergs von Westen der Tat steigt der Kamm des im U nach Osten etwas an.  Livius’ Ardea wird hier zun•achst durch Daunia pubes paraphrasiert, das auf den bei Vergil Aen. 10. 616, 12. 22 erw•ahnten K•onig von Ardea, Daunus, verweist, den Vater des Turnus, des Gegners von Aeneas in der Aeneis. • bergang nach Gallien, in den Versen 415–40 folgt  Wenig sp•ater, anl•asslich Hannibals U eine ausf•uhrlichere Beschreibung des Gebirges einschlie¢lich der Geschichte von Herakles und Pyrene. Die hispanische Heerschau des Silius Italicus 481 Dass Carthago Nova nicht von den Karthagern, sondern von dem homerischen Helden Teukros gegr•undet worden ist, wird dem Leser hier— Carthago . . . Teucro fundata vetusto (368)—einfach zugemutet; an einer anderer Stelle des Epos, urbs colitur Teucro quondam fundata vetusto, nomine Carthago, Tyrius tenet incola muros (15. 192–3), wird dies wenigstens etwas zurechtger•uckt; aber Silius schien nicht gewillt zu sein, die im ubrigen • v•ollig dunkle Verbindung von Teukros mit Carthago aufzugeben. Um Parnassia Castulo (391) zu verstehen, muss man daran erinnern, dass die gro¢e Bergbaustadt in der N•ahe des heutigen Linares, die bei den Iberern Kastilo oder Castlo hie¢, bei den R•omern Castulo und bei dem griechischen Geographen Ptolemaeus Καστουλ#ν hei¢t, von anderen griechischen Autoren, namentlich Polybios, Κασταλ#ν genannt wird, unverkennbar im Gedanken an die kastalische Quelle in Delphi und somit im Parnassos-Gebirge, dessen Name oft f•ur den des delphischen Heiligtums eingesetzt wird. Im Nordwesten und Norden konnte Silius aus dem Vollen sch•opfen, da es f•ur diese Gegenden l•angst eine F•ulle von graekophilen Legenden gab, m•oglicherweise angeregt einerseits durch die Vorstellungen vom Ende der Welt, dem nahen Totenreich und den Inseln der Seligen, andererseits von dem Bestreben, f•ur die Wanderungen des Herakles und f•ur die Irrfahrten des Odysseus und anderer aus dem trojanischen Krieg zur•ukkehrender Helden eine reale geographische Zuordnung zu finden. Strabo a• u¢ert sich in seinem Werk ausf•uhrlich u• ber Herakles und Odysseus in Hispanien (3. 2. 13), u• ber Hellenen, Teukros, Amphilochos in Galicien und u • ber den im • brigen unbekannten Okelas aus dem Gefolge des Antenor in Kantabrien U  Noch st•arker abgeschw•acht bei Iustinus 44. 3. 2–3: ‘post finem Troiani belli Teucrum . . . Hispaniae litoribus adpulsum loca, ubi nunc est Karthago Nova, occupasse . . . inde Gallaeciam transisse . . .’.  Der iberische Name ist durch zahlreiche M•unzen mit der Legende kastilo in iberischer Schrift gesichert (s. zuletzt Garc‹§a-Bellido und Bl‹azquez 2002: 226–7), Castlo steht auf einer teilweise in iberischer Sprache verfassten lateinischen Inschrift (Untermann 1990: 2. 651–2, Nr. H.6.1).  Vgl. zuletzt Moralejo (o.J.).  Merkw•urdig ist, dass die Legenden um Herakles und Odysseus einerseits und die um andere trojanische und griechische Heroen (Amphilochos, Teukros, Tydeus und deren Gefolge) andererseits verschiedene geographische Einzugsgebiete zu haben scheinen: letztere werden fast ausschlie¢lich f•ur den Norden und Nordwesten erw•ahnt, Herakles und Odysseus vorwiegend f•ur das westliche Mittelmeer und den a•u¢ersten S•udwesten der Halbinsel. 482 J•urgen Untermann (3. 4. 3), und selbst der sonst so realistische Plinius flicht in seine Beschreibung der galicischen K•uste (NH 4. 112) hinter den Stammesnamen Helleni, Grovi und dem Ortsnamen castellum Tyde die Bemerkung ein: Graecorum subolis omnia. Silius widmet Zuwanderern in diesen Gegenden zwei sehr komplizierte Passagen, beide, wie alle bisher genannten, im Kontext der Aussendung und im Eintre·en (misere, venit) von Truppen f•ur den Feldzug nach Italien. venit et Aurorae lacrimis perfusus in orbem diversum patrias fugit cum devias oras armiger Eoi non felix Memnonis Astyr. (332–4) • thiopier, Sohn der Eos (gr. Hοος oder H1$ος, lat. Memnon war K•onig der A Eous), die hier lateinisch Aurora genannt wird; er kam dem Priamos zu Hilfe und wurde von Achill im Zweikampf get•otet. Ovid schildert in den Metamorphosen 13. 576–622 ausf•uhrlich die Totenklage der Mutter (Aurorae lacrimae). Von seinem gl•ucklosen Schildtr•ager Astyr, der danach aus • thiopien in einen anderen Teil der Welt (in orbem diversum), in den hisA panischen Norden geflohen ist, ist sonst nirgendwo die Rede. Silius scheint hier chronologisch und geographisch gewaltsam den Etrusker Astyr, den Vergil in der Aeneis 10. 180–1 erw•ahnt, dem aber jeder Bezug zu Memnon fehlt, f•ur seine Absicht, den Asturern einen Stammvater zu besorgen, benutzt zu haben. O¶ziell werden die Astures und ihr Land Asturia mit -u- in der zweiten Silbe geschrieben, und auch Silius scheint sich, soweit es die • berlieferung erkennen l•asst, an allen u• brigen Belegstellen an diese Regel U zu halten. An Plinius’ bereits zitierten Passus (NH 4. 112) Helleni, Grovi, castellum Tyde, Graecorum subolis omnia erinnern die Verse 366–7 bei Silius; die Helleni des Plinius kommen bei Silius zwar nicht vor, wohl aber die Stadt Tyde und die Grovier:  Wenn es um die Suche nach einem w•urdigen Nρως κτστης ging (wie bei Strabo f•ur die anderweitig nirgendwo erw•ahnte Stadt :Ωψικλλα), gri· man notfalls, hier wie bei den Asturern (s. unten zu Astyr) auch auf die Gefolgsleute der gro¢en Helden zur•uck; ob diese aus uns heute verlorenen Quellen, z.B. den unter dem Titel Νστοι zusammengefassten nachhomerischen Epen, bekannt waren oder frei erfunden sind, k•onnen wir nicht mehr ermitteln.  Vielleicht aus den Historiae Philippicae des Pompeius Trogus, aus dem Iustinus 44. 3. 2 den Satz zitiert: Gallaeci autem Graecam sibi originem adserunt.  Spaltenstein (1986: 219) versucht eine Rekonstruktion der Geschichte, die sich hinter den Worten patrias oras fugit und non felix verbirgt.  In den zahlreichen Inschriften ist nur einmal Y (statt V) belegt: CIL viii. 2747 (Lambaesis in Afrika).  Wahrscheinlich die gr•azisierende Entstellung (bei Strabo 3. 4. 3 sogar mit griechischer Die hispanische Heerschau des Silius Italicus 483 et quos nunc Gravios violato nomine Graium Oeneae misere domus Aetolaque Tyde. Die Grovi oder Grovii sind gut dokumentiert in Inschriften, bei Ptolemaeus (2. 6. 44) und bei Pomponius Mela (3. 10); bei Silius werden sie zu Gravii, und er beschwert sich auch noch dar•uber, dass diese Form dadurch entstanden sei, dass man dem Namen Graii Gewalt angetan habe, der bei lateinischen Dichtern die Griechen bezeichnet. F•ur den zweiten Vers muss man wissen, dass es im griechischen Aetolien den K•onig Oeneus gegeben hat, den Vater des vor Troja ber•uhmt gewordenen Tydeus: Tyde in Galicien war also—so Silius—eine aetolische Stadt und ihr Kontingent kam aus dem Hause des Oeneus. Dem Tydeus als ihrem Gr•under zuliebe wird ihr Name von Silius mit dem griechischen y geschrieben. In Inschriften und in den Itineraren hei¢t die Stadt Tude, bei Ptolemaeus Το+δαι, es ist das heutige Tui am Unterlauf des Mi~no. Dass auch Plinius die gr•azisierende Schreibung Tyde verwendet, entspricht seiner oben zitierten Notiz von der Graecorum suboles; dass er dabei ebenfalls an Tydeus gedacht hat, ist eher unwahrscheinlich—es w•are der einzige Fall einer solchen Heroen-Etymologie in seinen hispanischen Kapiteln; immerhin muss er, wie dieser Passus zeigt, etwas von dem Anspruch der Gallaeker auf eine besondere Beziehung zu Griechenland gewusst haben, Ein Versuch, Absicht und Erfolg der hispanischen Heerschau in Silius Italicus’ Punica in kurze Worte zusammenfassen: es scheint ihm darum zu gehen—und gelingt ihm aufs Beste—den fernen Westen der Oekumene, die iberische Halbinsel darzustellen als ein untrennbares Konglomerat von urspr•unglicher Wildheit, wie die Kriegslust der Cantabrer und die barbarischen Ges•ange der Gallaeker, und von allgegenw•artiger Einbindung in griechische Tradition, und damit ihrer unver•au¢erlichen Zugeh•origkeit zur Alten Welt, wie diese sich im ersten nachaugusteischen Jahrhundert verstehen konnte. Dass er dies paradoxerweise in einen Aufbruch unter der F•uhrung von Hannibal eingebunden hat, der am Trasimenischen See, ante portas und bei Cannae Rom an den Rand des Untergangs bringen sollte, werden die Leser—wenn sie es u• berhaupt realisiert haben—bald wieder vergessen haben. Endung bΕλληνες) eines gallaekischen Stammesnamen; am ehesten bietet sich die Elaenii an, die indirekt durch den Ortsnamen Elaeneobriga (Ann‹ee ‹epigraphique 1973: 299, Braga im Norden von Portugal) bezeugt sind; Tranoy (1981: 68) h•alt auch f•ur m•oglich, dass Helleni aus dem im gleichen Gebiet gut bezeugten Stammesnamen Cileni abgewandelt ist.  Belege bei Tranoy (1981: 67). 484 J•urgen Untermann       Aranegui, C. 2002: ‘Una ciudad singular’, in Ripoll‹es und Llorens (2002), 25–8. Garc‹§a-Bellido, M. P., und Bl‹azquez, C. 2002: Diccionario de cecas y pueblos hisp‹anicos, Bd. ii. (Madrid: Consejo Superior de Investigaciones Cient‹§ficas). Knapp, R. 1992: Latin Inscriptions from Central Spain (Berkeley: University of California Press). Miniconi, P., und Devallet, G. (Hrsg.). 1979: Silius Italicus: La Guerre punique, Bd. i (Paris: Les Belles Lettres). Moralejo, J. J. o.J.: ‘De griegos en Galicia’, in :Επιεικεα: Homenaje al profesor Jes‹us Lens Tuero (Granada: Athos). Ripoll‹es, P. P., und Llorens, M. del M. (Hsg.). 2002: Arse-Saguntum: Historia monetaria de la ciudad y su territorio (Sagunto: Bancaja). Spaltenstein, F. 1986: Commentaire des Punica de Silius Italicus, i. Livres 1 a› 8 (Geneva: Droz). Tranoy, A. 1981: La Galice romaine (Paris: Boccard). Untermann, J. 1975: Monumenta Linguarum Hispanicarum, i. Die M•unzlegenden, pt. 1. Text (Wiesbaden: Reichert). 1990: Monumenta Linguarum Hispanicarum, iii. Die iberischen Inschriften aus Spanien, pt. 1. Literaturverzeichnis, Einleitung, Indices; pt. 2. Die Inschriften (Wiesbaden: Reichert). Velaza, J. 2002: ‘Las inscripciones monetales’, in Ripoll‹es und Llorens (2002), 130–4. PART F I V E INDO-I RA NI A N AND TOCHARIA N This page intentionally left blank 36 On Vedic Suppletion: d»a‹s and vidh Jos‹e Luis Garc‹§a Ram‹on 1 Preliminary Remarks Vedic d»a‹s ‘honour, worship, revere, o·er’ has three constructions in common with synonymous vidh: (a) with dative of the recipient and instrumental of the o·ering, (b) with dative of the recipient and accusative of the o·ering, and (c) with accusative of the recipient and instrumental of the o·ering. Of these constructions (a) is by far the most frequently attested in both roots as against (b) and (c), the occurrences of which are extremely rare (⅓⅓2–3). The overwhelming preponderance of construction (a) is exclusively restricted to both d»a‹s and vidh, in sharp contrast with other verbs of o·ering and celebrating, which have types (b) and/or (c) (⅓4). Two facts allow us to take a further step and assume the existence of a suppletive pair d»a‹s :: vidh in the Rig Veda: on the one hand, the perfect synonymy between both lexemes in constructions (a–c), as shown by minimal pairs (⅓5); on the other hand, the fact that d»a‹s is attested only in the present stem (and perfect), whereas vidh builds a thematic aorist stem (vidh-‹a-), as recognized by Karl Ho·mann (1969). In the present contribution, an attempt will be made to show that the pair d»a‹s :: vidh fulfils all the conditions for acceptance as suppletive in pure Rig-Vedic synchrony: both verbs are defective and stay in complementary distribution in spite of three occurrences of vindh-‹a-te (⅓6), their semantics overlap perfectly and fit into the pattern of an opposition in terms of pres. d»a‹s.t.i :: aor. a‹ vidhat :: perf. dad»a‹‹sa (⅓7). The occurrence of 1st pl. opt. d»a‹sema along with vidhema in RV VII 14. 2ab is no major problem, for it may be explained as a metrically conditioned variation, which The present article was written as a part of the DFG-Research Project ‘Verbalcharakter, Suppletivismus und morphologische Aktionsart im Indogermanischen’, which has been running since 2000 in the Institut f•ur Sprachwissenschaft of the University of Cologne. The final version has benefited from discussion and remarks by Heinrich Hettrich (W•urzburg), H. Craig Melchert (North Carolina), and especially Jared S. Klein (Georgia), as well as by Antje Casaretto, Alexandra Daues, and Daniel K•olligan (Cologne). It is a pleasant duty to express my gratitude to all of them. Final responsibility remains my own.  I basically follow his translations of those passages in which vidh occurs. 488 Jos‹e Luis Garc‹§a Ram‹on ultimately relies upon the apparent interchangeability of present and aorist stems with the moods (⅓8); an interesting Homeric parallel supports this assumption (⅓9). The case for suppletion is strengthened by the fact that the predominant construction (a), being exclusive to d»a‹s and vidh, is actually incompatible with the original meaning of both. For d»a‹s (IE *dek„ ‘receive’) a construction (c) ‘receive someone (acc.) with something (instr.)’ would have been expected, for vidh (IE *uid h-o/e- from *ui-d hh -o/e- ‘di1 „ „ vide’, whence ‘dole out’ by univerbation of *ui-d heh -, as shown by Thieme 1 „ 1949) a construction (b) ‘o·er something (acc.) to someone (dat.)’ would have been appropriate (⅓⅓10–11). Construction (a) can therefore only be explained as a common specific development by contamination of (b) and (c) in the framework of a suppletive pair d»a‹s :: vidh (⅓12). For the early stages of Avestan the existence of a suppletion das :: vid may be assumed in view of OAv. v»§d ‘take care of, dedicate oneself to (dat.)’ and, especially, of the residual derivative OAv. das ma- ‘o·ering’ and v»§d ‘dedicate oneself to’ (dat.), the meaning of which is hardly conceivable without the semantic levelling of both lexemes in the framework of a former suppletive pair (⅓13). e 2 Ved. d»a‹‹s and its Construction Types; Contrast between d»a‹‹s and da‹sasy‹a- Let us first of all briefly recall the essential points of both roots. As for d»a‹s ‘honour, welcome, worship, o·er’ (subject = a person, beneficiary = a god), it is attested in the present stem (d»a‹s.t.i and them. d»a‹‹s-a-, also subj. d»a‹‹sat(i) and opt. d»a‹‹sema) and in the perfect stem (dad»a‹s-), which is practically synonymous with the present (cf. also the participle forms dad»a‹sv»a‹m . s/ dad»a‹su‹ s.- (4₅ ) ‘pious worshipper’, also lexicalized d»a‹sv»a‹m s/d» a ‹ s u ‹ s ‘respect. . ful’ and ‘merciful’, and the nominal forms d»a‹‹s- ‘o·ering’, puro-d.a»‹‹s- ‘sacrificial cake’, d»a‹sv-›adhvara- ‘sacrificial worshipper’). It has basically three constructions to designate the recipient (animate) and the honour/o·ering (inanimate) respectively distributed according to the figures in Table 36.1,  With the exception of II 19. 4ab s‹o aprat»‹§ni m‹anave pur»u‹n.»‹§ndro d»a‹sad d»a‹‹su‹ s.e ‘many (enemies) . . . Indra o·ers to the o·ering man’.  Delbr•uck, Grdr. iv/2. 212–13; K•ummel (2000: 242 ·.: ‘pr•asentische Bedeutung mit Implikation einer vergangenen Handlung’).  From *da-d‹c-; cf. K•ummel (2000: 242 ·.). For other terms with conversive meaning in the field of religious gift and exchange in RV, cf. Elizarenkova (1995: 50 ·.).  When the verb is constructed with dative of the recipient only (14₅ ), it is impossible to decide between construction (a) with omission of the instrumental, and (b) with omission of the accusative. The construction with the instrumental only may correspond either to (a) with omission of the dative, or to (c) with omission of the accusative (2 ₅ : VIII 4. 6d On Vedic Suppletion 489 Tabl e 36.1. Construction Types of d»as‹ Recipient (a) dat. (b) dat. (c) acc. O·ering instr.: dev»a‹ya n‹amas»a acc.: dev»a‹ya n‹amas instr.: dev‹am n‹amas»a 22₅ 5₅ a 2₅ b (plus 1 ₅ ) c a I 171. 6b; I 93. 3b; I 94. 15a; II 19. 4b; IV 5. 1b. b V 41. 16a; VIII 19. 14a. c VI 48. 2ab u» rj‹o n‹ap»atam . . . . d»a‹‹sema havy‹ad»ataye ‘we would revere the son of force so that he grants the o·erings’. When only the accusative of the receiver is attested, it is exclusively construction (c) that comes into consideration. in which the recipient and the honour/o·ering are represented conventionally by dev‹a- ‘god’ and by n‹amas- ‘reverence’ respectively. Examples (a) VIII 19. 5 y‹ah. sam‹§dh»a y‹a a»‹hut»§ y‹o v‹edena dad»a‹‹sa m‹arto agn‹aye y‹o n‹amas»a s vadhvar‹ah. u the mortal who has honoured Agni with firewood, (who) with an oblation, (who) with wisdom, (who) with obeisance (is) a good worshipper . . . (b) I 93. 3ab a‹ gn»§s.om»a y‹a a»‹hutim . y‹o v»am . d»a‹‹sa» d dhav‹§s.krtim ‡ Agni and Soma, whoever o·ers you a libation, who (dedicates) an o·ering performance . . . (c) V 41. 16ab kath»a‹ d»a‹sema n‹amas»a sud»a‹n»un evay»a‹ mar‹utah. . . . How would we honour the generous Maruts with reverence . . .? At all events, the constructions of d»a‹s are not coincident with those of da‹sas-y‹a-, obviously a denominative of *d‹a‹sas- ‘honour’ belonging to the d»a‹sn‹oti n‹ama•uktibhih. ‘(who) reveres (you) with words of praise’; VIII 84. 5ab d»a‹‹sema k‹asya m‹anas»a yaj~na‹ sya s‹ahaso yaho ‘with which thought on the sacrifice would we worship (you), youngest son of force’ (sc. Agni, who is referredto in .4 as u» rjo nap»ad ‘son of force’). Passages in which d»a‹s is attested with instrumental and an enclitic form of the pronoun (te, v»am, vah.) which may be dative as well as accusative are not included in these figures. In such cases the only thing we may be sure of is that (b) is excluded, but it is not possible to decide between (a) or (c). Irrelevant at this point is the absolute construction in I 86. 6 dad»a‹sim‹a .  Also with an»ag»astv‹a- ‘sinlessness’ (I 94. 15ab y‹asmai t v‹am d‹ad»a‹so{ n»ag»astv‹am), plur. u . pur»un.i ‘many (enemies)’ (II 19. 4ab m‹anave pur»u‹n.»‹§ndro d»a‹sad d»a‹‹su‹ s.e), bh»a‹h. ‘splendour’ (IV 5. 1b kath»a‹ d»a‹sem»agn‹aye brh‹ad bh»a‹h. ‘how could we o·er to Agni a high splendour?’; cf. VII ‡ 14. 3c t‹ubhyam . dev»a‹ya d»a‹‹satah. si y»ama).  From *dek„ es-io‹ /e-, cf. d‹ek„ es- (: Lat. decus) respectively. The etymology is clear, but the „ 490 Jos‹e Luis Garc‹§a Ram‹on same root, the meaning of which is practically the same (cf. VIII 88. 6b y‹ad d»a‹su‹ s.e da‹sasy‹asi ‘if you are ready to gratify the pious worshipper’; I 61. 11 d»a‹su‹ s.e da‹sasy‹an, cf. d»a‹sad d»a‹‹su‹ s.e X 122. 3d). The figures in Table 36.2 make it clear that there is a significant di·erence in their constructions. Tabl e 36.2. Construction Types of d»as‹ and da‹sasy‹ad»a‹s (a) (b) (c) 22 5 2 (+1) vs. da‹sasy‹a— 2 (+7)a 1 (+9)b a VI 26. 6c; VIII 5. 23c (plus 1₅ finite verbal with dative alone, and 6 ₅ participle da‹sasy‹ant-). b VIII 20. 24a (plus 1₅ finite verbal form with accusative alone, 2₅ participle, and 6 ₅ with a»‹-da‹sasy‹a-). For (b) cf. VIII 5. 23 yuv‹am . k‹an.v»aya n»asaty»a a‹ piript»aya harmi y‹e „ ‹ ‹sa‹‹svad u» t»§r da‹sasyathah. ‘you N»asatyas always o·er your help to Kan.va, who was blinded in the house’. For (c) cf. VIII 20. 24ab y»a‹bhih. s‹§ndhum a‹ vatha y»a‹bhis t»u‹rvatha y»a‹bhir da‹sasy‹ath»a kr‹§vim ‘(the help (pl.)) with which you support and help Sindhu, with which you attend Krivi’. To sum up: construction (a) with dative of the recipient and instrumental of the o·ering is clearly predominant with d»a‹s, as against (synonymous) da‹sasy‹a-, which has only (b) and (c). From a purely synchronic point of view, it is impossible to determine which of the three constructions is the original one for d»a‹s, but comparison with da‹sasy‹a- would point to (b) or (c), not to (a). It is important to stress that there is no instance of d»a‹s with a maximal contruction of the type (a) or (b) including also an accusative rei or an internal accusative (e.g. d»a‹s- ‘o·ering’), as happens with vidh (⅓3). 3 Ved. vidh and its Construction Types; Contrast between vidh and vi-dh»a As for the root vidh, its morphology and semantics have been elucidated by Karl Ho·mann in an insightful study (1969), the relevant conclusions of which may be briefly summarized here: (1) the basic meaning of vidh was meaning of Ved. da‹sas-y‹a- presupposes for *d‹a‹sas- a meaning ‘honour, acceptance’ which must be accounted for in terms of construction (b).  VI 26. 6cd t v‹am raj‹§m p‹§t.h»§nase da‹sasy‹an s.as.t.‹§m . sah‹asr»a ‹sa‹ ci y»a s‹ac»ahan ‘you slew Raji u . for Pit.h»§nas, showing your gratitude, and simultaneously six thousand (men) by your force’. On Vedic Suppletion 491 ‘einem genug, zu seiner Zufriedenheit zuteilen, einem (durch Zuteilung) Gen•uge tun, einen (Dat.) zufriedenstellen’; (2) the root builds a thematic aor. stem vidh‹a- (ind. a‹ vidhat, also opt. vidhema and part. vidh‹ant‘worshipper’) with the exception of three attestations of a middle pres. v‹§ndh-a-te, and has semantics and forms in common with vi-dh»a (part. vidh‹ant-, opt. vidh‹ema, subj. *vidh»a‹ti), which perfectly fits into the pattern of Paul Thieme’s explanation of vidh-‹a- as a thematized univerbation of vi  and dh»a (i.e. Indo-Iran. *uid h-a- from IE *ui-d hh -o/e-). 1 „ „ As for the constructions of vidh, types (a) dev»a‹ya n‹amas»a and (b) dev»a‹ya n‹amas among those mentioned above for d»a‹s are attested beyond any doubt; a possible instance of (c) is controversial. A fourth type with a threefold construction (dative of the recipient, instrumental of the o·ering, and an accusative rei), which is not attested for d»a‹s, is labelled conventionally as (d) in Table 36.3 and the following discussion. Tabl e 36.3. Construction Types of vidh (a) (b) (c) (d) Recipient Honour/o·ering Object dat. dat. acc. dat. instr. acc. instr. instr. — — — acc. 21 ₅ a 5₅ b 1₅c 3₅ a One instance (II 24. 1b) with instrumental only may belong either to (a) or to (c). b I 189. 1d; III 3. 1b; VIII 19. 16d; VIII 61. 9a; IX 114. 1d. c I 149.1. There is no compelling reason to assume that v‹acah. in VIII 61. 9ab avipr‹o v»a y‹ad a‹ vidhad v‹§pro vendra te v‹acah. conceals an endingless variant of instr. v‹acas»a (pace Haudry 1977: 353: ‘si, avec ou sans e‹ loquence, O Indra on t’a content‹e du discours’). The text fits well into type (b): ‘if one . . . has o·ered you, Indra, his speech/utterance’ (‘wenn einer, sei es nicht begeistert oder sei er begeistert, dir Indra, seine Rede zugeteilt hat’, Ho·mann 1969: 1). Examples (a) V 4. 7ab vay‹am . te agna uktha‹§r vidhema vay‹am . havya‹§h. p»avaka bhadra‹soce Agni, we would worship you with songs and o·erings. (b) I 189. 1d bh»u‹yis.t.h»am . te n‹ama•uktim . vidhema We would o·er you the most powerful utterance of worship.  Other interpretations: ‘den G•ottern (dat.) dienen, Ehre erweisen; sich hingeben; dienend oder ehrend hingeben, widmen’ (B•ohtlingk–Roth); ‘huldigen, dienen, verehren, ehren, huldigend hingeben, weihen, widmen’ (Grassmann); ‘jmdem durch etwas etwas zuteilen’ (Thieme 1949: 36–7). 492 Jos‹e Luis Garc‹§a Ram‹on (c) I 149. 1 mah‹ah. s‹a r»ay‹a ‹es.ate p‹atir d‹ann in‹a in‹asya v‹asunah. pad‹a a»‹ u‹ pa dhr‹ajantam a‹ drayo vidh‹ann ‹§t He, the house lord comes to great richnesses, the powerful one . . . the pressing stones honour the swiftly approaching one [sc. Agni]. This isolated occurrence of vidh with accusative (of the honorand) only may belong to (c) in spite of the omission of the instrumental. Construction type (d), attested in three passages (VI 1. 10; VIII 23. 21; VIII 96. 8), deserves close consideration: VI 1. 10ab asm»a‹ u te m‹ahi mah‹e vidhema n‹amobhir agne sam‹§dhot‹a havy‹aih. we would give you, the great one, great worship with reverences, with firewood and o·erings, O Agni [‘m•ochten wir dir diesem Gro¢en, Gro¢es zuteilen mit Verehrungen, Agni, mit Brennholz und mit Opfern’: Ho·mann 1969: 1]. VIII 23. 21ab y‹o asmai havy‹ad»atibhir a»‹hutim m‹art‹o ’vidhat the mortal, who doled out the oblation to him with gifts of oblation. Whereas in VI 1. 10a m‹ahi is an internal accusative, the object a»‹hutim in VIII 23. 21b designates the o·ering in construction (b) (cf. I 93. 3b with d»a‹s), which is designated by instr. a»‹hut»§ in type (a) (VIII 19. 5b y‹a a»‹hut»§ . . . dad»a‹‹sa). This suggests that in the case of VIII 96. 8d ‹su‹ s.mam . ta en»a‹ hav‹§s.a» vidhema under the assumption that te is a dative, the construction would be of type (d), i.e. ‘we would dole out impulse to you with this oblation’ (‘m•ochten wir dir Ungest•um mit diesem Opfer zuteilen’, Ho·mann 1969: 2). It must be stressed at this point that the meaning of vidh in the maximal construction (d), namely ‘dole out’ (‘zuteilen’), is the ‘etymological’ one. The pattern of (d) looks synchronically like an extension of (a) and/or (b) by means of an accusative rei, but the sense of the evolution is probably just the contrary: construction (a) may be the result of the deletion of one  However, the construction fits into the pattern of (c) if te is interpreted as a genitive: ‘we would favour (show respect for) your impulse with this oblation’ (cf. the translations by Geldner ‘bestimme uns einen Anteil; wir wollen deinen Mut mit diesem Opfer huldigen’; or by Haudry (1977: 353) ‘puissions-nous contenter ton ardeur par cette o·rande’), which fits well with the preceding p»ada c . . . krdh‹§ no bh»agadh‹eyam ‘make for us a portion’. In favour of an interpretation in terms of (c)‡ is the parallel t‹am . . . asya . . . ‹su‹ s.mam . sapary‹a‘celebrate his impulse/boost’ in VI 44. 5c ( = VIII 93. 12b) t‹am ‹§n nv a›sya r‹odas»§ dev»‹§ ‹su‹ s.mam . saparyatah. ‘heaven and earth celebrate his impulse, both goddesses’. On Vedic Suppletion 493 of the arguments of an original maximal construction, with accusative of the o·ering, whether internal (as in VI 1. 10 m‹ahi) or not. According to this evolution pattern, a construction of the type (d) vidh Acc. Dat. of the recipient m‹ahi/»a‹ hutim te Instr. of the o·ering n‹amas»a could give rise to (a) by deletion of the accusative: (a) vidh — te n‹amas»a The process has been convincingly set out by Karl Ho·mann, according to whom the deletion of the accusative was accompanied by the incorporation of the noeme ‘enough, to full satisfaction’ in the lexeme itself. Accordingly, type (b) may go back to the deletion of the accusative and the instrumental in (d): (a) vidh → (b) Acc. m‹ahi/»a‹hutim — Dat. of the recipient te te Instr. of the o·ering n‹amas»a — By contrast, construction (c) vidh tv»a‹m n‹amas»a cannot have originated by deletion, for it necessarily implies a transformation in the case of the recipient (dat. → acc.), which may be explained satisfactorily only as being caused by the influence of another verb or verbs of similar meaning. As we shall see, the best candidate turns out to be precisely d»a‹s. It must be stressed that, from a purely synchronic point of view, the meaning and, for the most part, the constructions of vidh-‹a- di·er substantially from those of vi-dh»a, in spite of the etymological connection between the two. In RV, v‹§-dh‹a has basically two meanings: (i) ‘distribute’ constructed with accusative of the thing doled out and dative of the beneficiary, and (ii) ‘separate, dispose, establish’ (: ‘disp»onere’) with acc. rei (e.g. I 95. 3d  An internal acc. vi-dh»a‹na- ‘sharing out, distribution’ (RV, cf. nomen agentis vi-dh»at‹ar-?) is theoretically possible, but the fact is that vidh and v‹§-dh»a are synchronically two di·erent lexemes in RV (cf. ⅓4).  According to Ho·mann (1969: 3), in construction (a) the meaning ‘zuteilen’ could be completed as ‘einen gen•ugend gro¢en, zufriedenstellenden Anteil’. ‘Da dieses Objekt aber usuell fehlt, inh•ariert das Noem “zur Zufriedenheit, genug” der Bedeutung von vidh selbst.’  With the omission/deletion of the acc. (which has a parallel in vidh too: II 24. 1b) cf. IV 6. 11ac a‹ k»ari br‹ahma samidh»ana t‹ubhyam ‹sa‹ m h‹ot»aram . . s»aty ukth‹am . y‹ajate vy u»› dh»ah. agn‹§m m‹anus.o n‹§ s.edur ‘An utterance has been prepared for you, O kindled one. The Hotr shall utter the hymn; allot (reward) to the sacrificer. They have installed Agni as worshipper‡ of Manus . . .’. With omission of the dative, cf. I 72. 7ab vidv»a‹m "_ agne vay‹un»ani ks.it»§n»a‹m vy . a»›nus.a‹ k chur‹udho j»§v‹ase dh»ah. ‘you who know the right norms for the peoples, distribute the gifts/drinks constantly for living’. 494 Jos‹e Luis Garc‹§a Ram‹on rt»u‹n pra‹sa»‹sad v‹§ dadh»av anus.t.h‹u ‘designating the times . . . he has established ‡them correctly’), and eventually with the local adverb purutr»a‹ (cf. X 125. 3c t»a‹m m»a dev»a‹ vy a› dadhuh. purutr»a‹ ‘gods have distributed me [V»ac speaks] in many places’, which has obviously nothing to do with vidh synchronically and may be left aside at this point. For its part, construction (i) of v‹§-dh»a is formally coincident with that of vidh (b), whereas types (a) and (c) are not attested at all: vidh (a) 19 (b) 5/6 (c) (1?) vi-dh»a — + — The contrast between the constructions of both lexemes being more than evident, the fact is that even in the case of construction (b) there are two di·erences. On the one hand, the subject of v‹§-dh»a is always a god who doles out goods to men (VII 17. 7a; VIII 93. 26ab, also VII 34. 22d et al.), and occasionally to gods (II 38. 1c; X 85. 19c), whereas in the case of vidh it is a human being who shows reverence to a deity. On the other hand, the objects of vi-dh»a (bh»a‹ga- ‘portion’, ratn‹a- ‘treasure, jewel’, ray‹§- ‘wealth’, ‹sur‹udh- ‘gift’ , plur. v‹as‹uni ‘goods’) never occur with vidh, with only one exception. The reciprocity between the doling out of goods (v‹§-dh»a) by the god and the response (d»a‹s!) by the worshipper is explicitly shown by the interesting passage VII 17. 7ab t‹e te dev»a‹ya d»a‹‹satah. s y»ama mah‹o no r‹atn»a v‹§ dadha iy»an‹ah. i we would be honourers/worshippers to you, god. Thou shalt dole out, being asked/at our request, great rewards to us, and by VIII 93. 26ac a»‹ te d‹aks.am . v‹§ rocan»a‹ stot‹rbhyah. . . . ‡ d‹adhad r‹atn»a v‹§ d»a‹su‹ s.e  Cf. also VII 34. 22cd v‹ar»utr»§bhih. su‹saran.o‹ no astu tv‹as.t.a» sud‹atro v‹§ dadh»atu r»a‹yah. ‘Let Tvas.t.r be the granter of sure refuge along with the protector females; as the good giver let ‡ out wealth to us’; VII 79. 3cd v‹§ div‹o dev»‹§ duhit»a‹ dadh»aty suk‹rte v‹as»uni ‘heaven’s him dole ‡ as beneficiaries daughter, the heavenly one, doles out treasures to the pious one’. With gods ‹ cf. II 38. 1c n»un‹am . dev‹ebhyo v‹§ h‹§ dh»ati r‹atnam ‘now he (Savitr ) will dole out the treasure to the ‡ gods’; X 85. 19ac n‹avo-navo bhavati j»a‹yam»an‹o {hn»am bh»ag‹am . ket‹ur us.a‹s»am ety a‹ gram . dev‹ebhyo v‹§ dadh»ati ‘again and again is (the moon) born anew; as the symbol of the days he goes ahead of the dawn. It [sc. the moon] determines their share/portion to the gods.’  The situation of d»a‹s is just the reverse (with the exception of I 94. 15a, where Indra grants sinlessness to a human; cf. n. 6).  III 3. 1 vai‹sv»anar»a‹ya prthup»a‹jase v‹§po r‹atn»a vidhanta ‘to Vai‹sv^anara, with broad shining surface, they o·ered‡ their inspirations [i.e. songs] as presents’. On Vedic Suppletion 495 I [Agni] (bring) power to you, doling out lights, treasures to the worshipper [d»a‹su‹ s.e], to the singers (cf. d»a‹sad d»a‹‹su‹ s.e and d»a‹su‹ s.e da‹sasy‹asi). To sum up regarding vidh: its original meaning ‘dole out’ remains intact in the threefold construction (d). By contrast, in the constructions vidh has in common with d»a‹s, namely (a), which is largely preponderant, as well as the less frequent (b) and (c), both lexemes are synonymous: ‘pay honour to someone (dat.) with an o·ering (instr.)’, ‘worship, o·er an o·ering (acc.) to someone (dat.)’, ‘honour, revere someone (acc.) with an o·ering (instr.)’. 4 Construction Type (a) with Dative of the Recipient and Instrumental of the O·ering Comparison between the constructions of d»a‹s and vidh and those of other verbs of honouring and/or o·ering (yaj ‘sacrifice’, sapary‹a- ‘honour, offer as an honour’, hav/hu ‘libate, pour, sacrifice’, duvasy‹a- ‘present a gift (d‹uvas-)) makes it evident that construction (a) is not paralleled by other verbs, with which it is practically never attested: yaj and sapary‹a- have predominantly (c) and sporadically (b), whereas the situation is the reverse with hav, and the type current with duvasy‹a- and »§d. is (c). Tabl e 36.4. Construction Types of Verbs of O·ering (a) (b) (c) (d) d»a‹s da‹sasy‹a- vidh yaj sapary‹a- hav duvasy‹a- »§d. 22 5 2 — 3a + — — — + — — 2 1 — 19 6 1 3 (1)? + ++ 1 2?? 22 2(2)b 1 — + 1c a III 54. 3d; I 93. 2b; X 37. 1b. b X 79. 5b; X 191. 3d. With perfect passive participle: V 8. 7a t v»a‹m agne u prad‹§va a»‹hutam . ghrta‹§h. ‘you, Agni, poured over long ago with ghee’ (also X ‡ ‹ 36. 6c a»hutam . ghrt‹ena). The current construction with hav/hu is (b) ghrt‹am ‡ VIII 39. 3b; et al.). ‡ agn‹aye (cf. V 5. 1b; c For yaj X 63. 7a; for hav/hu III 18. 3b; for »§d. V 12 .6a. The figures in Table 36.4 show beyond any doubt that construction (a) is specific to d»a‹s and vidh. Some alleged sporadic occurrences of construction  It seems better to ignore here the instance of »a-kar/kr in IV 17. 18cd vay‹am . hy a»‹ te cakrm»a‹ ‡ avidly made (the sacrifice)‡ for sab»a‹dha a» bh‹§h. ‹sa‹ m»§bhir mah‹ayanta indra „„ ‘for we have you, by honouring you with these e·orts, Indra’, for a» bh‹§h. ‹sa‹ m»§bhih. goes with the following mah‹ayantah.. 496 Jos‹e Luis Garc‹§a Ram‹on (a) with yaj (II 16. 4) and hav (X 79. 5b; X 191. 3d) are not certain, and may actually be interpreted in terms of (c): II 16. 4cd v‹rs.a» yajasva hav‹§s.a» vid‹us.t.arah. p‹§bendra s‹omam . vrs.abh‹en.a bh»an‹un»a ‡ ‡ As the bull, sacrifice for yourself (middle!), you the wiser, with the oblation. Drink, Indra, the soma through your masculine glow. In view of middle yajasva, an accusative of the honorand in the active, corresponding to the usual construction (c), is perfectly conceivable: X 79. 5ab y‹o asm»a a‹ nnam . trs.v a»›d‹adh»aty a»‹jyair ghrta‹§r juh‹oti p‹us.yati ‡ ‡ who deposits dry food for him, (and) worships him with melting ghees, causes (him) to thrive. In spite of asmai in p»ada a., the omitted personal pronoun may be acc. im‹am (type c). X 191. 3cd sam‹en‹am m‹antram abh‹§ mantraye vah. sam»an‹ena vo hav‹§s.a» juhomi I o·er you the same prayer; I worship you with the same oblation. A construction of type (c) with vah. (acc.) . . . hav‹§s.a» is possible. The maximal construction type (d) is attested once with yaj (X 63. 7a), with hav/hu (III 18. 3b), and with »§d. (V 12. 6a): X 63. 7ab y‹ebhyo h‹otr»am pratham»a‹m a» yej‹e m‹anuh. s‹amiddh»agnir m‹anas»a sapt‹a h‹otrbhih. ‡ to whom Manu, having a kindled fire, sacrificed the first worship with thought, with seven o·erers/priests. III 18. 3ab idhm‹en»agna ich‹am»ano ghrt‹ena juh‹omi havy‹am . t‹arase b‹al»aya ‡ With firewood, O Agni, full of desire I make you an oblation, with ghee for resistance and power/so that you will be enduring and powerful. In view of the construction with instrumental of the substance o·ered and internal acc. havy‹am, the omitted beneficiary (voc. agne) must obviously be a dat. agn‹aye. V 12. 6a y‹as te agne n‹amas»a yaj~na‹ m »‹§t.t.a who, with reverence, pours his sacrifice to you, O Agni. To sum up: the construction (a) with dative of the honorand and instrumental of the o·ering, which is overwhelmingly predominant with d»a‹s and vidh, is practically exclusive to these two verbs, as against other verbs of On Vedic Suppletion 497 o·ering, for which only (b) and/or (c), sometimes also (d), are attested. The contrast is particularly relevant in the case of hav/hu, for this verb co-occurs with some designations of o·erings with d»a‹s and vidh but expressed in the accusative, namely g‹§ras (II 27. 1) and ghrt‹am (I 110. 6 and elsewhere), and especially hav‹§s. (I 114. 3 et al.) and havy‹a‡m (III 18. 3 et al.), which are very frequent. 5 Ved. d»a‹s and vidh Fully Synonymous: Minimal Pairs The evidence adduced in support of the full synonymy of d»a‹s and vidh in the Rig Veda may be enlarged by some selected minimal pairs with the same word for designating the o·ering, which may be added to those with sam‹§dh- ‘firewood’ or hav‹§s.- ‘oblation’ already presented (⅓⅓2–3): a»‹huti- ‘oblation, poured o·ering’, g‹§r- ‘praising song’, n‹amas- ‘homage’, and n‹ama•ukti- ‘words of homage’, yaj~na‹ - ‘sacrifice’, sus.t.ut‹§- and st‹oma‘eulogy, praise’. The pairs speak for themselves: With a»‹huti- compare I 93. 3ab a‹ gn»§s.om»a y‹a a»‹hutim y‹o v»am . . d»a‹‹sa» d dhav‹§s.krtim ‘Agni and Soma, he who (o·ers) you an oblation, who o·ers ‡ you a ritual performance . . .’ and VIII 23. 21ab y‹o asmai havy‹ad»atibhir a»‹hutim m‹art‹o {vidhat ‘the mortal who o·ered the oblation to him with sacrificial gifts’. With g‹§r- compare IV 10. 4ac a» bh‹§s. t.e ady‹a g»§rbh‹§r grn.a‹ nt‹o {gne ‹ d»a‹sema ‘praising you with these praising songs we would ‡celebrate you, Agni, today’ and II 24. 1b ay»a‹ vidhema n‹avay»a mah»a‹ gir»a‹ ‘We would celebrate you with this new, great praising song’. With yaj~na»‹ compare I 151. 7a y‹o v»am . yaj~na‹§h. ‹sa‹sam»an‹o ha d»a‹‹sati ‘whoever honours you [Mitra and Varun.a] with sacrifices and as a wise Hotr sacrifices . . .’ and II 35. 12ab asma‹§ bah»un»a‹m avam»a‹ya s‹akhye yaj~na‹§r‡ vidhema n‹amas»a hav‹§rbhih. ‘to him, the closest friend of many, we would o·er worship with sacrifices, with homage, with oblations’. With n‹amas-, n‹ama•ukti- compare VIII 4. 6cd putr‹am pr»avarg‹am . krn.ute ‡ suv»‹§r ye d»a‹sn‹oti n‹ama•uktibhih. ‘he makes his son victorious in heroic i power, he reveres (you) with words of praise’ (cf. I 71. 6b [t‹ubhyam] n‹amo . . . d»a‹‹sat . . .) and I 189. 1d bh»u‹yis.t.h»am . te n‹ama•uktim . vidhema ‘we would dole out to thee the most powerful utterance of worship’. With sus.t.ut‹§-, st‹oma- compare VII 14. 2b vay‹am . d»a‹sema sus.t.ut»‹§ yajatra ‘we would celebrate you with eulogy, O you worthy of sacrifice’ and VIII 43. 11c st‹omair vidhem»agn‹aye ‘we would celebrate Agni with praises’ (also VIII 54. 8a vay‹am . ta indra st‹omebhir vidhema). 498 Jos‹e Luis Garc‹§a Ram‹on 6 Suppletion, Not Simply Synonymy It has been stated that d»a‹s and vidh share identical meanings and constructions (⅓⅓2–3), and that both verbs show a clear preference for type (a) with dative of the honorand and instrumental of the o·ering which is not shared by other verbs of honouring, sacrificing, and o·ering (⅓4). Given the fact that d»a‹s is attested only in the present and perfect stem as against vidh, which is attested (with three exceptions: see below) only in the aorist, our enquiry can go a step further and try to determine whether both lexemes actually belong to a suppletive pair/paradigm in the Rig Veda, i.e. whether they are in a verbal-stem opposition in terms of present :: aorist: in other words, let us ask whether d»a‹s may be recognized as the present stem of a verb of which the aorist is vidh. In what follows an attempt will be made to show that d»a‹s and vidh actually fulfil the conditions of suppletion proper, as defined by Strunk (1977): they are attested in a synchronic corpus, both lexemes are defective (and synchronically synonyms), and they are in complementary distribution, namely pres. d»a‹s :: aor. vidh :: perf. dad»a‹s, so that the only semantic di·erences between them are those due to an opposition in terms of present :: aorist. As for the defectiveness of the lexemes, that of d»a‹s does not need further comment. For its part, vidh may safely be considered as a defective lexeme in spite of three attestations of a present stem vindh‹a-te (I 7. 7c; VIII 9. 6c; VIII 51. 3a), which may be understood as a secondary, sporadic development built on the aorist stem. Its meaning has been elucidated as ‘sich (zur Zufriedenheit) zuteilen, zur Gen•uge teilen’ by Karl Ho·mann (1969: 5 ·.), who adduces perfect parallels for the three instances. Two of them presuppose constructions (a) or (c) with instrumental of the o·ering, namely VIII 9. 6c ay‹am . v»am . vats‹o mat‹§bhir n‹a vindhate ‘dieser Vatsa tut sich f•ur euch an (frommen) Gedanken nicht Gen•uge’ (cf. VIII 23. 23ac vidhema . . . mat‹§bhih.) and VIII 51. 3a y‹a ukth‹ebhir n‹a vindh‹ate ‘der sich mit Liedern nicht Gen•uge tut’ (cf. V 4. 7a ukth‹air vidhema). A construction (b) with accusative of the o·ering is presupposed by RV I 7. 7c n‹a vindhe  In spite of the coexistence of three verbal stems in Vedic, the opposition is not a strictly aspectual one and does not reflect the IE situation, as Greek basically does. For our purposes it is irrelevant whether the Vedic reflects a system of relative tenses (Tichy 1997) or an aspecto-temporal one (Mumm 2002).  On the possibilities for enlargement of the conditions for suppletion cf. Garc‹§a Ramon ‹ (2002 and forthcoming).  Actually vidh is attested only twice in the middle: vidhanta (III 3. 1b, like the active) and vidhemahi (VIII 19. 16d) with the same meaning as v‹§ndh-a-te; cf. VIII 19. 16cd vay‹am . t‹at te ‹sa‹ vas»a g»atuv‹§ttam»a ‹§ndratvot»a vidhemahi ‘diesen (Lichtglanz) m•ochten wir . . . uns (zur Zufriedenheit) zuteilen’ (Ho·mann 1969: 6). On Vedic Suppletion 499 asya sus.t.ut‹§m ‘nicht teile ich mir zur Gen•uge (zu meiner Zufriedenheit) seine Lobpreisungen zu’ (cf. I 189. 1d te n‹ama•uktim . vidhema). The isolated instances of vindh‹a-te may be safely understood as Augenblicksbildungen or as indicators of an isolated, frustrated attempt to create a present stem for a verb which was basically defective, and they can hardly rule out the existence of a suppletive paradigm in the following terms: Present Aorist Perfect d»a‹s.t.i — dad»a‹‹sa (vindh‹a-te: 3 ₅ ) a‹ vidhat — 7 Ved. d»a‹s vs. vidh : An Opposition in Terms of Present :: Aorist The generally accepted existence of only a present and a perfect stem of d»a‹s does not need to be stressed at this point. Let us just remember that the two Rigvedic instances of impf. a‹ d»a‹sat express a past action not related to the present, which fits into the pattern of the Vedic verbal system: IV 42. 9ab puruk‹uts»an»§ h‹§ v»am a‹ d»a‹sad dhavy‹ebhir indr»avarun.a» n‹amobhih. a‹ th»a r»a‹j»anam . tras‹adasyum asy»a vrtrah‹an.am . dadathur ardhadev‹am ‡ Truly, the wife of Purukutsa revered you, Indra and Varun.a, with oblations and reverences. Therefore you gave king Trasadasyu to her, the killer of Vrtra, the half-god. ‡ The same holds good for the imperfect of v‹§-d»a‹s with the lexicalized meaning of ‘cause expenses’: VII 19. 9cd y»a te h‹avebhir v‹§ pan.»‹§m "_ r a‹ d»a‹sann asm»a‹n vrn.»§s.va y‹uj y»aya t‹asmai i ‡ We who through your invocation caused expenses to the Pan.is, choose us for the same alliance. For its part, the injunctive present d»a‹sat (formally identical with a subjunctive form) is used to express general states of a·airs (e.g. I 70. 5b) and general qualities, actions of deities (e.g. II 19. 4b), and gnomic tenets (VII 100. 1b) (Ho·mann 1967: 113 ·.): I 70. 5ab s‹a h‹§ ks.ap»a‹v»am "_ agn»‹§ ray»§n.a»‹m . d»a‹‹sad y‹o asm»a a‹ ram . s»ukta‹§h. since Agni is the protector of treasures (for the man) who honours him fittingly with hymns.  It is not always discernible whether the form is injunctive or subjunctive. Indubitably injunctive are d»a‹‹sat (VI 16. 20b; VIII 19. 14a, 103. 4b; X 61. 25d, 91. 11b, 122. 3b, 138. 5b, 102. 3b, 152. 3d) and d»a‹sat (I 158. 2a; X 65. 6d) as against subj. d»a‹sat in I 68. 6a, 71. 6b, 93. 3b; II 23. 4b. 500 Jos‹e Luis Garc‹§a Ram‹on II 19. 4ab s‹o aprat»‹§ni m‹anave pur»u‹n.»‹§ndro d»a‹sad d»a‹su‹ s.e h‹anti vrtr‹am ‡ Many irresistible (enemies) o·ers Indra to the worshipper, he kills Vr tra. ‡ VII 100. 1 n»u‹ m‹art y dayate sanis.y‹an y‹o v‹§s.n.ava urug»ay»a‹ya d»a‹‹sat i pr‹a y‹ah. satr»a‹c»a m‹anas»a y‹aj»ata et»a‹vantam . n‹aryam a» v‹§v»as»at ‘Sicherlich erh•alt ein gewinnstrebender Sterblicher seinen Anteil, der dem weitschreitenden Vis.n.u huldigt, der gesammelten Sinnes einen solchen Mannhaften verehrt und zu gewinnen sucht’ (Ho·mann 1967: 238). As for vidh-‹a-, its aoristic character has been established by Ho·mann especially on the basis of the augmented form a‹ vidhat (10 ₅ ), which expresses anteriority or a general, atemporal state of a·airs: VI 54. 4ab y‹o asmai hav‹§s.a»‹vidhan n‹a t‹am p»us.a»‹pi mrs.yate ‡ which one honoured him with his oblation, P»us.an does not forget him. To sum up: the assumption of a suppletive paradigm d»a‹s.t.i :: a‹ vidhat :: dad»a‹sa seems fully justified in the light of the evidence adduced above. This is easily established in the light of significant instances of the constructions of type (c) with agn‹aye sam‹§dh»a and with agn‹aye havy‹ad»atibhih./havya‹§h.. As for agn‹aye sam‹§dh»a, cf. pres. d»a‹sa- (X 91. 11b) :: aor. vidh- (IV 4. 15a) :: perf. dad»a‹s- (VIII 19. 5): X 91. 11ab y‹as t‹ubhyam agne am‹rt»aya m‹art yah. sam‹§dh»a d»a‹‹sad ut‹a v»a hav‹§s.krti i ‡ ‡ who, being a mortal, worships you, Agni, the immortal one, with firewood or with oblation . . . IV 4. 15a ay»a‹ te agne sam‹§dh»a vidhema we would worship you, Agni, with this firewood . . . VIII 19. 5 y‹ah. sam‹§dh»a y‹a a»‹hut»§ y‹o v‹edena dad»a‹‹sa m‹arto agn‹aye y‹o n‹amas»a s vadhvar‹ah. u the mortal who worships Agni with firewood, with an oblation, with his knowledge, who (is) a good worshipper with reverence. As for agn‹aye havy‹ad»atibhih./havya‹§h., cf. pres. d»a‹s (VII 3. 7ab) :: aor. vidh- (VIII 23. 21ab) :: perf. dad»a‹s- (VIII 23. 15ab):  Note the occurrence of inj. d»a‹‹sat along with dayate (ind. pres.) and y‹aj»ate and a»v‹§v»as»at (subj. pres.).  Ho·mann (1967: 157; 1969: 4–5); Delbr•uck (1888: 578).  Also with accusative of the recipient a‹ ditim sam‹§dh»a , in VIII 19. 14ab sam‹§dh»a y‹o n‹§‹sit»§ d»a‹‹sad a‹ ditim dh»a‹mabhir asya m‹art yah.. . i  Also with quasi-synonym hav‹§s.a» , cf. VIII 48. 12c t‹asmai s‹om»aya hav‹§s.a» vidhema ‘to On Vedic Suppletion 501 VII 3. 7ab y‹ath»a vah. sv»a‹h»agn‹aye d»a‹‹sema p‹ar»‹§l.a» bhir ghrt‹avadbhi‹s ca havya‹§h. ‡ so that we might honour Agni with the calling of ‘Sv»ah»a’ with Id.ao·erings and oblations filled with ghee. VIII 23. 21ab y‹o asmai havy‹ad»atibhir a»‹hutim m‹art‹o {vidhat who, being a mortal, doled out the pouring with oblation gifts to him. VIII 23. 15ab n‹a t‹asya m»ay‹ay»a can‹a rip‹ur »§‹s»§ta m‹artyah. y»o agn‹aye dad»a‹‹sa havy‹ad»atibhih. May no deceiving mortal with any magic power gain mastery over him who honours [dad»a‹‹sa ‘habitual’ perfect] Agni with oblation gifts. 8 Style and Metrical Variations The fact that both d»a‹s and vidh are often attested in the 1st plural of the optative (d»a‹sema 11 ₅, vidhema 30 ₅) without any appreciable functional di·erence does not speak against the existence of a suppletive paradigm d»a‹s :: vidh, for the choice of present or aorist stem for the moods stubbornly defies reduction to a precise ratio. A major objection could be the occurrence of both vidhema and d»a‹sema in contiguous p»adas in RV VII 14. 2ab. The passage can hardly be more explicit as to the terms for o·erings expressed by the instrumental with d»a‹s and vidh: VII 14. 1 sam‹§dh»a j»at‹avedase dev»a‹ya dev‹ah»utibhih. hav‹§rbhih. ‹sukr‹a‹socis.e namasv‹§no vay‹am . d»a‹sem»agn‹aye 2 vay‹am vay‹am . te agne sam‹§dh»a vidhema . d»a‹sema sus.t.ut»‹§ yajatra vay‹am . ghrt‹en»adhvarasya hotar vay‹am . deva hav‹§s.a» bhadra‹soce 3 a»‹ no dev‹e‡bhir u‹ pa dev‹ah»utim a‹ gne y»ah‹§ v‹as.at.krtim . jus.a» n.a‹ h. ‡ t‹ubhyam . dev»a‹ya d»a‹‹satah. si y»ama y»uy‹am p»ata suvast‹§bhih. s‹ad»a nah. 1 We, full of reverence, would celebrate Agni J»atavedas with firewood, the god with our divine invocations, the brightly flaming one with oblations. 2 We would celebrate you, Agni; with firewood; we would honour you with a song of praise, you worthy of o·erings; we with ghee, you o·ering priest, we with an oblation, you god of auspicious glow. 3 Come hither, Agni, together with the gods up to our divine invocation, enjoying the cry of Vas.at. We would be worshippers to you, the god. Protect us with your well-being for ever. him, to Soma we would pay worship with an oblation’ (≅ .13), X 168. 4d t‹asmai v»a‹t»aya hav‹§s.a» vidhema ‘we would honour this wind with an oblation’.  Cf. also IV 8. 5 a t‹e s y»ama y»a agn‹aye i who worship Agni with oblation gifts’. dad»a‹su‹ r havy‹ad»atibhih. ‘we would be the ones 502 Jos‹e Luis Garc‹§a Ram‹on In my opinion, the coexistence of the optatives vidhema and d»a‹sema in 2ab is no compelling reason to assume that both lexemes were simply synonyms, not standing in a verbal-stem opposition proper in the framework of a suppletive paradigm pres. d»a‹s :: aor. vidh. The co-occurrence of both modal forms may be satisfactorily explained in terms of stylistic variation based on metrically conditioned variants: vidhema is actually very common in the tris.t.ubh cadence (13 ₅ out of 16 occurrences of the form in tris.t.ubh stanzas) and the sequence „ χ χ d»a‹sema „ is very common in the verse segment between the opening and the caesura after the fifth syllable of the tris.t.ubh (5 ₅ out of 8 occurrences). If one is ready to assume that d»a‹sema and vidhema are respectively the present and aorist of one and the same verb, the situation would be no di·erent from that of paradigms consisting of one single verb, in which similar variations are frequent in the modal stems. 9 A Homeric Parallel An interesting parallel to the coexistence of modal forms of both lexemes of a suppletive paradigm is o·ered by the Homeric pair Sλκειν (only present: 90 ₅) :: ρυσαι (only aorist: 127₅ , just 10 exceptions) ‘draw, drag, pull’. In spite of these exceptional cases, which deserve further precision, it seems clear that both verbs are in a suppletive relationship, as is shown by  I 189. 1d; V 4. 7a; VI 1. 10a; VII 63. 5c; VIII 54. 8a; IV 4. 15a (sam‹§dh»a vidhema: also VII 14. 2a); VIII 48. 12c, 13c (hav‹§s.a» vidhema: also VIII 96. 8d; X 121. 1d = X 168. 4d).  Apart from vay‹am . d»a‹sema VII 14. 1d, 2b, cf. I 77. 1a (kath»a‹ d»a‹sema: also IV 5. 1b; V 41. 16a).  It is better to leave aside some instances of an intensive *λκω (once: Il. 22. 336), with aorist Sλκησα (3 ₅ ), with a di·erent meaning ‘tear apart, haul’ (cf. Il. 17. 394 ~ς ο@ γ: νθα κα νθα νκυν UλγIη "ν χ#ρIη ε@λκεον
µφτεροι ‘even so they on this side and on that were hauling the corpse hither and thither in scant space’), ‘drag violently’ (e.g. Od. 11. 580 Λητx γ_ρ Sλκησε, ∆ιZς κυδρhν παρ)κοιτιν; Il. 6. 465 πρν γ τι σAς τε βοAς σο+ θ: *λκηθµοο πυθσθαι ‘before I hear your cries as they drag you in captivity’).  The synonymy of both lexemes was already known to the ancients: cf. Hsch. "ρ3οντα· Sλκοντα (Il. 4. 467). κυρως λ3οντα, "ρ3σαι· καθελκ3σαι (Il. 17. 419), *"ρ3σ)µενος· "κσπ)σας A, *λκ3σας (Il. 12. 190) et sim.  Some instances of "ρ3ω (4₅ ) are future (e.g. µηστα "ρυουσι, περ πτερ_ πυκν_ βαλντες „ α,τ_ρ µ: εF κε θ)νω, κτεριο+σ γε δοι 9χαιο ‘[will not close your eyes in death,] but the birds that eat raw flesh will rend you . . . but, if I die, the noble Achaeans will give me burial’; or Il. 15. 351 α,το+ οL θ)νατον µητσοµαι, ο,δ νυ τν γε „
λλ_ κ3νες "ρ3ουσι πρZ στεος jµετροιο (Hsch. "ρ3ουσι· "ρ3σουσιν. *λκ3σουσιν). The scantily attested forms of the present stem are used in the expression of durativity or distributive iteration, e.g. Il. 12. 258 κρσσας µdν π3ργων ρυον, κα ρειπον "π)λξεις, „ στ λας τε προβλAτας "µχλεον ‘were dragging down the projections of the outworks and overthrowing the battlements, and prising out the prominent beams’ (cf. Hsch. π3ργων ρυον· "π το^ς π3ργους ε\λκον) or Il. 22. 493 δευµενος δ τ: νεισι π)ϊς "ς πατρZς *ταρους, „ λλον µdν χλανης "ρ3ων, λλον δd χιτ$νος ‘and in his need, he climbs up, the son, to the companions of his father, pulling On Vedic Suppletion 503 minimal pairs with objects such as a ship that is launched (Il. 9. 683; 1. 141), a sword that is drawn from its sheath (Il. 1. 190, 194), or a corpse that is taken away from the battlefield (Il. 17. 125, 127). See e.g. the minimal pairs: Il. 9. 683 νAας "ϋσσλµους Pλαδ: *λκµεν
µφιελσσας draw the well-benched curved ships to the sea and Il. 1. 141 ν+ν δ: γε νAα µλαιναν "ρ3σσοµεν ες Pλα δαν now let us draw/launch a black ship into the divine sea or Il. 1. 190 q i γε φ)σγανον Uξ^ "ρυσσ)µενος παρ_ µηρο+ ... 194 Sλκετο δ: "κ κολεοο µγα ξφος, Kλθε δ: 9θ νη [His heart was divided,] whether he, drawing his sharp sword from his side, [should break up the assembly . . . while he pondered this in his mind and heart,] and was drawing the great sword from its sheath, Athena came from heaven or Il. 17. 125–7 bΕκτωρ µdν Π)τροκλον "πε κλυτ_ τε3χε:
πη3ρα, Sλχ: @ν:
π: Oµοιιν κεφαλhν τ)µοι Uξϊ χαλκ1$ τZν δd νκυν Τρ1ωIAσιν "ρυσσ)µενος κυσ δοη Once Hector had stripped from Patroklos his glorious armour, he was hauling him away to cut the head from his shoulders with the sharp bronze and, after hauling it, to give the corpse to the dogs of Troy in which the aspectual opposition in terms of present and aorist stem of one and the same verb is clear. It must, in any case, be noticed that subjunctives Sλκωµεν and "ρ3σσοµεν occur co-ordinated in a passage in which the perf. ερ3αται is also attested, namely Il. 14. 75–6 νAες iσαι πρ$ται ερ3αται γχι θαλ)σσης Sλκωµεν, π)σας δd "ρ3σσοµεν ες Pλα δαν. one of them at his cloak, the other at his tunic’ (a momentative action which is repeated). No other forms of the present stem "ρυο/ε- are attested after Homer (and late poets), and even the aorist form fully disappears in Attic, being replaced by *λκυσα-. In Herodotus *λκυσαand moribund ερυσα- still coexist as synonyms: cf. e.g. 7. 59. 3 "ς το+τον τZν αγιαλZν κατασχντες, τ_ς νας
νψυχον
νελκ3σαντες and 9. 97. 1 "νθα+τα τ)ς τε νας
νερυσαν. 504 Jos‹e Luis Garc‹§a Ram‹on Let us drag the ships that are drawn up in the first line by the sea, and let us draw all forth into the divine sea. In spite of the evident existence of a paradigm with Sλκε ‘was drawing/dragging’ :: ρυσ(σ)ε ‘drawn, dragged’ :: perf. mid. ερ3αται (νAες) ‘are drawn up’, the lexical variation Sλκωµεν . . . "ρ3σσοµεν (cf. also θαλ)σσης near ες Pλα) o·ers a close parallel to that of vidhema and d»a‹sema (also modal forms) in RV VII 14. 2ab, and strongly speaks in favour of a neutralization of the aspectual opposition present :: aorist in the subjunctive and optative moods, or, at least, suggests a rationale for distribution which still defies explication. 10 A Comparative Approach Once it has been stated that d»a‹s :: vidh build a suppletive paradigm in the Rig Veda, a comparative approach will allow us to determine that construction (a), being the regular and specific one as against those of other verbs (⅓⅓2–4), is actually an innovative one. In fact, comparison shows that the construction types which may be considered inherited for d»a‹s (IE *d»ek„ -/ dek„ -) and for vidh (IE *uid hh -) are (c) and (b) respectively, i.e. just those 1 „ which are scarcely attested. 1. In the case of Ved. d»a‹s, which is obviously to be traced back to IE *d»ek„ -/dek„ - ‘receive’ (and ‘await someone/something’ in the present stem, cf. Gr. δκτο, (")δξατο, pres. δχοµαι), one may safely assume a construction (c) ‘something/ someone’ (accusative, e.g. Od. 19. 316 ξενους αδοους
ποπεµπµεν Hδd δχεσθαι), sometimes ‘with something’ (instrumental), which evolved in Vedic to ‘warmly receive, welcome’ and became a verb of revering and o·ering. In spite of its relatively infrequent occurrence in the Rig Veda (only twice), the construction is the oldest one, as stressed by Haudry (1977: 356), and has precise parallels in Homeric Greek, which as a group have not received the attention they deserve, especially cases with the reduplicated stem δεδεξο/ε- (which presupposes δεδεκ- : Ved. dad»a‹s-) and with δειδεχ- ‘warmly receive, honour’ (δεδεκτο, δειδχαται, and the like), which, irrespective of how it  An interesting attempt to classify the distributional patterns according to lexeme types in Greek was sketched by Ruip‹erez (1954: 103 ·.).  Harºarsson (1992: 199: ‘herzlich aufnehmen’ → ‘begr•u¢en’); K•ummel (2000: 243; preferable to K•ummel 1998: 199 ‘Ausschau halten, stetig wahrnehmen’).  Cf. ⅓2. Both old passages according to Arnold (1905: 60, 312).  Risch (1974: 350–1). On Vedic Suppletion 505 may be explained, is not separable from δκτο, δχοµαι in Homeric ‘synchrony’. Construction (c) with both accusative of the person and instrumental of the object with which he is received is well attested: Il. 5. 238 τZν δε δ: "γxν "πιντα δεδξοµαι Uξϊ δουρ I shall receive him when he approaches me with a sharp spear and Il. 15. 743–5 iς τις δd Τρ#ων κολIης "π νηυσ φροιτο ... τZν δ: ΑFας ο(τασκε δεδεγµνος γχεϊ µακρ1$ Whoever of the Trojans would rush upon the hollow ships . . . Ajax stabbed him, having received him with his long spear. The di·erence between receiving an enemy, who is approaching, with a defensive weapon, as the Homeric hero does (cf. also Il. 4. 106–7 αγZς
γρου, iν 7) ποτ: α,τZς . . . „ πτρης "κβανοντα δεδεγµνος "ν προδοκIAσι), and receiving (and celebrating) a god with an o·ering, as happens in the Rig Veda, is one of situation, not of syntactic structure, which is obviously the same in both languages. It is to be noticed that Ved. vidh has the same contruction in RV I 149. 1c u‹ pa dhr‹ajantam a‹ drayo vidh‹ann ‹§d ‘the pressing stones honour the swiftly approaching one’. Particularly important are two instances with δειδεχ- in which the welcome person is compared to a god: Il. 22. 434–6 Τρωσ τε κα ΤρωIAσι κατ_ πτλιν, ο@ σε θεZν ~ς δειδχατ:· K γ_ρ κα σφι µ)λα µγα κυδος ησθα ζωZς "#ν· . . . . . . (and a dream) for all Trojan men and women in the city, who greeted you as a god. You were in fact for them a great glory when you were alive . . . Od. 7. 71–2 κα λα$ν, ο@ µν 7α θεZν ~ς εσορωντες δειδχαται µ3θοισιν, iτε στεχIησ:
ν_ στυ.  Probably from intensive *dek„ -dok„ -/dek-dk-; cf. R. Lipp, LIV s.v. *dek„ -, with reference to other possibilities.  Cf. Σ Od. 7. 72 δειδχαται µ3θοισιν· "κδχονται "πανοις, or Hsch. δεδεκτο· "δεξιο+το. δι_ φιλας Hσπ)ζετο κα λγων (Il. 9. 224). Cf. also the gloss δειδχαται· Jσπασται. διαδχεται (in Call. fr. 87). Other glosses make it clear that the Greek grammarians assumed a gesture of greeting (δειδχατο· "δεξιο+ντο, "φιλοφρονο+ντο Σ Il. 4. 4); δειδεγµνοι· δεξιο3µενοι).  The parallelism with Vedic has been rightly observed by Haudry (1977: 356). 506 Jos‹e Luis Garc‹§a Ram‹on . . . of people, who greet him with words, looking at him as a god, when he advances up to the city. The construction with the instrumental is also found in Il. 4. 3–4 το δd χρυσοις δεπ)εσσι „ δειδχατ:
λλ λους ‘and they with golden goblets pledged/greeted each other’; 9. 670–1 το^ς µdν ρα χρυσοισι κυπλλοις υ\ες 9χαι$ν „ δειδχατ(ο) ‘the sons of the Achaeans greeted them with golden cups’ (also implicitly in 9. 223–4 νησε δd δος :Οδυσσε3ς, „ πλησ)µενος δ: οFνοιο δπας δεδεκτ: 9χιλAα). We can therefore conclude that for IE *dek„ - ‘receive, accept’ a construction (c) ‘receive someone (acc.) with something (instr.)’ is what one may expect in the light of comparison, and, consequently, that this was the original one for Ved. d»a‹s, with a semantic shift to ‘greet, welcome’. A further conclusion may be drawn: constructions (a), the regular one, and (b) of d»a‹s, which have in common that the recipient is expressed in the dative, must be secondary and may only have arisen at a time when d»a‹s had already become a verb of honouring. It is important to stress that this conclusion does not depend at all on a concrete answer to the complicated questions the root *dek„ - involves (type of lexeme, original verbal stems, voice) and imposes itself whatever the function of the ‘Narten’ present Ved. d»a‹s.t.i, d»a‹sati (active) and its relation to Gr. δχοµαι, Hom. δγµαι* (middle) might be. 2. Ved. vidh, the etymology of which has been safely established by Paul Thieme (1949: 36–7) as univerbation of ui  and dh»a (i.e. IE *uid h-o/e- from „ „ *ui-d hh -o/e- ‘divide, distribute’: Lat. d»§-uidere, Toch. B /w tk-/), evidently 1 „ e  The same applies even if one were ready to assume that Ved. d»as.t.i, d»a‹sati is a factitive formation ‘make someone accept’ → ‘o·er’ (Tichy 1976). Apart from the fact that Narten presents are not recognizable as specifically causative, one would have expected in this case construction (b), not (a).  In my opinion, IE *dek„ - ‘receive, accept’ is a momentative lexeme, not a durative one (pace Tichy 1976: 83: ‘z•ogernd (nicht sofort) nehmen, was einem gegeben wird’), with root aor. *d‹ek-t, *dk-to and acrostatic present of the Narten type d»e‹k„ -ti, d‹ek-toi (Hom. 3rd pl. „ Homero ipso δχαται Il. 12. 147, part. δγµενος passim). The latter could be explained ex (Debrunner 1956), but the Vedic evidence puts its existence beyond doubt; an explanation in terms of an inherited form preserved—but not created—for metrical reasons is the most plausible (Narten 1968: 15 n. 43 = Kl. Schr. 103). The real existence of a Narten present with the meaning ‘expects, waits’, often (but not exclusively) attested in the present stem, relies upon a conative aspectual realization (*[is ready to receive]’, [‘ist dabei, anzunehmen’]). In Vedic, the inherited present is preserved, originally with construction (c), whereas the aorist simply disappears and is replaced by vidh. In Greek, the generalization of the middle voice causes a restructuring of the paradigm: creation of a thematic present *d‹ek-e-toi and recharacterization of the inherited root aorist as *dek-s(a)-. I shall deal with this topic„ in detail elsewhere.  From *uid h-sk„ -o/e-; cf. Melchert (1977: 112–13). The verb is recharacterized as /w ts»ask-/ and develops„ a secondary meaning ‘command, order’. e On Vedic Suppletion 507 points to an original construction of the type (b) ‘dole out something (acc.) to someone (dat)’, as well as to the maximal type (d), with an additional intrumental (⅓3). Construction (b) is sporadically attested for vidh, as well as for vi-dh»a (type n‹un‹am . dev‹ebhyo v‹§ h‹§ dh»a‹ti r‹atnam RV II 38. 1c, ‘now he will distribute the treasure to the gods’: ⅓3) and for Lat. d»§uidere (cf. Cato Agr. 23. 4 mustum . . . suo cuique dolio diuidito ‘one has to dole out the must . . . to each earthenware vessel’; Livy 6. 36. 11 cum bina iugera agri plebi diuiderentur ‘when two iugera each of land were distributed to the people’). Another certainly inherited construction of *uid h-o/e- ‘divide, „ separate’ (only with an accusative and, sometimes, with a local determination), which is safely attested for Ved. vi-dh»a (type (ii) ⅓3) as well as for Lat. d»§-uidere (e.g. Lucr. 5. 1110 pecus atque agros diuisere) and Toch. B /w tk-/ ‘separate’ (cf. also wetke ‘away’), is less relevant for our purpose. In any case, the construction with accusative rei points also to construction (b). e Tabl e 36.5. Inherited and RV Constructions (a) (b) (c) (d) Inherited types Attestations in RV d»a‹s vidh d»a‹s vidh — — *+ — 22 5 2 — — *+ — *+ 21 5 1 3 To sum up, the contrast between the inherited constructions of d»a‹s and vidh and the actual situation in the Rig Veda may be represented as shown in Table 36.5. The figures could hardly be more explicit. The most frequent construction is exactly the unexpected one in the light of the comparative material. 11 Origins of Construction (a) of d»a‹s :: vidh Once it has been stated that (c) was inherited for Ved. d»a‹s, and (b) and (d) were for vidh, we may try to determine whether each of the lexemes could have developed by itself (i.e. outside a suppletive framework) the construc The construction is continued in Latin and in Greek by means of lexical renewal, namely dis-p»onere (Sen. Dial. 11. 6 ex tuo arbitrio diem disponere; cf. RV V I 95. 3c) and διατθηµι (Hdt. 1. 132. 3 π)ντα <τ_> κρα. διαθντος δd α,το+ µ)γος
νhρ παρεστεxς "παεδει θεογονην; 7. 39. 3 τZν πρεσβ3τατον µσον διαταµεν, διαταµντας δd τ_ jµτοµα διαθεναι τZ µdν "π δεξι_ τAς `δο+, τZ δ: "π:
ριστερ). 508 Jos‹e Luis Garc‹§a Ram‹on tions which originally did not belong to it. In other words, are there good reasons for assuming that d»a‹s developed (a) and (b), and vidh developed (a) and (c), independently? It seems to me that the answer is in the negative. As for d»a‹s, it is true that the construction (c) could in theory be transformed into (b), as is shown by the evolution of Lat. mact»are, for which a transformation from (c) mact»are deum uictim»a* ‘magnify/worship a god with a sacrifice’ to (b) mact»are uictimam de»o* ‘o·er a sacrifice to a god’ is to be assumed. Cf. e.g. (c) Cic. Resp. 1. 67 . . . eosque priuatos ferunt laudibus et mactant honoribus. . . . and they take those private citizens (to the skies) through praises and magnify them with honours. → (b) Verg. Aen. 3. 118–19 sic fatus meritos aris mactauit honores, taurum Neptuno, taurum tibi, pulcher Apollo. Having spoken so, he o·ered the due sacrifices on the altars, a bull to Neptune, a bull to thee, fair Apollo. Accordingly, (b) Cato Agr. 134. 2 fertum Ioui <om>moueto et mactato sic ‘then make a cake for Jupiter and o·er it to him so’ may result from the transformation of a sentence *Iouem ferto mactat»o of type (c). A similar evolution being in itself possible in the case of Ved. d»a‹s, the fact is that construction (b) occurs only five times with this verb. This is also shown by the behaviour of mah‹aya-ti/te ‘exalt’ (denominative of mah‹a- ‘great’), which has construction (c), e.g. VII 96. 1c s‹arasvat»§m ‹§n mahay»a suvrkt‹§bhi st‹omaih. ‘exalt Saravat»§ by songs of praise, by eulogies’, but not (b). ‡ Furthermore, an evolution of d»a‹s from (c) to (a) is hardly conceivable without a previous semantic shift from ‘expect, receive (someone: a god or a human being)’ to ‘o·er, sacrifice (something to someone)’, which is actually excluded by the fact that d»a‹s took only animate objects. The evolution from maximal type (d) to (a) by deletion of the accusative is easily conceivable, as seen in the case of vidh (⅓3), but not for d»a‹s, for the reason given above. As for vidh, the evolution from construction (d) to (a) is easily conceivable by deletion of the accusative (⅓3), as often seen with verbs of o·ering  Denominative of mactus ‘magnificent’ (magis auctus Paul. Fest.), macte est»o (with instrumental); cf. Cat. Agr. 132. 2 Iuppiter dapalis, macte istace dape pollucenda esto, macte uino inferio esto ‘Jupiter Dapalis, be thou honoured by the o·ering of the feast, and be thou honoured by the wine placed before thee’.  Cf. also Varr. ap. Non. 341. 34 fabatam pultem dis mactant (*mactare Iouem pulte); Arnob. Nat. 7. 22 si Mineruae conuenit uirgines hostias immolari . . . ergo et musicis Apollo . . . debet mactari.  The form is to be separated from mam . h‹aya-ti (mam . h- ‘be ready, liberal’, with aor. mahe, perf. m»amahe), as shown by Jamison (1983: 87, 130–1). On Vedic Suppletion 509 and sacrificing, e.g. with Lat. facere (sacrum) ‘sacrific»are’ (type facere [de»o] uitul»a → facere de»o uitulam) or with Hitt. #sipand-, once the verb has acquired the meaning ‘sacrifice’, as has been shown by Cr. Melchert (1991: 251–2), e.g. in KBo V 1 iii 3–4 nu adda#s DINGIRMES-a#s z»eyantit I›-it #sipandanzi they sacrifice to the father-gods with cooked fat, which results from the deletion of the accusative (SISKUR.SISKUR = aniur ‘sacrifice’) in a sentence such as KUB XXIX 4 iii 56 nu SISKUR zurkiia#s „ IS#TU MAS#.TUR #sipandanzi ‘they perform the sacrifice of zurkiia#s with „ a kid’. Needless to say, the shift from facere (sacrum) de»o uitul»a (type d) to facere uitulam de»o (type b) is perfectly conceivable, and well attested in Latin and Hittite. However, the fact is that the scarcity of the attestations of type (d) in the case of d»a‹s and vidh excludes the possibility that the evolution, being after all possible, has actually ever taken place in Vedic. In my opinion, the di¶culties disappear if we assume that d»a‹s and vidh were part of the same paradigm, as proposed above (⅓⅓6–7). In the framework of a suppletive pair, d»a‹s and vidh interchanged their respective inherited constructions (and meanings) and developed, moreover, the original construction (a), with dative of the recipient/honorand and instrumental of the o·ering, which is specific to the suppletive verb d»a‹s :: vidh. The new, complex meaning ‘honour, worship, revere, o·er’ is also recognizable in the nominal derivatives: cf. e.g. d»a‹‹s- ‘o·ering’ (I 127. 7c mathn‹anto d»a‹sa»‹ bh‹rgavah. ‘the Brghus whirling around with an o·ering’). The assumed evo‡ of the constructions ‡ lution of both verbs turns out finally to be a further argument in favour of the interpretation in terms of suppletion.  e.g. Plaut. Stichus 251 Iamne exta cocta sunt? quot agnis fecerat? ‘Is dinner ready? With how many lambs did she make the sacrifice?’; Cato Agr. 139 porco piaculo facito; Verg. Ecl. 3. 77 cum faciam uitula pro frugibus; CIL vi. 2065       . For further examples in other languages of verbs of sacrificing with dative of the recipient and instrumental of the animal sacrificed cf. Haudry (1977: 342 ·.); Melchert (1981).  It seems unclear to me whether a transformation of construction (d) into (c) would also be possible for vidh. A similar transformation has been recognized in Hittite for eku- ‘drink’ and #sipand- ‘libate’ by Melchert (1981: 248); cf. KUB II 13 i 43–44 GES#TIN-ann-a tapi#sanit GIR k»eda#s DINGIRMES#-a#s #sipanti ‘and he libates wine for these gods with a tapi#sa(n) of 4 burnt clay’ (type d: accusative of the liquid, dative of the god’s name, and instrumental of the vessel) as against type (c) in KBo II 14 iii 10–11 EGIR-S#U-ma dUTU-un GUB-a#s 3-S#U SI-it akuuanzi ‘then standing they drink (to) the Sun-god (acc.) three times with a horn (instr.)’. „ 510 Jos‹e Luis Garc‹§a Ram‹on 12 Suppletion in Indo-Iranian? On the assumption that Vedic had a suppletive paradigm d»a‹s :: vidh, the question arises whether a similar situation may also be assumed for Iranian. The question may be answered only on the basis of a few forms of Av. das and v»§d (: Ved. d»a‹s and vidh) which, in view of their isolation, may be understood as residual. Given the absence of verbal forms of Av. das and the extremely scarce occurrences of v»§d (three verbal forms, and the extremely obscure v»§du#s), it goes without saying that the interrelation of both lexemes in Avestan may not be stated as safely as in the Rig-Veda. Indo-Iranian *d»a‹s- (IE *dek„ -) is actually represented in Avestan only by the derivative OAv. das ma- ‘praise, honour’ and by the ppp. d»a#sta-*, which underlies the proper names YAv. par»o.dasma- and d»a#st»aγni- (father of par»o.dasma-). The meaning of par»o.dasma-, in spite of its being a name, can hardly be separated from those of Ved. puro-d.a»‹‹s- ‘sacrificial cake’ , with which it shares the preverb too, or from Ved. d»a‹‹s- ‘o·ering’ (RV I 127. 7), d»a‹sv-›adhvara- ‘performing a sacrificial act’ . Even more interesting is the hapax OAv. das ma- in e e Y. 28. 9 an»ai#s v»a‡ n»oit ahur»a mazd»a a#s.. mc»a y»an»ai#s zarana»em»a ~ vahi#st m y»oi v» y»oiθ m»a das m»e st»uta˛m manasc»a hiiat ~ may we no longer anger you . . . nor Truth or Thought which (is) the Best, (we) who are standing at the o·ering of praises to you (Humbach 1991: 119). e e e e e As observed by E‹mile Benveniste (1964: 22), OAv. das m»e st»uta˛m reflects the same phraseological pattern as d»a‹sema sus.t.ut»‹§ (RV VII 14. 2b) and points to an Indo-Iranian collocation. Under the assumption that the meaning ‘o·er’ of Av. das (like that of Ved. d»a‹s) can hardly be inherited and came into being only after the etymological one ‘await, expect, accept’ (above, ⅓10) was given up in the framework of the suppletive pair, with subsequent adoption of the common meaning ‘honour’ or ‘o·er’ (: Ved. vidh!), we are led to conclude that OAv. das ma- ‘o·ering’ points to a suppletive relation of the type of Vedic d»a‹s :: vidh. Less clear is the situation with v»§d ‘care for, devote oneself to (dat.)’. The meaning of the three attested verbal forms may be understood as a e e  Humbach (1959: ii. 40); ‘servir’ (Kellens and Pirart 1989–91: ii. 305).  It seems better to ignore here the much-discussed form v»§du#s in Y. 45. 8bc va ∑h»u#s mainii»u#s #s‹iiaoδanahii»a uxda‹xii»ac»a v»§du#s a#s.a» , on the interpretation of which I have nothing to suggest. The text has been interpreted as ‘(qui lui rendons) un culte par l’acte et la parole par le divin e‹ tat d’esprit’ by Kellens and Pirart (1989–91: i. 157, iii. 193), who assume that uxda‹xii»ac»a v»§du#s reflects the same collocation as Ved. ukth‹air vidhema and connect OAv. v»§du#s with Ved. vidh‹u- (with reference to Haudry 1977: 67). Aliter Humbach ad loc.: ‘a witness with truth to the action and statement of good spirit’. e e On Vedic Suppletion 511 variant of that of Ved. d»a#s :: vidh ‘honour’, but the construction exclusively with dative may fit into the pattern of the etymological one: v»§da˛s θβax#sa ∑h»a gauu»oi Y. 33. 3b airiiamn»a v»a ahur»a (that one) who is best to the truthful one by family . . . or (by) caring for the cow with zeal. Cf. also Y. 51. 6c y» h»oi n»oit v»§d»ait»§ ap»m»e a ∑h»u#s uruua»ese ‘who will not ~ care for Him at the final turning point of (his) existence’; 53. 4ab t»m z»§ v» +sp r d»a+ niuuar»an»§ y»a f δr»o»§ v»§d»at „paiiθia»ec»a v»astriia»ebii»o ‘for I want ~ with which (a woman) shall care to encompass him with (that) eagerness for (her) father and husband, for (their) herdsmen’ (Humbach 1991: 136, 187, 193). One can in fact assume for Av. v»§d ‘dedicate (oneself) to’ a construction (b) as the starting point (‘dedicate something to someone’) with subsequent deletion of the accusative and incorporation of its noeme into the meaning of the verbal root, as happened in Vedic with vidh (⅓4). However, the construction of Av. v»§d with dative alone is coincident with the type Ved. d»a‹s d»a‹su‹ s.e :: vidh d»a‹su‹ s.e and the like, which actually reflects (a) with deletion of the instrumental. Consequently, I see no major di¶culty in assuming that Av. v»§d ultimately reflects the same type of construction as Ved. vidh with slightly di·erent semantics. To sum up, the semantics of OAv. das ma- ‘o·ering’ and the semantics and construction of OAv. v»§d with the dative may best be explained if we assume that the attested forms are relics of a phase in which both roots stand in the same suppletive relationship as Ved. d»a‹s :: vidh. This seems to speak in favour of the existence of a suppletive pair *d»a‹c :: *uid h- in Indo-Iranian. „ e e e e e e e e e 13 Conclusions Ved. d»a‹s and vidh ‘honour, worship, revere, o·er’ fulfil all the conditions necessary to be considered as a suppletive pair in the Rig Veda: they are defective and synonymous (as shown by minimal pairs) and they are in complementary distribution in terms of pres. d»a‹s.t.i :: aor. a‹ vidhat (and perf. dad»a‹‹sa). The fact that both verbs regularly have the (etymologically unexpected) construction with dative of the recipient and instrumental of the o·ering, which, moreover, is not found with other verbs of o·ering and honouring, speaks strongly in favour of the assumption that both verbs actually form one single paradigm and that their regular construction was created by contamination of those inherited by each of the verbs. 512 Jos‹e Luis Garc‹§a Ram‹on        Arnold, E. V. 1905: Vedic Metre in its Historical Development (Cambridge: Cambridge University Press). Benveniste, E‹. 1964: ‘La racine yat en indo-iranien’, in Indo-Iranica: m‹elanges pr‹esent‹es a› Georg Morgenstierne, a› l’occasion de son soixante-dixi›eme anniversaire (Wiesbaden: Harrasowitz), 21–7. Crespo, E., and Garc‹§a Ramon, ‹ J. L. (eds.). 1997: Berthold Delbr•uck y la sintaxis indoeuropea hoy: actas del Coloquio de la Indogermanische Gesellschaft, Madrid, 21–24 de septiembre de 1994 (Madrid and Wiesbaden: Reichert). Debrunner, A. 1956: ‘∆γµενος, *σπµενος, ρχµενος’, in Kronasser (1956), 77–84. Delbr•uck, B. 1888: Altindische Syntax (Halle: Niemeyer). Elizarenkova, T. E. 1995: Language and Style of the Vedic Rs.is (New York: State University of New York Press). Garc‹§a Ramon, ‹ J. L. 2002: ‘Zu Verbalcharakter, morphologischer Aktionsart und Aspekt in der indogermanischen Rekonstruktion’, in Hettrich and Kim (2002), 105–36. Forthcoming: ‘Zur Problematik der Verbalsuppletion: von den Korpussprachen zur indogermanischen Rekonstruktion’, in Atti del Colloquio ‘Mutamenti tipologici . . .’ (Viterbo, 24–6 January 2002). Harºarsson, J. A. 1992: Studien zum indogermanischen Wurzelaorist und dessen Vertretung im Indoiranischen und Griechischen (Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). Haudry, J. 1977: L’Emploi des cas en v‹edique (Lyon: E‹ditions l’Herm›es). Heesterman, J. C., Schokker, G. H., and Subramonian, V. I. (eds.). 1968: Pratid»anam: Indian, Iranian and Indo-European Studies Presented to Franciscus Bernardus Jacobus Kuiper on his Sixtieth Birthday (The Hague and Paris: Mouton). Hettrich, H., and Kim, J.-S. (eds.). 2002: Indogermanische Syntax: Fragen und Perspektiven (Wiesbaden: Reichert). Ho·mann, K. 1967: Der Injunktiv im Veda (Heidelberg: Winter). 1969: ‘Ved. vidh, vindh’, Die Sprache, 15: 1–7 ( = 1975–6: i. 238–44). 1975–6: Aufs•atze zur Indoiranistik, ed. J. Narten (2 vols.; Wiesbaden: Reichert). Humbach, H. 1959: Die Gathas des Zarathustra (2 vols.; Heidelberg: Winter). 1991: The G»ath»as of Zarathustra and Other Old Avestan Texts, pt. 1. Introduction, Text and Translation, in collaboration with J. Elfenbein and Pr. O. Sk¤rv… (Heidelberg: Winter). Jamison, S. W. 1983: Function and Form in the -»aya- Formation of the Rig Veda and Atharva Veda (Zeitschrift f•ur Vergleichende Sprachforschung, suppl. 31; G•ottingen: Vandenhoeck and Ruprecht). Kellens, J., and Pirart, E. 1989–91: Les Textes vieil-avestiques (3 vols.; Wiesbaden: Reichert). Kronasser, H. 1956: Μν µης χ)ριν: Gedenkschrift Paul Kretschmer 2. Mai 1866– 9. M•arz 1956 (2 vols.; Wiesbaden: Harrassowitz and Vienna: Hollinek for the Wiener Sprachgesellschaft). On Vedic Suppletion 513 K•ummel, M. J. 1998: ‘Wurzelpr•asens neben Wurzelaorist im Indogermanischen’, Historische Sprachforschung, 111: 191–208. 2000: Das Perfekt im Indoiranischen (Wiesbaden: Reichert). LIV = H. Rix (ed.), Lexikon der indogermanischen Verben, 2nd edn. (Wiesbaden: Reichert, 2001). Melchert, H. C. 1977: ‘Tocharian Verb Stems in -tk-’, Zeitschrift f•ur Vergleichende Sprachforschung, 91: 93–130. 1981: ‘“God-Drinking”: A Syntactic Transformation in Hittite’, Journal of Indo-European Studies, 9: 245–54. Mumm, P.-A. 2002: ‘Retrospektivit•at im Rg-Veda: Aorist und Perfekt’, in Hettrich and Kim (2002), 157–88. Narten, J. 1968: ‘Zum “proterodynamischen” Wurzelpr•asens’, in Heesterman et al. (1968), 97–107 ( = 1995: 97–107). 1995: Kleine Schriften, ed. M. Albino and M. Fritz, vol. i (Wiesbaden: Reichert). Risch, E. 1974: Wortbildung der homerischen Sprache (Berlin and New York: de Gruyter). Ruip‹erez, M. S. 1954: Estructura del sistema de aspectos y tiempos en griego antiguo (Salamanca: Consejo Superior de Investigaciones Cient‹§ficas). • berlegungen zu Defektivit•at und Suppletion im Griechischen Strunk, Kl. 1977: ‘U und Indogermanischen’, Glotta, 55: 2–34. Thieme, P. 1949: Untersuchungen zur Wortkunde und Auslegung des Rigveda (Halle: Niemeyer). Tichy, E. 1976: ‘Gr. δειδχατο und idg. *d»e‹k„ ti, d‹ek„ toi ’, Glotta, 54: 71–84. „ 1997: ‘Vom indogermanischen Tempus/Aspekt-System zum vedischen Zeitstufensystem’, in Crespo and Garc‹§a Ramon ‹ (1997), 589–690. 37 Tocharian B p•ast and its Vocalism J. H. W. Penney In Tocharian B, there is an adverb p•ast, functioning also as a quasi-preverb in combination with certain verbs, with a basic meaning ‘away’. There are various contextual nuances, so that, for instance, in combination with the verb ‘give’ p•ast can also mean ‘back’. There is no attested cognate in Tocharian A, where the corresponding adverb is lo, clearly unrelated. The meaning of p•ast presents no major problems, but the form of the adverb is troublesome since there is a variant pest, and some explanation is required for the di·erent vocalisms, which will then have implications for the etymology of the word. A third variant p•as, with a simplification of the final cluster that is characteristic of texts that seem to show features of everyday language (see Stumpf 1990), will not be treated separately from p•ast in what follows here, where vocalism is the main concern. One view is that pest is the basic form and p•ast its unstressed variant: see e.g. Krause and Thomas (1960: 44–5), van Brock (1978: 228), and Adams (1999: 382). There are two di¶culties with this: the first is that it cannot be shown that the distribution of pest and p•ast corresponds to any such accentual conditions (see pp. 517–18 below); the second is that such an alternation between stressed e and unstressed a• is otherwise unknown. There are plenty of examples of unstressed e, as for instance (where Toch. B e continues IE *o) in thematic nouns, e.g. yakwe ‘horse’, or the undoubtedly enclitic particle n_ ke. The only really plausible example of a• continuing an Indo-European vowel that would normally be expected to give Toch. B e is in the middle 3 sg. and 3 pl. primary endings -t•ar and -nt•ar, matching the Tocharian A endings and no doubt reflecting IE *-tor and *-ntor (cf. Hitt. -(n)ta(ri), Lat. -(n)tur, etc.); the endings are indeed unaccented in  Cf. Thomas (1964: 210) ‘weg, fort’; Hackstein (1997: 45 ·.), with emphasis on the value ‘back’; Adams (1999: 382), who gives as a translation ‘away, back’, but adds that p•ast is also ‘used with verbs with a perfectivizing force’ (the only value assigned to pest, pp. 400–1).  A lo belongs with the B adverb lau ‘far’; for further possible connections, see Adams (1999: 562). Tocharian B p•ast and its Vocalism 515 Tocharian B, but so are the corresponding secondary endings -te and -nte < IE *-to and *-nto, where the expected e-vocalism is found, so that it seems clear that appeal must be made to a special treatment of final *-or (already in Proto-Tocharian), rather than to an accentual rule. An alternative approach is essentially etymological: pest and p•ast are derived from di·erent, though related, proto-forms. This has been argued recently by Hackstein (1997: 46), who suggests that p•ast continues e-grade *pe-sth -u (so also Pinault 1994: 366), while pest reflects o-grade *po-sth -u. 2 2 In this latter form, consonantal *u is required, because a form with final *-u should have resulted in **post by a regular umlaut-rule, and Hackstein suggests that this is a sandhi-variant; the lack of parallelism in this regard between the two proto-forms is disquieting. The main problem, however, is that a sequence *pe- should have given Toch. B pi- not p•a-, as in *penkwe ‘five’ > pi‹s, *h pelos ‘wound’ (cf. Gr. πελος) > p»§le, and with parallel treat2 ment after the labial nasal *medhu ‘honey, mead’ > mit (see Martinet 1974: 130; Ringe 1996: 102, 108; the problem in relation to p•ast is noted already in van Brock 1978: 228). It is also unclear that such an assumption of inherited variants really does justice to the actual distribution of pest and p•ast within the Tocharian B corpus (see pp. 516–17 below). What all discussions have in common is the idea that p•ast must be unstressed. This is because in most Tocharian B texts a rule applies by which a• and a alternate according to the position of the word-accent: so we find e.g. lakle ‘sorrow’ with plural l•aklenta, or a»‹sa• m . ‘he leads’ but a‹san-me ‘he leads them’, the accent falling on the penultimate syllable in each case. (The  See Ringe (1996: 86) for suggestions as to how the vocalism of these endings might be explained, with a special treatment for word-final *-or. Adams (1988: 17) prefers a more general rule whereby PIE *o gave Proto-Tocharian a• before a word-final resonant when unstressed, which enables him to include also some problematic demonstrative pronouns, such as B su < *so + u . It is not clear that the demonstratives would have been unstressed—see Stumpf (1971)—and alternative accounts (e.g. Pinault 1989: 113–16) seem preferable. Van Brock (1978: 228) cites as an example of alternation the imperative prefix, which shows up in B usually as p•a- but in one verb, ‘to give’, as pe-, cf. 2 sg. pete. In A this same verb also has irregular imperative forms, e.g. 2 sg. pas, with pa- (the expected correspondent of B pe-) instead of usual p•a-, so that one might be tempted to recognize a Proto-Tocharian alternation. It is far from clear, however, that there is any justification for invoking di·erent patterns of accentuation here; an alternative would be to start from di·erent proto-forms, perhaps ablaut variants, but the origin of the prefix is obscure. Since the imperatives of ‘give’ do not readily lend themselves to derivation from Indo-European forms (a valiant but unconvincing attempt to explain them as ultimately continuing *po deh , etc. in Hackstein 3 2001: 30–1 well illustrates the di¶culties), it is not even clear that the unusual vowel is to be attributed simply to the prefix. 516 J. H. W. Penney second pair also illustrates a comparable alternation between stressed a» and unstressed a.) Toch. B a/•a has various etymological sources (IE *e, *i, *u, the nasal and liquid sonants, anaptyxis); it basically corresponds to Toch. A a• , so that there is not much doubt that historically the rule is that stressed Proto-Tocharian •a gives B a. It would appear then to follow that p•ast cannot be accented, since **past would be expected, and even in the work of those who believe in separate starting points one finds formulations such as that of Hackstein (1997: 47): ‘ein proklitisches Atonon’. The distribution of the forms pest and p•ast within the surviving corpus of texts is interesting. It appears that pest is found only in a limited range of manuscripts, and among the Berlin texts these form a consistent group. They all have MQ or MQR numbers, indicating that they come from the western region, and they show characteristic peculiarities. One important feature is that in these texts the distribution of a and a• according to the position of the word accent does not apply, so that a• can occur in accented syllables. Comparison with Tocharian A suggests that in this respect the language of these manuscripts is closer to Proto-Tocharian than that of the main body of Tocharian B material. These discrepancies of vocalism might be ascribed simply to geographical variation ( a ‘western dialect’) but the likelihood is that these manuscripts (many of which are noted by the editors to be written in ‘alter Duktus’) actually preserve older forms, as has been convincingly argued by Stumpf (1990). All the Berlin manuscripts showing the form pest (at least where enough of the manuscript survives for classification to be possible) fall within Stumpf ’s group IA, the group showing the most archaic forms, and within this group there are no manuscripts with attestations of p•ast. Whether one favours the literal interpretation that these are indeed older texts or one prefers to say that they are written in a dialect showing more archaic survivals, the same conclusion is indicated: pest is the older form and p•ast the later one. On any theory it is a striking fact that pest occurs in precisely those Berlin manuscripts that generally allow stressed a• , while p•ast occurs in those that normally follow the later a/•a alternation rule (Stumpf ’s groups IC and II). Given this, it would seem arbitrary and unnecessary to appeal to two di·erent Indo-European starting points rather than supposing a development within Tocharian B that would accompany a number of other  On the question of Tocharian B regional dialects, see especially Winter (1955); on the interpretation of di·erences as geographically or historically determined, see also Winter’s remarks in his introduction to Stumpf (1990), and Ringe (1996: xxiv). Tocharian B p•ast and its Vocalism 517 vocalic changes, such as the establishment of the accentually determined alternations of a/•a and a» /a. Hackstein (1997: 46 n. 21) argues that pest is both a dialectal and also a stylistic variant of p•ast since the occurrences of pest all come from metrical passages; but p•ast is frequently attested in metrical passages in other manuscripts, and there is certainly no clear division between poetry and prose here. A curiosity is the occurrence of pest in the Paris manuscript of the Karmavibha_nga (K; edited in L‹evi 1933, but see also Sieg 1938), a verse text. Most of the linguistic features in this would suggest putting the manuscript within Stumpf ’s group IC, but there are occasional problems with the writing of vowels, e.g. t•ark•anam twice for expected t•arkanam ‘he leaves’, with older a• , which might perhaps allow one to argue for a transitional dating, on the verge of IC. At all events this one text does not seem sufficient to counteract the clear picture that emerges from the Berlin texts. As has been noted, it is generally supposed that p•ast, whether or not it is taken to be in origin the unstressed variant of pest, is always an unstressed element. It is not easy to determine such matters in written texts, but there is enough evidence to raise doubts as to whether this is necessarily the case. In prose, the most frequent position for p•ast is immediately before a verbal form, where a prima facie case might be made for taking it to be proclitic: cf. 337b1 kamp»al m»a p•ast kalatar, teme~nce p•ast•a lyutem-c•a ‘if you do not bring back [p•ast kalatar] the garment, then we shall send you away [p•ast lyutem-c•a]’; 337a3–4 s»u naumiye p•as(t) t•arkanalle ste ‘that jewel is to be returned [p•as(t) t•arkanalle]’; PK DA M. 507 (32), 8–9 Pinault (1984) ce sem kam»ate, p•as aiy-~n ‘what he took, he should give back to me [p•as aiy-~n]’, ce peri nesem, tu p•as aiskem-ne ‘what we owe, that we give back to him [p•as aiskem-ne]’; 83a4 n~ ake p•ast rinast•a[r]-c[i] . . . ‘now [your first father] is letting you go’. Notice, however, that alongside 85b4 n~ ake n_ ke cai n~ [i]‹s p•a[st ‹su]wam . ‘now they will eat me up [p•ast ‹suwam . ]’ one also finds 83a6 p•ast n_ ke s‹uwam . ‘they will eat me up’, where p•ast is separated from the verb and placed before the enclitic n_ ke, in what seems to be a more emphatic position: one may well have doubts as to whether p•ast here is proclitic. One may also question whether p•ast is proclitic when it forms, together with the copula, the predicate of a sentence; cf. 331a5–b1 cey ‹swer me~ni p•as tak»are ‘those four months were over [p•as tak»are]’, 331b5 preke p•as ste ‘the time is over [p•as ste]’. In verse texts, position immediately before a verbal form is again very common, but p•ast may also follow the verbal form; cf. 25a8 ‹saul n~ i l[»a]re 518 J. H. W. Penney p•ast rina_sle ‘my dear life is to be given up [p•ast rina_sle]’; 44a1 rintsate p•ast su tarya ‹sp»almem [n]au[miyenta ‘he gave up [rintsate p•ast] the three preeminent jewels’. These positions are certainly compatible with clitic status, and the emphasis one might think to detect in such examples as 23b6 p•ast pa_s n~ y ostamem . ‘go away [p•ast pa_s] from my house!’ must inevitably be a subjective matter. Sometimes, however, p•ast occurs separated from the verb, and here clitic status seems rather doubtful; e.g. 26b1 t•arknam . samvar p•ast ‘he abandons [t•arknam . . . p• a st] restraint’ 31b3 t» a rkam spelke . . _sam»an~ n~ = attsaik p•ast ‘he will completely abandon [t»arkam . . . . p•ast] his zeal as a monk’. It should be pointed out that pest patterns in essentially the same way: it is found before a verbal form, cf. 514a8 akruna pest lyelyuwormem . ‘having wiped away [pest lyelyuwormem . ] his tears’; after a verbal form, cf. 273a5 p»at•ar m»at•ar r»§nts»amte pest ‘we have left behind [r»§nts»amte pest] father and mother’; or in tmesis, cf. K 7a5 tumem . no pest y»amor ‹saul _sp•a aran-me ‘but then action and life will cease for them [pest . . . aran-me]’. There is no evidence here to support an opposition between stressed pest and unstressed p•ast. In the verse passages, one might hope to look to metre for some help in determining stressed elements, but there is too little certainty for secure conclusions. It is acknowledged that Tocharian metre involves lines with fixed numbers of syllables, and that a line will be made up of smaller units or cola; what is less clear is whether there is any sort of verse ictus, and if so what patterns can be recognized. Unmistakably enclitic elements frequently occur in colon-final position, but Stumpf (1971) points out that this is also true of demonstratives, and that furthermore the usual word order, established from prose, is often deliberately switched in verse to allow this to happen, which allows no certain conclusion to be drawn from the fact that p•ast can occur in this position (cf. 81a3 „ srukor ai‹saumyepi „ olypo [ri]toyt(•a)r p•ast „ . . . ‘death might rather be sought by the wise man . . .’). On the other hand, p•ast occurs quite frequently in colon-initial position (cf. 23b6 „ p•ast pa_s n~ y ostamem . „ ‘go away from my house!’)—the one place where shortened poetic forms like tne and n~ ke for tane and n~ ake cannot occur (Thomas 1979), which might suggest a higher degree of prominence: but need that involve ictus? There are also, however, occurrences of p•ast in the middle of a colon (cf. 81a3 „ lyautsa-~n p•ast sa~n ypoymem „ ‘he sent me  See Stumpf (1971) and Thomas (1979), with further references. These works are particularly helpful for the question of division into cola. Tocharian B p•ast and its Vocalism 519 away from his country’), so that until Tocharian metre is better understood, there seems little hope of illumination from this quarter. If p•ast were indeed a (pro)clitic preverb, we might expect to find others. Certainly there are other adverbs that are supposed to function in this way (for a list, see Krause and Thomas 1960: 170), but there is no reason to believe them to be proclitic. In many cases the vocalism gives no clues, but in the case of parna ‘out, outside’, related to A p•arne, the vowel of the first syllable must show a arising from Proto-Tocharian *•a under the accent, so we have a stressed form. It is clear that parna can function as a postposition governing the perlative case, meaning ‘except’; it is also found after the ablative, meaning ‘out from’; and it appears as an adverb, possibly to be taken as a preverb, when it appears immediately before a verbal element (the most usual position for p•ast); cf. in a prose text 81b4 alyek-poysi br»ahmani parna klyentr•a ‘foreign brahmins are standing outside [parna klyentr•a]’. The related form parra ‘outside, beyond, past’ (see Adams 1999: 359 for discussion of the formal connection) has a clearly adverbial/preverbal use, occurring, for instance, in the formulae of the caravan passes (Pinault 1987): X parra yam . ‘X is going past’, te parra t»arka yatsi ‘let this (group) go past’, or simply te parra t»arka ‘let this (group) past’. This last usage is reminiscent of p•as(t) t•arkanalle ‘to be returned’ (cited at p. 517 above), and there are no evident grounds other than the vocalism for believing the adverb/preverb to be stressed in one case but not in the other. In so far as there are parallels, therefore, for p•ast as a preverb, they do not support the idea that it must be a ‘proklitisches Atonon’. There is another monosyllable in B that raises a similar problem of vocalism, namely n~ a•‹s, the nominative and oblique of the first person singular pronoun, ‘I, me’. This can also appear as n~ i‹s, with a vowel change that occurs in other words too and is generally ascribed to a palatal environment; the fullest statement of the basic rule is given by Stumpf (1990: 68–9), who notes that the change operates in unstressed syllables. Stumpf recognizes  For the overlap of functions for Tocharian adverbs, see Penney (1989), where the ambiguity of some instances is noted, e.g. 88a1 kantwo koynamem . parna lna_s_si-ne, lit. ‘tongue from-mouth out was hanging for him’ = ‘his tongue was hanging out of his mouth’, where it is unclear if parna is to be taken as a postposition with the ablative (in -mem . ), as a preverb with lna_s_si- ‘was hanging’, or as an independent adverb. See also Adams (1999: 359) for a classification of the uses of parna.  The origin of n~ a•‹s, as of other forms in this paradigm in both A and B, is still a matter for debate: see Jasano· (1989) for a thorough discussion and some interesting proposals (cf. also Adams 1999: 265–6). The problem should therefore be first considered within Tocharian. 520 J. H. W. Penney that n~ a•‹s, ‘bei dem die Annahme eines Wortakzentes naheliegt’, appears to be an exception. One might perhaps allow that the doubly palatal environment conditioned the vowel change here, regardless of the accent, but there remains the problem of how to account for the basic a• -vocalism if the word is accented. One would, according to the usual rules, expect n~ a‹s, which is actually found, and is cited as the lemma for this pronoun in Adams’s Dictionary (1999: 265); but the only attestations that I can locate come solely from 241, written ‘in a• lterer, unsch•oner, bisweilen undeutlicher Schrift, mit vielen Schreibfehlern’ (Sieg, Siegling, and Thomas 1953: 143), and n~ a•‹s appears in the same text, so that this seems an insecure base for establishing n~ a‹s as a true form. This will mean that we cannot claim to have evidence for an original opposition between stressed n~ a‹s and unstressed n~ a•‹s, and besides there is the question of whether we would want to claim that n~ a•‹s was always unstressed. Krause and Thomas (1960: 44–5) seem to assume something of the sort when they claim that the vocalism appears in certain words ‘bei schwachem Satzakzent’, but there is room for doubt, especially with regard to the nominative. Subject pronouns are not obligatory in Tocharian, so the very use of the nominative implies some element of emphasis, and there are clear instances of contrastive use of the pronoun. Even if one were inclined to argue for an unstressed form in a passage such as the following (a combination of 1b2 with 2a5): maiwe [ne]sau, m»awk n~ a•‹s sruka[l]l[e] ‘I am young, I am not yet going to die’, where the pronoun follows (and could arguably be enclitic on) the negative, yet the inversion of this same argument, in a case where the pronoun precedes the negative, coupled with the evident contrastive emphasis, surely rules out an unstressed form in the following: 23b4–5 yes no ‹sake~nn~ i snai ke‹s onolmem . tserentr•a . . . . . . n~ a•‹s m»a yesa~nn~ e wase yokalle rekauna_s_se ‘you followers of S‹a» kya deceive persons without number . . . . . . I am not going to drink the poison of your words’. It seems, then, that we must accept that there is a second monosyllabic form in which stressed a• occurs. Unfortunately the parallelism with p•ast is not complete. There is no trace of an older form with di·erent vocalism in those MQ texts that show pest, nor even an absence of forms that might allow speculation on this score: n~ a•‹s is found in 142, a leaf from one of the manuscripts that provide instances of pest (in leaves 133, 135). It is di¶cult to believe that in p•ast and n~ a•‹s we simply have a generalization of unstressed forms at the expense of stressed ones. Given the wide prevalence of the a/•a alternation, speakers would have had no di¶culty in identifying alternating forms such as **past and p•ast, just as in the case of the adverb Tocharian B p•ast and its Vocalism 521 tane a metrical variant tne is perfectly acceptable (see Thomas 1979). Nor, given the consistency of usage and what would be a curious restriction to two items, is this likely to be just a matter of generalizing a single orthography. It seems, then, that despite the usual pattern whereby stressed a• becomes a in Tocharian B, in two monosyllables at least stressed a• survives. In the case of p•ast, there is evidence that this is not the original vocalism and that this form replaces earlier pest; it cannot be shown that n~ a•‹s has a similar history, as it appears in this form even in what one might take to be the earliest texts, but one may well suspect that a derivation of the a• of this form from IE *e, as usually assumed, may be too simple. At this point etymological speculation beckons, but with so few forms available, the establishment of any rule must be precarious. One might, however, suggest that we are dealing with a vowel which began as something that could be written as <e> but was not identical to the e that survived intact, and which at the time of the reordering of the Tocharian B vowel system (introducing the a/•a and a» /a alternations) shifted to fill the slot left vacant by the move of earlier stressed a• to a; but the source of such a vowel is still not clear to me. The one thing which does seem clear, however, is that there is a problem here that cannot be solved simply by a glib dismissal of p•ast and n~ a•‹s as invariably unstressed elements.        Adams, D. Q. 1988: Tocharian Historical Phonology and Morphology (New Haven: American Oriental Society). 1999: A Dictionary of Tocharian B (Amsterdam and Atlanta: Rodopi). Hackstein, O. 1997: ‘Pr•averb, Post- und Pr•aposition im Tocharischen: Ein Beitrag zur Rekonstruktion urindogermanischer Syntax’, Tocharian and Indo-European Studies, 7: 35–60. 2001: ‘Studien zur Grammatikalisierung in a•lteren indogermanischen Sprachen’, Historische Sprachforschung, 114: 15–42. Huashan, C., et al. (eds.). 1987: Sites divers de la r‹egion de Koutcha: ‹epigraphie koutch‹eenne (Paris: Coll›ege de France). Jasano·, J. 1989: ‘Language and Gender in the Tarim Basin: The Tocharian 1 Sg. Pronoun’, Tocharian and Indo-European Studies, 3: 125–47. Krause, W., and Thomas, W. 1960: Tocharisches Elementarbuch, i. Grammatik (Heidelberg: Winter). Kuryłowicz, J., et al. (eds.). 1974: Studia indoeuropejskie: Ioanni Safarewicz septuagenario ab amicis collegis sodalibus animo oblatum gratissimo (Wrocław: Polska Akademia Nauk). 522 J. H. W. Penney L‹evi, S. 1933: Fragments de textes koutch‹eens (Paris: Imprimerie nationale). Martinet, A. 1974: ‘Observations sur l’‹evolution phonologique du tokharien’, in Kuryłowicz et al. (1974), 129–34; repr. in Martinet, E‹volution des langues et reconstruction (Paris: Presses universitaires de France, 1975), 176–84. Penney, J. H. W. 1989: ‘Preverbs and Postpositions in Tocharian’, Transactions of the Philological Society, 87: 54–74. Pinault, G.-J. 1984: ‘Une lettre de monast›ere du fonds Pelliot Koutch‹een’, Revue de la Biblioth›eque Nationale, 11: 21–33. 1987: ‘E‹pigraphie koutch‹eenne’, in Huashan et al. (1987), 61–196. 1989: ‘Introduction au tokharien’, LALIES 7: 5–224. 1994: ‘Lumi›eres tokhariennes sur l’indo-europ‹een’, in Rasmussen (1995), 365–96. Rasmussen, J. E. (ed.). 1994: In Honorem Holger Pedersen: Kolloquium der Indogermanischen Gesellschaft vom. 26. bis 28. M•arz 1993 in Kopenhagen (Wiesbaden: Reichert). Ringe, D. 1996: On the Chronology of Sound Changes in Tocharian, i. From ProtoIndo-European to Proto-Tocharian (New Haven: American Oriental Society). Sieg, E. 1938: ‘Die Kutschischen Karmavibhanga-Texte der Biblioth›eque Nationale in Paris’, Zeitschrift f•ur Vergleichende Sprachforschung, 65: 1–54. Siegling, W., and Thomas, W. 1953: Tocharische Sprachreste, Sprache B, ii. Fragmente Nr. 71–633 (G•ottingen: Vandenhoeck @ Ruprecht). Stumpf, P. 1971. Der Gebrauch der Demonstrativ-Pronomina im Tocharischen (Wiesbaden: Harrassowitz). 1990: Die Erscheinungsformen des Westtocharischen (Tocharian and IndoEuropean Studies, suppl. 2; Reykjavik). Thomas, W. 1964. Tocharisches Elementarbuch, ii. Texte und Glossar (Heidelberg: Winter). 1979. Formale Besonderheiten im metrischen Texten des Tocharischen: Zur Verteilung von B tane/tne ‘hier’ und B n~ ake/~nke ‘jetzt’ (Mainz, Akademie der Wissenschaften und der Literatur. Abhandlungen der geistes- und sozialwissenschaftlichen Klasse, Jahrgang 1979, Nr. 15. Wiesbaden: Steiner). van Brock, N. 1978: ‘Ton et vocalisme en tokharien’, in E‹trennes de septantaine: travaux de linguistique et de grammaire compar‹ee o·erts a› Michel Lejeune (Paris: Klincksieck), 223–30. Winter, W. 1955. ‘A Linguistic Classification of “Tocharian” B Texts’, Journal of the American Oriental Society, 75: 216–25. 38 Promising Perspective or Dead End? The Issue of Metrical Passages in the Old Persian Inscriptions R•udiger Schmitt Since 1928 several scholars have put forward the theory that the Achaemenid royal inscriptions in the Old Persian language, or at least parts of them, are written in verse. The first to claim this was Johannes Friedrich (1928) who posited a metrical structure such as that assumed for the Younger Avestan texts by Johannes Hertel (1927), viz. verses of eight, ten, or twelve syllables. Friedrich had a predecessor, however, in Paul Tedesco (1923: 44), who regarded the (obviously inherited) phrase avam ubrtam abaram ‘him ‡ I treated well’ (DB I 21–2 etc.) as a metrical octosyllabic line, but was ignored more or less completely. Research in this field was then carried on in various di·erent ways by Ernst Herzfeld (1930: 7 n. 1; 1931: 83 and 123–4), Hermann Weller (1938: 15–16 and 59–60), F. W. K•onig (1938: 84–92), H. F. J. Junker (1967), and J‹anos Harmatta (1982). Other scholars referred briefly to this question and to some of the authors just mentioned, remarking that here and there one might admit the presence of fragments of verse or at least a general impression of rhythmical structure. Criticism of this theory (or theories) has never been worked out in detail, although Lommel (1934: 182), who saw various plausible and attractive elements in it, had already indicated that this was a desideratum; and indeed important questions are involved (Harmatta 1982: 84–5), rang References to the Old Persian inscriptions are according to the system used by Kent (1953); the texts themselves, however, are not faithfully transliterated here, but are given in a phonemic-phonetic transcription as in the text editions published by me as part of the Corpus Inscriptionum Iranicarum.  See Morgenstierne (1939: 238); Brandenstein and Mayrhofer (1964: 25–6); Hinz (1965: 395); Sancisi-Weerdenburg (1980: 107–8); Malandra (1996: 145–6).  Cf. Oranskij (1960: 129–30), where the name of M. Mu »§n is also mentioned in this connection (without full citation); Dandamaev (1976: 84).  See Meillet and Benveniste (1931: 17–18 ⅓25); Schmid (1964: 264); Hinz (1965: 395). 524 R•udiger Schmitt ing from the pronunciation of the texts and their performance to the history of Persian (epic) poetry in general and metrics in particular. The general objections raised by Meillet and Benveniste (1931: 17–18 ⅓25), that a metrical structure does not suit the clumsiness of the texts as such and that their dull and formal expressions lack any artistic aspect, seem to me quite exaggerated. Stylistic features like asyndeton, anacoluthon, chiasmus, and the like are well in evidence, and perhaps even rhyme, though the latter is only the consequence of parallel sentence patterns and of the parallelismus membrorum. But all such phenomena are equally at home in prose texts and do not require or prove that we have to do here with metrical structures. Following Hertel, Friedrich (1928: 238) proposed a syllable-counting system (rather than one based on quantitative rhythm), consisting of octosyllabic, ten-syllable, or twelve-syllable verses (the latter two containing an extra caesura) alternating at will and characterized by their disregard of the word accent as well as their iambic rhythm ending in a stressed syllable. Friedrich realized that his was merely a first attempt to determine the nature of Old Persian verses and conceded that it was often possible to scan them in a di·erent manner. An important advantage of his theory, he maintained (1928: 243), was that the stereotyped and constantly repeated phrases that give the texts such a monotonous appearance could now be accounted for in terms of their metrical structure. The sample verses given by Friedrich repeatedly show his arbitrary procedure in reducing the continuous text to verse-lines by assuming at will the presence or absence of contraction, synizesis, etc., by positing the presence of svarabhakti vowels or the slurring of vowels, and in general by frequently treating the same word or phrase in a metrically di·erent way without external justification. The sequences written as <C-i-y, C-u-v> are interpreted by him alternately, to suit the metrical analysis aimed at, as /Ciy, Cuv/ or /Cy, Cv/ in a view contradictory to today’s communis opinio that these Old Persian vowels were actually pronounced. The same treatment is accorded the stems <h-y-, t-y-> of the relative pronoun, as a result of the earlier reading /hya-, tya-/, which has long since been superseded by /haya-, taya-/. For Friedrich the beginning of the B»§sut»un text (DB I 1–3, ⅓1) is structured as follows:  Junker (1967: 35) went so far as to maintain that these texts were ‘to be sung, in a psalm-like manner’.  See Kent (1953: 99–100 ⅓⅓315 ·.).  It is not possible here to examine Hertel’s views on Avestan metrics in detail.  For convenience the various authors’ individual modes of transcribing the Old Persian forms will be simplified (with regard to stress-marks and the like) and adapted to modern practice. Promising Perspective or Dead End? ad‹am „ D»ar‹ayava‹u#s „ x#sa» y‹a θya v‹azrk‹a ‡ x#sa» y‹a θiy‹a „ x#sa» y‹a θy»an»a‹m x#sa» y‹a θiy‹a P»arsa‹§ „ x#sa» y‹a θya d‹ahy»un»a‹m Vi#st‹a-„asp‹ahiy»a‹ puc«a‹ R#sa»‹mahy»a‹ „ nap»a‹ „ Hax»a‹man‹§#siy‹a ‡ 525 12 8 12 8 12 To this scheme it may be objected that the king’s name D»arayava.u#s was originally a five-syllable form, similar in this respect to the theonym A.uramazd»a, which Friedrich scanned with four syllables only in a few special cases. Another objection relates to a point symptomatic of Friedrich’s entire analysis, viz. that x#sa» yaθya and x#sa» yaθiya are juxtaposed in a disorderly and arbitrary manner. But most startling of all is ‘verse’ 4, which in order to achieve the required eight syllables had to be stretched excessively, as it were, by assuming the uncontracted form of Vi#st»aspa’s name as well as the ‘vocalized’ genitive ending -ahiy»a; and to crown it all, the caesura had to occur in the middle of this name. One could continue listing inconsistencies, errors, and oddities of various kinds, apart from those cases where the situation has changed since Friedrich’s day since the form in question is nowadays read di·erently. I shall confine myself to a small selection of awkward and objectionable items of Friedrich’s metrical analysis. 1. The linguistically real anaptyctic i and u vowels within original *Ci, „ *Cu clusters (see above) have sometimes been suppressed even in proper „ names, e.g. in Ary»aramna-, Brdya- instead of Ariya  and Brdiya-. ‡ into two syl2. The genuine diphthongs‡ have sometimes been split up lables, e.g. in ta.um»ay»a (DB I 9, ⅓4) contrary to taum»a (DB I 8, ⅓3) ‘family’ or in Hara.iva (DB I 16, ⅓6; = Av. Har»oiuua-) ‘Aria’. 3. The relation of the syntactic structure given and the metrical analysis presumed by Friedrich is often patently absurd, e.g. in the case of the sentence-initial resumptive pronoun following an anacoluthic naming construction (as in DB I 29, ⅓10 ‘hauv-am’, being in verse-final position  Basing himself on Friedrich’s four-syllable reading of D»arayavau#s, Schaeder (1930: 71 = 269) was to establish the four-syllable structure of Xerxes’ name X#saya.r#sa» (instead of X#say»ar#sa» ) in verse-lines parallel to those containing Darius’ name. Even ‡if the result is correct (in that X#saya.r#sa» indeed had four syllables), the method by which it was achieved ‡ was not in itself reliable.  Apparently W•ust (1966: 26) was using the same trick when he analysed the phrase DNa 43–5 P»arsahy»a martiyahy»a „„ d»urai r#sti#s par»agmat»a ‘The spear of the Persian man has gone forth far away’ as two octosyllabic ‡verses. » ja) or ‘Zaranka’ ‘Drangiana’  I am thinking of cases such as ‘Uvaja’ ‘Elam’ (correctly U (to be read as Zranka).  The reading of this hapax form has in the meantime been superseded; the correct reading is hau paruvam ‘he formerly’ (Schmitt 1990: 13–17). 526 R•udiger Schmitt according to Friedrich) or of a demonstrative pronoun (as e.g. DB I 38–9, ⅓11 hau „„ k»ar‹ahy»a a‹ vaθ»a‹ ad‹urujy‹a ‘he lied to the people thus’ with hau in sentence-initial, but at the same time verse-final, position). 4. The closely connected phrase hay»a am»axam „„ taum»a ‘my family’ has been assigned to two ‘verses’ in DB I 8, ⅓3. 5. The metrical alternation assumed by Friedrich for two successive twelve-syllable lines of ⅓10 (DB I 32–3) is nonsensical: pas»a‹va „ K‹amb»ujy‹a „ Mudr»a‹yam a‹#syav‹a yaθ»a‹ Kamb»u‹jya „ M‹udr»ay‹am a#s‹§yav‹a Afterwards Cambyses went o· to Egypt; when Cambyses had set out for Egypt . . . If this text really were metrical and formulaic in the style of oral poetry, the poet would have ‘stretched’, as it were, the first metrical foot of the second line, making it equivalent to the three syllables of pas»ava so that he could keep the remaining part of the line unchanged and thus easily compose two parallel verse-lines. 6. The two-syllable word br»at»a ‘brother’ is scanned by Friedrich with svarabhakti vowel in DB I 39–40, ⅓11 as trisyllabic ‘b ‹r»at»a‹’ in a way which is unknown in Vedic or Old Avestan poetry and would be a ‘metrical licence’ unheard-of elsewhere; he assumed the same phenomenon for ‘p‹ar s»a‹’ ‘punish!’ in DB IV 38, ⅓55, which is actually to be read as prs»a with a syllabic r ‡ ‡ (at least on the phonemic level). 7. Even the bare list of countries enumerated in ⅓6 (DB I 12–17) is said to have a metrical structure, and furthermore, for the first two names » ja (which Friedrich erroneously has in the threementioned there, P»arsa U syllable form Uvaja), synizesis is postulated. This short list is only a small selection of the objections one could think of. It is su¶cient, however, to make it clear that Friedrich’s attempt has failed, because he had ‘bloss Silben gez•ahlt’ and kept tinkering with the text until the words recorded were arranged in groups of eight, ten, or twelve syllables. For Friedrich completely disregarded the fact that this text shows a word order quite ‘natural’ in Old Persian; apart from some cases of emphasis justified by the content, it gives no evidence of any ‘marked’ positioning of words, such as we should expect to find in metrical texts. Any other phenomena characteristic of metrical texts are also absent, and particularly those we usually find in oral poetry: lengthened word-forms in verse-final position or superfluous padding such as ornamental epithets, e e  See n. 11.  This is the judgement of K•onig (1938: 84). Promising Perspective or Dead End? 527 unnecessary for expressing the actual message. Already this striking contrast with the metrical texts composed in Vedic or Old Avestan, and it alone, is proof enough that the assertion that the Old Persian inscriptions are written in verse has to be rejected categorically. Independently, or at least without reference to Friedrich, Herzfeld (1930: 7 n. 1) proposed the existence of metrical passages, but only in connection with loanwords, i.e. archaic (or archaizing) lexemes of Median origin (cf. Herzfeld 1931: 83 n. 1): e.g. DPd 8–9 hy»a naib»a uvasp»a umartiy»a ‘(Persia,) which (is) good, with good horses (and) good men’ (10 syllables) or DZc 4 tya vazrkam tya uvaspam umartiyam ‘(the kingdom,) which (is) great, ‡ with good horses (and) good men’ (4+ 8 = 12 syllables). OPers. which (is) uvaspa- in fact exhibits a non-Persian, specifically Median, phonetic development (-sp-), whereas the same assumption cannot be substantiated in the case of vazrka- ‘great’, though this word is mostly used as a stock epithet. ‡ It should be remarked at any rate that there are severe doubts regarding the restoration of the form uva[spa]m in DZc 4, since there is insu¶cient space for it and the only form attested in the single completely parallel passage DSf 11–12 is the genuinely Persian counterpart uvasa- (instead of ‘foreign’ uvaspa-). In the style of his age Herzfeld read the relative pronoun as hya-, tya- (instead of disyllabic haya-, taya-), as Friedrich had done (see above). Herzfeld denied, however, that the inscriptions could be regarded as metrical in general. It seems that he was thinking only of traditional formulae or phrases in metrical shape which found their way into the Achaemenid inscriptions. In the following year Herzfeld’s statements sound more confident. By then it was clear to him (1931: 123) ‘da¢ es gro¢e Teile gibt, die tats•achlich Verse sind, andere die es ebenso sicher nicht sind’, and that we find here the same ‘Mischung von Poesie und Prosa’ as is attested or at least assumed for several other Indo-European peoples. This impression had been conveyed to him by texts like the royal ‘protocol’ at the beginning of DB ⅓1 (I 1–3, with ‘clear octosyllabic verses’ according to Herzfeld), the famous building inscription DSf of the Susian palace, or the early Persepolitan foundation inscription DPe, in ⅓3 of which he saw ‘die ersten zweifellosen altpersischen verse’ (1935: 129 n. 2). The examples taken from DSf which Herzfeld (1931: 124) adduced as cases of ‘rhythmical’ passages leave much to be desired, since both the forms of the relative pronoun and the verbal forms of the passive are read erroneously. Another major obstacle to any metrical interpretation of these texts is the use of logograms. The relevant forms are resolved and written in full  Several remarks on Darius’ Suez inscriptions will be published elsewhere. 528 R•udiger Schmitt by Herzfeld, so that a reader could easily pass over them without noticing the problem involved. The di¶culty consists in the very presence of the logograms in the first place, since they are a most unpractical medium for writing a metrical text in view of the fact that they do not represent the full and real pronunciation of the words in question. Latin epigraphy provides a good parallel: it is no accident that in ancient Latin verse inscriptions, such as those of the Scipios, the praenomina, which are usually abbreviated, are written in full (e.g. CIL i2. 7, in contrast to i2. 6). As a prerequisite for an investigation of the issue of metrical content Herzfeld maintained that a number of questions concerning the Old Persian writing system and its ambiguities in general, and the relation of writing and pronunciation in particular, should be resolved—in a word, many questions fundamental from the point of view of historical linguistics. He started with the introductory formula θ»ati D»arayava.u#s x#sa» yaθiya (read by Herzfeld as ‘θanhati D»areyavo#s x#sa» yaθya’) ‘Proclaims Darius, the king’. In general he often held views which have long since been abandoned, among them those concerning the pronunciation of Ciy and Cuv sequences, or the two verbal roots θ»a ‘to proclaim, make known’ and θanh ‘to say’, the distinction between which was not recognized in his day. Another point is the name of Darius. Although Herzfeld knew that it was originally a five-syllable form (D»arayava.u#s), he still put it (1931: 96–7) into the aforementioned formula in what he termed its ‘vulgar’ four-syllable guise purely because in his view the formula had already been created under Ariaramnes, whose name, Herzfeld thought, had four syllables (Ary»aramna). He assumed that later expressions were constructed under the constraint of pre-existent formulae, which thus a·ected the form to be chosen. Herzfeld (1931: 98– 100) saw a similar ‘metrical problem’ (which in my opinion is also illusory) in the name of A.uramazd»a (originally pentasyllabic) or Auramazd»a (with four syllables). Though in principle both these variants may be considered viable in metrical texts, Herzfeld (1931: 100) thought that only the longer one was admissible in archaic formulae.  This formula, which in my opinion has eleven syllables, is scanned by Herzfeld as a ten-syllable verse (1931: 84 and 98), as it was by Friedrich (1928: 239), though the two scholars di·ered in several details and thus also in the placement of the caesura (6 + 4 vs. 7 + 3 syllables).  It is known that Herzfeld (1938: 1–2) regarded the only Ariaramnes inscription on a gold tablet (AmH), where this formula is found in lines 4 and 9–10, as an authentic text; see most recently Schmitt (1999: 106–9).  Here Herzfeld supposed—in a manner di¶cult to comprehend—two di·erent dialectal developments, Med. ‘Ahurmazd»a ’ (with syncope) and OPers. ‘Auhramazd»a ’, then ‘Ohramazd»a ’ (with metathesis and, at some time, subsequent monophthongization of the secondary diphthong). Promising Perspective or Dead End? 529 Some years later Herzfeld (1938: 11) stated that the beginning of Darius’ lower tomb inscription DNb (⅓1, lines 1–5) was also written in verse. Assuming that the stems of the relative pronouns are monosyllabic—all previous metrical analyses su·er from this defect—and that the Cy and Cv clusters (in ‘#sy»atim’, ‘arvastam’, and ‘x#sa» yaθyam’) have no vowel, he identified mainly eight-syllable and ten-syllable lines. These results were modified by W•ust (1943–4: 58–9), who, starting from the verbal form adad»a ‘he created’, realized that its Vedic counterpart a‹ dadh»at is found only in (eleven-syllable) tris.t.ubh lines. He thus asked whether or not it is by chance that the Old Persian lines with adad»a can also be scanned in the same way, namely with ‘#siy»atim’, as having eleven syllables: e.g. DNb 2–3, ‘hya adad»a #siy»atim martiyahy»a’ ‘(Auramazd»a,) who created blissful happiness for man’. Yet if we adopt the correct reading haya of the relative pronoun, we have twelve syllables—and thus no parallel to the Vedic tris.t.ubh lines. Weller (1938: 15–16 and 59–60) also thought he had found a metrical structure in certain traditional fixed phrases repeated again and again in Old Persian inscriptions otherwise considered to be written in prose. On the one hand he quoted (1938: 15–16) the well-known naming constructions introducing, for example, a toponym not previously mentioned. The metrical rhythm he saw here is not a regular alternation of short and long syllables, however, but only an intonation with constantly recurring catchwords which constitute a framework for the bulk of the text. In order to get the standard rhythm of four stressed syllables, Weller was forced to assume a large number of contractions, slurring of syllables, and the like. So it is easy for the reader to agree with his statement: ‘Ob in solchen F•allen bewu¢te Gestaltung vorliegt oder der Zufall mitspielt, ist im einzelnen schwer zu entscheiden’ (Weller 1938: 14). On the other hand, Weller discovered passages in which periods of lines with four stressed syllables are interrupted by others containing only two (or sometimes six) stresses (1938: 59–60); for the most part their rhythm is said to be falling, rising only occasionally. For those passages, which he obviously imagined as being recited in a sing-song voice and forming part of an age-old heritage, Weller (1938: 50) introduced the term periodus popularis. The first Old Persian example he gave (1938: 59) is the ‘solemn announcement’ of DB I 11–12, ⅓5:  It may su¶ce to cite just two ‘lines’ of DB ⅓45 (III 60–1) in the form presented by Weller (1938: 15): k»api#sk»ani#s n»am»a did»a avad»a hamaranam akunava. Such a method of metrical analysis can hardly be considered reliable. g g g g 530 R•udiger Schmitt θahati D»arayava.u#s x#sa» yaθiya: va#sn»a A.uramazd»aha adam x#sa» yaθiya ami. Auramazd»a x#sac«a‹ m man»a‹ fra.‹abar‹a. Proclaims Darius, the king: ‘By the favour of Auramazd»a I am king; upon me Auramazd»a bestowed the kingship.’ The last line is expressly stated to be written in verse with rising rhythm. But in particular Weller pointed to the emphasis laid on x#sa» yaθiya in line 2 and, still more, on the four-syllable Auramazd»a (its diphthong contrasting with the genitive form two lines before). It is entirely implausible, however, to assume that the stereotyped introductory lines (with their verb in the third person) are to be included in the ‘solemn announcement’ proper (which is voiced in the first person), all the more so since Weller quite reasonably supposed that there was an alternating pattern of prose and verse. The arbitrary nature of his approach thus again becomes self-evident. In the same year K•onig (1938: 84–92) published his bold conjectures on the metrics of Darius’ great B»§sut»un inscription, although he considered that the bulk of the text was written in prose. Viewing the text as an extract from the ‘royal records’ (βασιλικα διφθραι), he assumed that ‘nur bestimmte Partien, die w•ortlich aus dem Original abgeschrieben worden sind, oder bestimmte altert•umliche Wendungen und Phrasen metrisch sein k•onnen’ (1938: 84). Among those metrical sections he counted first the summarizing remarks added to the accounts of the king’s individual campaigns, such as DB IV 1–2 ‘im‹a tya man»a‹ krt‹am B»abir‹au’ ‘This (is) what has been done by me in Babylon’. And in ‡this metre with its four stressed syllables—elsewere he even spoke of iambic tetrameters (1938: 63)—he recognized the Arabo-Persian mutaq»arib, the ancient common metre of Persian epic poetry, which according to K•onig is found also in the Younger Avestan remnants of old epic songs. For K•onig it was in this metre that the old ‘royal records’ were composed, the same verse form employed 1,500 years later in Firdaus»§’s S#a» hn»ama. The di·erences between Old and New Persian mutaq»arib are played down and alluded to only in  Instead of θ»ati; see above.  In passing K•onig (1938: 63) indicated that the list of countries given in DB I 12–17 (⅓6) is also metrically arranged in eight verse-lines.  The relative pronoun has to be read as taya: see above.  Sancisi-Weerdenburg (1980: 108) rightly objected that metrical formulae would be much more appropriate to the oral tradition than to royal annals. Promising Perspective or Dead End? 531 a footnote (1938: 92 n. 1). But it is not possible here to go into the issues surrounding the origin of mutaq»arib, its relations to Arabic varieties, and its possible pre-Islamic models (e.g. the metre of the small contest-poem Draxt »§ as»ur»§g). K•onig (1938: 85 ·.) also saw the same metrical structure in several legal stipulations and sentencing regulations, appearing sporadically in the continuous account of a particular legal case that is otherwise written in prose. For example: DB I 21–2, ⅓8 (prose) haya agriya a» ha, haya ar»§ka a» ha, (the man) who was loyal, who was disloyal, DB IV 65 ·., ⅓63 haya hamatax#sat»a man»a viθiy»a, haya viyan»a θaya, who strove for my house, who did harm, (verse) av‹am ub‹rtam a‹ bar‹am, ‡astam a‹ prs‹am. av‹am ufr‹ ‡ him I treated well, him I punished severely. av‹am ub‹rtam a‹ bar‹am, ‡a#stam a‹ prs‹am. av‹am ufr‹ ‡ him I treated well, him I punished severely. It was only later that Harmatta (1982: 85) expressly drew attention to the fact that the formula reflected in ubrtam abaram has Avestan parallels, ‡ from this that for just this reason and in metrical texts; and he concluded ‘m•ussen sie auch in den altpersischen K•onigsinschriften eine metrische Funktion haben’. Such an inference, however, is far from being convincing or conclusive. Another passage interpreted by K•onig as showing such an ‘einfaches und leicht erkennbares Metrum’ became notorious, viz. the description of the mutilation of the Median pretenders: DB II 74–6 (⅓32) ut»a‹ n»ah‹am ut»a‹ gau#sa»‹ ut»a‹ hiz»a‹nam fr»a‹jan‹am . . . I cut o· his nose, ears, and tongue . . . Similarly DB II 88–90 (⅓33). But here K•onig has simply left out the beginning of the sentence, adam-#sai ‘I (cut o·) his . . .’, as well as the numerical symbol for ‘1’ in the text that follows, viz. before the word for ‘eye’. We could go on to examine the other passages presented by him in the same way, e.g. those  These are the words of Brandenstein, in Brandenstein and Mayrhofer (1964: 26).  This example was taken over as the clearest and most convincing one by Brandenstein and Mayrhofer (1964: 26). With some modifications it won the approval of Malandra (1996: 145–6), who even spoke of a ‘fairly consistent octosyllabic verse’, which he regarded as ‘the common narrative, it is tempting to say “epic”, meter of Old Persian’ (1996: 146). 532 R•udiger Schmitt blessing and cursing future people depending on whether they conceal Darius’ relief and inscription (DB IV 52–9, ⅓⅓60–1) or those containing the king’s admonition to future kings and to readers of his record, both in general and with regard to keeping the B»§sut»un monument in good repair. K•onig (1938: 88–9) saw metrical elements in the address lines DB IV 67–8, ⅓64 tuv‹am k»a, x#sa»‹yaθiy‹a hay‹a apar‹am a» h‹§ You, whosoever shall be king hereafter . . . or in the judgement DB IV 69, ⅓64 a‹ vai m»a‹ dau#st»a‹ biy»a‹ u‹ fra#st»ad‹§#s prs»a‹ ‡ to those may you not be friendly, (but) punish them severely. K•onig even went so far as to posit strophic pairs, e.g. DB IV 72–6, ⅓66: (strophe) y‹adi ‹§m»am d‹§pim va‹§n»ahi (antistrophe) A‹uramazd»a‹ θuv»am da‹u#st»a biy»a‹ ‹§maiv»a‹ pat‹§kar»a‹, na‹§di#s v‹§kan»a‹hi ut»a‹tai y»a‹v»a ta‹um»a a‹ hat‹§ p‹arib‹ar»ahid‹§#s, u‹ t»atai ta‹um»a v‹asai biy»a‹, u‹ t»a darg‹am j»§v»a‹, u‹ t»a taya k‹unav»a‹hi, a‹ vatai A‹uramazd»a‹ u‹ c»aram k‹unaut‹u. [p‹arib‹ar»ahd‹§#s K•onig] If you shall look at this inscription or these sculptures, (and) shall not destroy them and, as long as there is strength to you, shall care for them, [‘thw»am’ (i.e. θv»am) K•onig] may Auramazd»a be friendly to you, and may o·spring be to you in great number, and may you live long! And what you shall do, may Auramazd»a make that successful for you! The inconsistencies in reducing the continuous text to separate lines and in stressing parallel forms and formations quite di·erently—e.g. first ‹§maiv»a p‹atikar»a‹, then here ‹§maiv»a‹ pat‹§kar»a‹—are most striking. Morgenstierne (1939: 238) quickly pointed out K•onig’s arbitrary alternating readings of av‹am/‹avai ut»a‹ /‹ut»a and the like. And he quite rightly observed that if the addition or deficiency of one syllable were not deemed important, then one could indeed discover mutaq»arib verses or even lines in the same  I have ‘modernized’ the forms of the relative pronoun and several other matters here and in the following example.  The line division after the first ut»atai is erroneous in my opinion: compare verse-initial ut»atai some lines later. Promising Perspective or Dead End? 533 metrical pattern as Greek tragic lyric. The allusion to Greek drama was no gratuitous criticism since K•onig himself (1938: 89–90) actually matched his Old Persian metrical patterns with those of Aeschylus’ Persians and even maintained for Aeschylus ‘eine bewusste Anlehnung an die persische Dichtkunst seiner Zeit’! There is no point in dwelling here on those figments of K•onig’s imagination. K•onig himself admitted (1938: 92 n. 1) that vowel quantity is of no importance, in contrast to the alleged later continuant, the mutaq»arib; and Harmatta (1982: 84) added the further objection that the actual accent of the Old Persian words is not taken into consideration by K•onig. One need only recall augmented verbal forms (‹abar‹am, a‹ prs‹am, but ak‹unav‹am), subjunctives like v‹§kan»a‹hi, k‹unav»a‹hi, but va‹§n»ahi, or‡ even the verb ‘to be’ with the 3rd-person form a‹ hat‹§, against 2nd-person a»‹hi or a» h‹§. What we see here is the same as we observed earlier, viz. that all these would-be metricians deal with the text as a whole and with individual words in a purely arbitrary way. The connection of the alleged Old Persian metre with the mutaq»arib met with the approval of Junker (1967: 32–3), though he nowhere refers to K•onig by name. After a short discussion of Avestan metrical problems and an explanation of rising and falling rhythms, Junker turns abruptly to Old Persian, which he describes as ‘epic’ in character. Junker assumed that Friedrich’s theory of a metrical element in the Old Persian inscriptions and his assertion of their foundation upon the royal archive records were correct in principle; and he accordingly asked whether the mutaq»arib metre of later Persian epic poetry might be the rhythm of the Achaemenid inscriptions too. He claimed that there were two varieties of this epic rhythm, a shorter octosyllabic and a longer eleven-syllable form; and in spite of all the differences he drew a parallel between those two forms and the Vedic anus.t.ubh (eight syllables) and tris.t.ubh (eleven syllables) lines. In his opinion the text can be divided into eight-syllable and eleven-syllable lines composed of two (or three) trisyllabic entities and a shorter one, which looks like the catalectic form of the other. The metrical analysis of DNa 1–8 (⅓1), which Junker (1967: 33–4) presented as a quite perfect example, once more makes it completely clear that the metre does not come out unless one is prepared to resort to a large number of unfounded assumptions. Apart from the long-running problem  He explicitly compared the two lines mentioned above, y‹adi ‹§m»am d‹§pim va‹§n»ahi „„ ‹§maiv»a‹ pat‹§kar»a‹, with Aesch. Pers. 155 C βαθυζ#νων νασσα Περσδων 4περτ)τη.  The close parallel in DZc 1–3 was also rhythmically analysed by Oranskij (1960: 129–30), but in a quite di·erent manner and (such slackness being somewhat symptomatic of the approach) with an extract mutilated at the end. 534 R•udiger Schmitt of the relative pronoun (with only one disyllabic case and four instances of monosyllabic ‘hya’ in his sample) and syncopations like Aurmazd»a (with only three instead of the original five syllables), there is a most serious o·ence in several supposed cases of a lento (as it were) pronunciation with a drawl, particularly in mar tiyam (in order to get 6 + 2 syllables for the line haya martiyam ad»a ‘who created man’) vs. martyahy»a in the following ‘hya #sy»atim’ ad»a martyahy»a (with supposedly 5 + 3 syllables). Such a scansion of martya- ‘man’ as a two-syllable stem is absolutely out of the question, however, because the standard spelling <m-r-t-i-y-> does not show the ‘orthographic’ -i- usual in old *Cy clusters (present in #siy»ati- < *#sy-), but a linguistically real, inherited -i- in the old three-syllable stem martiya( = Ved. m‹artiya-). But the height of arbitrariness is reached with the allegedly emphatic extension of four-syllable fram»at»aram ‘master’ to six-syllable f ram»at‹aa› ram in the last line: aivam par»un»am fram»at»aram ‘the one master of many’ (with 2 + 3 + 6 syllables). By assuming such ‘a variable manner of recitation’ (Junker 1967: 34, emphasis original) it is indeed possible to make out ‘a historical rhythmical scheme which is still living at present’ (1967: 35). Harmatta (1982: 85) advanced yet another metrical type by comparing Avestan verses with some lines of ancient Vogul and Ostiak epic songs. This type of rhythm, which he considered ancient, consists in an alternation of lines with three and those with four stressed syllables. But in his short specimen text, three lines of Ya#st 10, 112 that are supposed to prove that the lines with three and those with four stressed syllables are functionally identical, we find without exception the finest eight-syllable verses, so that it at least remains an open question whether we have to assume in this sample a syllable-counting system with octosyllabic lines (of Indo-Iranian origin) or, with Harmatta, a metrical scheme based on three to four stressed syllables. Be that as it may, Harmatta (1982: 86) maintained that this same type of rhythm is also applicable to the Old Persian inscriptions. By this means he purported to reveal a metrical character even in those passages which K•onig had considered as prose. In all seriousness Harmatta (1982: 86) then presented the king’s orders to his general Vidrna/Hydarnes (DB II 20–1, ‡ as a short poem in this ⅓25), albeit without an exact metrical analysis, arrangement: e e parait»a, avam k»aram tayam M»adam jat»a, Go forth, defeat that Median army which does not call itself mine!’ Promising Perspective or Dead End? 535 haya man»a nai gaubatai But are we really supposed to imagine a king quoting his own marching orders in verse in the o¶cial account of his military campaigns? This seems to me completely out of touch with reality. Furthermore, Harmatta’s enquiry was confined to the relations between those royal Res gestae in verse and Persian epic poetry and its ancient Near Eastern models, this topic being his main concern in the article in question. As a result of his wide-ranging general considerations he stated that it is the characteristic features of oral poetry that are reflected in the B»§sut»un text. All in all we must conclude that neither any syllable-counting verses similar to Vedic or Avestan metrics nor any quantitative metrical system nor any other freer verse structure like the one advocated by Harmatta can be established for the Old Persian royal inscriptions with any degree of certainty. Not only the metrical and rhythmical models that have been proposed for these inscriptions, but also the arguments advanced in favour of the theory of their metrical fashioning as such, lack the necessary cogency to convince us of its sound basis. In addition to this there are objections of a more fundamental nature. It is known that the Old Persian inscriptions as a rule are part of a trilingual ensemble of texts and that in this ensemble, if the sequence is a clear chronological succession (as at Mount B»§sut»un), it is the Persian texts that were written down last. One should therefore ask whether or not the two other versions (in Elamite and Babylonian respectively) show any traces of a metrical or rhythmical structure. In view of the many close parallels within this inscriptional triad there is every likelihood that they would behave in the same manner on this point too. The B»§sut»un monument is of particular importance in this connection, because its genesis and the successive stages of its creation are quite clear. Thus it is certain that the Elamite text (of DBa and then successively of the minor and finally the major inscriptions) preceded the other two at B»§sut»un. It is an exact, slavish, word-for-word rendering of the initial royal dictation in Old Persian, but exhibits no features deviating from the normal matter-of-fact form of language. No one has ever proposed a metrical content in these other versions. Caution is in all events advisable in cases of alleged metrical or rhythmical formulae. This is clear from one well-known instance, the inherited formula dahy»au#smai duruv»a ahati ‘Let my country be consolidated!’, attested in DB IV 39–40 (⅓55). Friedrich (1928: 241) scanned this sentence as an octosyllabic  A short summary may be found in Schmitt (1991: 18–19). 536 R•udiger Schmitt verse dahy»au‹#smai „ dr‹uv»a a‹ hat‹§ with disyllabic druva- agreeing with Avest. druua- and Ved. dhruv‹a- (1928: 245 n. 25). Now in the Elamite version this formula is not translated but rendered in the Old Persian wording, though with a divergent verb form, as v.da-a-ya-‹u-i#s-mi tar-ma a#s-du, i.e. OPers. dahy»au#smai *durv»a astu. This clear evidence of an original formulation with the imperative form of the verb (instead of the subjunctive)—which is also one of the most obvious cases testifying to a revision and change of the original text when it was set in order, if not retranslated into Old Persian, for engraving—also has implications for the problem discussed here of a possible metrical interpretation of the formula, since the subjunctive form is longer than the other by one syllable. Finally, one must also take into consideration the major di¶culty that the Old Persian writing system itself causes, with its manifold ambiguities. In each particular case there are, as is well known, a number of di·erent possibilities for interpreting the sequence of written signs, evidently because the introduction of the script was somewhat over-hasty. Only this assumption can explain the fact that those concerned with developing this new system were more concerned with ease of writing than with convenience and clarity in reading the script. And such obstacles to the quick and unambiguous decipherment of the written word are particularly important when the text concerned is in verse. With poetry one would rather expect reading to be made easier, e.g. by separating the individual verses and so on. To sum up, we must conclude that it is not worth our while to continue pursuing this notion: the Old Persian texts as such are in prose. On occasions when some phrases seem to be reminiscent of a metrical structure, this is mere chance. This particular area of research into the Old Persian inscriptions holds out no prospect of yielding useful results.        Brandenstein, W., and Mayrhofer, M. 1964: Handbuch des Altpersischen (Wiesbaden: Harrassowitz). Dandamaev, M. A. 1976: Persien unter den ersten Ach•ameniden (6. Jahrhundert v. Chr.), trans. by H.-D. Pohl (Wiesbaden: Reichert).  Elam. tar-ma seems to reflect, prima facie, a two-syllable form without any vowel between r and v; the rendering by Elam. tar is roughly comparable to the case of the toponym Kunduru#s, which in Elamite is h.Ku-un-tar-ri-i#s.  This di¶culty has the consequence that even today the correct reading of a word must be achieved on the basis of a thorough philological and linguistic (in particular, etymological) analysis. Promising Perspective or Dead End? 537 Friedrich, J. 1928: ‘Metrische Form der altpersischen Keilschrifttexte’, Orientalistische Literaturzeitung, 31: 238–45. Harmatta, J. 1982: ‘K•onigliche Res Gestae und epische Dichtung’, in Klengel (1982), 83–8. Hertel, J. 1927: Beitr•age zur Metrik des Awestas und des R.gvedas (Leipzig: Hirzel). Herzfeld, E. 1930: ‘Zarathustra. Teil IV: Zarathustra und seine Gemeinde’, Archaeologische Mitteilungen aus Iran, 2: 1–48. (1931), ‘Die Magna Charta von Susa. Teil II: Die Gatha des Dareios’, Archaeologische Mitteilungen aus Iran, 3: 83–124. (1935), ‘Aufs•atze zur altorientalischen Archaeologie III: Xerxes areios’, Archaeologische Mitteilungen aus Iran, 7: 82–137. 1938: Altpersische Inschriften (Berlin: Reimer). Hinz, W. 1965: Review of Brandenstein and Mayrhofer (1964), in Zeitschrift der Deutschen Morgenl•andischen Gesellschaft, 115: 392–6. Junker, H. F. J. 1967: ‘The Rhythm of Darius’ Epitaph’, in Y‹adn‹ame-ye Jan Rypka: Collection of Articles on Persian and Tajik Literature (Prague: Academia; The Hague and Paris: Mouton), 29–35. Kent, R. G. 1953: Old Persian: Grammar, Texts, Lexicon, 2nd edn. (New Haven: American Oriental Society). Klengel, H. (ed.). 1982: Gesellschaft und Kultur im alten Vorderasien (Berlin: Akademie-Verlag). K•onig, F. W. 1938: Relief und Inschrift des Koenigs Dareios I am Felsen von Bagistan (Leiden: Brill). Lommel, H. 1934: Review of Meillet and Benveniste (1931), in Orientalistische Literaturzeitung, 37: 178–86. Malandra, W. W. 1996: ‘Archaism and History in Gathic Studies’, in Manekshaw and Ichaporia (1996), 139–52. Manekshaw, S. J. H., and Ichaporia, P. R. (eds.). 1996: Proceedings of the Second North American Gatha Conference (Womelsdorf, Pa.: Federation of Zoroastrian Associations of North America). Meillet, A., and Benveniste, E. 1931: Grammaire du vieux-perse, 2nd edn. (Paris: Champion). Morgenstierne, G. 1939: Review of K•onig (1938), in Acta Orientalia, 17: 235–8. Oranskij, I. M. 1960: Vvedenie v iranskuju filologiju (Moskva: Izd. vosto#cnoj literatury). Sancisi-Weerdenburg, H. W. A. M. 1980: Yaun»a en Persai: Grieken en Perzen in een ander perspectief (Groningen: Niemeyer). Schaeder, H. H. 1930: Iranische Beitr•age, vol. i (Halle: Niemeyer). Schmid, W. P. 1964: Review of Brandenstein and Mayrhofer (1964), in Indogermanische Forschungen, 69: 262–9. Schmitt, R. 1990: Epigraphisch-exegetische Noten zu Dareios’ B»§sut»un-Inschriften • sterreichische Akademie der Wissenschaften). (Vienna: O 1991: The Bisitun Inscriptions of Darius the Great: Old Persian Text (Corpus 538 R•udiger Schmitt Inscriptionum Iranicarum, I/I, Texts, I; London: School of Oriental and African Studies). Schmitt, R. 1999: Beitr•age zu altpersischen Inschriften (Wiesbaden: Reichert). Tedesco, P. 1923: ‘Iranica’, Zeitschrift f•ur Indologie und Iranistik, 2: 34–54. Weller, H. 1938: Anahita: Grundlegendes zur arischen Metrik (Stuttgart and Berlin: Kohlhammer). W•ust, W. 1943–4: ‘Altpersisches’, W•orter und Sachen, 23: 52–61. 1966: Altpersische Studien: Sprach- und kulturgeschichtliche Beitr•age zum Glossar der Ach•ameniden-Inschriften (Munich: Kitzinger). 39 The Parthian Abstract Su¶x -yft Nicholas Sims-Williams 1 The Problem It is universally accepted nowadays that the Middle Persian denominal abstract su¶x -»§h, New Persian -»§, derives from Old Iranian *-iya-θwa-, a conglomerate ending with an abstract su¶x equivalent to Old Indian -tv‹a-, Avestan -θβa-; the preceding *-iya- is either another abstract su¶x (Gauthiot 1916: 74) or the common su¶x forming denominal adjectives (Bartholomae 1915: 45; Henning 1958: 97). Though the Manichaean Parthian su¶x -yft [-i ft] has long been recognized as functionally equivalent and etymologically cognate with Middle Persian -»§h, its derivation from *-iya-θwa- has been seen as problematic. A hundred years ago Carl Salemann (ap. M•uller 1904: 34 n. 1) apparently took it for granted that -ft is a direct outcome of Old Iranian *-θw-, and this view has been accepted by Wolfgang Lentz (1926: 253) and Philip Huyse (2003: 85 n. 125), both of whom refer to the development as a ‘metathesis’. On the other hand, Paul Tedesco (1921: 199–200) pointed out that *θw becomes f in Parthian cf :r [tAafa r] ‘four’ < *#caθw»arah and therefore regarded only -yf- as cognate with Middle Persian -»§h; the final -t, he suggested, might represent an additional abstract su¶x, Old Iranian *-t»a-. The publication in 1924 of the first substantial Parthian inscription, that of Paikuli, in which the abstract su¶x was represented by the spelling -py, possibly to be vocalized as [-i f], seemed to confirm the adventitious nature of the final -t. As a result, it was essentially Tedesco’s view that was adopted by W. B. Henning (1958: 96–7) in his authoritative survey of the Middle Iranian languages. However, while Henning believed that the regular Parthian outcome of *θw was f and dismissed the -t of -yft as ‘unetymological’, he also drew attention to a Parthian word-family in which Old Iranian *θw does not develop to f (nor to ft) but to ºf : Manichaean  —  —  —  Cf. also Inscriptional Middle Persian mgwh < *magu-θwa- ‘o¶ce of the magi’ (Sundermann 1989: 362).  See Herzfeld (1935: 52 ·.) (where the Inscriptional Parthian su¶x is interpretedas [-if] < *-θwa- rather than [-i f] < *-iya-θwa-).  — 540 Nicholas Sims-Williams nydf :r [niºfa r] ‘haste’ < *ni-θw»ara- and the associated verb nydf :r- (Inscriptional nytpr-) ‘to hurry’, past stem nydfwrd; cf. Manichaean Middle Persian nyxw:r-, Zoroastrian nswb:l- [nixwa r-] < [nihwa r-] ‘id.’, and (with a di·erent preverb) Sogdian pδβ:r [pθ fa r/pθva r] ‘haste’ etc., all of which belong to the root of Old Indian tvarate ‘hurries’. Henning’s explanation—if I have correctly interpreted his remarks, which are so concise as to be somewhat cryptic—is that the development of *θw to ºf was originally limited to initial position and that ni-ºfa r- has su·ered phonological interference from a form without prefix (presumably to be reconstructed as *ºfa r- or, with later prothesis, *iºfa r-). Given that neither *(i)ºfa r- nor any other example of the Parthian treatment of initial *θw is actually attested, this scenario is quite hypothetical. It also seems implausible from a phonetic point of view: if the cluster ºf was felt to be awkward and therefore liable to simplification, it would surely have been even more so at the beginning of a word than it was in internal position, where the two consonants could be split between two syllables (niº.fa r). Moreover, the development envisaged by Henning is the exact converse of that attested in the case of Old Iranian *dw, which is simplified to Parthian b [b] in initial position, e.g. br ‘door’ < *dwar-, bdyg ‘second’ < *dwit»§ya-ka-, but maintained in internal position as a cluster written db, probably representing [ºv], e.g. hz:r- db:g ‘thousandfold’ (Henning 1965a: 32 n. 1, cf. Choresmian (:)δβ:γ), wydby:g ‘extensive’. It therefore seems worthwhile considering the hypothesis that niºfa r and its cognates display the regular, unconditioned Parthian outcome of postvocalic *θw and that the development to f , and perhaps ft, is conditioned by special factors. Evidence in support of this hypothesis will be provided below. In ⅓2 I shall examine the development of Old Iranian *θw in three Middle Iranian languages spoken in areas adjacent to that of Parthian, namely Sogdian, Bactrian, and Choresmian, and attempt to show that the special treatment of the word for ‘four’ in all these languages makes it likely that Parthian cf :r [tAafa r] ‘four’ is a secondary development from *tAaºfa r. In ⅓3 I shall discuss some facts which suggest that -i f and -i ft could be dialectal variants and that both may result from special treatments of word-final -ºf .  —  —  —  —  —  —  —  —  —  —  —  —  —  —  —  Henning (1958: 97 n. 2) (cf. already Henning 1939: 105 n. 3).  I would like to thank my Berlin colleagues Desmond Durkin-Meisterernst and Werner Sundermann for kindly checking the accuracy of this statement.  Thus Boyce (1977: 95). This translation, which corrects the ‘wunderbar(?)’ of Andreas and Henning (1934: 884 [m9], 908b), is already implied by the comparison with Sogdian wyδβ:y- ‘to extend’ in Boyce (1954: 197b, s.v. wydbd-). The Parthian form, which must represent *wi-dway-»aka-, shows that its numerous Sogdian cognates derive from *wi-/*fra-/ *ham-dway- (rather than *-θway- as proposed by Henning ap. Gershevitch 1954: ⅓293). The Parthian Abstract Su¶x -yft 541 The Development of *θθ w in Middle Iranian 2       The regular outcome of Old Iranian *θw in Sogdian is a two-fricative cluster written δβ in Sogdian script: cf. pδβ:r ‘haste’ < *upa-θw»ara- and the associated verb (:)pδβ(:)yr ‘to hurry’ (trans. and intrans.); (:)δβ:nk ‘grain’ < *θwanga- (Lazard 1982); δβ:yz/δβ(:)x#st- ‘to acquire’ < *θw»ajaya-/ *θwax#sta-; and rypδβh ‘noon’ < *ra-piθw»a-. Since the Sogdian letters β ( = [v] or [f]) and δ ( = [º] or [θ]) are both ambiguous, the writing δβ can be interpreted in several ways. Gershevitch (1954: ⅓293) read it as [θ v], which appears to be justified by the Christian Sogdian spelling pθb:r [pθ va r] ‘haste’ (Sundermann 1981: 199, line 22) and by Manichaean δβx#st.yy [θ vaxAte( )] ‘acquired’ (both hapax legomena). On the other hand, the reading [θf] is supported by a rather larger body of material: Christian pθf :r, Manichaean pδf :r [pθfa r] ‘haste’, Christian θfng ‘grain’ (Sims-Williams 1995: 301) and θfy#z /θfx#st- ‘to acquire’. Clearly, both types of pronunciation were current. However, if θv is the older form, from which θf derives by assimilation, it is hard to see why the common verb δβr-, Christian θbr[θ var-] < *fra-bara- ‘to give’ and its derivatives never undergo the same treatment. It is therefore simpler to assume that θf is the primary outcome of Old Iranian *θw in Sogdian and that the variant θv results from a later dissimilation. In Christian Sogdian texts one sometimes finds a further dissimilation of θf or θv to tf or tv, as in tfy#z [tfe W] or tby#z [tve W] ‘to acquire’ (Gershevitch 1954: ⅓296). This late and sporadic change, which also a·ects words in which θf and θv derive from some source other than Old Iranian *θw, cannot be used to explain the early and consistent development of *θw to tf in ctβ:r [tAtfa r] ‘four’, Manichaean and Christian ctf :r, and its derivatives. The exceptional nature of the development of *θ to t in this word was recognized by Gershevitch (1954: ⅓⅓173, 295), who plausibly attributed it to direct contact with the a·ricate tA. The syncope of the first syllable of *#caθw»arah, which  —  —  —  —  —  —  Imperfect p:δβyr (so to be read for ˆp:δβ:r in the Rustam fragment: Sims-Williams 1976: 55, line 28).  Gershevitch (1954: ⅓294) (followed by Sundermann 1982: 105) implies that pδf :r should be read as [pºfa r], but this seems an unnecessary complication now that we know of Christian pθf :r and other forms with an unambiguous θf .  Cf. Christian tbr- ‘to give’ (Schwartz 1967: 125) and possibly tb:r ‘gift’ (if we may trust Olaf Hansen’s reading of a lost manuscript cited in Sims-Williams 1995: 293, line 7). Similarly Manichaean pt.fr-, which translates Middle Persian pdx#sr ‘honour’ in M172 i v13 (M•uller 1904: 103; MacKenzie 1994: 185), must be a later form of pδβr- ‘honour, rank, degree’, Christian pθfr- (C3, unpublished), itself probably a loanword from Bactrian πιδοφαρο [piºfar] ‘honour’ < *pati-f#sarV-, the cognate of Middle Persian pd(y)x#sr and Parthian pdyf#sr ‘id.’ (cf. Sims-Williams 2000: 219).  — 542 Nicholas Sims-Williams Gershevitch inferred from the Yagnobi (‘Neo-Sogdian’) form tif»ar ‘four’, is now confirmed by the Christian Sogdian variant #stf :r [Atfa r], which exemplifies a common reduction of tAt to At (Sims-Williams 1985a: 50 n. 4). Another exceptional development of *θw is found in the enclitic pronouns of the 2nd person, which are based on a stem -f- (Manichaean and Christian -f-, in Sogdian script -β-) < *-θw»a (acc. sg.), *-θwad (abl. sg.). The reduction of *θf to f here conforms to a well-known tendency towards phonological simplification or ‘weakening’ in words and morphemes of particularly frequent occurrence (cf. Turner 1975: 310–18, 357–67, etc.). An additional contributory factor in this case may be the e·ect of direct contact with the final consonant of a preceding word, especially the particle -t- < *uti, which regularly functions as a host for enclitic pronouns in Sogdian (Sims-Williams 1985b: 111–12). To sum up: the regular outcome of Old Iranian *θw is Sogdian θf , which develops sporadically to θv, later also to tf or tv. Special developments due to particular phonological conditions are found in derivatives of *#caθwar‘four’ and the enclitic *θwa- ‘thee’.  —  Old Iranian *θw is represented in Bactrian both by φ and by λφ. Each development is attested by two forms of unimpeachable etymology: φ by -φαγο [-fag], the form of the 2nd person singular pronoun su¶xed to prepositions, and σοφαρο [tsufa r] or [ts fa r] ‘four’, λφ by the verb αλφανζ- [ lfandz-] ‘to acquire’ < *θwan#\a- (cognate with Sogdian θfy#z etc.) and the rare abstract su¶x -ιλφο [-i lf], later -ιλαφο [-i l f], as in ρα† τιλαφο [ra Ati l f] ‘righteousness’ < *r»a#st-iya-θwa-, cf. Parthian r:#styft, Middle Persian r»ast»§h. Frequency of occurrence clearly does not help us to decide which of the two treatments is to be regarded as ‘regular’ in this case. However, since φ is limited to the very same words which show abnormal treatments of *θw in Sogdian, it seems likely that λφ represents the normal outcome of Old Iranian *θw and that φ has arisen under much the same conditions as Sogdian (t)f . Since Bactrian λ generally derives from *º, one may assume that *θw developed to λφ via *ºf (as in Parthian). The simplification of the cluster, at least in the word for ‘four’, probably took place at this  — e  —  —  — e e  — e  —  Gershevitch (1954: ⅓297). Two alleged examples of an occasional development of *θw to #s [A] (ibid., ⅓298) may be disregarded, since both are now explained di·erently (see Henning 1965b: 246; Weber 1975: 91–4; Sundermann 1982: 105).  Similarly in the only other instances of Bactrian λ < *θ: the names of the god ορλαγνο ( < *vr θragna- via a form with *-rδ(r)-) and of the city βαχλο ( < *b»ax仧- [as attested in ‡ < *b»axδr»§- < *b»axθr»§-). Avestan] The Parthian Abstract Su¶x -yft 543 earlier stage, by dissimilatory loss of the dental against the initial a·ricate: *ts ºfa r > ts fa r /tsufa r. e  —  —  — e         Old Iranian *θw gives Choresmian θf in the verb (:)θfnc- ‘to acquire’ ( = Bactrian αλφανζ-) but f in the stem of the 2nd person enclitic pronoun -f- and in cf :r [tsifa r] ‘four’ and its derivatives. Henning naturally explained the discrepancy in the same way as he did that between ºf and f in Parthian: *θw gives θf in initial position but f internally. However, one can account for the data just as well by assuming that θf is the normal, unconditioned development and explaining the reduction to f in cf :r and -f- in the same way as in Bactrian.  —        cf :r ‘    ’ As we have seen, the presence of an initial a·ricate in the word for ‘four’ has led to a special treatment of *θw in several Middle Iranian languages. In particular, the Bactrian and Choresmian development of *θw to f in this word probably results from the loss of a preceding dental fricative by dissimilation against the initial a·ricate. Since this explanation is equally applicable to Parthian cf :r [tAafa r] < *tAaºfa r, the latter need not be regarded as contradicting our hypothesis that the regular development of Old Iranian *θw in Parthian was to ºf .  —  — 3 Old Iranian *θθ w in Final Position      *-ºf > -f (t) If Old Iranian *θw gave Parthian ºf in the first instance, the two forms of the abstract su¶x -i f (t) would seem to display two di·erent treatments of word-final *-ºf . Since we have no other example of the Parthian outcome of Old Iranian *θw in final position, the hypothesis that it might have developed via *-ºf to -f or -ft cannot be proved or disproved. However, it is possible to find parallels in closely related languages both for the phonological development involved and for the coexistence of -i f and -i ft as dialectal variants of a single form.  —  —  —             One of the recently discovered Bactrian documents (Sims-Williams 2000: 80–1) contains the statement that it was written in a place named Kalf or  Henning (1955: 432 with n. 1) (p. 431 [495] in the reprint). 544 Nicholas Sims-Williams K»alf (καλφ). Since it appears from the context that Kalf is in the kingdom of G»ozg»an, later G»uzg»an or J»uzj»an, there is little doubt that it is to be identified with the K»alif or K»elif of early Islamic sources, an important crossing point on the River Oxus, which formed the northern boundary of J»uzj»an. The name survives to the present day: the town in Turkmenistan, on the northern bank of the Oxus, is known as Kelif, while the village on the Afghan side bears the name of Kilif or Kilift. The relationship between the two forms of the name seems to be exactly the same as that between the Inscriptional and the Manichaean Parthian forms of the su¶x -i f (t); here too, the form in -f is attested earlier. In the case of the place name, however, we can rule out the explanation of the final -t as an additional su¶x: Kilif and Kilift are evidently dialectal variants of a single name. We do not know the etymology of the name, nor to what language it belongs, though the place so named is not far distant from the heartland of Parthia and would have been well within the Parthian sphere of influence. But whatever their origin the forms Kilif and Kilift provide support for the suggestion that Parthian -i f and -i ft could be dialectal variants of a single form.  —  —  —         A plausible rationale for the development of final *-ºf to -f or -ft can be seen in the fact that final -f and -ft are common in Parthian (e.g. ko f ‘mountain’, raf ‘attack’; haft ‘seven’, kaft ‘fell’) while -ºf is attested only in the loanwords sdf [saºf] ‘being’ < Sanskrit sattva- and its compound bwd(y)sdf ‘bodhisattva’. There is no reason to doubt that Parthian bwd(y)sdf derives directly from Buddhist Sanskrit bodhisattva-, perhaps in a pronunciation in which tv had undergone assimilation to tf (as attested by the form βωδοσατφο in an unpublished Bactrian Buddhist text). As Parthian does not admit postvocalic t, tv, or tf in native words, but only º, ºv, ºf (at an earlier stage also d, but probably not *dv or *df), it would have been natural for the Sanskrit form to be adapted as bo ºisaºf or (earlier) bo disaºf , either of which could be represented by the Manichaean Parthian spelling bwd(y)sdf . In Buddhist Sogdian the word for ‘bodhisattva’ is attested in a remarkably wide range of spellings, at least some of which may be due to transmission via Parthian, as suggested by Werner Sundermann (1982: 106–7). The spelling to which this explanation applies most clearly is pwtysδβ (Kudara and Sundermann 1988: 177, line 25; adjective pwtysδβ:n:k or :n:y, ibid., line 3, and P6, lines 22 and 75, in Benveniste 1940: 83, 86). As Sogdian has no [b] or [d] (except after nasals), pwtysδβ was the best available representation of  —  —  —  The importance of these spellings was not recognized by Sundermann (1982: 106), who The Parthian Abstract Su¶x -yft 545 Parthian bo disaºf ; and since there is apparently no other form of the word with a fricative º or θ for Sanskrit t(t) in any Indian or Iranian language, Parthian seems to be its only possible source. The most common Sogdian forms are pwtystβ and pwδystβ, which probably result from Sanskritization (restoration of the original [tv]). Less common, but nevertheless securely attested, are forms with simplification of the final cluster to -β (pwtysβ, SCE 284, pwtsβ, SCE 555, in MacKenzie 1970: 16, 32) or metathesis to -βt (pwtysβt, Vim. 66, 121, in MacKenzie 1976: 22, 26; pwδysβt, passim in the Mah»aparinirv»an.as»utra fragment edited by Utz 1976: 9–15). The forms in -β and -βt are also indirectly attested by Manichaean New Persian bwdysf and Uygur Turkish pwδysβ and pwδysβt, all of which were almost certainly transmitted via Sogdian. The preservation of final -ºf in Parthian sdf and bwd(y)sdf suggests that these words were borrowed from Sanskrit at a time when the change of *-ºf to -f (t) had already run its course. It is therefore likely that Sogdian pwtysβ, pwtysβt, etc. arose independently within Sogdian rather than being borrowed from Parthian forms such as *bo disaf or *bo disaft. Even so, the Sogdian series pwtysδβ, -sβ, -sβt (beside Sanskritized pwtystβ) provides a close parallel to the postulated Parthian development of the abstract su¶x from *-i ºf to -i f and -i ft.  —  —  —  —  —  — 4 Conclusion In internal position, Old Iranian *θw develops to ºf in Parthian nydf :r ‘haste’ < *ni-θw»ara- but to f in cf :r ‘four’ < *#caθw»arah. While the f of Parthian cf :r, like that of Choresmian cf :r and Bactrian σοφαρο, can be explained as the result of dissimilatory loss of a dental fricative after a dental a·ricate, the only plausible explanation for the ºf of nydf :r is that it represents the regular, unconditioned treatment of internal postvocalic *θw; cf. also the development of *θw to θf in Sogdian and Choresmian set aside the two examples in P6 as scribal errors. (The other two instances were evidently not known to him at that time.) It is noteworthy that the ‘Parthian’ spelling pwtysδβ is attested only once in Sogdian for the frequent noun ‘bodhisattva’, while the much rarer adjectival derivative in -a ne( ) occurs three times in the spelling with -δβ-. P6 consistently distinguishes -δβ- in the adjective (2₅ ) from -tβ in the noun pwtystβ (8 ₅ ), which suggests that ºf was found to be easier to articulate in non-final position.  —  —  These spellings are too early and too widespread to be attributed to the operation of the late Sogdian change of θf to tf (above, p. 541).  Sundermann (1982: 101, quoting Henning on Persian bwdysf ; 107, quoting Peter Zieme’s analysis of the Turkish data, for which see also Laut 1986: 94–5). In later Uygur texts the usual form is the Sanskritized pwδystβ. 546 Nicholas Sims-Williams and (via *ºf) to λφ [lf] in Bactrian. The two forms of the Parthian abstract su¶x, Inscriptional -py [-i f] and Manichaean -yft [-i ft], both derive from Old Iranian *-iya-θwa- and display two alternative treatments of final *-ºf . The coexistence of the dialectal variants -i f and -i ft is paralleled by the two forms of the place-name Kilif/Kilift and by Sogdian pwtysβ/pwtysβt ‘bodhisattva’ beside pwtysδβ < Parthian bwd(y)sdf .  —  —  —  —        Andreas, F. C., and Henning, W. B. 1934: ‘Mitteliranische Manichaica aus Chinesisch-Turkestan, III’, Sitzungsberichte der Preu¢ischen Akademie der Wissenschaften, 1934, No. 27, pp. 846–912; repr. in Henning (1977), i. 275–339. Bartholomae, C. 1915: ‘Mitteliranische Studien V’, Wiener Zeitschrift f•ur die Kunde des Morgenlandes, 29: 1–47. Benveniste, E. 1940: Textes sogdiens (Paris: Geuthner). Boyce, M. 1954: The Manichaean Hymn-Cycles in Parthian (London: Oxford University Press). 1977: A Word-List of Manichaean Middle Persian and Parthian (Acta Iranica, IXa; Leiden: Brill). Gauthiot, R. 1916: ‘Du pluriel persan en -h»a’, M‹emoires de la Soci‹et‹e de Linguistique de Paris, 20: 71–6; repr. in id., Trois m‹emoires sur l’unit‹e linguistique des parlers iraniens (Paris: Champion, 1916), 36–41. Gershevitch, I. 1954: A Grammar of Manichean Sogdian (Oxford: Blackwell). Henning, W. B. 1939: ‘Sogdian Loan-Words in New Persian’, Bulletin of the School of Oriental Studies, 10: 93–106; repr. in Henning (1977), i. 639–52. 1955: ‘The Khwarezmian Language’, in 60. do"gum y§l§ m•unasebetiyle Zeki Velidi Togan’ a Arma"gan (Istanbul: Bas§mevi, [1950–]1955), 421–36 and errata slip, p. 3; repr. in Henning (1977), ii. 485–500. 1958: ‘Mitteliranisch’, in Spuler (1958), 20–130. 1965a: ‘A Grain of Mustard’, Annali dell’Istituto Universitario Orientale di Napoli, Sezione linguistica, 6: 29–47; repr. in Henning (1977), ii. 597–615. 1965b: ‘A Sogdian God’, Bulletin of the School of Oriental and African Studies, 28: 242–54; repr. in Henning (1977), ii. 617–29. 1977: Selected Papers (2 vols.; Acta Iranica, 14–15; Leiden: Brill). Herzfeld, E. 1935: ‘Medisch und Parthisch’, Archaeologische Mitteilungen aus Iran, 7: 9–64. Huyse, P. 2003: Le y final dans les inscriptions moyen-perses et la ‘loi rythmique’ protomoyen-perse (Studia Iranica, Cahier 29; Paris: Association pour l’Avancement des E‹tudes Iraniennes). Kudara, K., and Sundermann, W. 1988: ‘Fragmente einer soghdischen Handschrift des Pa~ncavim . ‹satis»ahasrik»a-praj~na» p»aramit»a-s»utra’, Altorientalische Forschungen, 15: 174–81. The Parthian Abstract Su¶x -yft 547 Laut, J. P., 1986: Der fr•uhe t•urkische Buddhismus und seine literarischen Denkm•aler (Wiesbaden: Harrassowitz). Lazard, G. 1982: ‘Sogdien (:)δβ:nk’, Studia Iranica, 11: 229–32. Lentz, W. 1926: ‘Die nordiranischen Elemente in der neupersischen Literatursprache bei Firdosi’, Zeitschrift f•ur Indologie und Iranistik, 4: 251–316. MacKenzie, D. N. 1970: The ‘S»utra of the Causes and E·ects of Actions’ in Sogdian (London: Oxford University Press). 1976: The Buddhist Sogdian Texts of the British Library (Acta Iranica, 10; Leiden: Brill). 1994. ‘“I, Mani . . .”’, in Prei¢ler and Seiwert (1994), 183–98. M•uller, F. W. K. 1904: Handschriftenreste in Estrangelo-Schrift aus Turfan, Chinesisch-Turkistan, vol. ii (Anhang zu den Abhandlungen der K•oniglichen Preu¢ischen Akademie der Wissenschaften; Berlin: Verlag der K•oniglichen Akademie der Wissenschaften). Prei¢ler, H., and Seiwert, H. (eds.). 1994: Gnosisforschung und Religionsgeschichte: Festschrift f•ur Kurt Rudolph zum 65. Geburtstag (Marburg: diagonal-Verlag). Schwartz, M. 1967: ‘Studies in the Texts of the Sogdian Christians’ (unpub. Ph.D. thesis, Berkeley). Sims-Williams, N. 1976: ‘The Sogdian Fragments of the British Library’, IndoIranian Journal, 18: 43–82. 1985a: The Christian Sogdian Manuscript C2 (Berlin: Akademie). 1985b: ‘A Note on Bactrian Phonology’, Bulletin of the School of Oriental and African Studies, 48: 111–16. 1995: ‘Christian Sogdian Texts from the Nachlass of Olaf Hansen, II: Fragments of Polemic and Prognostics’, Bulletin of the School of Oriental and African Studies, 58: 288–302. 2000: Bactrian Documents from Northern Afghanistan, i. Legal and Economic Documents (Oxford: Oxford University Press). Spuler, B. (ed.). 1958: Handbuch der Orientalistik, vol. i/, pt. 1 (Leiden: Brill). Sundermann, W. 1981: ‘Nachlese zu F. W. K. M•ullers “Soghdischen Texten I”, 3. Teil’, Altorientalische Forschungen, 8: 169–225. 1982: ‘Die Bedeutung des Parthischen f•ur die Verbreitung buddhistischer W•orter indischer Herkunft’, Altorientalische Forschungen, 9: 99–113; repr. in id., Manichaica Iranica, i (Rome: Istituto Italiano per l’Africa e l’Oriente, 2001), 165–79. 1989: Review of P. Gignoux and R. Gyselen, Bulles et sceaux sassanides de diverses collections, in Bulletin of the School of Oriental and African Studies, 52: 361–2. Tedesco, P. 1921: ‘Dialektologie der westiranischen Turfantexte’, Le Monde oriental, 15: 184–258. Turner, R. L. 1975: Collected Papers 1912–1973 (London: Oxford University Press). Utz, D. A. 1976: ‘An Unpublished Sogdian Version of the Mah»ay»ana Mah»aparinirv»an.as»utra in the German Turfan Collection’ (unpub. Ph.D. thesis, Harvard). Weber, D. 1975: ‘Sogdische Miszellen’, Indogermanische Forschungen, 80: 90–7. 40 Denominative Verbs in Avestan: Derivatives from Thematic Stems Elizabeth Tucker 1 Introduction Denominative verbs are not plentifully attested in Avestan, but there is a small amount of evidence from all periods of the corpus. The accounts found in the standard reference works, such as Bartholomae (1895) and Kellens (1984), describe all the formations from a diachronic viewpoint, establishing comparisons with Vedic wherever possible. However, this has obscured some features that are peculiar to Avestan, and may reflect significant di·erences even from early Vedic. Both Old Avestan (OAv.) and Younger Avestan (YAv.) provide evidence for denominatives built with the inherited su¶x *-y‹a- ( < IE*-y‹e /y‹o-) which are clearly inherited as they have exact counterparts in early Vedic, e.g. OAv. n ma‹xii»amah»§ ‘we reverence’ (Y 36. 5; 38. 4; 39. 4) from n mah- n. ‘homage, reverence’ : Vedic namasy»a‹mas ‘we reverence’ (RV 3. 17. 4), etc., from n‹amas- n.; YAv. bi#sazii»at ‘may he heal’ (Vd 7. 44; 21. 3), etc. : Vedic ^ 8. 22. 10), bhisajy‹athah (RV 8. 9. 6) from bhis.ajy‹atam ‘heal’ (2 dual, RV . . bhis.a‹ j- m. ‘doctor’. Just as in the RV, there is a preponderance of derivatives from *s-stem neuters ( > Iranian h-stem neuters). On the other hand, derivatives from vocalic stems are less well represented, and frequently present problems of analysis. This paper will re-examine the synchronic evidence for Avestan denominatives based on thematic stems and conclude with a brief diachronic discussion. e e I was privileged to write my doctoral thesis on a related Greek topic under AMD’s supervision, and even more privileged to teach at Oxford throughout her period of tenure as Professor of Comparative Philology. This paper is a very humble tribute to the unique scholar who showed me, along with many other students, how to think about the history of languages, how to enjoy the subject, and how to work. For years of patient personal encouragement I am also deeply grateful. Denominative Verbs in Avestan 549 Bartholomae (1895: 85) distinguished without comment two types of verb stem derived from thematic nouns: (α) ‘a bleibt’: type YAv. ar zaiia- ‘to fight’ from ar za- ‘battle’. (β) ‘a f•allt’: type YAv. ba»e#saziia- ‘to heal’ from ba»e#saza- ‘medicine, remedy’. e e Type α appears to represent the same formal derivational process that is found in early Vedic, where the su¶x *-y‹a- is added after the thematic vowel of the nominal stem: cf. e.g. RV devay‹a- ‘to worship the gods’ from dev‹am. ‘god’, or ks.emay‹a- ‘to rest’ from ks.‹ema- m. ‘resting place, home’. But type β, where the su¶x *-y‹a- replaces the thematic vowel, is unparalleled on the Indic side. The latter type will be discussed first. 2 Denominatives Where the Thematic Vowel is Lost This group is composed of a small number of Younger Avestan forms: ba»e#saziiaiti Yt 8. 43; ba»e#sazii»at Yt 3. 6; ba»e#sazii»oi#s Vd 22. 2, 9: verb stem ba»e#saziia^ ‘medicine’. ‘to heal’ from ba»e#saza- m./n. v»astriia»eta Vd 14. 17; v»astriiaθa Vyt 11; v»astriian.ta Vyt 14: verb stem v»astriia- ‘to pasture’ from v»astra- n. ‘fodder, pasture’. (But v»astraiia ∑vha F 8: verb stem v»astraiia- also from v»astra- n.) haomana ∑‹himna Yt 10. 34: verb stem haomana ∑‹ha- ( < *haumanahya-) from haomana ∑ha- n. ‘good-spiritedness, happiness’ (discussed p. 550 below). nauuiθiia˛n Yt.10. 113: verb stem nauuiθiia- from ?nauuiθa- or nauuita-. The account of the Avestan denominatives given by Kellens (1984: 130–3) attempts to explain away the first two examples as corrupt manuscript readings which have to be corrected. However, although the inherited stem bi#saziia- (Vedic bhis.ajy‹a-) appears as a variant for ba»e#saziia- in the later passages, at its earliest attestation, Yt 8. 43, there is no manuscript support for anything other than ba»e#saziia-, and we have this reading from all the best Ya#st manuscripts, including F1 (cf. Panaino 1990: 67 and 134). For the verb based on v»astra- ‘pasture’, it seems more logical to correct the one passage where there is a reading v»astraiia- to agree with the other three where there is only v»astriia-, rather than vice versa.  Some of the older Vedic grammars, e.g. Macdonell (1911: 399–400), indicate that such a process exists in Vedic, but all the cited examples (adhvary‹a-, tavis.y‹a-, turan.y‹a-, damanya-, etc.) are now known to have other explanations.  A denominative origin is the only possibility for this hapax. Gershevitch (1959: 264) conjectures that it is based on a noun related to Khotanese n»uha, nauh•a ‘point’ and that the derived verb, whose subject at Yt. 10. 113 is ‘sharp arrows’, means ‘to dart’.  However, in this case it cannot be ruled out that the forms in -iia- may have arisen 550 Elizabeth Tucker The reality of Bartholomae’s type β appears to be confirmed by the third case, where there is no question of manuscript fluctuations between -iiaand -aiia-. The thrice repeated formula at Yt 10. 34 yaθa va»em humana ∑h»o framana ∑hasca uruu»az mna haomana ∑‹himna van»ama v»§sp » har θ », etc. ‘So that we, being in good spirit, cheerful, joyful and optimistic, may overcome all opponents’ (trans. Gershevitch 1959: 91) contains a middle participle haomana ∑‹himna, which has been compared to RV sumanasy‹am»an»ah. (RV 6. 74. 4; 7. 33. 14; etc.) derived from the adj. sum‹anas-. However, as Kellens observes (1984: 133), ‘on attend *humana ∑‹ha-’ (cf. Av. adj. humanah- ‘having good thoughts, good-spirited’). But if it is accepted that haomana ∑‹himna is based on the YAv. thematic noun haomana ∑ha- n. ‘good-spiritedness’ (Bartholomae 1904: 1734–5), this not only explains the di·erence from Vedic (hao- < *sau- instead of hu- < *su-), but also avoids the assumption of a tautology at Yt 10. 34, as it means ‘making/bringing about good-spiritedness for ourselves’ and does not merely repeat the sense of humana ∑h»o. From a morphological point of view a participle in -imna- points to a present stem where *-y‹a- followed a consonant (cf. e.g. a ∑‹himnafrom ah- ‘to throw’, pres. active a ∑‹hiieiti : Skt. as-, asy‹ati), since YAv. has middle participles in -aiiamna- from -aiia- presents, e.g. paitipaiiamna-, fra#‹sa» uuaiiamna-. It is unlikely that haomana ∑‹himna could be a corruption of *haomana ∑haiiamna. e e e e Additional evidence for this type of denominative may be provided by the YAv. ‘ahuric’ verb va#sa- ‘to speak’, or more precisely the compound frauua#sa- ‘to speak forth’. The connection with the OAv. hapax va#siiet»e (Y 44. 11) and RV vacy‹ate ‘surges, springs’ from root va~nc- ‘to move crookedly’ (Ho·mann and Narten 1989: 65 n. 96) is unconvincing from a semantic point of view. An explanation via the inherited root *vak-/vac- ‘to speak’ encounters the obstacle that a deverbative present in *-ya- with middle endings should be intransitive or passive in value. The proposal by Kellens (1984: 132) that va#sa- represents a denominative from the inherited root noun v»ak-/vac- f. ‘speech’ is attractive but may be modified slightly on the basis of some textual observations: the earliest attestations of the YAv. verb are represented by frauua#sata in two early Ya#sts (Yt 14. 54; Yt 17. 18, 21, always the univerbated form). At Yt 14. 54 frauua#sata introduces the speech in the manuscripts under the influence of the secondary noun v»astriia- m. ‘pastoralist, herdsman’, or even that the verb’s stem has undergone haplology *v»astriia-iia- > v»astriia-. But an original derivative from an adjective/masculine appellative is a priori unlikely, since all other denominatives created within Avestan are based on neuter action nouns or common nouns. Denominative Verbs in Avestan 551 of the god of victory V r θ raγ na, who in the same Ya#st is worshipped by Zaraθ u#stra (Yt 14. 28) for victory in frauu»aka- and p»aitiuu»aka- ‘Speaking Forth and Answering Back’. The noun frauu»aka- n. is inherited (cf. Vedic s‹oma-prav»aka-), and if a denominative were created at an early date in Iranian by substituting *-y‹a- for the thematic vowel, *fra-v»ak-y‹a- would have developed to *frav»acya- > OAv. *frauu»a#‹siia- > YAv. *frauu»a#‹sa- (assuming that the manuscripts have -#s- is for -#‹s-, an assumption that is often necessary in cases where the diachronic explanation is certain; cf. Ho·mann and Narten 1989: 62–6). But in forms such as 3 sg. imperfect middle *frauu»a#‹sata the root syllable could have been shortened by the Avestan rhythmical rule which a·ects the quantity of the antepenultimate syllable of polysyllabic words (e.g. OYAv. yazamaide : Skt. yaj»amahe ‘we worship’; YAv. d»at»ar»o : d»atarasca ‘givers’; nm»an»at : nm»anat haca ‘from the house’: cf. ^ This shortening ^ Ho·mann and Forssman 1996: 59–60). would have produced the form frauua#sata, and the simple verb stem va#sa- attested in the late Avesta (va#sa ∑‹he Vd. 5. 17, 21) could have been backformed from the compound. The only other preverb employed with va#sa- (but in tmesis) is paiti (paiti . . . auua#sata Vd 19. 6 ·.; 22. 6), and this recalls the other nominal stem paitiuu»aka- at Yt 15. 28. If this explanation is correct, frauua#sa- is perhaps significant for the chronology of this subgroup, and this question will be discussed further in the conclusion below. e e 3 Denominatives Where the Thematic Vowel Remains Formations of this sort are attested in both Old Avestan and Younger Avestan: OAv.: v»ad»aii»oit Y 29. 2 : verb stem v»adaiia- (see p. 553 below); cf. YAv. vaδa- (vada-) m. ‘wedge, ^axe’. YAv. Ya#sts: ar zaiiein. t»§#s Yt 13. 33: verb stem ar zaiia- ‘to do battle’ from ar za- m. ‘battle’. v»a˛#saiien.te Yt 17. 12: verb stem v»a#˛saiia- ‘to draw a chariot’ from v»a˛#sa- m. ‘chariot, waggon’. YAv. Vid»evd»at, etc.: k»a#saiieiti Vd. 18. 4; k»a#saii»at P 37 : verb stem k»a#saiia-/k»a˛#saiia^ 16). ‘?to hold’ from ?*k»a#˛sa- ‘poign‹ee’ (Kellens 1995: e e e  This derivation from Iranian *frav»aka- can explain all the YAv. forms, but it may then be impossible to connect YAv. (fra)-va#sa- with some later Iranian verbs of speaking, Chorasmian ws and Baluchi gwa#s- (cf. Elfenbein in Schmitt 1989: 353). Just as Chorasmian ps ‘to be cooked’ continues *pac-ya- (cf. Humbach in Schmitt 1989: 193), so -s- of ws ‘to speak’ could reflect *-c-ya-. But could the vowel of *(fra)-v»acya- have been shortened here too? Chorasmian shares the shortening in e.g. sy:k < *s»ay»a-ka- with Avestan and Sogdian, but this is a di·erent phenomenon. 552 Elizabeth Tucker v»§m»a δaiian.ta Vd. 7. 38–40; v»§m»a δaii»a‹n.te Vd. 7. 38 : verb stem v»§m»a δaiia- ‘to take measures, to treat medically’ from ?*v»§m»a δa- (Bartholomae 1904: 1450; Kellens 1995: 55); cf. root noun nom. pl. v»§m»a δas(cit) ‘doctors’ Vd 7. 38–40. ^ 7. 14; Vd 8. 2 : verb stem baoδaiiaa» .baoδaiia»eta Vd 9. 32; 19. 24; upa.baoδaiia˛n Vd ‘to fumigate’, from ?baoδa- m. ‘odour, scent’; cf. baoδi- f. ‘scent, fumigation’. Bartholomae (1895: 85) did not include here YAv. a#˛saiieiti, etc., beside a#˛san. ‘truth’, which has often been compared to RV r.t»ay‹an, r.t‹ayan, etc., beside r.t‹a- n. ‘order, truth’, and it will be shown below that the stem a#˛saiia- has a di·erent explanation. If a#˛saiia- is excluded, it is striking how the -aiia- verbs listed above all have a structure which appears identical to that of the Avestan reflexes of IE *-o-grade -‹eye/o- presents, cf. the inherited types Av. y»ataiieiti ‘marshalls, arrays’, Vedic y»at‹ayati, and Av. raocaiieiti ‘lightens, makes light’, Vedic roc‹ayati, OLat. l»uc»ere, etc. Even their root ablaut conforms to the synchronic pattern of Indo-Iranian *-‹aya- presents: there are lengthened grades in the cases where the synchronic ‘root’ ends in a single stop or spirant (v»ad-, v»a#˛s-, k»a#s-, m»a δ-), but full grades where there is a medial resonant (ar z- < *ar‹z-, baoδ- < *baudh-). On the other hand, the lengthened vocalism of v»a˛#saiia- or k»a#saiia-/ k»a˛#saiia-, where the sibilant must reflect an inherited cluster *-rt- or *-ks-, proves that these two stems at least cannot represent inherited *-‹ayapresents, as the ‘Brugmann’s Law’ lengthening did not operate in closed syllables in Indo-Iranian. Opinions have di·ered concerning the analysis of some of the forms. For instance, v»§m»a δaiia- is considered a denominative from *v»§m»a δa- by Bartholomae and Kellens, but according to Emmerick (1993: 73–4) it is more simply explained as an iterative from v»§-mad- ‘to take measures, to treat medically’ (IE root *med-). baoδaiia- has usually been equated with the Sanskrit Class 10 present bodh‹aya- (cf. Jamison 1983: 149; Kellens 1995: 39). On the other hand, Bartholomae (1904: 917–19) assigned one form baoδaiieiti (Yt 10. 90) to the inherited *-‹aya- present, e  This is true even of the inherited Indo-Iranian denominative var zaiian.t»o ‘refreshing, invigorating’ Y 45. 4, cf. u» rj‹ayan (RV 2. 35. 7), etc., which represents an irregular derivative from non-thematic var z- f. (cf. Vedic u» rj- ). But from a diachronic point of view var zprobably continues a zero-grade form *wr.Hg-.  Ho·mann (1986: 182 n. 24) envisages that in the figura etymologica at Yt 17. 12 v»a#˛s m v»a#˛saiian.te ‘they draw the chariot’ v»a#˛saiia- might have replaced the inherited present *va#˛saiia- < *vart-‹aya- ‘to turn’ (cf. Vedic vart‹ayati), but its form is consistent with derivation from the more frequently attested noun v»a#˛sa- ‘chariot’ < *v‹arta-, whose lengthened vocalism is problematic but is paralleled by that of e.g. θβ»a#˛sa- ‘quick’ < *tv‹arHta-, or xv»a#˛sa- ‘food’ < *hv‹arta-. e e e e Denominative Verbs in Avestan 553 but interpreted all the forms with preverbs as denominatives because of their sense ‘to fumigate’. The fact that appears to have escaped notice in the controversy over individual cases is that all of this subgroup of putative denominatives from thematic stems conform to the same synchronic morpho-phonemic pattern, and there are no securely attested Avestan denominatives similar to e.g. RV vasnay‹a- ‘to bargain’ from vasn‹a- ‘price’, ks.emay‹a- ‘to rest’ from ks.‹ema- ‘home’, or amitray‹a- ‘to be hostile’ from am‹§tra- m. ‘enemy’, where the nominal character of the base is immediately obvious because of the su¶x -na-, -ma-, -tra-, etc. In the most straightforward cases this resemblance to the reflexes of the *-‹aya- class results merely from the addition of -iia- < *-y‹a- to a simple thematic verbal noun (ar za- ‘fight, battle’ : ar zaiia- ‘to fight’). Others involve an ablaut alternation. OAv. v»ad»aii»oit (3 sg. optative active) represents ^ a stem v»adaiia-. All recent editors have followed Humbach (1957: ii. 14) in interpreting this stem as a denominative, but the base is represented by YAv. vaδa- ( < *vada-) ‘a tool for chopping wood’ Vd 14. 7, which in spite of its late attestation appears to be an Indo-Iranian inheritance cognate with RV vadh‹a- m. ‘weapon’. If this derivation is correct, the root vocalism of the noun has been lengthened in the derived verb. e e Additional evidence that Avestan could create denominative verbs that were identical in form to inherited *-‹aya- presents is provided by a series of late YAv. figurae etymologicae: Vd 17. 6 pairi.kar m pairi.k»araii»oi#s ‘you should scatter around a scattering around’. Vd 3. 18 pairi.da»eza˛n pairi.da»ezaiia˛n ‘let them wall around surrounding walls’. Vd 18. 74 θrisat m frascimbanana˛m frascimbaii»oit ‘he should bridge thirty bridges’. ^ e e Kellens (1984: 134) points out that such verb stems occur only in phrases of this sort, and so they must have been created on the basis of the nouns.  Ho·mann and Forssman (1996: 56–7) list sporadic cases of unexplained lengthening of *-a- to -»a- in initial syllables, but do not include this form. A morphological explanation is clearly preferable. On the other hand, the long -»a- of the second syllable cannot be taken at face value as *-»aya- regularly shortens to -aiia- in Avestan. It must represent one of the variant spellings that occur for OAv. - »iia- < *-aya- (Ho·mann and Forssman 1996: 68).  The meaning is not precisely assured by the context at Y 29. 2, but the general semantic area (an action directed against the demon of fury, A»e#s ma-) is certain. Translations, e.g. Bartholomae (1904: 1410, comparing Gk. θω) ‘zur•uckstossen’; Insler (1975: 29) ‘destroy’; Kellens and Pirart (1988: ii. 302) ‘chasser’; Humbach (1991: ii. 33) ‘break through’.  Vd 14. 7 may even preserve an OAv. form if Geldner was right to read vad m with L4 (also accepted by Bartholomae), rather than expected YAv. vaδ m with L1, M2, O2. e e e e 554 Elizabeth Tucker He calls them ‘un type particulier et instantan‹e de d‹enominatif ’, but (apart from their preverbs) they are in no way di·erent from the formations listed at the beginning of this section. pairi.da»eza- : pairi.da»ezaiia- shows the same pattern as ar za- : ar zaiia-, while pairi.kara- : pairi.k»araiia- parallels vada(vaδa-) : v»adaiia-. If the root of k»araiia- is to be identified with the Vedic root k»r.- kir‹ati ‘scatters, sows’, the stem with lengthened vocalism cannot be inherited as it is an Indo-Iranian set. root. e e This evidence opens the possibility in the more debatable YAv. cases that a verb stem with lengthened vocalism could have been created on the basis of a noun with full-grade vocalism. Accordingly, it may be suggested that the verb k»a#saiia-, which is traditionally translated ‘to hold’, could be linked with the YAv. noun ka#sa-, attested in the meaning ‘armpit’, cf. Vedic k‹aks.a-, Latin coxa, etc., however unlikely this may seem from a semantic point of view at first sight. The study by Jamison (1987: 81–91) of this ‘body part’ term in Vedic has (a) shown that it has a wider meaning than ‘armpit’, and (b) drawn attention to Vedic passages where the basic noun k‹aks.aand its derivatives (especially apikaks.y‹a-) refer to a place of concealment, hiding. Evidence for the latter sense in Iranian may be provided by MPers. dastka#s ‘respectful, making salutation’, where the compound is more likely to have originally meant ‘with hand(s) in concealment’ (a Persian gesture of respect mentioned by Xenophon, Hell. 2. 1. 8, and seen in Sasanian iconography, where subordinate figures often have their hand hidden by their sleeve) than ‘with hand(s) in the armpit’! In both passages where the Av. verb k»a#saiia- occurs a meaning ‘to conceal, keep hidden’ would make good sense.  There is some semantic confusion between this root and the root kar#s- (cf. Skt. kr.s.-, kr.s.a‹ ti ‘to till, plough’). (fra) k»araiia- also appears with kar#sa- as its object in similar figures of speech.  Some problematic unique occurrences of YAv. presents in -aiia-, such as Yt 13. 30 a» zaraiien.te ‘they anger, they provoke’ or Vd 7. 51 v»§k»anaii»at ‘let him dig away’, may also be ^ 44. 17), if the latter is thematic built on thematic nouns. z»araiia- may be based on zar m (Y and belongs with zar- ‘to be angry’ (cf. Insler 1975: 251). For v»§k»anaiia- a nominal base *v»§kana- might be reconstructed parallel to auuakana- m. ‘digging down, ditch, hole’. Both these examples involve set. roots where, as in k»araiia-, the lengthened vocalism must have an analogical explanation.  Both the verb k»a#saiia- and the noun ka#sa- are regularly written with the ‘a#˛sa- #s˛’ in the manuscripts. But just as this spelling cannot be original for ka#sa-, so it may be ignored for k»a#saiia-.  Vd 18. 4 concerns a priest who has unorthodox attire and tools of trade. The three previous sections employ the verb baraiti, including one about his xrafstragan-, his swatter for dispatching noxious insects, daevic creatures, etc. The fourth reads a#stra˛m mair»§m k»a#saiieiti, where the verb must indicate a di·erent action from simply holding, which is e Denominative Verbs in Avestan 555 In the case of v»§m»a δaiian.ta the reconstruction of a lengthened-grade thematic noun *v»§m»a δa- is plausible, especially in view of the evidence for other lengthened-grade forms from the IE root *med- (Rix 1998: 380); but it could alternatively represent a denominative from an inherited IndoIranian verbal noun *vi-mada-, for which perhaps a fragment of evidence exists in the name of the RV R.s.i Vimad‹a- (RV 1. 112. 19, etc.), who is associated with the A‹svins, the physician gods (cf. Hintze 2000: 166). All of this subclass of denominatives have transitive value, and this is obviously another important link with the Indo-Iranian *-‹aya- class. Accordingly, a» .baoδaiia-, upa.baoδaiia- ‘to fumigate’ may represent derivatives from the frequent Av. i-stem noun baoδi- ‘scent’, which has cognates in many Iranian languages, and is employed in contexts to do with fumigation in Avestan (at Vd 19. 24 along with this verb stem), rather than the poorly attested thematic stem baoδa-. This type of denominative is paralleled in Vedic, cf. AV k»§rt‹aya- ‘to mention, announce’ beside k»§rt‹§- ‘fame’. expressed by baraiti with the insect-swatter, etc., as object. Since here the object is an a#str»a‘whip’ which is mairiia- ‘evil, villainous’ (rather than the proper priestly instrument of chastisement, the a#str»a srao#so».caran»a, cf. Vd 14. 8; P 9), he may be concealing it. P 37 is about the sin of thinking too highly of oneself. While one does so v»§sp m a»et m paiti zruu»an m astar m uruua k»a#saii»at ‘for all this time the soul will conceal sin’. In other words, it is a sin which harms the soul^but it is not an obvious sin. e e e e  However, yet another possibility would be an irregular process of derivation from the root noun v»§m»ad-, which appears in the figura etymologica at Vd 7. 38, 40 pasca»eta mazdaiiasna v»§m»adascit v»§m»adaiian.ta ‘afterwards let them as doctors doctor Mazda-worshippers’. A denominative^ is more likely than a genuine inherited *-‹aya- present. YAv. v»a δaiia- ‘to lead’, suggested by Emmerick (1993: 73) as a parallel, stands beside vad mn»o (Y 53. 5); but in the case of m»a δaiia- this sort of evidence for a typical Indo-Iranian pattern of verb stems is lacking.  The transitive value of this Vedic verb and the fact that the root syllable k»§rt- conformed to the same phonological pattern as that of other Vedic -‹aya-verbs (»§ks.a‹ yati, g»urdh‹ayati, etc.) resulted in the replacement of ‘regular’ -»§y‹a- by -‹aya- (Jamison 1983: 72, 180). In Avestan the same factors apply to a». and upa.baoδaiia-. f#saonaiiehe ‘you rear, you fatten’ Y 11. 1 beside the i-stem f#saoni- ‘sheep, small animal’ may represent a similar YAv. case. Bartholomae (1895: 85) reconstructed a thematic *f#saona- ‘fat’ as the base (for the morphological alternation, cf. Av. yaona-, Ved. y‹oni-), but it is quite possible that f#saonaiia- was created on the basis of f#saoni- to express the transitive sense ‘to rear, to fatten animals’. A side e·ect may have been to weaken the association between f#saonaiia- and the word for ‘sheep’, since in the one passage where this verb occurs a cow is being fattened! From a synchronic point of view f#saonaiia- fits into the pattern of the other denominatives in -aiia-, since f#saon- could be interpreted as a sort of full-grade root (cf. Av. fraoθ-, xraos-, xraod-, etc.) even though diachronically the nasal belonged to a su¶x. e 556 Elizabeth Tucker 4 The Late Avestan Denominatives a#s˛ aiia- and a∑huiia- The verb stem a#˛saiia-, which is traditionally compared to the RV denominative rt»ay‹a-/r.t‹aya- appears only in late Avestan texts: A 4. 4 a#˛saiieiti (+a#˛saii»aite); P 18 a#˛saii»aiti; Vyt 11 a#˛saiiata. It stands beside not only a#˛san. ‘truth’ (cf. Vedic r.t‹a- n. ‘cosmic order, truth’) but also a secondary nominal stem a#˛saiia- f. (Y 3. 4; Vr 22. 2; Vd 3. 33) which has a technical religious meaning ‘performance of truth (good deeds)’, hence ‘acquisition of religious merit, entitlement to enter Paradise’ (cf. Bartholomae 1904: 244–5). The once attested denominative a ∑huiia- (A 4. 4 a ∑huii»aite) likewise stands beside both ahu-/a ∑hauu- m. ‘existence, life, world’ and another noun a ∑huii»a- f. (hapax Y 3. 4), which possesses a similar technical religious meaning ‘acquisition of religious merit for this life’. The morphology of the set of forms a#˛sa-, a#˛saii»aiti, a#˛saii»a- has traditionally been explained by comparison with RV r.t‹a-, r.t»ay‹an/r.t‹ayan, r.tay»a‹. Although the primary nouns Avestan a#˛sa- ( < Indo-Ir.* a‹ rta-), Vedic r.t‹a- cannot be traced back to exactly the same proto-form (cf. Ho·mann 1986: 166– 7), they both possess some secondary derivatives (e.g. a#˛sa» uuan-, r.t»a‹van-, fems. a#˛sa» uuair»§-, r.t»a‹var»§- ‘truthful, righteous’), which show parallel su¶xes and function. However, the sets of forms in question here show important di·erences. The RV denominative r.t»ay‹a-/r.t‹aya- is attested mostly by participle forms, which are close in meaning to r.t»a‹van- ‘truthful’, and in this respect it is typical of a subgroup of denominatives which originate as participles, function as adjectives, and are confined to the RV ( cf. Tucker 1988: 95–6). r.tay»a‹ (hapax RV 2. 11. 12) is an adverb ‘in the right way’, to which Bartholomae (1904: 244) compared the YAv. adverb a#˛saiia, not the noun a#˛saii»a-. The Av. noun a#˛saii»a- and the verb a#˛saiia- are clearly related in meaning, e.g. P 18 tanu.maz»o a#saii»aiti y»o tanu.maz»o <d>rao<x>#sat ‘He shall perform truth to the extent of the (whole) body, who tells lies ^to the extent of the (whole) body’. tanu.maz»o z»§ a»et<a˛>mcit a#˛saiia˛m p<a>fre ‘For he has fulfilled ^  a#˛saii»aite appears at Bartholomae (1904: 110) (without any mark of emendation), whereas at 244 he accepts Geldner’s a#˛saiieiti (based on Lb5, K19) but also prints a ∑huii»aiti. This is an unusual example of inconsistency in Bartholomae, but clearly he believed that at A 4. 4 two subjunctive forms must be read to parallel following a ∑hat. ^ 10. 33, which contain  It may be suggested on the basis of passages such as Y 68. 2 and Yt a related pair of nouns hauua ∑vha-/a#˛sauuasta-, that a ∑huii»a-/a#˛saii»a- refer to acts that bring merit with regard to this world and the next respectively. The pair reflect the well-known religious diathesis whose most famous occurrence is in the Daiva inscription of Xerxes, XPh: 46 ·. However, cf. Kellens (1996: 56) for a slightly di·erent interpretation of a ∑huii»a-. Denominative Verbs in Avestan 557 the performance of truth to the extent of the (whole) body’ (ed. Jamaspasa and Humbach 1971). Likewise the juxtaposed verbs +a#˛saii»aite and a ∑huii»aite (A 4. 4) reflect the juxtaposition of the two nouns a#˛saii»a- and a ∑huii»a- in a Yasna passage (Y 3. 4), and a#˛saiiata Vyt 11 paraphrases a#˛saiia˛m Vd 3. 33. Hence the meanings and textual evidence indicate that +a#˛saii»aite/a#˛saii»aiti and a ∑huii»aite were created on the basis of the secondary noun stems a#˛saii»a- and a ∑huii»a-, not the primary nouns a#˛sa- and ahu-. Either *a#˛say»a-ya-ti > *a#˛sayayati > *a#˛sayati (a#˛saiieiti) through the regular Avestan shortening of *»aya- > -ayaand then haplology of *-ayay-, and a ∑huiia- represents a nonce-formation on the model of a#˛saiia-; or alternatively, the two verbs represent direct verbalizations of the same type as fiia ∑hun.ta»eca Yt 5. 120 ‘they hail’, derived from the u-stem noun fiia ∑hu- m. ‘hail’ simply by thematicizing the noun’s stem and inflecting it as a verb. In either case the verb a#˛saiia- shows nothing about Avestan processes of derivation from original thematic noun stems. 5 Conclusion According to the traditional view, the Vedic class of denominatives in -a-y‹adirectly continues the inherited Indo-Iranian and Indo-European process  This explanation assumes that Avestan denominatives from fem. a» -stems were built with the inherited su¶x *-y‹a-. The only other possible example is OAv. ma»ekaiian.t»§#s (v.l. ma»ekain.t»§#s) ‘sparkling, glistening’ Y 38. 3, for which Narten (1986: 210–11) reconstructs an inherited denominative stem *moik»a-y‹e /y‹o- parallel to *mik»a-y‹e /y‹o- > Lat. micare.  a ∑huiiao#s (Y 24. 5; 16.3) is a compound (like following a#˛sacinah-) composed of ahu-+ (»a)yu- ‘life’, not an adjective in -yu-. Adjectives in -y‹u- connected with verbs in *-y‹a- are peculiar to early Vedic.  If the verb derives from the secondary noun a#˛saii»a- rather than vice versa, what is the origin of a#˛saii»a-? The Pursi#sn»§h»a passage quoted above makes it di¶cult to accept Ho·mann’s suggestion (ap. Kellens 1996: 57) that a#˛saii»a- means ‘Streben nach A#s˛a-’, comparable to the Vedic type v»§ray»a‹- ‘desire for heroes’, vas»uy»a‹- ‘desire for goods’. However, this problem can be solved within Avestan as the noun a#˛saii»a- could have been created on the basis of the frequently attested adverb a#saiia ‘in the right way’, which like Vedic r.tay»a‹ is employed to indicate ritual correctness (cf. e.g. Y 66. 1 a#˛saiia daδa˛mi ima˛m zaoθra˛m . . . a#˛saiia uzd»ata˛m ‘I dedicate in the right way this libation . . . prepared in the right way’ and RV 2. 11. 12 vanema r.tay»a‹ s‹apantah. ‘we would win worshipping in the right way’). In the Vid»evd»at and one Afr»§nag»an passage a#˛saiia is accompanied by va ∑huiia, which Bartholomae (1904: 1350) interpreted as another *-y»a‹ adverb (from va ∑hauu-/vohu- ‘good’), and translated the pair ‘rite (et) bene, wie es recht und gut ist’. However, va ∑huiia could also represent the YAv. instrumental sg. fem. of the adjective ‘good’ (cf. OAv. va ∑huii»a Y 33. 12; 51. 10). If so, this would indicate that a#saiia had by now been reinterpreted as the instrumental singular of a feminine noun and the whole phrase a#˛saiia va ∑huiia was understood as ‘by good performance of truth’. Since the instrumental singular of feminine a» -stems in YAv. has both the form -a and -aiia, it would have been possible to backform a noun *a#˛sa» - or a#˛saii»a- (cf. acc. va ∑uh»§m a#˛saiia˛m Vr 2. 22). 558 Elizabeth Tucker of derivation from thematic stems. If this is correct, a split in the inherited class must have occurred in Iranian or Avestan itself, as a result of which one subgroup was assimilated to the inherited class of presents in *-‹aya-, and the other subgroup was remodelled so that *-a-y‹a- was replaced by -iia-. A partial merger of denominatives with the reflexes of the IE o-grade *-‹eye/‹eyo- class is found in Vedic, where many formations with transitive value which are of clear denominative origin show a retracted accent, e.g. mantr‹aya- ‘to recite’ from m‹antra- ‘spell’, k»am‹aya- ‘to love’ from k»a‹ma-, mr.g‹aya- ‘to hunt’ from mr.g‹a- ‘wild animal’ (cf. Jamison 1983: 179–81). However, cases such as n»§d.a‹ ya- ‘to nest’ from n»§d.a‹ - ‘nest’, »§n_ kh‹aya- ‘to swing’, cf. pre_nkh‹a- ‘swing’, point to a merger within the Indic branch, as *-‹aya- presents built on roots with long medial resonants do not occur in Old Iranian. At first sight it appears that Avestan may show a parallel but independent innovation. However, as none of the individual -aiia- denominatives appears to be inherited (except for the irregular var zaiia-), and as there are no denominatives in -aiia- which are not formally identical to *-‹aya- presents, this Avestan group may be explained more simply as follows: with the loss of the inherited Indo-Iranian accent, old -‹aya- presents could be reanalysed as denominatives based on thematic stems, e.g. vax#sa-iia- ‘to increase’ (cf. Vedic vaks.a‹ ya-) from vax#sa- n. ‘growth’, ra»e#sa-iia- ‘to harm’ (cf. Vedic res.a‹ ya-) from ra»e#sa- m. ‘harm, injury’. The model for this reanalysis could have been supplied at an early date by denominatives based on non-vocalic stems, e.g. OAv. i#su» id-iia- from i#su» d-, or the numerous h-stem derivatives, n ma‹x-iia- from n mah-, etc. It would then have become possible to create new -aiia- presents with the same phonological structure on the basis of simple thematic stems, such as ar zaiia- beside ar za-, pairi.da»ezaiia- beside pairi.da»eza-. The long vowel of v»adaiia- beside vada-, or pairi.k»araiiabeside pairi.kara-, can be explained by the regular lengthening found in open root syllables in the class of verbs which served as models. That inherited *-‹aya- presents could be interpreted as denominatives in Avestan and supply a model for new denominative verbs is also suggested by rare ‘irregular’ formations such as YAv. tba»e#saiia- ‘to hate’ beside the h-stem ^ sta tba»esa ∑ha tba»e#saiieiti ‘hates with noun tba»e#sah- ‘hatred’ (Vd 18.61 mazi# ^ ^ sort of creation ^ the greatest hatred’). The basis for the latter must have been the perceived relationship raocaiia- ‘to lighten, to make light’ : raocah- n. ‘light’, r»a#saiia- ‘to injure’ : ra#sah- n. ‘injury’, etc. e e e e e Since all the securely attested Avestan denominatives in -aiia- can be ex- Denominative Verbs in Avestan 559 plained via a resegmentation and reinterpretation of inherited *-‹aya-forms, did Avestan inherit any denominatives in *-a-y‹a-? The answer to this question depends on the diachronic explanation of the small group of YAv. denominatives in -iia- such as ba»e#saziia- (Bartholomae’s type β). A replacement of -aiia- ( < *-a-y‹a-) by -iia- [-iya-] could have occurred here on the analogy of denominatives from non-vocalic stems at the stage when postconsonantal *-y‹a- > -iia- [-iya-]. This development took place at a late date, possibly under the influence of a W.Iranian dialect such as OP, in the course of the oral transmission of the Avesta (Ho·mann and Narten 1989: 41–2). However, there is only one attested YAv. denominative based on a non-vocalic stem which in fact shows a su¶x -iia- (+vii»axmaniiete ‘claims, contests’ Yt 8. 15; vii»axmaniiata Yt 19. 43 from vii»axman- n. ‘verbal contest’). All other such denominatives are based on h-stems where *-h-y‹a- > Av. - ∑‹ha- before postconsonantal *-y‹a- > -iia- (Ho·mann and Narten 1989: 54). The frequency of the type in *-h-y‹a- might provide an analogical explanation for haomana ∑‹ha-, but the history of ba»e#saziia-, v»astriia-, and the obscure nauuiθiia- (Yt. 10. 113) remains uncertain. If the explanation suggested above for frauua#sa- is accepted, this verb points to a very early process of replacement of the thematic vowel by *-y‹a-. Therefore, it is at least conceivable that the ba»e#saziia- type represents an archaism, and, if so, the prehistory of the Avestan denominatives from thematic stems must be quite di·erent from that of the Vedic class. The Vedic denominative class undoubtedly shows a number of innovations whose genesis and development may be traced within the RV and AV (cf. Tucker 1988), and its evidence cannot automatically be accepted as a direct reflection of the Indo-Iranian situation. From an Indo-European perspective these findings have some interest as the Avestan situation turns out to be similar in several respects to that of early Greek, where Homeric denominatives in -‹eo» frequently show ‘o’ vocalism, and are identical from a formal point of view to the inherited IE *-o-grade -‹eye/o presents (φοβω ‘I frighten’ from φβος ‘fear’). Early Greek also possesses denominatives from thematic stems where the inherited su¶x *-y‹e /y‹o-replaced the thematic vowel (e.g.
γγλλω < *
γγελιω ‘I announce’ „ from γγελος ‘herald’), but from a semantic point of view they di·er from the Avestan examples as they are based on adjectives and appellatives (cf. Tucker 1990: 117–21). Further work on other branches of Indo-European is needed to determine whether the replacement of the thematic vowel by the denominative su¶x *-y‹e /y‹o-, which appears to represent an archaic morphological process, may in fact have been inherited. On the other hand, 560 Elizabeth Tucker the reinterpretation of inherited *-‹eye/o- presents as denominatives, and the creation of new verbs on this formal model, must represent independent but parallel developments in Avestan and early Greek, both ultimately a consequence of changes in the inherited system of accentuation.        Bartholomae, C. 1895: ‘Vorgeschichte der Iranischen Sprachen’ and ‘Awestasprache und Altpersisch’, in Geiger and Kuhn (1895), 1–248. 1904: Altiranisches W•orterbuch; repr. (Berlin: de Gruyter, 1961). Emmerick, R. 1993: ‘Indo-Iranian Concepts of Disease and Cure’, Journal of the European A»yurvedic Society, 3: 72–93. Forssman, B., and Plath, R. (eds.). 2000: Indoarisch, Iranisch und die Indogermanistik: Arbeitstagung der Idg. Gesellschaft, Erlangen Oktober 1997 (Wiesbaden: Harrassowitz). Geiger, W., and Kuhn, E. (eds.). 1895–1901: Grundriss der Iranischen Philologie, vol. i/1 (Strasbourg: Tr•ubner). Geldner = Geldner, K. F. 1886–96: Avesta: The Sacred Books of the Parsis (3 vols.; Stuttgart: Kohlhammer). Gershevitch, I. 1959: The Avestan Hymn to Mithra (Cambridge: Cambridge University Press). Hintze, A. 2000: ‘Die avestische Wurzel mad- “zumessen”’, in Forssman and Plath (2000), 163–75. Ho·mann, K. 1986: ‘Avestisch ˛#s ’, in Schmitt and Skjaerv… (1986), 163–83. and Forssman, B. 1996: Avestische Laut- und Flexionslehre (Innsbr•ucker Beitr•age zur Sprachwissenschaft, 84; Innsbruck: Institut f•ur Sprachwissenschaft der Universit•at Innsbruck). and Narten, J. 1989: Der Sasanidische Archetypus (Wiesbaden: Reichert). Humbach, H. 1957. Die Gathas des Zarathustra (2 vols.; Heidelberg: Winter). 1991: The G»ath»as of Zarathushtra and the Other Old Avestan Texts (2 pts.; Heidelberg: Winter). Insler, S. 1975: The G»ath»as of Zarathustra (Acta Iranica, 8: Tehran and Li›ege: Brill). Jamaspasa, K., and Humbach, H. 1971: Pursi#sn»§h»a (Wiesbaden: Harrasowitz). Jamison, S. 1983: Function and Form in the -‹aya-Formations of the Rig Veda and Atharva Veda (G•ottingen: Vandenhoeck @ Ruprecht). 1987: ‘Linguistic and Philological Remarks on Some Vedic Body Parts’, in Watkins (1987), 66–91. Kellens, J. 1984: Le Verbe avestique (Wiesbaden: Reichert). 1995: Liste du verbe avestique (Wiesbaden: Reichert). 1996: ‘Commentaire sur les premiers chapitres du Yasna’, Journal asiatique, 284: 37–108. and Pirart, E. 1988: Les Textes vieil-avestiques (3 vols.; Wiesbaden: Reichert). Denominative Verbs in Avestan 561 Macdonell, A. A. 1910: Vedic Grammar (Strasbourg: Tr•ubner). Narten, J. 1986: Der Yasna Hapta ∑h»aiti (Wiesbaden: Reichert). Panaino, A. 1990: Ti#strya: The Avestan Hymn to Sirius, pt. 1 (Rome: Istituto Italiano per il Medio ed Estremo Oriente). Rix, H. 1998: Lexikon der Indogermanischen Verben (Wiesbaden: Reichert). Schmitt, R. 1989: Compendium Linguarum Iranicarum (Wiesbaden: Reichert). and Skjaerv…, P. O. (eds.). 1986: Studia Grammatica Iranica: Festschrift f•ur Helmut Humbach (Munich: Kitzinger). Tucker, E. 1988: ‘Some Innovations in the System of Denominative Verbs in Early Indic’, Transactions of the Philological Society, 86: 93–114. 1990: The Creation of Morphological Regularity: Early Greek Verbs in -‹eo» , -‹ao» , -o» ‹ o, -u» ‹ o and -‹§o» (Historische Sprachforschung, suppl. 35; G•ottingen: Vandenhoeck @ Ruprecht). Watkins, C. (ed.) 1987: Studies in Memory of Warren Cowgill, 1929–1985: Papers from the Fourth East Coast Indo-European Conference, Cornell University, June 6–9, 1985 (Berlin: de Gruyter). This page intentionally left blank PART S I X HISTORY OF INDOEUROPEA N LINGUI ST IC S This page intentionally left blank 41 The Celtic Studies of Lorenzo Herv‹as in the Context of the Linguistics of his Time Javier de Hoz Anna Morpurgo Davies already underlined in her first, and important, contribution to linguistic historiography that Herv‹as’s work needed more attention than it had received (Morpurgo Davies 1975: 616, 618). Since then some work has been done but not in proportion to what the increasing interest in linguistic historiography might lead one to expect. The present small contribution excuses its scantiness as being at least some attempt to respond to Anna’s wish. Herv‹as’s linguistic work is more diverse than is usually thought but here we are interested only in the Catalogo and the Trattato of 1785, the Vocabulario poligloto [sic] of 1787, the Saggio, also of 1787, and the Cat‹alogo of 1800–5 that not only broadens massively the Catalogo of 1785 but also implies new studies and further progress, only partly advanced in the intermediate volumes. For, to give a couple of examples among many, he identifies the Goths correctly not as Scythians but among the speakers of Germanic, which he had already done in the Trattato (1785b: 106, 103, with explicit modification of the Catalogo), and he pays considerable attention to Sanskrit (1800–5: ii. 119–36 and 169–96) in contrast to his exclusive attention to the Indo-Aryan modern languages in the first work (1785a: 123). In general Herv‹as was modifying his approaches with new reflections  Mention should be made especially of Coseriu (1975–6; 1976; 1978a; 1978b); Sarmiento (1990); Tonfoni (1988); Tovar (1986a, the first part of a project that the author left unfinished and which Herv‹as 1991 only partly completes). Coseriu (1978a) gives a good sample of the many mistakes that are found in the traditional image of Herv‹as’s work.  There is a description of Herv‹as’s work on Celtic in Tovar (1986b). In this paper I do not try to be exhaustive but rather pay attention to the ideas of Herv‹as on language that determined his Celtic studies. ‘Teoria de Herv‹as sobre la langua celtica’ and ‘Etimologia de la palabra celta’ in Rodr‹§guez de Mora (1971: 77–82) are without value.  In particular Herv‹as, who was a friend of Paulino de San Bartolomeo and knew the work of the Jesuit Pons, considered Sanskrit to be the ‘matrix’ of the Indian family (1800–5: ii. 120, 136). 566 Javier de Hoz and he was learning at the same time as he was writing, so that sometimes a significant advance on a concrete point can appear between two works published in the same year. The linguistic knowledge of Herv‹as has almost always been valued as information about very diverse languages, raw information. It is frequent practice to mention in succession Pallas, Herv‹as, and Adelung, so underlining what is common to all three works, viz. that they are polyglot collections; but at the same time this simplifies the real content of all of them and especially of Herv‹as’s work. In any case it is true that a very significant aspect of Herv‹as’s work is his interest in assembling trustworthy documentation, especially on those languages that were beyond the normal horizon of an investigator active in Italy. One aspect of his method that may seem very modern, though it partly fits with the normal practice of the time, is the use of informants who might even write small monographs for his use, and who were either speakers of uncommon languages or persons who had obtained information about them, especially Jesuit missionaries. Herv‹as’s information, not merely bibliographical, about the Celtic languages comes basically from Charles O’Connor, the historian grandson of the famous scholar of the same name, with whom he coincided in Rome, and from Vallancey. Furthermore his reading list—I do not give exhaustive references but mere examples—includes Cormac, whom on one occasion he quotes in Irish (1785b: 87–8), Lhwyd (1785b: xviii), MacPherson (1785b: 87), O’Brien (1785b: xviii; 1787b: 33), the two O’Connors mentioned already (1785b: 84; 1787b: 51, 203), Pezron (1787b: 33), and especially Vallancey (1785b: 85, 87; 1787a: 85; 1787b: 44, 51, 203), with whom he had a wide-ranging correspondence (1785b: 85– 7, use of a personal communication), who introduced him to the Dublin  Some of the remarkable mistakes in the biography transmitted by F. Adelung have contributed to this notion; see Coseriu (1978a).  Tonfoni (1988: 365, 380). The modern evaluation of Herv‹as depends mostly on Max M•uller (L‹azaro 1949: 101–2; Coseriu 1978a: 4, 44, 56; Sarmiento 1990: 461–2) and is already marred by mistakes repeated ever since then, some going back to J. C. Adelung, who nevertheless valued Herv‹as highly (1806–17: i. 670–3; and cf. F. Adelung ibid. iv. 106–8 and 269–70). The mistakes of J. C. Adelung apparently come from an 1801 review by F. Adelung in Allgemeine Geographische Ephemeriden, 8 (Weimar), 543–4 (not available to me, but see Coseriu 1978a: 40, 50–1).  Tovar (1986b: 47–8 n. 2, which uses information from P. Di‹armuid O’Laoghaire, SJ). On O’Connor, see Tourneur (1905: 80–1).  I do not know of any study of Herv‹as’s secondary sources (a first partial attempt in Tonfoni 1988: 379–80). For the primary ones, see e.g. Batllory (1951). For Herv‹as’s information on Celtic in particular, see Tovar (1986b: 48–9, 52 ·.).  i.e. John O’Brien (Tourneur 1905: 74).  Tourneur (1905: 199–200).  Tourneur (1905: 74–5). The Celtic Studies of Lorenzo Herv‹as 567 Academy (1785b: 1–4), and to whose work he attaches great importance (e.g. 1785b: 98), in general to the detriment of his own thinking on linguistic matters. On the other hand, one must not despise Herv‹as’s knowledge of theoretical linguistics, though one should not overvalue it either. In the Cat‹alogo of 1800 (1800–5: i. 31–72) he gives us a history of linguistics that would deserve a separate study. The major figure that Herv‹as mentions is undoubtedly Leibniz and it would be necessary to investigate his possible influence, but their attitudes were to some extent very di·erent, as is demonstrated by Herv‹as’s polemic against the idea of an artificial language (Tonfoni 1988: 373, 377). Alongside the positive value that this knowledge confers, it is necessary to place a series of prejudices that often seriously damage Herv‹as’s work. First, this Jesuit priest depends totally on the Bible in a reading that represents the Catholic orthodoxy of his time, and possibly not in the most advanced version; this explains the enormous influence exerted by the legend of the tower of Babel over his conception of the origin of linguistic diversity and of what he called lenguas matrices (see below). Almost as serious as the religious prejudice is the nationalist one, which nevertheless in the case of his Celtic studies could have been indirectly positive in its influence, as we shall see below. Nationalism had played an important role in the development of linguistics from the Renaissance, up to a point for good, often for ill, even reaching the grotesque in cases such as that of Bacanus and so many other similar people. There existed an equally solid tradition which we might call methodical error rather than prejudice, according to which there is an absolute parallelism of historical-ethnological and linguistic information, reducible to the formula that the history of languages is the history of nations (1787b: 24 ·.), which in practice subordinates the first to the second; this idea determines the position of Herv‹as, who came to the study of language as a way of knowing the history of peoples and who again and again underlines this aspect. He insists, for example, on the utility of lexical study for establishing relations between peoples (1787a: 9 ·.), and  The idea is normal in the Renaissance and probably goes back to antiquity in an unbroken line; Olender (1989: 19) overvalues Condillac and his epoch from this point of view.  Coseriu (1978a: 46–8) reasonably enough tones down some of the criticisms made of Herv‹as on this score, indicating the authentic linguistic interests that he had developed, but in the last resort it is true that Herv‹as comes to an interest in language through his interest in the history of man, and that the Cat‹alogo of 1800–5 is mostly a history of ancient peoples.  Cf. e.g. John Jamieson, Hermes Scythicus (1814), discussed in Morpurgo Davies (1998: 29–30, 55 n. 26). 568 Javier de Hoz he correctly sees in the antiquity of certain types of toponym (1787a: 14) a way to investigate the prehistory of nations. A last common prejudice shared by Herv‹as is that of the di·ering values of languages or dialects, which nevertheless in his case presents a peculiar complexity. The fundamental value of a language did not depend on the degree of culture of the speakers but on its ‘artificio’, i.e. its structure, which in turn would not have been transformed after the creation of the language (see below)—from which apparently it may be deduced that God would have given better languages to some peoples than to others. Equally the pronunciations of the di·erent languages have di·ering values (1785b: 145–7), an aspect less important than that of the ‘artificio’ but by no means negligible since Herv‹as (see below) believed in the unalterability of the pronunciation employed by the speakers of a given language even if over time they came to adopt a di·erent language altogether. Other ideas of Herv‹as’s were relatively novel though they had already gained widespread currency in his day, especially the importance attached to concrete information, as has already been mentioned. The idea of the existence of several ‘lenguas matrices’, which according to Morpurgo Davies (1998: 38) would come directly from J. Scaliger, undoubtedly has this pedigree but it seems to have been standard at the time, at least in Spain (Mayans y Siscar 1737: 94, 108). Possibly one should mention here the belief in di·erent degrees of structural complexity between languages, which is a variant of the idea already mentioned of their di·erent value, and the peculiarity of some languages of primitive peoples, though I do not see clearly whether there is an evolutionary concept here, which one would have to reconcile with an idea explicit in Herv‹as, viz. that the deep structure of a language never changes. For Herv‹as a language is characterized by its pronunciation, vocabulary, and ‘artificio’, that is to say phonological system, lexicon, and grammatical structure, which seems to be basically its syntax, to judge from Herv‹as (1800–5: vi. 206–8), though his concept of syntax includes morphology, because as an example of conservation of syntax he mentions the Araucanians, who use ‘parole Spagnuole, ch’inflettono all’Araucana’ according to information from missionaries (1787a: 153). In the current state of our knowledge of linguistic historiography, at least of mine, it is di¶cult to evaluate the degree of originality of certain ideas. Possible original developments are Herv‹as’s scheme of linguistic evo Cf. L‹azaro (1949: 107), and in general 105–10 for precedents and contemporary ideas similar to Herv‹as’s tripartite division, though I do not regard as proven the relation with Aristotelian concepts of matter and form in their Aquinas-derived version. The Celtic Studies of Lorenzo Herv‹as 569 lution, the nuance that he adds to the common idea that mere similarities between words cannot serve to demonstrate language relationship because, in view of the scanty number of sounds used in languages, coincidences are inevitable (with this he seems to prefigure a critical contemporary line of thought opposed to multilateral comparison), and in the same vein his belief that a widely distributed typological feature is of no use for proving language relationship (1800–5: vi. 233). Herv‹as’s more original ideas on the evolution of languages refer to the di·erent levels on which evolution can proceed and to the resistance to change of certain elements, which makes him a predecessor of substrate studies (Coseriu 1978b). For Herv‹as, in e·ect the survival of pronunciation habits is such that they can be considered eternal and certainly remain after a language shift (1785b: 129, 163): what di·erentiates the Galician– Portuguese pronunciation from the Castilian one, in his view, is the Celtic substrate (1800–5: vi. 184, 212). Morphology, without being as persistent, is more so than the lexicon (1785b: 162), so that only change of vocabulary and syntax is possible, without change in pronunciation, or else change of vocabulary alone (1787a: 152 ·., 153). He is sure of the invariable character of languages (1800–5: vi. 231), which is undoubtedly related to his belief in the divine origin of each one such, created as they were in the confusion of Babel (L‹azaro 1949: 70–1, 103–4). In so far as he admits linguistic change, he thinks that it is determined by the proper structure of the language (1785b: 163 ·). Herv‹as’s method, like so many aspects of his work, is a curious amalgam of good judgement and modernity with aprioristic judgements and irrationality. The use of informants was normal at the time, as I have already said, but in Herv‹as it is more than an equivalent to bibliography and it heralds the modern use of linguistic informants. Concerning the problem of su¶ciently significant coincidences, he adopts the criterion, not new but correct, that only the basic lexicon must be considered (1800–5: vi. 207, 233–4). Nevertheless, all too often particular analysis is absent from his classifications and he provides mere references to the Vocabulario and the Saggio (1800–5: vi. 207), where we find the information but without analysis. All these ideas, presuppositions, and prejudices naturally play a role in the image of the Celtic languages that Herv‹as gives us. An essential  For lack of space I shall leave aside the most concrete aspects of Herv‹as’s Celtic studies: the ancient lexicon (1800–5: v. 282), the numerals (1786: 126–7), the toponymy (1800–5: vi. 289, 297; 1787a), the ethnic names (1787b: 33–6), the theonyms (1800–5: vi. 325), lexicography in general (1800–5: vi. 344), the Celtic words with correspondences in 570 Javier de Hoz point is that the Celtic language is a ‘lengua matriz’ (1785a: 11; 1800–5: vi. 191), an a¶rmation whereby Herv‹as takes up a position explicitly and happily opposed to a very common idea at the time, that of a specific Celto-Germanic kinship; but simultaneously he distances himself from another more valuable common idea, that of the Scythian or Celto-Scythian languages, which was in part a forerunner of the concept of Proto-IndoEuropean. Another significant aspect of the definition that Herv‹as gives us of the Celtic language is his polemical denial of the theory according to which ‘c‹antabro’, i.e. Basque, belongs to the same group as Celtic. Herv‹as is conscious that this is a widespread opinion and that there are important authorities among its defenders, which partly explains the attention that he devotes to the topic, but probably the deepest reason for this interest is di·erent. The Basque language was, according to Herv‹as, the language of the original Spanish people introduced by the descendants of Tubal into Italy, the south of France, and Spain, and it had left important traces in the toponymy of all these regions besides exercising an important influence on Latin and surviving in the Basque territory of France and Spain. Herv‹as’s nationalism cannot countenance the notion that Basque should not be a ‘lengua matriz’ and simultaneously the ancient language of the whole of Spain; therefore he could not admit that the Basque and Celtic languages might belong to the same family. The interesting thing is that Herv‹as tries to defend the independence and unity of the Celtic languages with linguistic criteria that are in part perfectly valid, especially the negative criteria that he uses to deny supposed relations between the Celtic languages and others. Thus he classifies correspondences between Semitic and Celtic languages as what we would nowadays call typological, not genetic, correspondences (1800–5: vi. 233). There is an implicit problem in the notion of a Celtic ‘lengua matriz’ that Herv‹as does not raise clearly: precisely the matter of identifying this ‘lengua matriz’ and determining whether it is a lost language. Herv‹as calls ‘Celtic language’ the ancient tongue spoken in its di·erent regions (e.g. 1800–5: vi. 222–3) and labels as dialects the modern ones (e.g. Armorican or Breton: 1800–5: vi. 224); but when he mentions examples he does not clarify on what ground he considers a word to be (common) Celtic, especially when he is contrasting it with words of actual ‘dialects’ such as Irish or Breton. The case of the polyglot vocabulary, a list of 63 words in numerous languages in which the Celtic form (1787a: 165 ·.) is represented by five varieties other languages (1785b: 114), and the collected versions of the Lord’s Prayer (1787b: 204–7). In addition, Herv‹as believed that the division of time into weeks was primitive and was introduced into Europe by the Celts. The Celtic Studies of Lorenzo Herv‹as 571 (Celtic, Breton, Welsh, Irish, and Gaelic), is particularly remarkable. The analysis of the ‘Celtic’ examples certainly leads us neither to reconstructed forms nor to the ancient Celtic terms mentioned in the classical sources; often they are forms of one of the insular languages chosen by criteria that sometimes can be guessed and at other times escape us. For example, the word ‘arm’ is represented, apart from another isolated form, by the vicissitudes of the Latin borrowing bracchium, Irish brac, Welsh braich, Breton brec’h, a reported breah, and Celtic brach that must be the same Irish word already mentioned but in another orthographic variant; it seems that Herv‹as has chosen the simpler vowel form, but for the final consonant he has been guided by the coincidence of most of the languages, including Irish, against the Irish alternative brac that he considers secondary. To obtain solid conclusions on this question, of course, a detailed analysis of all 63 words would be necessary, taking into consideration the sources that were used by Herv‹as, which demands more time and space than I have available at present. In any case, we should not expect Herv‹as’s practice to be totally coherent; expressions like ‘Celtico, o Bretono’ (1786: 127) indicate that any dialect could be used as representative of the Celtic language, and on the other hand he never clarifies whether he thinks that in antiquity the original matrix had already given place to di·erent dialects or not, though he relies on considerable ethnic diversification since he makes the Gauls come to France across Europe from the south of Russia, and the Celts of Spain, the Irish, and the Picts, whom he considers Celts, to their respective settlements in three di·erent maritime emigrations, all of them arriving via Spain. On the other hand, a¶rmations such as ‘los dialectos de esta [the Celtic language] se conservan solamente en las islas Brit‹anicas, y en algunos paises de la Breta~na francesa; y parece que el m‹as puro debe ser el irland‹es’ (1800– 5: vi. 229) perhaps indicate maybe that the matrix language remained a coherent unit down to a late date and that Irish was still close to it. Herv‹as’s list of Celtic languages is already correct in 1787 (1787b: 85) and his classification is in a certain way a precursor of the classic pair Q-languages/P-languages, but he includes Cornish with Irish, though he thinks that it comes from a Breton emigration (1787b: 203). This inventory and classification of the Celtic languages di·ers from Herv‹as’s original conception, whereby he admitted neither Irish and its dialects nor the language of the Picts to be Celtic; on the latter he is later less insistent because the lack of evidence did not allow it to be adduced in concrete cases, but he gives its Celtic character as certain (1787a: 18; 1787b: 47). 572 Javier de Hoz Herv‹as’s ideas on Irish are a strange mixture of wisdom and crude mistakes. Initially he thought that the language was ancient in the island and had remained isolated there (1785b: 83), its origin was oriental (1785b: 83–4), and it came to Ireland through Spain (1785b: 87). The abundance of synonyms in its lexicon was evidence of a complex history (1785b: 84, 90, examples on p. 84 and at 1787a: 91). The population of the island must have had a Phoenician origin (1785b: 85, 88–9, 90, following Vallancey; on p. 87 he explicitly considers it to be non-Celtic); that would explain why many Irish words were related to others in Semitic languages (1785b: tables – and  before p. 104). Yet not much later Herv‹as recognizes the Celtic character of Irish (1787a: 16–8), indicating the occurrence of Celtic toponymy on the island, though he continues to rely on a strong Phoenician influence (1787a: 25–6; also 1787b: 203), an idea that he defends sometimes with caution (1787b: 84–5), while on other occasions he states it without qualification (1787b: 33). His comparative study of the Irish lexicon (1787a: 85–99) is related to these questions. In it he indicates agreements with Latin that he thinks could be explained by influence in both directions (1787a: 85), though we shall see that he tends to give priority to Celtic over Latin. It is important to realize that when he a¶rms the presence of Phoenician vocabulary in Irish, in spite of his mistakes he tries to provide linguistic support, and since he believes that Maltese and the Berber dialects are descendants of Phoenician, he can rely on a rich lexicon to establish his wrong comparisons. Herv‹as’s image of the Celtic migrations appears relatively developed in the Trattato (1785b: ⅓131), including the settlement of the British islands (1785b: 89–90), that in Ireland and Scotland would have come from Spain (1787b: 44–53), but Herv‹as widened his ideas considerably in the Cat‹alogo (vols. i and iv) and made them more precise. In general, though there is no lack of contradictions, Herv‹as posits an original territory to the north of the Black Sea (though certainly his whole theory implies that the Celts arrived there from Babel), where the language was formed, and a process of double emigration, by land as far as Gaul and by sea in successive Mediterranean emigrations, all of the Celts arriving in the Iberian Peninsula, from where on two occasions they continued up to the British Isles. On the other hand, it is curious that Herv‹as’s new concept of Irish, after moderating the Phoenician excesses due to Vallancey’s influence, and his better knowledge of the East and especially of Sanskrit, lead him to defend  In the dedication of the work to the Academy of Dublin (1785b: 1–4, esp. 3) he insists on the relationship of Irish and Punic and on the importance of Vallancey’s ideas; as indicated above, it was Vallancey who had introduced him to the Academy. The Celtic Studies of Lorenzo Herv‹as 573 the oriental character of the primitive Celts (1800–5: vi. 49, 135, 344), with a theory that to some extent is related to that of contemporary scholars who underline correspondences between Celtic and Indo-Iranian in order to defend an oriental origin of Proto-Celtic, in a zone in which it could interchange isoglosses with the other family at its moment of development. In general Herv‹as’s a¶rmations seem to imply that the matrix language is ‘pure’, probably identical to what God formed in Babel, and that the transformations are successive instances of degeneration, but he does not clarify whether the Celtic matrix still existed when the Greeks and Romans knew the people, nor, on the assumption that it did exist, whether Irish, as the purer Celtic dialect, can be considered to be the same as this matrix. On the other hand, he does not seem to have supposed that if there is no direct evidence for a matrix language, it can be reconstructed by comparison, which is probably the touchstone by which to recognize the existence of comparative linguistics, even without the need for specific applications such as we find in Bopp and Rask. In fact the idea of original separation of the matrix languages, born as totally di·erent tongues and not related, runs into problems when correspondences are detected between di·erent matrix languages. Herv‹as admits that correspondences not attributable to chance can exist between languages that are definitely separate, but he does not explain clearly how this is possible. On the one hand, he seems to think that the languages created in Babel are independent of the previous situation, but simultaneously he admits on occasion the survival of ‘primitive words’ used already before the Flood, e.g. ‘month’, Hebrew meni, for which he quotes correspondences in many languages, among them (1787a: 150) Irish mias, Breton my, Celtic my, whereas on other occasions he dates words to the time when the tower was constructed (1785b: 113, 120–3; see also the numerals mentioned in 1786: 20). Herv‹as does not explain how the words older than Babel have been transmitted, but apparently he thinks that their presence in diverse languages does not involve borrowing. In fact he has a theory of the primitive vocabulary based on the idea that at the beginning of the world there was a need for only a few words (1787a: 146), originally monosyllabic (1787a: 149). It is possible that Herv‹as also believed that in the first moments of the dispersion there could already have been borrowings from a few languages into others. But besides these special cases he attaches enormous importance to lexical borrowings (1785b: passim, especially 82–3), to which he attributes all the correspondences that he perceives between languages  Nor did Sir William Jones, with his ‘which perhaps no longer exists’, in a context that reflects common ideas at the time. 574 Javier de Hoz of di·erent matrices, and when it is a question of historically and geographically close languages he does not doubt that all the correspondences between them are borrowings, which determines his notes on correspondences between Celtic and other Indo-European languages (1785b: 106 ⅓131 with tables – before p. 113; 1800–5: vi. 251–2, 291). The essential question of how to recognize the origin of a borrowing is answered by Herv‹as with an appeal to etymology, and judging by his examples he has some general linguistic ideas for the identification of the authentic original form. For example, if in one of the languages the word can be analysed into elements with their own linguistic value, then that one will be the donor language; this will also be true of the language that presents the simplest or briefest form of the word in question. The criteria, where given, are very unequal, and in general Herv‹as does not justify his selection of the original word. In fact, in the case of Celtic he is in the habit of giving priority to ‘Cantabrian’ over Celtic and to Celtic over Latin, which seems to indicate that he depends upon historical, not linguistic, criteria, i.e. upon his peculiar reconstruction of the settlement of Europe. He develops the definitive version in volumes iii–vi of the Cat‹alogo (1804–5), and it implies, as indicated above, a settlement of Italy, the south of France, and the Iberian Peninsula by ‘Cantabrians’ led by Tubal, a later occupation of France and of parts of Italy and the Iberian Peninsula by Celts, and finally the formation of Latin in Italy based on ‘Cantabrian’, Celtic, and Greek elements. It is interesting to see the role that the Celtic languages play in the Basque-Iberism of Herv‹as if we compare him with other previous, contemporary, and even later followers of that theory. Basque-Iberism is the theory that identifies the Iberian language with an ancient form of Basque and that normally considers this language to have been spoken in antiquity throughout the Iberian Peninsula. The theory was generally though not unanimously accepted in Spain from the Renaissance onwards, and Herv‹as defended it fervently; but his Basque-Iberism, still radical in 1785, appears toned down from 1787 onwards by his consciousness of the importance of Celtic (1787a: 17; 1787b: 41–53; 1800–5: vi. 284, 292). The importance that Herv‹as attaches to Celtic as an element widely represented in the linguistic baggage of ancient Spain foreshadows Humboldt, whose more original and correct contribution in his famous Pr•ufung der Untersuchungen u• ber die Urbewohner Hispaniens vermittelst der vaskischen Sprache, published in Berlin in 1821, consists precisely in the role he assigns to the Celtic component. The importance of Humboldt’s work, generally unknown in  The deformed image that he gives of the relationship between the Germanic and Celtic lexica (1805: 292–7) makes clear the priority that he assigns to his historical prejudices. The Celtic Studies of Lorenzo Herv‹as 575 Celtic historiography and overshadowed by the popularity of his theory, seemingly contradictory, on Basque as the ancient language of the entire Iberian Peninsula, rests on the identification of the names in -briga as a very precise fossil, to the geographical distribution of which he attaches great importance (⅓⅓22–3), on the utilization of criteria of phonetic typology to di·erentiate languages (⅓24), on the systematic character of his comparisons with toponyms from outside the Iberian Peninsula, on the renunciation of any attempt at an exhaustive treatment of the material, recognizing that to try to identify the language in all cases would be a vain undertaking, and finally on the attempt to give more realistic historical justifications than Herv‹as, especially of the co-presence of two such di·erent toponymic strata (⅓⅓40–1). But neither Herv‹as nor Humboldt exercised any influence on this matter, whereas Basque-Iberism remained for more than a century an undisputed doctrine, in spite of its falsehood, which appears clearly if the information given by ancient writers on the linguistic situation of Spain is considered attentively and critically, as was done, for example, by Mayans y Siscar.        Adelung, J. C. 1806–1817: Mithridates oder allgemeine Sprachenkunde mit dem Vater Unser als Sprachprobe in bey nahe f•unfhundert Sprachen und Mundarten (fortgesetz und bearbeitet von Dr. Johann Severin Vater) (4 vols.; Berlin: Vossische Buchhandlung). Batllory SJ, M. 1951: ‘El archivo ling•u‹§stico de Herv‹as en Roma y su reflejo en Wilhelm von Humboldt’, Archivum Historicum Societatis Jesu, 20: 59–116; repr. in Batllory (1966), 201–74. 1966: La cultura hispano-italiana de los jesuitas expulsos (Madrid: Gredos). Coseriu, E. 1975–6: ‘Rum•anisch und Romanisch bei Herv‹as y Panduro’, Dacoromania, 3: 113–34. 1976: ‘Das Rum•anische im Vocabulario von Herv‹as y Panduro’, Zeitschrift f•ur romanische Philologie, 92: 394–407. 1978a: ‘Lo que se dice de Herv‹as’, in Estudios ofrecidos a Emilio Alarcos Llorach, iii (Oviedo: Universidad de Oviedo), 35–58. 1978b: ‘Herv‹as und das Substrat’, Studi «si cerceta#ri linguistice, 29: 523–30. Herv‹as, L. 1785a: Catalogo delle lingue conosciute, e notizia della a¶nit›a e diversit›a (Cesena: Per Gregorio Biasini all’Insegna di Pallade); repr. in Tovar (1986a), 95–354.  Tourneur (1905) mentions neither him nor Herv‹as.  Mayans y Siscar (1737: 9–12, ⅓⅓13–14; 15–21, ⅓⅓21–34). 576 Javier de Hoz Herv‹as, L. 1785b: Trattato dell’origine, formazione, mecanismo, ed armonia degl’idiomi (Cesena: Per Gregorio Biasini all’Insegna di Pallade). 1786: Arithmetica delle Nazioni, e divisione del tempo fra gli Orientali (Cesena: Per Gregorio Biasini all’Insegna di Pallade). 1787a: Vocabulario poligloto, con prolegomini sopra pi›u CL lingue (Cesena: Per Gregorio Biasini all’Insegna di Pallade); repr. in Herv‹as (1991). 1787b: Saggio prattico delle lingue con prolegomeni, e una raccolta di orazioni dominicali in pi›u di trecento lingue (Cesena: Per Gregorio Biasini all’Insegna di Pallade); repr. in Herv‹as (1991). 1800–5: Cat‹alogo de las lenguas de las naciones conocidas, y numeraci‹on, divisi‹on, y clases de ‹estas, seg‹un la diversidad de sus idiomas y dialectos (vol. i 1800; vol. ii 1801; vol. iii 1802; vols. iv–v 1804; vol. vi 1805; Madrid); repr. Madrid: Atlas (1979). 1991: I. Vocabolario poligloto (1787); II. Saggio pratico delle lingue (1787), ed. by M. Breva-Claramonte and R. Sarmiento (Madrid: Sociedad General Espa~nola de Libreria). L‹azaro, F. 1949: Las ideas ling•u‹§sticas en Espa~na durante el siglo XVIII (Madrid: Consejo Superior de Investigaciones Cient‹§ficas). Mayans y Siscar, G. 1737: Or‹§genes de la lengua espa~nola = Or‹§genes de la lengua espa~nola, compuestos por varios autores, recogidos por Don Gregorio May‹ans i Sisc‹ar, Bibliothecario del Rei Nuestro Se~nor (2 vols.; Madrid), 1–198; repr. (Madrid: Atlas, 1981). Morpurgo Davies, A. 1975: ‘Language Classification in the Nineteenth Century’, in Historiography of Linguistics (Current Trends in Linguistics, ed. T. A. Sebeok, 13; The Hague and Paris: Mouton), 607–716. 1998: Nineteenth-Century Linguistics (History of Linguistics, ed. G. Lepschy, iv; London and New York: Longman). Niederehe, H.-J., and Koerner, K. (eds.). 1990: History and Historiography of Linguistics (2 vols.; Amsterdam and Philadelphia: Benjamins). Olender, M. 1989: Les Langues du paradis (Paris: Gallimard/Le Seuil). Rodr‹§guez de Mora, M.a del C. 1971: Lorenzo Herv‹as y Panduro: su aportaci‹on a la filolog‹§a espa~nola (Madrid: Partenon). ‹ Sarmiento, R. 1990: ‘Lorenzo Herv‹as y Panduro (1735–1809): entre la tradicion ‹ y la modernidad’, in Niederehe and Koerner (1990), ii. 461–82. Tonfoni, G. 1988: ‘Problemi di teoria linguistica nell’opera di Herv‹as y Panduro’, Lingua e stile, 23: 365–81. Tourneur, V. 1905: Esquisse d’une histoire des ‹etudes celtiques (Li›ege: Universit‹e). Tovar, A. 1986a: El ling•uista espa~nol Lorenzo Herv‹as (Madrid: Sociedad General Espa~nola de Libreria). 1986b: ‘Herv‹as como estudioso de las lenguas c‹elticas’, in Tovar (1986a), 47–55. 42 Johannes Schmidt’s Academic Career and his Letters to August Schleicher Klaus Strunk ‘The great Johannes Schmidt’, as Anna Morpurgo Davies called him (1998: 267, 278 n. 60), employing an epithet he had gained long before, occupies an important place in the history of Indo-European studies in the last three or four decades of the nineteenth century. His reputation is founded on several influential publications, among them particularly some that are still of exceptional importance today: firstly, Die Verwantschaftsverh•altnisse der indogermanischen Sprachen (1872), in which he set his wave theory on the subdivision of the Indo-European languages against the genetic-tree theory postulated by his academic teacher August Schleicher; secondly, Die Pluralbildungen der indogermanischen Neutra (1889), in which he ingeniously identified morphological and syntactical indications for a category of Proto-Indo-European collectives and their more recent continuants in the historical Indo-European languages. It is not necessary to enumerate a great number of further important works by Schmidt, such as Kritik der Sonantentheorie (1895), which greatly enlivened and enriched the linguistic discourse of the time. The main stages in Schmidt’s academic career are equally impressive. He completed grammar school in Stettin (Szczecin) with an outstanding final examination. After studying classical philology with F. Ritschl in Bonn for two years, he felt drawn to linguistics, which is why, in 1862, he went to Jena in order to study so-called ‘glottics’ with August Schleicher. It was in this phase that he published his first shorter works. In 1864 he took his Ph.D. degree in Jena with the thesis Die Wurzel AK im Indogermanischen, which was published in 1865, but for which he later expressed little enthusiasm (Kretschmer 1902: viii). Owing to Schleicher’s influence, he had hitherto mainly occupied himself with Slavic, Lithuanian, and German; after his doctorate he turned to a closer study of Sanskrit. This was one of the reasons why, after a brief spell in his second home, Stettin, he went to Berlin at the end of 1865. There he continued his studies and came into contact with 578 Klaus Strunk the Indologist A. Weber. But his wish to undergo the Habilitation at the University of Berlin was not fulfilled. In Leipzig (with G. Curtius) and in Jena there were other applicants who had to be granted priority for such a procedure, so Schmidt turned to the faculty in Bonn. There, he was given the opportunity to present himself for the degree in 1868. It was also in Bonn that he was made an extraordinary professor of comparative linguistics in 1873 (Schwyzer 1933: 159–60), and in the autumn of the same year he was o·ered the position of professor of comparative linguistics and Sanskrit at the University of Graz in Austria. Three years later, in 1876, Schmidt received a call to the chair of comparative linguistics in Berlin, which had been established in 1872. It had first been held by the Celtologist H. Ebel and had fallen vacant upon his death. Thus the same faculty that in 1868 had refused his Habilitation now opened its ranks to Schmidt—no doubt because of the qualifications that had by that time become apparent to all. During the following two decades Schmidt, who in 1884 was also made a regular member of the Prussian Academy of Sciences, pursued his subject in such a characteristic manner that it occasionally later gave rise to talk of a Berlin school of Indo-European studies. In several respects this di·ered from the Leipzig school of the neo-grammarians. The typical features of the Berlin orientation of Indo-European studies, which owe their origins to Schmidt, not only included a methodological rigour that was comparable to that of the Leipzig school, but also a philologically oriented consideration of the grammar, history, and prehistory of each individual language. As early as 1869, the first year of Schmidt’s lecturership in Bonn, famous philologists such as H. Jacobi, Diels, v. Wilamowitz-Moellendor·, Robert, and de Boor had been among his audience (Schwyzer 1933: 159 n. 2). IndoEuropeanists of this next generation who were more or less J. Schmidt’s students—including W. Schulze (Schlerath 2000: 455), P. Kretschmer, and F. Solmsen—continued the aforementioned characteristics of the Berlin school in their works. Schulze explicitly attributed the procedure in his Quaestiones Epicae, which was of a philological rather than linguistic nature, to the influence of his academic masters J. Schmidt and A. Kiessling (Schulze 1892: vi). The above overview, comprising merely the most important known facts of Schmidt’s career in comparative linguistics, is not meant to convey the impression that this scholar made his way without any notable di¶culties. After his Habilitation at the University of Bonn in 1868, he sought a promotion to the position of extraordinary professor in 1871; this was not granted for the subject of Indo-European studies until 1873 and not Johannes Schmidt’s Academic Career 579 without substantial di·erences of opinion within the faculty. It had been controversial whether the applicant was philologically su¶ciently qualified, particularly for Sanskrit; furthermore, it had been debated whether the discipline to be represented by the chair (i.e. comparative grammar of the Indo-European languages) was possibly too narrow, not actually constituting a discipline but rather a method; and finally, it was not clear whether such a discipline was desirable for the faculty at all (Schwyzer 1933: 159–60). At this point, mention should be made of some original documents written by Schmidt himself that seem to have remained unknown hitherto. These consist of a substantial number of relatively well-preserved autograph letters that he wrote to his academic teacher A. Schleicher in Jena in the years 1865–8. For a long time they were kept in a steel cabinet in the principal’s o¶ce at the Department of General Linguistics and Indo-European Studies at Munich University, and they belong to the archive of this university. The letters contain early hypotheses and plans of the author, narrate his e·orts to gain further training in linguistics, dwell on experiences and encounters, bear witness to hopes, disappointments, and self-doubts, and finally, apart from containing passages dealing with academic questions, they include some that are concerned with key political events of the time and other material. This collection of letters is thus a source of numerous details about the early scientific and academic development of Schmidt in his contemporary environment. Facts and personal details are presented from his own point of view, along with occasional impressions that well-known scholars of the time made on the young Schmidt. Many of these letters in addition bear short notes written by their recipient Schleicher regarding his replies, which, to judge by the notes, seem to have been quite regularly and promptly dispatched. These notes of Schleicher’s, obviously meant as props for his own memory, range from the mere mention of the date of the reply to indications regarding its contents. The last two of these letters of Schmidt’s that, according to his memorandum of 12 October 1868, Schleicher replied to were addressed to him from Bonn on 2 and 10 October. Schmidt’s  Supplemented at pp. 163–8. The supplement contains the printed statements of opinion and votes of the members of the faculty involved, in the main important representatives of their respective disciplines, from the files of the University of Bonn. Impressive are the arguments of the proponents and their open-mindedness towards a discipline new to the faculty. The statements by the sceptics are also interesting, however, as they exhibit surprising parallels with some of the objections raised currently, 130 years later, against comparative Indo-European linguistics. 580 Klaus Strunk following letter of 16 October, again from Bonn, remained without such a comment by its recipient, who was possibly already su·ering from impaired health. Schleicher died on 6 December 1868, and Schmidt commemorated him in a moving obituary soon afterwards (Schmidt 1869). It is unclear how this collection of Schmidt’s letters came to Munich. Schleicher’s short notes seem to indicate that they were part of his legacy. This gives rise to the question whether it was Ferdinand Sommer who took them with him, intending to make use of them later on, when he took over the Munich chair for Indo-European Studies on 1 April 1926. Before that, Sommer had been successor to B. Delbr•uck in Jena from 1913 to 1924 (Adrom 2001: 17.). And the steel cabinet mentioned above (p. 579) also contains, along with the original letters of Schmidt and other material, Sommer’s manuscripts, published posthumously (Sommer 1977). However, before moving to Munich, Sommer had been professor in Bonn from 1924 to 1926 (Schwyzer 1933: 162; Adrom 2001: 17). This fact is not really compatible with the assumption that Sommer transferred the letters to Munich. He would then have had to take them from Jena to Munich via Bonn, which is not very probable. Irrespective of this, there are two further letters in the Munich collection that seem to scotch the notion that Sommer was the one to transfer the collection as it is today to Munich. The first of these is again from Schmidt, but he did not write it until 19 November 1891; it was sent from Berlin to his former student ‘Herrn Privatdozenten Dr. Wilh. Schulze’, in Greifswald. In this letter, Schmidt mentions a conversation at a social gathering that he had had with Friedrich Altho·, Hochschuldezernent (person responsible for the universities in the Prussian Ministry of Education) from 1882 to 1907. During this conversation it had been mentioned that there was a plan to install an extraordinary professorship for Indo-European studies at the University of Bonn. In order to be eligible and thus recommendable for this position, Schulze would, however, finally have to complete his long-overdue book. This probably referred to Schulze’s Quaestiones Epicae, published in 1892. The scheme outlined by Schmidt in his letter was, however, not implemented. In 1892 Schulze received a call to an extraordinary professorship of classical philology at Marburg University, and in 1902 he succeeded Schmidt in the chair of Indo-European studies at Berlin, after the latter’s death in 1901 (Schlerath 2000: 456–7). The extraordinary professorship reinstalled at Bonn belatedly, more than twenty years after Schmidt had left, was taken over in 1897 by Felix Solmsen, who had gained his Habilitation for comparative linguistics there in 1893/4 (Schwyzer 1933: 160). Johannes Schmidt’s Academic Career 581 The second letter which stands apart from the series of early letters by Schmidt to Schleicher is dated 24 January 1875. Still exceptionally well preserved and legible, it was written by the famous Indologist and linguist Friedrich Max M•uller to an addressee who as yet remains unknown. The letter is in German and its contents seem to point to an elderly recipient in Germany whom M•uller calls ‘Freund’. At the outset, M•uller talks about his return to Oxford after the Christmas holidays, which he had spent with relatives, and then expresses his happiness about an earlier visit to Oxford by the addressee and his wife. This visit was probably paid in connection with a conference M•uller mentions, an event which had made a good impression in England: ‘und das verdanken wir haupts•achlich dem deutschen Contingent’, M•uller says. He goes on to express his regret at learning of the di¶culties concerning the edition of ‘Hemakandra’ (Hemacandra) prepared by Dr (Richard) Pischel, whom he considered to be very capable. M•uller indicates that he might be able to assist Pischel in securing the edition of his work in England or in India. It seems obvious that the collection of letters reached Munich in its present state, in which case the complete collection, including the letters written by Schmidt in 1891 and by M•uller in 1875 to other addressees, cannot have been part of Schleicher’s legacy. This also rules out Jena as the former depository at least of the whole collection and Sommer as the person who had transferred it to Munich (a possibility already considered unlikely above, p. 580). If speculations are at all in place here, there is in fact one other possibility that presents itself: Schmidt’s letters to Schleicher may have been returned to their author after Schleicher’s death and kept in Berlin from 1876 onwards (cf. above, p. 578). After Schmidt had died, they could have passed into the hands of Schulze, his student and successor in the Berlin chair. Subsequently, Schulze may have added the letter that Schmidt sent to himself in 1891 (cf. above, p. 580). It seems possible that the collection remained in the linguistic seminar at Berlin University after Schulze’s death in 1935. Then it could have been Wilhelm Wissmann who brought them to Munich with the intention of editing them. Wissmann was a student of Schulze’s and after the Second World War was initially professor of Indo-European studies at Berlin—then situated in the Soviet sector of the city and called ‘Humboldt University’—before becoming Sommer’s  An Indian grammarian of the 12th cent.  and author of a Pr»akrit grammar (ed. R. Pischel, 2 vols., Halle, 1877–80) and a Pr»akrit dictionary (ed. R. Pischel, Bombay, 1880).  This leaves open the question as to how the letter from F. M. M•uller of 1875 came to be part of the collection. Schmidt, at the time 31 years old and professor in Graz (cf. above, p. 578), can hardly have been the addressee to whom M•uller expressed his wish that he might retain his youthful appearance. 582 Klaus Strunk successor as professor of general linguistics and Indo-European studies at Munich in 1953. It remains to be considered whether an edition of the collection of letters and particularly its core part, those from Schmidt to Schleicher together with the latter’s notes from 1865 to 1868, should be undertaken, thereby making these writings accessible to the academic public. As indicated above, the documents as a whole would provide various details on Schmidt’s condition at the time, on his communication with Schleicher in the latter’s last stage of life, on early linguistic reflections of the author, and on his varied e·orts to reach the academic qualification of a Habilitation. Su¶ce it here to end this contribution by giving some selected examples from a few of the letters. In his letter from Stettin of 4 October 1865 to Schleicher, answered by the latter on 20 October, Schmidt begins by explaining that he had not written for some time in order to be able to transmit more certain information on his ‘militaria’. He was sure it would please Schleicher to learn that he (Schmidt) had escaped the grip of the Prussian military dictatorship (‘den klauen der preuss. milit•ardictatur entgangen bin’), owing to the fact that his proneness to catarrh and his weak chest had induced the doctor to declare him unfit for military service. He hoped for a similar deferment in future as well; else he would find ways and means of bringing it about, if necessary. On 12 July 1866, nine days after Prussia’s victory over Austria in the battle of K•oniggr•atz, Schmidt writes from Berlin expressing the view that recently Schleicher’s opinion of Prussia must surely have changed somewhat in favour of ‘our’ (Prussian) e¶ciency. It had previously been unthinkable that one would be able to overthrow the Austrian military state (‘den oesterreichischen milit•arstat u• ber den haufen zu werfen’) in merely ten days. But he believed there was still a great storm on the horizon; if, however, one refused to be intimidated by France, everything would turn out for the best. For Schmidt there would soon be a further main occupation in the form of military drill, and he had already signed up voluntarily for the muster. This letter bears no comment of Schleicher’s concerning his reply, but on the following letter from Schmidt of 7 September 1866 Schleicher noted that he had answered both letters together on 16 September. On 21 October Schmidt appears relieved that Schleicher’s silence, which he believed to have been caused by his (Schmidt’s) enthusiasm of 12 July concerning Prussia’s victory, had come to an end; he declares himself resolved never again to include ‘politica’ in his correspondence with Schleicher. Johannes Schmidt’s Academic Career 583 On 13 December 1865 Schmidt gives an account of his search for a suitable topic for his Habilitation thesis. He says he is constantly gathering material on vowel changes and so-called root determinatives, but that no end to this appears in sight. His ideas about sound shifts also in ‘non-German’ languages, for which he adduces examples such as Old Indic b»ah‹u- : Gk. πAχυς, Old Indic bah‹u- : Gk. παχ3ς, Old Indic budh : Greek πυθ etc., presumably also required extensive gathering. Finally, he asks Schleicher, if possible, to mention suitable other topics that might be quicker to deal with. Schleicher’s notes state that he answered this letter on 17 January 1866. In his following letter of 8 February Schmidt again—probably in connection with Schleicher’s reply—returns to his assumption of an extra-Germanic sound shift and concedes that G. Curtius and W. Corssen completely rejected such an idea. Schleicher makes a note that in this context particularly ‘Grassmann, Zeitschr. XII’ (i.e. the law postulated by H. Grassmann in Zeitschrift f•ur Vergleichende Sprachforschung, 12 (1863), 81–138) must be taken into consideration. Furthermore, in accordance with Schmidt’s request of 13 December 1865, he now mentions four additional topics for a Habilitation thesis from the area of Slavic and Baltic. In several letters of 1868 Schmidt relates his e·orts to undergo his Habilitation in Berlin (cf. above, p. 578) and describes the reactions of the faculty there. In these letters, as in those that refer to the Habilitation he finally achieved at Bonn in the same year, the title and subject matter of the submitted thesis are not mentioned. It was probably a part or a preliminary version of his later work Zur Geschichte des indogermanischen Vokalismus, the first part of which was printed in 1871, the second in 1875. Some remarks in a letter of 16 October 1868 also corroborate this assumption: he says he is not planning to publish the Habilitation thesis just yet, as he wants to include more on vowel changes first. There is one letter, dated 10 March 1868, that is particularly illuminating. It resumes the thread of some earlier letters and reports on the decisionmaking stage of the Berlin Habilitation procedure that seems to have been depressing for Schmidt. M•ullenho· (a famous scholar of older German) had apparently evaluated his thesis in a very negative way, whereas Weber (the Indologist) had delivered a very positive opinion. The dean Kirchho· (a well-known classical philologist) had spoken to him about the widely di·ering opinions. Schmidt feared that there would be a negative decision  It does not seem plausible to assume instead that during Schleicher’s remaining lifetime Schmidt may have alluded by letter to a Habilitation thesis that anticipated his later work Die Verwantschaftsverh•altnisse der indogermanischen Sprachen (1872), which constitutes the counter-model to Schleicher’s own genetic-tree theory. 584 Klaus Strunk by the faculty—which in fact did happen, according to Schmidt’s letter of 24 March 1868—because of the greater support that M•ullenho· enjoyed there. It had taken Schmidt three days to regain his composure su¶ciently to resolve to approach several professors of the faculty in order to learn their opinions. The result of these talks was complete hopelessness. His thesis was charged with not being specialized enough. Theodor Mommsen explained to him in great detail that what had been allowed to Bopp was not to be granted to his successors, viz. the freedom to deal with more than one language. The only linguists that were needed were those completely familiar with one language in all its intricacies and who restricted themselves to this language. Mommsen then advised Schmidt to submit a further thesis dealing specifically with Slavic. As Schmidt declares to have heard from other informants, an expert opinion was then to be obtained from Franz Miklosich. The following lines in Schmidt’s letter bear witness to his despair, his feeling of being in a hopeless situation, and his wounded sense of academic honour. His request for a prompt answer from Schleicher gives the impression of a cry for help. Schleicher’s note on this letter reads: ‘Erhalten u. sofort beantw.’. His prompt reaction seems to have contained words of encouragement, for in Schmidt’s next letter, dated 13 March 1868, he says that Schleicher’s request had made him come to his senses (‘zur besinnung gebracht’) and that he feels ashamed of his despondency. Despite expecting to be refused in Berlin, he states he is now determined to ‘push through’ (‘durchzusetzen’) a Habilitation ‘mit aller anstrengung’.        Adrom, H. 2001: Indogermanistik in M•unchen 1826–2001: Geschichte eines Faches und eines Institutes (Munich: published by the author). Bezold, F. v. (ed.). 1933: Geschichte der Rheinischen Friedrich-Wilhelms-Universit•at zu Bonn am Rhein, vol. ii (Bonn: Cohen). Calder III, W. M., et al. (eds.). 2000: Wilamowitz in Greifswald: Akten der Tagung zum 150. Geburtstag Ulrich Wilamowitz-Moellendor·s in Greifswald, 19.–22. Dezember 1998 (Hildesheim, Zurich, and New York: Olms). Kretschmer, P. 1902: ‘Johannes Schmidt ˆ’, Zeitschrift f•ur Vergleichende Sprachforschung, 38: v–xiv. Morpurgo Davies, A. 1998: Nineteenth-Century Linguistics (London and New York: Longman). Schlerath, B. 2000: ‘Der Indogermanist Wilhelm Schulze und Wilamowitz’, in Calder III et al. (2000), 455–65. Schmidt, J. 1869: ‘August Schleicher, geboren den 19. februar 1821 zu Meinin- Johannes Schmidt’s Academic Career 585 gen, gestorben den 6. december zu Jena’, Zeitschrift f•ur Vergleichende Sprachforschung, 18: 315–20. Schulze, W. 1892: Quaestiones Epicae (G•utersloh: Mohn); repr. (Hildesheim: Olms, 1967). Schwyzer, E. 1933: ‘Das sprachwissenschaftliche Seminar’, in Bezold (1933), 150–71. Sommer, F. 1977: Ferdinand Sommer: Schriften aus dem Nachla¢, ed. B. Forssman (MSS suppl. 1, new series; Munich: Kitzinger). This page intentionally left blank Major Publications on Philology and Linguistics by Anna Morpurgo Davies COMPILED BY TORSTEN MEISSNER I. Books and Separate Publications [1] Mycenaeae Graecitatis Lexicon (Rome: Edizioni dell’Ateneo, 1963). [2] (with J. D. Hawkins and G. Neumann) Hittite Hieroglyphs and Luwian: New Evidence for the Connection (Nachrichten der Akademie der Wissenschaften in G•ottingen, phil.-hist. Klasse, 6; G•ottingen: Vandenhoeck @ Ruprecht, 1973). [3] La linguistica dell’Ottocento (Bologna: Il Mulino, 1996); revised and expanded version of [7]. [3a] Nineteenth Century Linguistics (London: Longman, 1997); revised version of [3] = History of Linguistics, ed. by G. Lepschy, vol. iv. II. Volumes Edited [4] (with W. Meid) Studies in Greek, Italic and Indo-European Linguistics O·ered to L. R. Palmer (Innsbruck: Institut f•ur Sprachwissenschaft, 1976). [5] (with Y. Duhoux) Linear B: A 1984 Survey (Louvain-la-Neuve: Cabay, 1985; repr. 1988). III. Substantial Parts of Books [6] ‘Language Classification in the Nineteenth Century’, in T. Sebeok (ed.), Historiography of Linguistics (2 vols.; Current Trends in Linguistics, 13; The Hague: Mouton, 1975), i. 607–716. [7] ‘La linguistica dell’Ottocento’, in G. Lepschy (ed.), Storia della Linguistica, iii (Bologna: Il Mulino 1994), 11–400. IV. Articles and Chapters 1958 [8] ‘Damar in Miceneo’, Parola del Passato, 13: 322–4. 588 Major Publications on Philology and Linguistics 1960 [9] ‘Κτλος (Pind. Pyth. II 17)’, Rivista di cultura classica e medioevale, 2: 30–40+ pl. . [10] ‘Il genitivo miceneo e il sincretismo dei casi’, Rendiconti dell’Accademia dei Lincei, 15: 33–61. [11] ‘L’esito delle nasali sonanti in miceneo’, Rendiconti dell’Accademia dei Lincei, 15: 321–36. [12] ‘Il genitivo maschile in -ας’, Glotta, 39: 93–111. 1964 [13] ‘“Doric” Features in the Language of Hesiod’, Glotta, 42: 138–65. [14] ‘SEG XI 1112 e il sincretismo dei casi in arcade-cipriota’, Parola del Passato, 19: 346–54. 1965 [15] ‘A Note on Thessalian’, Glotta, 43: 235–51. 1966 [16] ‘An Instrumental-Ablative in Mycenaean?’, in L. R. Palmer and J. Chadwick (eds.), Proceedings of the Cambridge Colloquium on Mycenaean Studies (Cambridge: Cambridge University Press), 191–202. 1968 [17] ‘Article and Demonstrative: A Note’, Glotta, 46: 76–85. [18] ‘Thessalian Patronymic Adjectives’, Glotta, 46: 85–106. [19] ‘The Treatment of *l. and *r. in Mycenaean and Arcado-Cyprian’, in Atti e Memorie del Primo Congresso Internazionale di Micenologia (Rome: Edizioni dell’Ateneo), 791–814. [20] ‘Fabbri e schiavi a Pilo’, Parola del Passato, 23: 220–2. [21] ‘Gender and the Development of the Greek Declensions’, Transactions of the Philological Society, [1969], 12–36. 1969 [22] ‘Epigraphical -φι’, Glotta, 47: 46–54. [23] ‘The Structure of the Minoan Language’, Bulletin of the Institute of Classical Studies, London, 16: 161–2. 1970 [24] (with L. H. Je·ery) ‘Ποινικαστ)ς and ποινικ)ζεν: BM 1969, 4-2.1. A New Archaic Inscription from Crete’, Kadmos, 9: 118–54. [25] (with L. H. Je·ery) ‘An Archaic Greek Inscription from Crete’, British Museum Quarterly, 36: 24–9. [26] ‘Cretan δριωτον’, Classical Review,  20: 280–2. Major Publications on Philology and Linguistics 589 1971 [27] (with B. Levick), ‘Κοπτοπ#λης’, Classical Review,  21: 162–6. [28] (with G. Cadogan), ‘A Linear A Tablet from Pyrgos, Myrtos, Crete’, Kadmos, 10: 105–9. 1972 [29] ‘Greek and Indo-European Semiconsonants: Mycenaean u and w’, in M. S. Ruip‹erez (ed.), Acta Mycenaea (2 vols.; Salamanca: Universidad de Salamanca), ii. 80–121. 1975 [30] ‘Negation and Disjunction in Anatolian and Elsewhere’, Anatolian Studies, 25: 157–68. [31] (with J. D. Hawkins) ‘Hieroglyphic Hittite: Some New Readings and their Consequences’, Journal of the Royal Asiatic Society, 121–33. 1976 [32] ‘The -εσσι datives, Aeolic -ss-, and the Lesbian Poets’, in [4], 181–97. 1977 [33] (with G. Cadogan) ‘A Second Linear A Tablet from Pyrgos’, Kadmos, 16: 7–9. 1978 [34] ‘Thessalian εFντεσσι and the Participle of the Verb “to be”’, in E‹trennes de Septantaine: travaux de linguistique et de grammaire compar‹ee, o·erts a› Michel Lejeune par un groupe de ses ‹el›eves (Paris: Klincksieck), 157–66. [35] ‘Analogy, Segmentation and the Early Neogrammarians’, Transactions of the Philological Society, 36–60. [36] (with J. D. Hawkins) ‘Il sistema grafico del luvio geroglifico’, Annali della Scuola Normale di Pisa, Classe di Lettere e Filosofie, 3rd series, 8/3: 785–92. [37] (with J. D. Hawkins) ‘On the Problems of Karatepe: The Hieroglyphic Text’, Anatolian Studies, 28: 103–19. [38] ‘, lingue’ in Enciclopedia italiana, app. a, vol. i (Rome: Istituto Giovanni Treccani), 124–6. 1979 [39] ‘, linguistica’, in Enciclopedia italiana, app. , vol. ii (Rome: Istituto Giovanni Treccani), 172–3. [40] ‘, linguistica’, in Enciclopedia Italiana, app. IV, vol. ii (Rome: Istituto Giovanni Treccani), 471–3. [41] ‘Terminology of Power and Terminology of Work in Greek and Linear B’, in E. Risch and H. M•uhlestein (eds.), Colloquium Mycenaeum (Neuch^atel: Universit‹e de Neuch^atel), 87–108. 590 Major Publications on Philology and Linguistics [42] (with J. D. Hawkins) ‘The Hieroglyphic Inscription of Bohc«a’, in O. Carruba (ed.), Studia mediterranea Piero Meriggi dicata (Pavia: Iuculano), 387–406. [43] ‘The Luwian Languages and the Hittite h|i-conjugation’, in B. Broganyi (ed.), Studies in Diachronic, Synchronic, and Typological Linguistics: Festschrift for Oswald Szemer‹enyi (Amsterdam: Benjamins), 577–610. 1980 [44] ‘Analogy and the an-Datives of Hieroglyphic Luwian’, Anatolian Studies, 30: 123–37. [45] ‘The Personal Endings of the Hieroglyphic Luwian Verb’, Zeitschrift f•ur Vergleichende Sprachforschung (KZ), 94: 86–108. 1982 [46] (with J. D. Hawkins), ‘Buying and Selling in Hieroglyphic Luwian’, in J. Tischler (ed.), Serta Indogermanica: Festschrift f•ur G. Neumann (Innsbruck: Institut f•ur Sprachwissenschaft), 91–105. 1983 [47] ‘Dentals, Rhotacism and Verbal Endings in the Luwian Languages’, Zeitschrift f•ur Vergleichende Sprachforschung (KZ), 96 [1982–3]: 245–70. [48] ‘Mycenaean and Greek Prepositions: o-pi, e-pi etc.’, in A. Heubeck and G. Neumann (eds.), Res Mycenaeae: Akten des VII. Internationalen Mykenologischen Colloquiums (G•ottingen: Vandenhoeck @ Ruprecht), 287–310. 1985 [49] ‘Mycenaean and Greek Language’ in [5], 75–125. 1986 [50] ‘Forms of Writing in the Ancient Mediterranean World’, in G. Baumann (ed.), The Written Word: Literacy in Transition (Oxford: Clarendon Press), 55–77. [51] ‘Karl Brugmann and Late Nineteenth-Century Linguistics’, in Th. Bynon and F. R. Palmer (eds.), Studies in the History of Western Linguistics in Honour of R. H. Robins (Cambridge: Cambridge University Press), 150–71. [52] ‘The Linguistic Evidence: Is There Any?’, in G. Cadogan (ed.), The End of the Early Bronze Age in the Aegean (Leiden: Brill), 93–123. [53] ‘Fighting, Ploughing and the Karkami#s Kings’, in A. Etter (ed.), o-o-pe-ro-si: Festschrift f•ur E. Risch (Berlin: de Gruyter), 129–45. [54] (with J. D. Hawkins) ‘Studies in Hieroglyphic Luwian’, in H. A. Ho·ner and G. Beckman (eds.), Kani#s#suwar: A Tribute to Hans G. G•uterbock (Chicago: Oriental Institute), 69–81. [55] (with J. D. Hawkins) ‘The Late Hieroglyphic Luwian Corpus: Some New Lexical Recognitions’, Hethitica, 8: 267–95. Major Publications on Philology and Linguistics 591 1987 [56] ‘Folk-Linguistics and the Greek Word’, in G. Cardona and N. H. Zide (eds.), Festschrift for Henry Hoenigswald (T•ubingen: Narr), 263–80. [57] ‘“Organic” and “Organism” in Franz Bopp’, in H. M. Hoenigswald and L. F. Wiener (eds.), Biological Metaphor and Cladistic Classification (Philadelphia: University of Philadelphia Press), 81–108. [58] ‘Mycenaean and Greek Syllabification’, in P. H. Ilievski and L Crepajac (eds.), Tractata Mycenaea: Proceedings of the 8th International Colloquium on Mycenaean Studies (Skopje: Macedonian Academy of Sciences and Arts), 91–104. [59] ‘Greek λε3σσω and λευτο-: An Unsolved Problem’, in J. T. Killen, J. L. Melena, and J.-P. Olivier (eds.), Studies in Mycenaean and Classical Greek Presented to John Chadwick (Minos, 20–2; Salamanca: Universidad de Salamanca), 459–68. [60] ‘“To put” and “to stand” in the Luwian Languages’, in C. Watkins (ed.), Studies in Memory of Warren Cowgill: Papers from the Fourth East Coast IndoEuropean Conference, Cornell University, June 6–9, 1985 (Berlin: de Gruyter), 205–28. [61] ‘The Greek Notion of Dialect’, Verbum, 10: 7–28. 1988 [62] (with J. D. Hawkins) ‘A Luwian Heart’, in F. Imparati (ed.), Studi di storia e di filologia anatolica dedicati a G. Pugliese Carratelli (Florence: ELITE, Ed. Librarie Italiane Esterre), 169–82. [63] ‘Problems in Cyprian Phonology and Writing’, in J. Karageorghis and O. Masson (eds.), The History of the Greek Language in Cyprus (Nicosia: Pierides Foundation), 99–130. [64] ‘Meillet, Greek and the Aperc«u’, Histoire, ‹epist‹emologie, langage, 10 (Antoine Meillet et la linguistique de son temps, ed. S. Auroux [1989]), 235–52. [65] ‘Il metodo comparativo: passato e presente’, AION, annali del Seminario di studi del mondo classico: sezione linguistica, 10 [1989]: 27–48. 1992 [66] ‘History of Linguistics: Comparative-Historical Linguistics’, in W. Bright (ed.), International Encyclopedia of Linguistics, ii (New York and Oxford: Oxford University Press), 159–63. [67] ‘Decipherment’, in W. Bright (ed.), International Encyclopedia of Linguistics, ii (New York and Oxford: Oxford University Press), 338–42. [68] ‘Relative Chronology’, in W. Bright (ed.), International Encyclopedia of Linguistics, iii (New York and Oxford: Oxford University Press), 330–3. [69] ‘Il significato della linguistica storica nell’indagine delle lingue classiche’, in Atti dei Convegni Lincei 94: La posizione attuale della linguistica storica nell’ambito delle discipline linguistiche (Rome: Accademia Nazionale dei Lincei), 65–86. 592 Major Publications on Philology and Linguistics [70] ‘Mycenaean, Arcadian and Some Questions of Method in Dialectology’, in J. P. Olivier (ed.), Mykena•§ka: actes du IXe colloque international sur les textes myc‹eniens et e‹g‹eens (Bulletin de correspondance hell‹enique, suppl. 25; Athens: E‹cole franc«aise d’Ath›enes), 415–32. [71] ‘Miceneo e lengua greca’, in G. Maddoli (ed.), La civilt›a micenea: guida storica e critica (Rome and Bari: Laterza), 130–2, 134–56; Italian version of [49]. 1993 [72] ‘Geography, History and Dialect: The Case of Oropos’, in E. Crespo, J. L. Garc‹§a Ramon, ‹ and A. Striano (eds.), Dialectologica Graeca: actas del II Coloquio Internacional de Dialectolog‹§a Griega (Madrid: Ediciones de la Universidad Autonoma ‹ de Madrid), 261–79. [73] (with J. D. Hawkins), ‘Running and Relatives in Luwian’, Kadmos, 32: 50–60. 1994 [74] ‘Early and Late Indo-European from Bopp to Brugmann’, in G. E. Dunkel, G. Meyer, S. Scarlata, and C. Seidl (eds.), Fr•uh-, Mittel-, Sp•atindogermanisch: Akten der IX. Fachtagung der Indogermanischen Gesellschaft (Wiesbaden: Reichert), 245–65. 1996 [75] ‘Anatolian Languages’, in S. Hornblower and A. Spawforth (eds.), Oxford Classical Dictionary, 3rd edn. (Oxford: Oxford University Press), 81–2; repr. in the revised 3rd edn. (2003). [76] ‘Dialects, Greek (Prehistory)’, in S. Hornblower and A. Spawforth (eds.), Oxford Classical Dictionary, 3rd edn. (Oxford: Oxford University Press), 461–2; repr. in the revised 3rd edn. (2003). [77] ‘Greek Language’, in S. Hornblower and A. Spawforth (eds.), Oxford Classical Dictionary, 3rd edn. (Oxford: Oxford University Press), 653–6; repr. in the revised 3rd edn. (2003). [78] ‘Linguistics, Historical and Comparative’, in S. Hornblower and A. Spawforth (eds.), Oxford Classical Dictionary, 3rd edn. (Oxford: Oxford University Press), 865–8; ; repr. in the revised 3rd edn. (2003). [79] ‘Pronunciation, Greek’, in S. Hornblower and A. Spawforth (eds.), Oxford Classical Dictionary, 3rd edn. (Oxford: Oxford University Press), 1254–5; repr. in the revised 3rd edn. (2003). 1997 [80] ‘Particles in Greek Epigraphical Texts: The Case of Arcadian’, in A. Rijksbaron (ed.), New Approaches to Greek Particles: Proceedings of the Colloquium Held in Amsterdam, January 4–6 1996, to Honour Cornelis J. Ruijgh on the Occasion of his Retirement (Amsterdam: Gieben), 49–73. [81] ‘Contatti interdialettali: il formulario epigrafico’, in A. C. Cassio (ed.), Kat›a Major Publications on Philology and Linguistics 593 Di‹alekton: Atti del III Colloquio Internazionale di Dialettologia Greca, Napoli– Faiano d’Ischia, 25–28 settembre 1996 ( = AION (filol.), 19), 7–33. 1998 [82] (with J. D. Hawkins) ‘Of Donkeys, Mules and Tarkondemos’, in J. H. Jasano·, H. Craig Melchert, and L. Oliver (eds.), M‹§r curad: Studies in Honor of Calvert Watkins (Innsbruck: Institut f•ur Sprachwissenschaft), 243–60. 1999 [83] ‘The Morphology of Personal Names in Mycenaean and Greek: Some Observations’, in S. Deger-Jalkotzy, S. Hiller, and O. Panagl (eds.), Floreant Studia Mycenaea: Akten des X. Internationalen Mykenologischen Colloquiums • sterreichischen in Salzburg vom 1.–5. Mai 1995 (2 vols.; Vienna: Verlag der O Akademie der Wissenschaften), ii. 389–405. 2001 [84] ‘Greek Personal Names and Linguistic Continuity’, in S. Hornblower and E. Matthews (eds.), Greek Personal Names: Their Value as Evidence (Proceedings of the British Academy, 14; Oxford: Oxford University Press), 15–39. Select Index of Words Discussed Palaic h|a» pna- 331 Cuneiform Luwian a» ra/i- 380 h|a» pi- 331 h|uid- 348–9, 350–2 da-a-u-wa 342–4 tamm»uga 344–5 tapa#s#siye- 381 Ta#skuili- 386 Ta#skuwanni- 386 du-‹u-ur 345–6 upa- 370–8 upatit- 371 u» ppa- 370–2, 375 Hieroglyphic Luwian INFRA aka- 377–8 ara/i- 380–1 HWI-sa + ra/i 349 5 HWI-tara/i 349 (PES ) pa-(za)- 375–6 2 TaskuURU 386 DINGIRTasku- 384, 386 n. 16 mTasku 386 mTasku(wa)li 386 (CAPERE) u-pa 372–3 (PES) u-pa 372–5 yari(ya)- 381–2 Lycian aχ a- 377 qebelija 331 ube- 371 Carian wbt 371     n~ a•‹s 519–20 n»ask- 209 parna 519 p•ast 514–21 pest 514–21 ‹sr»ay 267   - Vedic Sanskrit aghny‹a- 324 a‹pnas- 323–4 d»a‹s 487–511 d»a‹sasy‹a- 489–90 devay‹ati 381 y»a- 49 n. 7, 382 vithury‹ati 381 vidh 487–511 vi-dh»a- 493–5 Avestan a ∑huii»a- 556–7 ar zaiia- 549, 551, 553 a#˛saiia- 552, 556–7 a#˛saii»a- 556–7 k»araiia- 553–4 ka#sa- 551–2, 554 k»a#saiia- 552, 554 das ma- 510–11 pairi-da»ezaiia- 553–4 ba»e#saziia- 549, 559 baoδaiia- 552–3 (»a.)baoδaiia- 555 e Hittite MUNUSalh|ue#sra-/alh|uitra- 348 h|ap(a)- 331 DH | apaliyas 331 h|appina(nt)- 324, 334 h|ui#s- 348–9, 350–2 h|u-i-ta-ar 349 lah|h|a- 203–6 lah|(h|)anza(n)-(MUS#EN) 196, 199–210 lari(ya)- 201 #sa» kuwa 342–4 #sankuwai- 344–5 #s»eh|ur 345–6 #sarh|uwant- 346 #suwai#s 346–8 (UZU)ta#sku- 384–6 u#s(#sa)niye- 381 e   Select Index of Words Discussed (upa.)baoδaiia- 555 frauua#sa- 550–1 f#saonaiia- 555 n. 15 y»ar 380–2 v»adaiia- 551, 553 v»astriia- 549 v»a#saiia- 551–2 v^§d- 511 v^§m»aδaiia- 552, 555 haomana ∑‹himna 549–50 e Parthian bwd(y)sdf 544 cf :r 539–40, 543 nydf :r 539–40 -yft 539–46 Choresmian ( )θfnc- 543 cf :r 543 wydby:g 540 Bactrian αλφανζ- 542 βωδοσατφο 544 ρα† τιλαφο 542 σοφαρο 542–3 Sogdian (:)δβ:nk 541 ctβ:r, ctf :r 541 δβ:yz/δβ(:)x#st- 546 pδβ:r 541 pwtysβ/pwtysβt 545 pwtysδβ 544–5 rypδβh 541 #stf :r 542 tfy#z /tby#z 541   p rp owrk 333     Mycenaean a-e-ri-qe (?) 228 a-no-qo-ta 240 a-ra-ro-mo-te-me-na 52 a-to-mo 63 a –ke 224 3 de-ka-sa-to 60 di-du-me 232–3 e-ke-se 221–2 e-ra-se 60 i-ke-se 221–2 ka-ke 228–9 ko-sa-ma-ne 233 ko-we 232–3 ku-ne 220–1 mo-re 224–5 o-ke-te 223 pa-re 232–3 pe-re-ke 224 pe-ri-te 224–5 po-ne-to 51, 262–4 pu -ke 227–8 (2) pu-te 229–30 qo-we 220 ra-te-me 233 re-ke-(e)-to-ro-te-ri-jo 258–62 sa-me 222–3 to-no 241 to-no-e-ke-te-ri-jo 242 n. 18 to-ro-no-wo-ko 243 n. 18, 247 to-ro-qe-jo-me-no 51 Classical and Hellenistic
γγλλω 381, 559
γρω 57 αετς 347–8 αFτιαι/αται 283
κ)µαντ- 268–9
κρατω 51
λλοειδα 83–92
πεθηµι 51
πειθ ς 51
πεσσ3α 62
πθησα 51 n. 12
ργς 238–9 φαρ 327, 329, 333 φενος 323–34
φνεις 323–34 φνος 323
φνς 328 φνω(ς) 327–8
φρς 333–4 χρειος/
χρεος 287–8 β)σκω 50 βη 50 Βδε+ 104 βινω 135 γλοιος/γελοος 284–5 γιγν#σκω 50 595 596 Select Index of Words Discussed Greek: Classical and Hellenistic (cont.): δ)µη 62 δατοµαι 57 δκοµαι/δχοµαι 58, 504–6 δγµενος 58 δκτο 58, 504–6 δειδεχ-, δεδεξο/ε- 504–6 ∆ε3ς 103 δοκω 58–9 δορυφορω 51 δρακντ- 268–9 "βω 61 εγκυαρ 269–70, 272 εδ$ 54–5 *κηβλιαι/*κηβολαι 282–3 Sλκω 502–4 Ελλ σποντος 179–80 "ξεˆ73α 62 "πικρατω 51 "πικρατ ς 51 "πικρτηµι 51 "πιφρονω 51 ρηµος/"ρAµος 284–6 "ˆ73η 62 ρυσαι 502–4 "στ)θην 62–3 σχεθον 62 Sτοιµος/*τοµος 284–6 ε,πρ)ξιαι/ε,πραξαι 282 ε,σταθ ς 63 n. 48 Nµεραι/jµραι 282, 289 θαρσω 49 θ)ρσησα 50 θ)ρσος/θρσος 49 θρσηµι 49 θρ2νος 246–7 θρασ3νω 49 θρνος 241, 243–7, 249–50 θυγ)τηρ 119–29 κοιρανω 49 κρατω 49, 57 "κρ)τησα 50 κρ)τος 49 κρατ3νω 49 κρτηµι 49 κρτος 49 κρλευκον 180 κ3εσσα 269 κυω 136 κ3ω 135 λας 204–6 λ)ρος 200–1 µεροµαι, µµορε 292 (C) µλε 136 µιανω "µα 62 µιR2 62 µρος 292, 298 νε)ω 53 n. 17 νεω/νωµι 53 νε(%)οις, ν(%)οι 53 νAττα/νAσσα 195–8 οFδα/οFδηµι 54–6 *(%)δηµι 54, 56, 60 εδ$ 54–5 οωνς 347–8 iµοιος/`µοος 283–5 Uστρακδο- 99–102 ορον 346 παιδον 119–29 πας 119–29 παρατλλω 136 πατοµαι 57 πενθεω 51 πενθ µεναι 51 πενθAσαι 51 π γνυµι π)γη, ππαγα 59–60 πει 308–12 πθηµι 49, 54, 60 πθησα 50 πλο+τος 328–9 πονοµαι 59 πορθµς 63 πρνη 248–9 7υδν 330–1 7υηφεν ς 330–1 7υηφενη 330 σβννυµι, σβη 61 n. 41 σπλεκω 135 σταθερς 63 σταθµς 63 συνθσιαι/συνθεσαι 278, 281–3 τ)λας 136 τ)νυµαι 53 n. 18 τεθµς 63 τκνον 119–29 τελθω 62 τελω, "τλεσα 51–2 n. 15 τιµ)ω/τµαµι 52–3 τµαις, τµαι 52–3 τιµ#ριαι/τιµωραι 283 τροµω 58 τρπαιον/τροπαον 285–7, 288 Select Index of Words Discussed τυρς 254–6 4δω 57 υLς 119–29 4φαρ 271–2 φοβοµαι, φοβω 50 n. 11, 58, 559 φορω/φρηµι 50–2, 57–8 χαρε 312–13 C 136 'ρα 380–1  @     Latin acies 38 Aciles 439–40 ago agi, agebam 57 n. 30 actus 411–14 Aiax 438 Alixentros 437 amnis 332 ave 443 avis 347 cado casus 411–14 cieo 57 clareo 49 da- 53–4 decet 58 doceo 58 fateor 57 flebilis 63 floreo 49 Hercele 444 hercle 443 Hercles 442–4 Hercoles 444 Hercule 443 Hercules 442–4 Herecles 440–2, 444 iecur, iocineris 326 iter, itineris 326 lucere 59 n. 37 mactare 508 maximus 411–12 mehercle, mehercule 443 mehercules 443–4 mereo 292–3 moneo, monemus 57 nosco 50 novare 53–4 ops, opulentus 324 pabulum 63 pessimus 412 n. 13 Podlouquei 437 rubefacere 57 rubefio 57 rubere, rubebam 48, 56–7 rubescere 50 sedere 49 sessum 414–15 servio 381 stabulum 63 stabilis 63 stare 62 torqueo 57 videre 54, 57 visus 414–15 Oscan Appellune‹§s, Apellune‹§, Apellune 443 Herclo 442–3 Herekle‹§s, Herekl‹u‹§ 442 Marsian Apols 443 Etruscan Aivas 438 Aχ ale, Aχele, Aχile, Aχule 439 Aχ le 437, 439 Heracale, Herecele 441 Hercle 441–4 men 444  Old Irish ab, abae 332 mart 293–5 Welsh afr- 332 Cuneda, Cunedag 449, 450–1 Cybdaf, Condaf 449 Cyfnglas 451 Dinacat, Dincat 447, 448–9, 453–7 Dumnagual, Dyfnawal 447, 449 Maelgwn 447, 451 marth 295 Tutagual, Tudwal 449, 455, 457 Urien, Urbagen, Urbgen 449 597 598 Select Index of Words Discussed Breton Catiherno 451–2 Conatam, Cunatam 449 Cunauualt, Conuual 449 Dumnouwallon 449 marzh, marz 295, 297 Cornish marth 295, 297 marthus 298       Gothic abrs 332 habai† 56 j»er 380 wisan 464–7 witan 54 Old English ma†elian 417–33 m¤†lan 417–33 m¤lan 417–33 oferwesnes 468 weaxan 461–2 we(o)san 462–4 wesa 468 wesand, weosond 468–9 Old Norse afar- 332 l‹omr 201 Old High German firwesan 467–8 hab»en 49 hab»em 56 mahal»on 420 tasca 385 wisant, wisunt 468–9  Old Church Slavonic im#eti 49 vid#eti 54